Li Winifred I

13F filer, CIK 1317264, Boston, MA

Li Winifred I reported $108,068,000 across 384 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-19. Its ten largest share positions make up 21.07% of the portfolio.

Filed 2013-11-19 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC13F-HR 0000950123-13-009982

Period: 2013-09-30
Reported value: $108M
Holdings: 384
Top 10 weight: 21.07%
New: 20
Sold out: 19

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SanDisk Corporationnew	+9,529	$567K
POTASH CORP OF SASKATCHEWANadded	+12,795	$400K
JPMadded	+7,630	$394K
CTRAadded	+9,137	$341K
TOLadded	+6,929	$225K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
OMCexited	-21,405	-$1.34M
GENERAL ELEC COreduced	-25,716	-$614K
MMMreduced	-3,905	-$466K
VARIAN MED SYS INCexited	-6,400	-$432K
MCDreduced	-4,112	-$395K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0000950123-13-009982, largest first. % of portfolio is the value over $108,059,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
EFAISHARES TR	107,523	$6.86M	6.35%	-2,296		Timeline
XOMEXXON MOBIL CORP	29,485	$2.54M	2.35%	-3,075		Timeline
SLBSLB LIMITED	24,337	$2.15M	1.99%	-1,004		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	33,065	$1.94M	1.79%	-1,746
JNJJOHNSON & JOHNSON	21,116	$1.83M	1.69%	-1,343		Timeline
MSFTMICROSOFT CORP	48,151	$1.6M	1.48%	-8,087		Timeline
AAPLAPPLE INC	3,276	$1.56M	1.45%	-500		Timeline
MMM3M CO	12,178	$1.45M	1.35%	-3,905		Timeline
JPMJPMORGAN CHASE & CO	27,776	$1.44M	1.33%	+7,630		Timeline
PGPROCTER & GAMBLE CO	18,499	$1.4M	1.29%	-3,636		Timeline
BMYBRISTOL-MYERS SQUIBB CO	30,097	$1.39M	1.29%	+271		Timeline
AXPAMERICAN EXPRESS CO	18,317	$1.38M	1.28%	+260		Timeline
IBMINTERNATIONAL BUSINESS MACHS	7,310	$1.35M	1.25%	-1,072		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	11,295	$1.28M	1.19%	-1,835		Timeline
ORCLORACLE CORP	35,555	$1.18M	1.09%	-1,027		Timeline
PEPPEPSICO INC	14,781	$1.18M	1.09%	-1,928		Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	35,945	$1.12M	1.04%	+12,795
ITWILLINOIS TOOL WKS INC	14,544	$1.11M	1.03%	-599		Timeline
WMTWALMART INC	14,800	$1.09M	1.01%	-534		Timeline
DISDISNEY WALT CO	16,281	$1.05M	0.97%	+459		Timeline
BNYBANK OF NY MELLON CORP	32,720	$987K	0.91%	-515		Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	18,975	$983K	0.91%	-390
EOGEOG RES INC	5,752	$974K	0.9%	-15		Timeline
E M C CORP MASSE M C CORP MASS	37,851	$968K	0.9%	-176
WFCWELLS FARGO & CO	23,271	$961K	0.89%	-399		Timeline
ACNACCENTURE PLC IRELAND	13,020	$959K	0.89%	+1,330		Timeline
PFEPFIZER INC	32,644	$939K	0.87%	-618		Timeline
COVIDIEN PLCCOVIDIEN PLC	15,388	$938K	0.87%	+3,178
DVNDEVON ENERGY CORP NEW	16,223	$937K	0.87%	-255		Timeline
SIRONA DENTAL SYSTEMS INCSIRONA DENTAL SYSTEMS INC	13,094	$876K	0.81%	+3,053
GENERAL ELEC COGENERAL ELEC CO	34,473	$823K	0.76%	-25,716
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	3,602	$819K	0.76%	+95
VWOVANGUARD INTL EQUITY INDEX F	20,285	$814K	0.75%	+381		Timeline
CNICANADIAN NATL RY CO	7,993	$810K	0.75%	-1,952		Timeline
NVSNOVARTIS AG	9,984	$765K	0.71%	+175		Timeline
CMACOMERICA INC	19,210	$755K	0.7%	-325		Timeline
EXPDEXPEDITORS INTL WASH INC	16,700	$736K	0.68%	-300		Timeline
CVXCHEVRON CORPORATION	6,046	$734K	0.68%	-504		Timeline
MRKMERCK & CO INC	15,285	$728K	0.67%	-341		Timeline
RRCRANGE RES CORP	9,593	$728K	0.67%	+150		Timeline
TOLTOLL BROTHERS INC	22,132	$718K	0.66%	+6,929		Timeline
NEENEXTERA ENERGY INC	8,920	$716K	0.66%	+1,104		Timeline
CORCENCORA INC	11,710	$716K	0.66%	-175		Timeline
ROPROPER TECHNOLOGIES INC	5,361	$712K	0.66%	-435		Timeline
ADPAUTOMATIC DATA PROCESSING IN	9,826	$711K	0.66%	-301		Timeline
CVECENOVUS ENERGY INC	23,578	$703K	0.65%	+3,725		Timeline
TECHNIPFMC PLCTECHNIPFMC PLC	12,561	$696K	0.64%	+1,979
GoogleGoogle	786	$688K	0.64%	-13
CTRACOTERRA ENERGY INC	17,974	$671K	0.62%	+9,137		Timeline
ELLAUDER ESTEE COS INC	9,587	$670K	0.62%	+425		Timeline
CSCOCISCO SYS INC	28,178	$660K	0.61%	-3,684		Timeline
TIME WARNER INCTIME WARNER INC	9,906	$652K	0.6%	-3,600
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	32,631	$651K	0.6%	+7,325
CTASCINTAS CORP	12,675	$649K	0.6%	-230		Timeline
VZVERIZON COMMUNICATIONS INC	13,799	$644K	0.6%	-327		Timeline
TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD	18,127	$634K	0.59%	-415
BARD C R INCBARD C R INC	5,414	$624K	0.58%	+500
LENLENNAR CORP	17,515	$620K	0.57%	+5,535		Timeline
PCARPACCAR INC	11,075	$617K	0.57%	-180		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	5,684	$613K	0.57%	-414
LOWLOWES COS INC	12,862	$612K	0.57%	-1,093		Timeline
OXYOCCIDENTAL PETE CORP	6,507	$608K	0.56%	+1,075		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	9,657	$596K	0.55%	+1,053
GISGENERAL MILLS INC	12,320	$590K	0.55%	-3,622		Timeline
LUXOTTICA GROUP SPA ADRLUXOTTICA GROUP SPA ADR	11,227	$590K	0.55%	+300
SYYSYSCO CORP	18,414	$587K	0.54%	-6,548		Timeline
DOVDOVER CORP	6,543	$587K	0.54%	-757		Timeline
DHRDANAHER CORP DEL	8,391	$582K	0.54%	+82		Timeline
CLCOLGATE PALMOLIVE CO	9,804	$581K	0.54%	-446		Timeline
L BRANDS INCL BRANDS INC	9,485	$579K	0.54%	-2,261
SanDisk CorporationSanDisk Corporation	9,529	$567K	0.52%	new
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	12,369	$559K	0.52%	-873
BABOEING CO	4,750	$558K	0.52%	-132		Timeline
EPDENTERPRISE PRODS PARTNERS L	8,866	$541K	0.5%	0		Timeline
GNRCGENERAC HLDGS INC	12,557	$535K	0.5%	+2,575		Timeline
MTBM & T BK CORP	4,749	$532K	0.49%	+1,979		Timeline
IJHISHARES TR	4,052	$503K	0.47%	0		Timeline
INTUINTUIT	7,455	$494K	0.46%	+1,550		Timeline
KMBKIMBERLY-CLARK CORP	5,211	$492K	0.46%	-636		Timeline
WILLIS GROUP HOLDINGS PLCWILLIS GROUP HOLDINGS PLC	11,315	$490K	0.45%	-200
EMREMERSON ELEC CO	7,546	$488K	0.45%	-280		Timeline
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC	26,427	$486K	0.45%	+1,600
CHDCHURCH & DWIGHT CO INC	7,753	$465K	0.43%	+600		Timeline
UNILEVER N VUNILEVER N V	12,142	$458K	0.42%	-62
UPSUNITED PARCEL SVCS INC	4,864	$444K	0.41%	-123		Timeline
COPCONOCOPHILLIPS	6,181	$430K	0.4%	-1,440		Timeline
MCDMCDONALDS CORP	4,421	$425K	0.39%	-4,112		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	8,435	$423K	0.39%	-4,770
WALGREEN COWALGREEN CO	7,827	$421K	0.39%	-853
AMGNAMGEN INC	3,709	$415K	0.38%	-24		Timeline
SOTHEBYSSOTHEBYS	8,424	$414K	0.38%	-2,902
XBISPDR SERIES TRUST	3,161	$408K	0.38%	-113		Timeline
PRAXAIR INCPRAXAIR INC	3,348	$403K	0.37%	0
NATIONAL GRID PLCNATIONAL GRID PLC	6,625	$391K	0.36%	-219
FISVFISERV INC	3,829	$387K	0.36%	+1,050		Timeline
TXNTEXAS INSTRS INC	9,316	$375K	0.35%	-223		Timeline
LLYELI LILLY & CO	7,128	$359K	0.33%	-348		Timeline
TAT&T INC	10,588	$358K	0.33%	-1,374		Timeline
IDXXIDEXX LABS INC	3,575	$356K	0.33%	-311		Timeline
PNCPNC FINL SVCS GROUP INC	4,867	$353K	0.33%	-270		Timeline
KOCOCA COLA CO	8,734	$330K	0.31%	-6,120		Timeline
APDAIR PRODUCTS AND CHEMICALS I	3,040	$324K	0.3%	-179		Timeline
IHIISHARES TR	3,809	$323K	0.3%	-114		Timeline
DEDEERE & CO	3,884	$316K	0.29%	-274		Timeline
PALL CORPPALL CORP	4,054	$312K	0.29%	-50
CVSCVS HEALTH CORP	5,303	$301K	0.28%	0		Timeline
STERICYCLE INCSTERICYCLE INC	2,600	$300K	0.28%	0
ACE LTDACE LTD	3,063	$287K	0.27%	-296
VODAFONE GP PLCVODAFONE GP PLC	7,909	$278K	0.26%	0
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	4,592	$259K	0.24%	0
BUDANHEUSER BUSCH INBEV SA NV	2,487	$247K	0.23%	+545		Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	3,636	$244K	0.23%	0
REGNREGENERON PHARMACEUTICALS	770	$241K	0.22%	0		Timeline
MONSANTO CO NEWMONSANTO CO NEW	2,304	$240K	0.22%	-72
AIGAMERICAN INTL GROUP INC	4,806	$234K	0.22%	0		Timeline
Chubb CorporationChubb Corporation	2,531	$226K	0.21%	-145
IJRISHARES TR	2,212	$221K	0.2%	0		Timeline
ETENERGY TRANSFER L P	3,354	$221K	0.2%	0		Timeline
GPCGENUINE PARTS CO	2,661	$215K	0.2%	0		Timeline
BLACKROCK INCBLACKROCK INC	794	$215K	0.2%	-25
SEESEALED AIR CORP NEW	7,800	$212K	0.2%	0		Timeline
AGL RES INCAGL RES INC	4,516	$208K	0.19%	-16
SUSUNCOR ENERGY INC NEW	5,798	$207K	0.19%	-105		Timeline
NKENIKE INC	2,800	$203K	0.19%	0		Timeline
BPBP PLC	4,641	$195K	0.18%	-191		Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	2,051	$191K	0.18%	-120
PSXPHILLIPS 66	3,269	$189K	0.17%	-25		Timeline
IVZINVESCO LTD	5,896	$188K	0.17%	0		Timeline
HONHONEYWELL INTL INC	2,250	$187K	0.17%	0		Timeline
J F CHINA REGION FD INCJ F CHINA REGION FD INC	12,709	$186K	0.17%	0
EWEDWARDS LIFESCIENCES CORP	2,550	$178K	0.16%	-975		Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	3,304	$173K	0.16%	-19
INTCINTEL CORP	7,274	$167K	0.15%	-2,574		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	1,768	$163K	0.15%	0		Timeline
LVSLAS VEGAS SANDS CORP	2,380	$158K	0.15%	0		Timeline
DISCOVERY INCDISCOVERY INC	2,000	$156K	0.14%	0
GDGENERAL DYNAMICS CORP	1,750	$153K	0.14%	0		Timeline
HCSGHEALTHCARE SVCS GROUP INC	5,900	$152K	0.14%	+2,200		Timeline
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO	2,050	$152K	0.14%	0
PIONEER SOUTHWEST ENERGYPIONEER SOUTHWEST ENERGY	3,440	$152K	0.14%	-3,556
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	3,225	$151K	0.14%	+1,675
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	3,600	$145K	0.13%	0
LNTALLIANT ENERGY CORP	2,900	$144K	0.13%	0		Timeline
SYKSTRYKER CORPORATION	2,120	$143K	0.13%	-20		Timeline
VMRKVIVMARK RESIDENTIAL	2,650	$142K	0.13%	0		Timeline
ONYX PHARMACEUTICALS INCONYX PHARMACEUTICALS INC	1,130	$141K	0.13%	0
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	4,000	$137K	0.13%	0
QCOMQUALCOMM INC	2,009	$135K	0.12%	-124		Timeline
VTRVENTAS INC	2,202	$135K	0.12%	0		Timeline
WADDELL & REED FINL INCWADDELL & REED FINL INC	2,630	$135K	0.12%	0
LAM RESEARCH CORPLAM RESEARCH CORP	2,565	$131K	0.12%	0
CMICUMMINS INC	980	$130K	0.12%	0		Timeline
Dow Chemical CompanyDow Chemical Company	3,392	$130K	0.12%	+26
NSCNORFOLK SOUTHN CORP	1,650	$128K	0.12%	0		Timeline
PSAPUBLIC STORAGE	800	$128K	0.12%	0		Timeline
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	3,583	$128K	0.12%	0
BHPBHP BILLITON LIMITED	1,845	$123K	0.11%	+1,785		Timeline
HCP INCHCP INC	3,000	$123K	0.11%	0
AMZNAMAZON COM INC	389	$122K	0.11%	-18		Timeline
ABBVABBVIE INC	2,712	$121K	0.11%	-1,672		Timeline
CNPCENTERPOINT ENERGY INC	5,038	$121K	0.11%	-38		Timeline
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	5,400	$120K	0.11%	0
PLDPROLOGIS INC.	3,150	$119K	0.11%	0		Timeline
GANNETT INCGANNETT INC	4,410	$118K	0.11%	0
AEEAMEREN CORP	3,400	$118K	0.11%	0		Timeline
ENBENBRIDGE INC	2,750	$115K	0.11%	0		Timeline
RCLROYAL CARIBBEAN GROUP	3,010	$115K	0.11%	0		Timeline
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	3,390	$114K	0.11%	0
Gulfport EnergyGulfport Energy	1,760	$113K	0.1%	0
TRMBTRIMBLE INC	3,760	$112K	0.1%	0		Timeline
DALDELTA AIR LINES INC	4,700	$111K	0.1%	0		Timeline
SNYSANOFI SA	2,150	$109K	0.1%	0		Timeline
DUKE REALTY CORPDUKE REALTY CORP	7,000	$108K	0.1%	0
ITT CORPITT CORP	2,978	$107K	0.1%	-8
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	1,430	$107K	0.1%	+18
RESOURCE CAP CORP REITRESOURCE CAP CORP REIT	18,000	$107K	0.1%	0
PHGKONINKLIJKE PHILIPS N V	3,300	$106K	0.1%	0		Timeline
ECLECOLAB INC	1,075	$106K	0.1%	0		Timeline
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES	3,100	$106K	0.1%	+1,850
MURMURPHY OIL CORP	1,742	$105K	0.1%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,000	$105K	0.1%	0		Timeline
PAGPENSKE AUTOMOTIVE GRP INC	2,380	$102K	0.09%	0		Timeline
PATTERSON COS INCPATTERSON COS INC	2,550	$102K	0.09%	0
DDOMINION ENERGY INC	1,600	$100K	0.09%	0		Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	6,241	$100K	0.09%	0
WABWABTEC	1,540	$97K	0.09%	0		Timeline
ISIS PHARMACEUTICALS INCISIS PHARMACEUTICALS INC	2,590	$97K	0.09%	0
NINISOURCE INC	3,100	$96K	0.09%	-3,100		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	880	$96K	0.09%	0
WMBWILLIAMS COS INC	2,600	$95K	0.09%	new		Timeline
NPOENPRO INC	1,560	$94K	0.09%	0		Timeline
DANDANA INC	4,040	$92K	0.09%	0		Timeline
THGHANOVER INS GROUP INC	1,640	$91K	0.08%	0		Timeline
ABTABBOTT LABORATORIES	2,712	$90K	0.08%	-1,672		Timeline
BRBROADRIDGE FINL SOLUTIONS IN	2,840	$90K	0.08%	0		Timeline
WEXWEX INC	1,020	$90K	0.08%	0		Timeline
GXCSPDR INDEX SHS FDS	1,200	$89K	0.08%	0		Timeline
VALARIS ORDVALARIS ORD	1,380	$88K	0.08%	0
ATMEL CORPATMEL CORP	11,790	$88K	0.08%	0
KMIKINDER MORGAN INC DEL	2,450	$87K	0.08%	0		Timeline
HANESBRANDS INCHANESBRANDS INC	1,400	$87K	0.08%	-440
SEATTLE GENETICS INCSEATTLE GENETICS INC	1,990	$87K	0.08%	0
FOSTER WHEELER AGFOSTER WHEELER AG	3,290	$87K	0.08%	0
MTNVAIL RESORTS INC	1,240	$86K	0.08%	0		Timeline
CHEMTURA CORPCHEMTURA CORP	3,730	$86K	0.08%	0
UNPUNION PAC CORP	550	$85K	0.08%	0		Timeline
CBOECBOE GLOBAL MKTS INC	1,870	$85K	0.08%	0		Timeline
VNOVORNADO RLTY TR	1,000	$84K	0.08%	0		Timeline
FIRSTMERIT CORPFIRSTMERIT CORP	3,860	$84K	0.08%	0
PHPARKER-HANNIFIN CORP	750	$82K	0.08%	-750		Timeline
FLOFLOWERS FOODS INC	3,840	$82K	0.08%	0		Timeline
KALUKAISER ALUMINIUM CORPORATION	1,150	$82K	0.08%	0		Timeline
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	1,670	$82K	0.08%	0
HPHELMERICH & PAYNE INC	1,170	$81K	0.07%	0		Timeline
ORIENT EXPRESS HOTELS LTD -AORIENT EXPRESS HOTELS LTD -A	6,230	$81K	0.07%	0
ZTSZOETIS INC	2,550	$79K	0.07%	new		Timeline
FXIISHARES TR	2,042	$76K	0.07%	0		Timeline
HILL ROM HLDGS INCHILL ROM HLDGS INC	2,060	$74K	0.07%	0
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	500	$74K	0.07%	0
HXLHEXCEL CORP NEW	1,880	$73K	0.07%	0		Timeline
FAFFIRST AMERN FINL CORP	2,970	$72K	0.07%	0		Timeline
CIRCOR INTL INCCIRCOR INTL INC	1,150	$72K	0.07%	0
RRXREGAL REXNORD CORPORATION	1,050	$71K	0.07%	0		Timeline
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	1,050	$71K	0.07%	-680
TW TELECOM INCTW TELECOM INC	2,380	$71K	0.07%	0
MDLZMONDELEZ INTL INC	2,243	$70K	0.06%	+598		Timeline
AVTAVNET INC	1,690	$70K	0.06%	0		Timeline
WALTER INVT MGMT CORPWALTER INVT MGMT CORP	1,780	$70K	0.06%	0
HOSHORNBECK OFFSHORE SERVICES I	2,730	$69K	0.06%	0		Timeline
CFFNCAPITOL FED FINL INC	5,590	$69K	0.06%	0		Timeline
VRTXVERTEX PHARMACEUTICALS INC	900	$68K	0.06%	0		Timeline
AOSSMITH A O CORP	1,500	$68K	0.06%	-800		Timeline
DINDINE BRANDS GLOBAL INC	990	$68K	0.06%	0		Timeline
TRONOX LTDTRONOX LTD	2,787	$68K	0.06%	0
NWBINORTHWEST BANCSHARES INC	5,060	$67K	0.06%	0		Timeline
VERINT SYS INCVERINT SYS INC	1,795	$67K	0.06%	0
ACTUANT CORPACTUANT CORP	1,720	$67K	0.06%	new
ALAIR LEASE CORP	2,400	$66K	0.06%	new		Timeline
PMPHILIP MORRIS INTL INC	757	$65K	0.06%	-107		Timeline
NWENORTHWESTERN ENERGY GROUP IN	1,420	$64K	0.06%	0		Timeline
NEOGNEOGEN CORP	1,050	$64K	0.06%	0		Timeline
LEGACY TEX FINL GROUP INC C…LEGACY TEX FINL GROUP INC COM	3,120	$64K	0.06%	0
LSI CORPORATIONLSI CORPORATION	8,220	$64K	0.06%	+4,800
CCJCAMECO CORP	3,450	$62K	0.06%	0		Timeline
MOSMOSAIC CO	1,420	$61K	0.06%	0		Timeline
SBHSALLY BEAUTY HLDGS INC	2,340	$61K	0.06%	0		Timeline
FAIRCHILD SEMICONDUCTORFAIRCHILD SEMICONDUCTOR	4,370	$61K	0.06%	new
DELTIC TIMBER CORPDELTIC TIMBER CORP	930	$61K	0.06%	0
WTFCWINTRUST FINL CORP	1,470	$60K	0.06%	0		Timeline
CAECAE INC	5,500	$60K	0.06%	0		Timeline
CST BRANDS INCCST BRANDS INC	2,000	$60K	0.06%	+630
RAYTHEON CORAYTHEON CO	777	$60K	0.06%	-277
ARRIS GROUP INCARRIS GROUP INC	3,510	$60K	0.06%	0
STTSTATE STR CORP	900	$59K	0.05%	-300		Timeline
VECTREN CORPVECTREN CORP	1,760	$59K	0.05%	0
BABCOCK & WILCOX CO NEWBABCOCK & WILCOX CO NEW	1,760	$59K	0.05%	0
ROWAN COMPANIES PLCROWAN COMPANIES PLC	1,570	$58K	0.05%	0
XLKSELECT SECTOR SPDR TR	1,764	$57K	0.05%	0		Timeline
SBRASABRA HEALTH CARE REIT INC	2,480	$57K	0.05%	0		Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INC	610	$57K	0.05%	0
IBERIABANK CORPIBERIABANK CORP	1,100	$57K	0.05%	0
RF MICRODEVICES INCRF MICRODEVICES INC	10,040	$57K	0.05%	0
ALEALLETE INC	1,150	$56K	0.05%	0		Timeline
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	2,110	$56K	0.05%	0
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	6,038	$55K	0.05%	new
CABLEVISION SYS CORPCABLEVISION SYS CORP	3,220	$54K	0.05%	0
DENNDENNY'S CORP	8,450	$52K	0.05%	0		Timeline
JBTMJBT MAREL CORPORATION	2,030	$51K	0.05%	0		Timeline
FORESTAR GROUP, INC.FORESTAR GROUP, INC.	2,330	$50K	0.05%	0
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	2,350	$50K	0.05%	new
STILLWATER MINING COSTILLWATER MINING CO	4,460	$49K	0.05%	0
CGNXCOGNEX CORP	1,540	$48K	0.04%	+770		Timeline
BANCORPSOUTH INCBANCORPSOUTH INC	2,410	$48K	0.04%	0
RHPRYMAN HOSPITALITY PPTYS INC	1,320	$46K	0.04%	0		Timeline
FEDERAL MOGUL CORPFEDERAL MOGUL CORP	2,760	$46K	0.04%	new
RJFRAYMOND JAMES FINL INC	1,070	$45K	0.04%	0		Timeline
VYXNCR VOYIX CORPORATION	1,130	$45K	0.04%	-1,470		Timeline
FSTRFOSTER L B CO	990	$45K	0.04%	0		Timeline
CATCATERPILLAR INC	525	$44K	0.04%	-685		Timeline
TIFFANY & CO NEWTIFFANY & CO NEW	569	$44K	0.04%	0
LEVEL 3 COMMUNICATIONS INCLEVEL 3 COMMUNICATIONS INC	1,667	$44K	0.04%	0
RYLAND GROUP INCRYLAND GROUP INC	1,060	$43K	0.04%	0
SEACHANGE INTL INCSEACHANGE INTL INC	3,720	$43K	0.04%	0
RTI INTL METALS INCRTI INTL METALS INC	1,300	$42K	0.04%	0
COMVERSE INCCOMVERSE INC	1,308	$42K	0.04%	0
TRIQUINT SEMICONDUCTOR INCTRIQUINT SEMICONDUCTOR INC	5,140	$42K	0.04%	0
MYGNMYRIAD GENETICS INC	1,760	$41K	0.04%	0		Timeline
SAKS INCSAKS INC	2,590	$41K	0.04%	0
IWMISHARES TR	377	$40K	0.04%	0		Timeline
UNFIUNITED NAT FOODS INC	600	$40K	0.04%	0		Timeline
DLRDIGITAL RLTY TR INC	750	$40K	0.04%	0		Timeline
FBINFORTUNE BRANDS INNOVATIONS I	960	$40K	0.04%	0		Timeline
HLITHARMONIC INC	5,190	$40K	0.04%	0		Timeline
TXNMTXNM ENERGY INC	1,730	$39K	0.04%	0		Timeline
RHIROBERT HALF INC.	1,000	$39K	0.04%	0		Timeline
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	590	$39K	0.04%	0
REGIS CORPREGIS CORP	2,640	$39K	0.04%	0
IYFISHARES TR	520	$38K	0.04%	0		Timeline
VSHVISHAY INTERTECHNOLOGY INC	2,970	$38K	0.04%	0		Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	690	$38K	0.04%	0
UFIUNIFI INC	1,589	$37K	0.03%	0		Timeline
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	900	$37K	0.03%	0
KOPKOPPERS HOLDINGS INC	840	$36K	0.03%	0		Timeline
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	13,260	$36K	0.03%	0
BAXBAXTER INTL INC	530	$35K	0.03%	-30		Timeline
AMCXAMC GLOBAL MEDIA INC	512	$35K	0.03%	0		Timeline
EXCO RESOURCES INCEXCO RESOURCES INC	5,150	$35K	0.03%	new
MKCMCCORMICK & CO INC	524	$34K	0.03%	-24		Timeline
KAIKADANT INC	1,000	$34K	0.03%	0		Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	2,300	$33K	0.03%	0
CMCSACOMCAST CORP NEW	684	$31K	0.03%	new		Timeline
RIORIO TINTO PLC	640	$31K	0.03%	-60		Timeline
ADARRAY DIGITAL INFRASTRUCTURE	670	$31K	0.03%	0		Timeline
TDSTELEPHONE & DATA SYS INC	1,020	$30K	0.03%	0		Timeline
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	840	$30K	0.03%	0
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	510	$30K	0.03%	0
WLYWILEY JOHN & SONS INC	600	$29K	0.03%	0		Timeline
BELO CORPBELO CORP	2,090	$29K	0.03%	-1,830
XLFSELECT SECTOR SPDR TR	1,386	$28K	0.03%	-1,386		Timeline
JDS UNIPHASE CORPJDS UNIPHASE CORP	1,860	$27K	0.02%	0
VIVUS INCVIVUS INC	2,910	$27K	0.02%	+1,360
TEVATEVA PHARMACEUTICAL INDS LTD	690	$26K	0.02%	-310		Timeline
INTERXION HOLDING N.VINTERXION HOLDING N.V	1,130	$25K	0.02%	0
JANUS CAPITAL GROUP INCJANUS CAPITAL GROUP INC	2,990	$25K	0.02%	0
EEMISHARES TR	600	$24K	0.02%	0		Timeline
IMMUNOGEN INCIMMUNOGEN INC	1,380	$23K	0.02%	0
UMBFUMB FINL CORP	410	$22K	0.02%	new		Timeline
MEDICINES COMEDICINES CO	670	$22K	0.02%	0
MCDERMOTT INTL INCMCDERMOTT INTL INC	3,010	$22K	0.02%	+560
MEDTRONIC INCMEDTRONIC INC	400	$21K	0.02%	0
ENDOCYTE INCENDOCYTE INC	1,600	$21K	0.02%	new
DGXQUEST DIAGNOSTICS INC	300	$19K	0.02%	0		Timeline
CAJPYCANON INC ADS (1 SH COM)	600	$19K	0.02%	0		Timeline
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM	3,090	$19K	0.02%	new
MUSAMURPHY USA INC	434	$18K	0.02%	new		Timeline
NORDSTROM INCNORDSTROM INC	316	$18K	0.02%	new
MEADWESTVACO CORPMEADWESTVACO CORP	480	$18K	0.02%	-570
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC	2,100	$18K	0.02%	0
NII HOLDINGS INCNII HOLDINGS INC	2,730	$17K	0.02%	0
XLUSELECT SECTOR SPDR TR	436	$16K	0.01%	0		Timeline
PBRPETROLEO BRASILEIRO S A	970	$15K	0.01%	-50		Timeline
STARZSTARZ	500	$14K	0.01%	0
MOCON INCMOCON INC	1,000	$14K	0.01%	0
NOCNORTHROP GRUMMAN CORP	124	$12K	0.01%	-124		Timeline
ABBNYABB LTD-SPON ADR	300	$7K	0.01%	-100		Timeline
VALEVALE S A	400	$6K	0.01%	0		Timeline
POWERSHARESPOWERSHARES	237	$6K	0.01%	new
USBUS BANCORP	132	$5K	<0.01%	-44		Timeline
MOALTRIA GROUP INC	131	$4K	<0.01%	-131		Timeline
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L P	57	$4K	<0.01%	0
TJXTJX COS INC NEW	50	$3K	<0.01%	-50		Timeline
ZBHZIMMER BIOMET HOLDINGS INC	40	$3K	<0.01%	-240		Timeline
VRTSVIRTUS INVT PARTNERS INC	18	$3K	<0.01%	0		Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	38	$3K	<0.01%	0
CHKPCHECK POINT SOFTWARE TECH LT	34	$2K	<0.01%	-34		Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	30	$2K	<0.01%	-30
ALLERGAN INCALLERGAN INC	17	$2K	<0.01%	-17
GSGOLDMAN SACHS GROUP INC	8	$1K	<0.01%	-8		Timeline
VTIVANGUARD INDEX FDS	15	$1K	<0.01%	0		Timeline
CMSCMS ENERGY CORP	34	$1K	<0.01%	-34		Timeline
HIIHUNTINGTON INGALLS INDS INC	20	$1K	<0.01%	-20		Timeline
AEPAMERICAN ELEC PWR CO INC	18	$1K	<0.01%	-18		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	30	$1K	<0.01%	-30		Timeline
ATOATMOS ENERGY CORP	20	$1K	<0.01%	-20		Timeline
EXCEXELON CORP	40	$1K	<0.01%	-100		Timeline
DTEDTE ENERGY CO	13	$1K	<0.01%	-13		Timeline
CCLCARNIVAL CORP	19	$1K	<0.01%	-19		Timeline
CIGCIA ENERGETICA DE MINAS GERA	154	$1K	<0.01%	0		Timeline
HESS CORPHESS CORP	14	$1K	<0.01%	-14
SCANA CORP NEWSCANA CORP NEW	16	$1K	<0.01%	-16
WESTAR ENERGY INCWESTAR ENERGY INC	25	$1K	<0.01%	-25
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	24	$1K	<0.01%	-24
BAKER HUGHES INCBAKER HUGHES INC	26	$1K	<0.01%	-26
THE ADT CORPORATIONTHE ADT CORPORATION	14	$1K	<0.01%	-14
LORILLARD INCLORILLARD INC	21	$1K	<0.01%	-21
NYSE EURONEXTNYSE EURONEXT	14	$1K	<0.01%	-14
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO	43	$1K	<0.01%	-43
AGGISHARES TR	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
XYLXYLEM INC	16	$0	0%	-16	Value filed as zero, left out of ratios.	Timeline
Mallinckrodt PlcMallinckrodt Plc	10	$0	0%	new	Value filed as zero, left out of ratios.
HOSPIRA INCHOSPIRA INC	1	$0	0%	-1	Value filed as zero, left out of ratios.
EXELIS INCEXELIS INC	16	$0	0%	-16	Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
HologicHologic CONV	principal	105,000	$105K	new
NUVASIVE INCNUVASIVE INC CORPORATE OBLIG	principal	90,000	$88K	new

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
OMCOMNICOM GROUP INC	21,405	$1.34M	shares
VARIAN MED SYS INCVARIAN MED SYS INC	6,400	$432K	shares
L-3 COMMUNICATIONS CORPL-3 COMMUNICATIONS CORP	140,000	$142K	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	8,800	$123K	shares
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	2,250	$116K	shares
HologicHologic	105,000	$105K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	2,200	$103K	shares
NUVASIVE INCNUVASIVE INC	90,000	$89K	shares
GRMNGARMIN LTD	2,200	$80K	shares
TRNTRINITY INDS INC	1,830	$70K	shares
RYNRAYONIER INC	1,200	$66K	shares
DENBURY RES INCDENBURY RES INC	3,600	$62K	shares
AYIACUITY INC	800	$60K	shares
SPIRIT RLTY CAP INCSPIRIT RLTY CAP INC	3,170	$56K	shares
DRESSER-RAND GROUP INCDRESSER-RAND GROUP INC	870	$52K	shares
CMPCOMPASS MINERALS INTL INC	560	$47K	shares
MARMARRIOTT INTL INC NEW	668	$27K	shares
BENEFICIAL MUTUAL BANCORP INBENEFICIAL MUTUAL BANCORP IN	3,220	$27K	shares
COACH INCCOACH INC	117	$7K	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000950123-13-009982	base		2013-11-19	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC