Li Winifred I

13F filer, CIK 1317264, Boston, MA

Li Winifred I reported $116,355,000 across 396 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-06. Its ten largest share positions make up 21.86% of the portfolio.

Filed 2014-02-06 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0000950123-14-001162

Period: 2013-12-31
Reported value: $116M
Holdings: 396
Top 10 weight: 21.86%
New: 35
Sold out: 23

Largest buys vs the previous quarter

Security	Shares change	Approx. value
ARnew	+10,110	$641K
UNHnew	+7,665	$577K
PBInew	+19,931	$464K
UNILEVER PLCnew	+11,105	$458K
CNIadded	+7,857	$448K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
CVEexited	-23,578	-$703K
SYYreduced	-16,925	-$614K
ARIAD PHARMACEUTICALS INCexited	-26,427	-$486K
GISreduced	-9,584	-$480K
SOTHEBYSreduced	-6,924	-$369K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0000950123-14-001162, largest first. % of portfolio is the value over $116,348,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
EFAISHARES TR	107,445	$7.21M	6.2%	-78		Timeline
XOMEXXON MOBIL CORP	28,223	$2.85M	2.45%	-1,262		Timeline
SLBSLB LIMITED	25,005	$2.25M	1.94%	+668		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	34,558	$2.25M	1.93%	+1,493
AAPLAPPLE INC	3,609	$2.02M	1.74%	+333		Timeline
JNJJOHNSON & JOHNSON	20,703	$1.9M	1.63%	-413		Timeline
MSFTMICROSOFT CORP	48,137	$1.8M	1.55%	-14		Timeline
AXPAMERICAN EXPRESS CO	19,447	$1.76M	1.52%	+1,130		Timeline
MMM3M CO	12,360	$1.73M	1.49%	+182		Timeline
JPMJPMORGAN CHASE & CO	28,225	$1.65M	1.42%	+449		Timeline
BMYBRISTOL-MYERS SQUIBB CO	29,465	$1.56M	1.35%	-632		Timeline
PGPROCTER & GAMBLE CO	17,652	$1.44M	1.24%	-847		Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	41,035	$1.35M	1.16%	+5,090
BRK-BBERKSHIRE HATHAWAY INC DEL	11,295	$1.34M	1.15%	0		Timeline
ORCLORACLE CORP	34,142	$1.31M	1.12%	-1,413		Timeline
ITWILLINOIS TOOL WKS INC	14,544	$1.22M	1.05%	0		Timeline
IBMINTERNATIONAL BUSINESS MACHS	6,387	$1.2M	1.03%	-923		Timeline
DISDISNEY WALT CO	15,517	$1.19M	1.02%	-764		Timeline
WMTWALMART INC	14,772	$1.16M	1%	-28		Timeline
ACNACCENTURE PLC IRELAND	14,085	$1.16M	1%	+1,065		Timeline
BNYBANK OF NY MELLON CORP	32,720	$1.14M	0.98%	0		Timeline
PEPPEPSICO INC	13,273	$1.1M	0.95%	-1,508		Timeline
E M C CORP MASSE M C CORP MASS	43,078	$1.08M	0.93%	+5,227
COVIDIEN PLCCOVIDIEN PLC	15,388	$1.05M	0.9%	0
WFCWELLS FARGO & CO	22,821	$1.04M	0.89%	-450		Timeline
DVNDEVON ENERGY CORP NEW	16,223	$1M	0.86%	0		Timeline
PFEPFIZER INC	32,315	$990K	0.85%	-329		Timeline
GENERAL ELEC COGENERAL ELEC CO	34,895	$978K	0.84%	+422
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	3,584	$965K	0.83%	-18
VWOVANGUARD INTL EQUITY INDEX F	22,665	$932K	0.8%	+2,380		Timeline
EOGEOG RES INC	5,448	$915K	0.79%	-304		Timeline
CMACOMERICA INC	19,210	$913K	0.78%	0		Timeline
CNICANADIAN NATL RY CO	15,850	$903K	0.78%	+7,857		Timeline
RRCRANGE RES CORP	10,647	$898K	0.77%	+1,054		Timeline
TOLTOLL BROTHERS INC	22,695	$840K	0.72%	+563		Timeline
GoogleGoogle	749	$840K	0.72%	-37
ROPROPER TECHNOLOGIES INC	6,024	$836K	0.72%	+663		Timeline
CORCENCORA INC	11,710	$824K	0.71%	0		Timeline
SIRONA DENTAL SYSTEMS INCSIRONA DENTAL SYSTEMS INC	11,731	$824K	0.71%	-1,363
TECHNIPFMC PLCTECHNIPFMC PLC	15,075	$787K	0.68%	+2,514
TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD	18,515	$760K	0.65%	+388
INTUINTUIT	9,917	$756K	0.65%	+2,462		Timeline
CTASCINTAS CORP	12,675	$756K	0.65%	0		Timeline
DOVDOVER CORP	7,786	$752K	0.65%	+1,243		Timeline
NVSNOVARTIS AG	9,339	$751K	0.65%	-645		Timeline
ADPAUTOMATIC DATA PROCESSING IN	9,262	$748K	0.64%	-564		Timeline
CVXCHEVRON CORPORATION	5,951	$743K	0.64%	-95		Timeline
BARD C R INCBARD C R INC	5,532	$741K	0.64%	+118
NEENEXTERA ENERGY INC	8,647	$740K	0.64%	-273		Timeline
EXPDEXPEDITORS INTL WASH INC	16,700	$739K	0.64%	0		Timeline
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	32,096	$736K	0.63%	-535
MRKMERCK & CO INC	14,703	$735K	0.63%	-582		Timeline
GNRCGENERAC HLDGS INC	12,890	$730K	0.63%	+333		Timeline
LENLENNAR CORP	18,076	$715K	0.61%	+561		Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	12,685	$699K	0.6%	-6,290
TIME WARNER INCTIME WARNER INC	9,906	$691K	0.59%	0
SanDisk CorporationSanDisk Corporation	9,741	$687K	0.59%	+212
CTRACOTERRA ENERGY INC	17,669	$684K	0.59%	-305		Timeline
ELLAUDER ESTEE COS INC	9,025	$680K	0.58%	-562		Timeline
PCARPACCAR INC	11,075	$655K	0.56%	0		Timeline
BABOEING CO	4,742	$647K	0.56%	-8		Timeline
ARANTERO RESOURCES CORP	10,110	$641K	0.55%	new		Timeline
LOWLOWES COS INC	12,858	$637K	0.55%	-4		Timeline
OXYOCCIDENTAL PETE CORP	6,696	$637K	0.55%	+189		Timeline
VZVERIZON COMMUNICATIONS INC	12,744	$626K	0.54%	-1,055		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	8,910	$626K	0.54%	-747
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	5,390	$614K	0.53%	-294
CSCOCISCO SYS INC	27,175	$610K	0.52%	-1,003		Timeline
DHRDANAHER CORP DEL	7,764	$599K	0.51%	-627		Timeline
EPDENTERPRISE PRODS PARTNERS L	8,866	$588K	0.51%	0		Timeline
L BRANDS INCL BRANDS INC	9,429	$583K	0.5%	-56
UNHUNITEDHEALTH GROUP INC	7,665	$577K	0.5%	new		Timeline
MTBM & T BK CORP	4,872	$567K	0.49%	+123		Timeline
CLCOLGATE PALMOLIVE CO	8,685	$566K	0.49%	-1,119		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	10,435	$557K	0.48%	+2,000
KMBKIMBERLY-CLARK CORP	5,211	$544K	0.47%	0		Timeline
IJHISHARES TR	4,052	$542K	0.47%	0		Timeline
EMREMERSON ELEC CO	7,554	$530K	0.46%	+8		Timeline
CHDCHURCH & DWIGHT CO INC	7,932	$526K	0.45%	+179		Timeline
LUXOTTICA GROUP SPA ADRLUXOTTICA GROUP SPA ADR	9,678	$522K	0.45%	-1,549
UPSUNITED PARCEL SVCS INC	4,866	$511K	0.44%	+2		Timeline
WILLIS GROUP HOLDINGS PLCWILLIS GROUP HOLDINGS PLC	11,315	$507K	0.44%	0
UNILEVER N VUNILEVER N V	12,142	$488K	0.42%	0
FISVFISERV INC	7,988	$472K	0.41%	+4,159		Timeline
PBIPITNEY BOWES INC	19,931	$464K	0.4%	new		Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	9,513	$459K	0.39%	-2,856
UNILEVER PLCUNILEVER PLC	11,105	$458K	0.39%	new
PRAXAIR INCPRAXAIR INC	3,443	$448K	0.39%	+95
WALGREEN COWALGREEN CO	7,552	$434K	0.37%	-275
AMGNAMGEN INC	3,794	$433K	0.37%	+85		Timeline
NATIONAL GRID PLCNATIONAL GRID PLC	6,562	$429K	0.37%	-63
COPCONOCOPHILLIPS	5,941	$420K	0.36%	-240		Timeline
XBISPDR SERIES TRUST	3,161	$412K	0.35%	0		Timeline
TXNTEXAS INSTRS INC	8,916	$392K	0.34%	-400		Timeline
IDXXIDEXX LABS INC	3,575	$380K	0.33%	0		Timeline
PNCPNC FINL SVCS GROUP INC	4,869	$378K	0.32%	+2		Timeline
MCDMCDONALDS CORP	3,829	$372K	0.32%	-592		Timeline
CVSCVS HEALTH CORP	5,078	$363K	0.31%	-225		Timeline
KOCOCA COLA CO	8,724	$361K	0.31%	-10		Timeline
IHIISHARES TR	3,809	$354K	0.3%	0		Timeline
LLYELI LILLY & CO	6,906	$352K	0.3%	-222		Timeline
APDAIR PRODUCTS AND CHEMICALS I	3,040	$340K	0.29%	0		Timeline
TAT&T INC	9,136	$321K	0.28%	-1,452		Timeline
ACE LTDACE LTD	3,063	$317K	0.27%	0
VODAFONE GP PLCVODAFONE GP PLC	7,909	$311K	0.27%	0
PALL CORPPALL CORP	3,647	$311K	0.27%	-407
STERICYCLE INCSTERICYCLE INC	2,600	$302K	0.26%	0
DEDEERE & CO	3,288	$300K	0.26%	-596		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	4,592	$291K	0.25%	0
ETENERGY TRANSFER L P	3,354	$274K	0.24%	0		Timeline
MONSANTO CO NEWMONSANTO CO NEW	2,304	$269K	0.23%	0
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	4,962	$268K	0.23%	+1,658
SEESEALED AIR CORP NEW	7,800	$266K	0.23%	0		Timeline
BLACKROCK INCBLACKROCK INC	794	$251K	0.22%	0
NOBLE ENERGY INCNOBLE ENERGY INC	3,636	$248K	0.21%	0
AIGAMERICAN INTL GROUP INC	4,806	$245K	0.21%	0		Timeline
Chubb CorporationChubb Corporation	2,506	$242K	0.21%	-25
IJRISHARES TR	2,212	$241K	0.21%	0		Timeline
BPBP PLC	4,641	$225K	0.19%	0		Timeline
GPCGENUINE PARTS CO	2,661	$221K	0.19%	0		Timeline
NKENIKE INC	2,800	$220K	0.19%	0		Timeline
IVZINVESCO LTD	5,896	$215K	0.18%	0		Timeline
AGL RES INCAGL RES INC	4,516	$213K	0.18%	0
Dow Chemical CompanyDow Chemical Company	4,662	$207K	0.18%	+1,270
HONHONEYWELL INTL INC	2,250	$206K	0.18%	0		Timeline
REGNREGENERON PHARMACEUTICALS	730	$201K	0.17%	-40		Timeline
HCSGHEALTHCARE SVCS GROUP INC	7,100	$201K	0.17%	+1,200		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	1,768	$197K	0.17%	0		Timeline
SUSUNCOR ENERGY INC NEW	5,563	$195K	0.17%	-235		Timeline
JPMORGAN CHINAJPMORGAN CHINA	12,709	$193K	0.17%	new
PSXPHILLIPS 66	2,439	$188K	0.16%	-830		Timeline
LVSLAS VEGAS SANDS CORP	2,380	$188K	0.16%	0		Timeline
DALDELTA AIR LINES INC	6,800	$187K	0.16%	+2,100		Timeline
BUDANHEUSER BUSCH INBEV SA NV	1,690	$180K	0.15%	-797		Timeline
INTCINTEL CORP	6,774	$176K	0.15%	-500		Timeline
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	2,050	$172K	0.15%	0
WADDELL & REED FINL INCWADDELL & REED FINL INC	2,630	$171K	0.15%	0
DISCOVERY INCDISCOVERY INC	2,000	$168K	0.14%	0
GDGENERAL DYNAMICS CORP	1,750	$167K	0.14%	0		Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	2,045	$162K	0.14%	-6
SYKSTRYKER CORPORATION	2,120	$159K	0.14%	0		Timeline
AMZNAMAZON COM INC	396	$158K	0.14%	+7		Timeline
NSCNORFOLK SOUTHN CORP	1,650	$153K	0.13%	0		Timeline
LNTALLIANT ENERGY CORP	2,900	$150K	0.13%	0		Timeline
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	3,225	$150K	0.13%	0
QCOMQUALCOMM INC	2,009	$149K	0.13%	0		Timeline
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	3,600	$149K	0.13%	0
RCLROYAL CARIBBEAN GROUP	3,010	$143K	0.12%	0		Timeline
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	4,000	$142K	0.12%	0
LAM RESEARCH CORPLAM RESEARCH CORP	2,565	$140K	0.12%	0
CMICUMMINS INC	980	$138K	0.12%	0		Timeline
VMRKVIVMARK RESIDENTIAL	2,650	$137K	0.12%	0		Timeline
GISGENERAL MILLS INC	2,736	$137K	0.12%	-9,584		Timeline
BHPBHP BILLITON LIMITED	1,945	$133K	0.11%	+100		Timeline
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	5,400	$131K	0.11%	0
GANNETT INCGANNETT INC	4,410	$130K	0.11%	0
TRMBTRIMBLE INC	3,760	$130K	0.11%	0		Timeline
ITT CORPITT CORP	2,978	$129K	0.11%	0
VTRVENTAS INC	2,202	$126K	0.11%	0		Timeline
AEEAMEREN CORP	3,400	$123K	0.11%	0		Timeline
PHGKONINKLIJKE PHILIPS N V	3,300	$122K	0.1%	0		Timeline
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	3,390	$121K	0.1%	0
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	3,583	$121K	0.1%	0
ENBENBRIDGE INC	2,750	$120K	0.1%	0		Timeline
PSAPUBLIC STORAGE	800	$120K	0.1%	0		Timeline
CNPCENTERPOINT ENERGY INC	5,038	$117K	0.1%	0		Timeline
PLDPROLOGIS INC.	3,150	$116K	0.1%	0		Timeline
SNYSANOFI SA	2,150	$115K	0.1%	0		Timeline
WABWABTEC	1,540	$114K	0.1%	0		Timeline
BRBROADRIDGE FINL SOLUTIONS IN	2,840	$112K	0.1%	0		Timeline
PAGPENSKE AUTOMOTIVE GRP INC	2,380	$112K	0.1%	0		Timeline
EXREXTRA SPACE STORAGE INC	2,650	$112K	0.1%	new		Timeline
Gulfport EnergyGulfport Energy	1,760	$111K	0.1%	0
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	1,450	$110K	0.09%	+20
ATMEL CORPATMEL CORP	14,090	$110K	0.09%	+2,300
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	880	$109K	0.09%	0
FOSTER WHEELER AGFOSTER WHEELER AG	3,290	$109K	0.09%	0
ABBVABBVIE INC	2,025	$107K	0.09%	-687		Timeline
DUKE REALTY CORPDUKE REALTY CORP	7,000	$105K	0.09%	0
PATTERSON COS INCPATTERSON COS INC	2,550	$105K	0.09%	0
DDOMINION ENERGY INC	1,600	$104K	0.09%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,000	$104K	0.09%	0		Timeline
CHEMTURA CORPCHEMTURA CORP	3,730	$104K	0.09%	0
ISIS PHARMACEUTICALS INCISIS PHARMACEUTICALS INC	2,590	$103K	0.09%	0
NINISOURCE INC	3,100	$102K	0.09%	0		Timeline
WEXWEX INC	1,020	$101K	0.09%	0		Timeline
WMBWILLIAMS COS INC	2,600	$100K	0.09%	0		Timeline
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES	3,100	$100K	0.09%	0
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	1,200	$99K	0.09%	+150
THGHANOVER INS GROUP INC	1,640	$98K	0.08%	0		Timeline
HPHELMERICH & PAYNE INC	1,170	$98K	0.08%	0		Timeline
VALARIS ORDVALARIS ORD	1,380	$98K	0.08%	0
CBOECBOE GLOBAL MKTS INC	1,870	$97K	0.08%	0		Timeline
PHPARKER-HANNIFIN CORP	750	$96K	0.08%	0		Timeline
HASHASBRO INC	1,700	$94K	0.08%	new		Timeline
ECLECOLAB INC	900	$94K	0.08%	-175		Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	6,241	$94K	0.08%	0
GXCSPDR INDEX SHS FDS	1,200	$94K	0.08%	0		Timeline
ORIENT EXPRESS HOTELS LTD -AORIENT EXPRESS HOTELS LTD -A	6,230	$94K	0.08%	0
MTNVAIL RESORTS INC	1,240	$93K	0.08%	0		Timeline
CIRCOR INTL INCCIRCOR INTL INC	1,150	$93K	0.08%	0
UNPUNION PAC CORP	550	$92K	0.08%	0		Timeline
EWEDWARDS LIFESCIENCES CORP	1,400	$92K	0.08%	-1,150		Timeline
LSI CORPORATIONLSI CORPORATION	8,220	$91K	0.08%	0
NPOENPRO INC	1,560	$90K	0.08%	0		Timeline
VNOVORNADO RLTY TR	1,000	$89K	0.08%	0		Timeline
KMIKINDER MORGAN INC DEL	2,450	$88K	0.08%	0		Timeline
LEGACY TEX FINL GROUP INC C…LEGACY TEX FINL GROUP INC COM	3,120	$86K	0.07%	0
FIRSTMERIT CORPFIRSTMERIT CORP	3,860	$86K	0.07%	0
HILL ROM HLDGS INCHILL ROM HLDGS INC	2,060	$85K	0.07%	0
ARRIS GROUP INCARRIS GROUP INC	3,510	$85K	0.07%	0
FAFFIRST AMERN FINL CORP	2,970	$84K	0.07%	0		Timeline
HXLHEXCEL CORP NEW	1,880	$84K	0.07%	0		Timeline
ZTSZOETIS INC	2,550	$83K	0.07%	0		Timeline
DINDINE BRANDS GLOBAL INC	990	$83K	0.07%	0		Timeline
VECTREN CORPVECTREN CORP	2,330	$83K	0.07%	+570
MDLZMONDELEZ INTL INC	2,335	$82K	0.07%	+92		Timeline
FLOFLOWERS FOODS INC	3,840	$82K	0.07%	0		Timeline
AOSSMITH A O CORP	1,500	$81K	0.07%	0		Timeline
KALUKAISER ALUMINIUM CORPORATION	1,150	$81K	0.07%	0		Timeline
RHPRYMAN HOSPITALITY PPTYS INC	1,920	$80K	0.07%	+600		Timeline
SOTHEBYSSOTHEBYS	1,500	$80K	0.07%	-6,924
DANDANA INC	4,040	$79K	0.07%	0		Timeline
SEATTLE GENETICS INCSEATTLE GENETICS INC	1,990	$79K	0.07%	0
ABTABBOTT LABORATORIES	2,025	$78K	0.07%	-687		Timeline
FXIISHARES TR	2,042	$78K	0.07%	0		Timeline
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	1,670	$78K	0.07%	0
RRXREGAL REXNORD CORPORATION	1,050	$77K	0.07%	0		Timeline
VERINT SYS INCVERINT SYS INC	1,795	$77K	0.07%	0
AVTAVNET INC	1,690	$75K	0.06%	0		Timeline
NWBINORTHWEST BANCSHARES INC	5,060	$75K	0.06%	0		Timeline
ALAIR LEASE CORP	2,400	$75K	0.06%	0		Timeline
CST BRANDS INCCST BRANDS INC	2,000	$73K	0.06%	0
TW TELECOM INCTW TELECOM INC	2,380	$73K	0.06%	0
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	500	$73K	0.06%	0
CCJCAMECO CORP	3,450	$72K	0.06%	0		Timeline
NEOGNEOGEN CORP	1,575	$72K	0.06%	+525		Timeline
SBHSALLY BEAUTY HLDGS INC	2,340	$71K	0.06%	0		Timeline
CAECAE INC	5,500	$70K	0.06%	0		Timeline
RAYTHEON CORAYTHEON CO	777	$70K	0.06%	0
IBERIABANK CORPIBERIABANK CORP	1,100	$69K	0.06%	0
WTFCWINTRUST FINL CORP	1,470	$68K	0.06%	0		Timeline
CFFNCAPITOL FED FINL INC	5,590	$68K	0.06%	0		Timeline
VRTXVERTEX PHARMACEUTICALS INC	900	$67K	0.06%	0		Timeline
MOSMOSAIC CO	1,420	$67K	0.06%	0		Timeline
THE COOPER COMPANIESTHE COOPER COMPANIES	531	$66K	0.06%	new
FORESTAR GROUP, INC.FORESTAR GROUP, INC.	3,080	$66K	0.06%	+750
SBRASABRA HEALTH CARE REIT INC	2,480	$65K	0.06%	0		Timeline
XLKSELECT SECTOR SPDR TR	1,764	$63K	0.05%	0		Timeline
HOSHORNBECK OFFSHORE SERVICES I	2,730	$63K	0.05%	0		Timeline
DELTIC TIMBER CORPDELTIC TIMBER CORP	930	$63K	0.05%	0
WALTER INVT MGMT CORPWALTER INVT MGMT CORP	1,780	$63K	0.05%	0
ACTUANT CORPACTUANT CORP	1,720	$63K	0.05%	0
NWENORTHWESTERN ENERGY GROUP IN	1,420	$62K	0.05%	0		Timeline
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	2,350	$62K	0.05%	0
DENNDENNY'S CORP	8,450	$61K	0.05%	0		Timeline
BANCORPSOUTH INCBANCORPSOUTH INC	2,410	$61K	0.05%	0
STTSTATE STR CORP	825	$60K	0.05%	-75		Timeline
JBTMJBT MAREL CORPORATION	2,030	$60K	0.05%	0		Timeline
BABCOCK & WILCOX CO NEWBABCOCK & WILCOX CO NEW	1,760	$60K	0.05%	0
CGNXCOGNEX CORP	1,540	$59K	0.05%	0		Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INC	610	$59K	0.05%	0
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	6,038	$59K	0.05%	0
FAIRCHILD SEMICONDUCTORFAIRCHILD SEMICONDUCTOR	4,370	$58K	0.05%	0
CABLEVISION SYS CORPCABLEVISION SYS CORP	3,220	$58K	0.05%	0
ALEALLETE INC	1,150	$57K	0.05%	0		Timeline
RJFRAYMOND JAMES FINL INC	1,070	$56K	0.05%	0		Timeline
ROWAN COMPANIES PLCROWAN COMPANIES PLC	1,570	$56K	0.05%	0
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	1,667	$55K	0.05%	0
STILLWATER MINING COSTILLWATER MINING CO	4,460	$55K	0.05%	0
SYYSYSCO CORP	1,489	$54K	0.05%	-16,925		Timeline
FEDERAL MOGUL CORPFEDERAL MOGUL CORP	2,760	$54K	0.05%	0
UMBFUMB FINL CORP	830	$53K	0.05%	+420		Timeline
TIFFANY & CO NEWTIFFANY & CO NEW	569	$53K	0.05%	0
RESOURCE CAP CORP REITRESOURCE CAP CORP REIT	9,000	$53K	0.05%	-9,000
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	2,110	$52K	0.04%	0
RF MICRODEVICES INCRF MICRODEVICES INC	10,040	$52K	0.04%	0
RITCHIE BROS AUCTIONEERSRITCHIE BROS AUCTIONEERS	2,210	$51K	0.04%	new
HANGER INCHANGER INC	1,290	$51K	0.04%	new
COMVERSE INCCOMVERSE INC	1,308	$51K	0.04%	0
NVRIENVIRI CORP	1,800	$50K	0.04%	new		Timeline
HIHILLENBRAND INC	1,680	$49K	0.04%	new		Timeline
CATCATERPILLAR INC	525	$48K	0.04%	0		Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	690	$47K	0.04%	0
FSTRFOSTER L B CO	990	$47K	0.04%	0		Timeline
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	13,260	$47K	0.04%	0
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	590	$46K	0.04%	0
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	900	$46K	0.04%	0
UNFIUNITED NAT FOODS INC	600	$45K	0.04%	0		Timeline
SEACHANGE INTL INCSEACHANGE INTL INC	3,720	$45K	0.04%	0
FBINFORTUNE BRANDS INNOVATIONS I	960	$44K	0.04%	0		Timeline
RTI INTL METALS INCRTI INTL METALS INC	1,300	$44K	0.04%	0
IWMISHARES TR	377	$43K	0.04%	0		Timeline
UFIUNIFI INC	1,589	$43K	0.04%	0		Timeline
TRIQUINT SEMICONDUCTOR INCTRIQUINT SEMICONDUCTOR INC	5,140	$43K	0.04%	0
IYFISHARES TR	520	$42K	0.04%	0		Timeline
TXNMTXNM ENERGY INC	1,730	$42K	0.04%	0		Timeline
RHIROBERT HALF INC.	1,000	$42K	0.04%	0		Timeline
KAIKADANT INC	1,000	$41K	0.04%	0		Timeline
VSHVISHAY INTERTECHNOLOGY INC	2,970	$39K	0.03%	0		Timeline
TRIANGLE PETE CORPTRIANGLE PETE CORP	4,680	$39K	0.03%	new
CMCSACOMCAST CORP NEW	732	$38K	0.03%	+48		Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	840	$38K	0.03%	0
KOPKOPPERS HOLDINGS INC	840	$38K	0.03%	0		Timeline
HLITHARMONIC INC	5,190	$38K	0.03%	0		Timeline
MYGNMYRIAD GENETICS INC	1,760	$37K	0.03%	0		Timeline
BAXBAXTER INTL INC	530	$37K	0.03%	0		Timeline
JANUS CAPITAL GROUP INCJANUS CAPITAL GROUP INC	2,990	$37K	0.03%	0
MKCMCCORMICK & CO INC	524	$36K	0.03%	0		Timeline
MURMURPHY OIL CORP	542	$35K	0.03%	-1,200		Timeline
AMCXAMC GLOBAL MEDIA INC	512	$35K	0.03%	0		Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	2,300	$35K	0.03%	0
WLYWILEY JOHN & SONS INC	600	$33K	0.03%	0		Timeline
CORE LABORATORIES N VCORE LABORATORIES N V	170	$32K	0.03%	new
XLFSELECT SECTOR SPDR TR	1,386	$30K	0.03%	0		Timeline
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	510	$29K	0.02%	0
ADARRAY DIGITAL INFRASTRUCTURE	670	$28K	0.02%	0		Timeline
MCDERMOTT INTL INCMCDERMOTT INTL INC	3,010	$28K	0.02%	0
INTERXION HOLDING N.VINTERXION HOLDING N.V	1,130	$27K	0.02%	0
MERCHANTS BANCSHARES INCMERCHANTS BANCSHARES INC	800	$27K	0.02%	new
TDSTELEPHONE & DATA SYS INC	1,020	$26K	0.02%	0		Timeline
MEDICINES COMEDICINES CO	670	$26K	0.02%	0
VIVUS INCVIVUS INC	2,910	$26K	0.02%	0
EEMISHARES TR	600	$25K	0.02%	0		Timeline
FAIRWAY GROUP HLDGS CORPFAIRWAY GROUP HLDGS CORP	1,400	$25K	0.02%	new
JDS UNIPHASE CORPJDS UNIPHASE CORP	1,860	$24K	0.02%	0
CYRUSONE INCCYRUSONE INC	1,020	$23K	0.02%	new
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	125	$23K	0.02%	new
MEDTRONIC INCMEDTRONIC INC	400	$23K	0.02%	0
NORDSTROM INCNORDSTROM INC	359	$22K	0.02%	+43
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM	4,190	$21K	0.02%	+1,100
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	600	$21K	0.02%	new
IMMUNOGEN INCIMMUNOGEN INC	1,380	$20K	0.02%	0
TECHNE CORPTECHNE CORP	200	$19K	0.02%	new
MUSAMURPHY USA INC	434	$18K	0.02%	0		Timeline
MEADWESTVACO CORPMEADWESTVACO CORP	480	$18K	0.02%	0
XLUSELECT SECTOR SPDR TR	436	$17K	0.01%	0		Timeline
ENDOCYTE INCENDOCYTE INC	1,600	$17K	0.01%	0
DGXQUEST DIAGNOSTICS INC	300	$16K	0.01%	0		Timeline
WGL HLDGS INCWGL HLDGS INC	400	$16K	0.01%	new
MOCON INCMOCON INC	1,000	$16K	0.01%	0
STARZSTARZ	500	$15K	0.01%	0
NOCNORTHROP GRUMMAN CORP	124	$14K	0.01%	0		Timeline
TRONOX LTDTRONOX LTD	587	$14K	0.01%	-2,200
CELGENE CORPCELGENE CORP	75	$13K	0.01%	new
PMPHILIP MORRIS INTL INC	107	$9K	0.01%	-650		Timeline
MKSIMKS INC.	275	$8K	0.01%	new		Timeline
NTAPNETAPP INC	200	$8K	0.01%	new		Timeline
ABBNYABB LTD-SPON ADR	300	$8K	0.01%	0		Timeline
NII HOLDINGS INCNII HOLDINGS INC	2,730	$8K	0.01%	0
AMATAPPLIED MATLS INC	400	$7K	0.01%	new		Timeline
GSGOLDMAN SACHS GROUP INC	38	$7K	0.01%	+30		Timeline
RGAREINSURANCE GROUP AMER INC	75	$6K	0.01%	new		Timeline
RIORIO TINTO PLC	100	$6K	0.01%	-540		Timeline
APACHE CORPAPACHE CORP	70	$6K	0.01%	new
NEWPORT CORPNEWPORT CORP	350	$6K	0.01%	new
MOALTRIA GROUP INC	131	$5K	<0.01%	0		Timeline
ADIANALOG DEVICES INC	100	$5K	<0.01%	new		Timeline
USBUS BANCORP	132	$5K	<0.01%	0		Timeline
DENBURY RES INCDENBURY RES INC	300	$5K	<0.01%	new
ZBHZIMMER BIOMET HOLDINGS INC	40	$4K	<0.01%	0		Timeline
VRTSVIRTUS INVT PARTNERS INC	18	$4K	<0.01%	0		Timeline
JOY GLOBAL INCJOY GLOBAL INC	65	$4K	<0.01%	new
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L P	57	$4K	<0.01%	0
TJXTJX COS INC NEW	50	$3K	<0.01%	0		Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	38	$3K	<0.01%	0
HIIHUNTINGTON INGALLS INDS INC	20	$2K	<0.01%	0		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	30	$2K	<0.01%	0		Timeline
CHKPCHECK POINT SOFTWARE TECH LT	34	$2K	<0.01%	0		Timeline
PBRPETROLEO BRASILEIRO S A	150	$2K	<0.01%	-820		Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	30	$2K	<0.01%	0
ALLERGAN INCALLERGAN INC	17	$2K	<0.01%	0
PEABODY ENERGY CORPPEABODY ENERGY CORP	120	$2K	<0.01%	new
VTIVANGUARD INDEX FDS	15	$1K	<0.01%	0		Timeline
CMSCMS ENERGY CORP	34	$1K	<0.01%	0		Timeline
AEPAMERICAN ELEC PWR CO INC	18	$1K	<0.01%	0		Timeline
XYLXYLEM INC	16	$1K	<0.01%	0		Timeline
ATOATMOS ENERGY CORP	20	$1K	<0.01%	0		Timeline
DTEDTE ENERGY CO	13	$1K	<0.01%	0		Timeline
CCLCARNIVAL CORP	19	$1K	<0.01%	0		Timeline
HESS CORPHESS CORP	14	$1K	<0.01%	0
Mallinckrodt PlcMallinckrodt Plc	10	$1K	<0.01%	0
SCANA CORP NEWSCANA CORP NEW	16	$1K	<0.01%	0
WESTAR ENERGY INCWESTAR ENERGY INC	25	$1K	<0.01%	0
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	24	$1K	<0.01%	0
BAKER HUGHES INCBAKER HUGHES INC	26	$1K	<0.01%	0
THE ADT CORPORATIONTHE ADT CORPORATION	14	$1K	<0.01%	0
LORILLARD INCLORILLARD INC	21	$1K	<0.01%	0
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO	43	$1K	<0.01%	0
ICEINTERCONTINENTAL EXCHANGE IN	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
AGGISHARES TR	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ALLEALLEGION PLC	10	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
HOSPIRA INCHOSPIRA INC	1	$0	0%	0	Value filed as zero, left out of ratios.
ALBERTSONS CO SHS CL A CLAS…ALBERTSONS CO SHS CL A CLASS CLAS…	100	$0	0%	new	Value filed as zero, left out of ratios.
EXELIS INCEXELIS INC	16	$0	0%	0	Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
NUVASIVE INCNUVASIVE INC CORPORATE OBLIG	principal	90,000	$97K	0

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
CVECENOVUS ENERGY INC	23,578	$703K	shares
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC	26,427	$486K	shares
J F CHINA REGION FD INCJ F CHINA REGION FD INC	12,709	$186K	shares
PIONEER SOUTHWEST ENERGYPIONEER SOUTHWEST ENERGY	3,440	$152K	shares
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC	1,130	$141K	shares
HCP INCHCP INC	3,000	$123K	shares
HologicHologic	105,000	$105K	principal
HANESBRANDS INCHANESBRANDS INC	1,400	$87K	shares
VYXNCR VOYIX CORPORATION	1,130	$45K	shares
RYLAND GROUP INCRYLAND GROUP INC	1,060	$43K	shares
SAKS INCSAKS INC	2,590	$41K	shares
DLRDIGITAL RLTY TR INC	750	$40K	shares
REGIS CORPREGIS CORP	2,640	$39K	shares
EXCO RESOURCES INCEXCO RESOURCES INC	5,150	$35K	shares
BELO CORPBELO CORP	2,090	$29K	shares
TEVATEVA PHARMACEUTICAL INDS LTD	690	$26K	shares
CAJPYCANON INC ADS (1 SH COM)	600	$19K	shares
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC	2,100	$18K	shares
VALEVALE S A	400	$6K	shares
POWERSHARESPOWERSHARES	237	$6K	shares
EXCEXELON CORP	40	$1K	shares
CIGCIA ENERGETICA DE MINAS GERA	154	$1K	shares
NYSE EURONEXTNYSE EURONEXT	14	$1K	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-14-001162	base		2014-02-06	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC