LADENBURG THALMANN FINANCIAL SERVICES INC.
Follow13F filer, CIK 1029730, MIAMI, FL
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $15,884,569,000 across 5,593 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-14. Its ten largest share positions make up 14.09% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-20-002502
- Period
- 2019-12-31
- Reported value
- $15.9B
- Holdings
- 5,593
- Top 10 weight
- 14.09%
- New
- 264
- Sold out
- 199
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AMZNadded | +325,691 | $134M |
| QUALadded | +660,621 | $65.9M |
| SCHGadded | +588,853 | $55.3M |
| SPYVadded | +1,292,947 | $45.1M |
| GOVTadded | +1,645,846 | $42.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| USMVreduced | -770,291 | -$50.5M |
| IWFreduced | -289,191 | -$49.4M |
| IWDreduced | -289,718 | -$39.2M |
| IJSreduced | -206,727 | -$29.2M |
| XLUreduced | -253,940 | -$16.2M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,593 share positions
Sold out in Q4 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| FQF TRFQF TR | 293,407 | $6.95M | shares |
| INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH | 249,854 | $5.98M | shares |
| BB & T CORPBB & T CORP | 74,688 | $3.99M | shares |
| CELGENE CORPCELGENE CORP | 30,837 | $3.06M | shares |
| PAPRINNOVATOR ETFS TRUST | 116,260 | $3.02M | shares |
| HCP INCHCP INC | 77,875 | $2.77M | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 99,000 | $2.08M | shares |
| SUNTRUST BANKS INCSUNTRUST BANKS INC | 25,984 | $1.79M | shares |
| Ishares Ibonds DecIshares Ibonds Dec | 50,001 | $1.24M | shares |
| EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR | 46,581 | $829K | shares |
| PIMCO ETF TRPIMCO ETF TR | 14,926 | $760K | shares |
| CBS CORP NEWCBS CORP NEW | 17,078 | $690K | shares |
| VIACOM INCVIACOM INC | 27,032 | $650K | shares |
| Enterprise Federal BancorpEnterprise Federal Bancorp | 35,000 | $560K | shares |
| NUVEEN HIGH INCOME DECMBR 20NUVEEN HIGH INCOME DECMBR 20 | 49,739 | $490K | shares |
| UBS AG LONDON BRHUBS AG LONDON BRH | 32,625 | $479K | shares |
| BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL) | 10,907 | $449K | shares |
| SYMANTEC CORPSYMANTEC CORP | 15,070 | $356K | shares |
| GANNETT SPINCO INCGANNETT SPINCO INC | 28,982 | $312K | shares |
| CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC | 3,918 | $275K | shares |
| OHA INVT CORPOHA INVT CORP | 194,967 | $253K | shares |
| CIMPRESS N VCIMPRESS N V | 1,854 | $245K | shares |
| ALTABA INCALTABA INC | 12,018 | $235K | shares |
| SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD | 15,843 | $223K | shares |
| INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP | 4,424 | $199K | shares |
| GENOMIC HEALTH, INC.GENOMIC HEALTH, INC. | 2,435 | $165K | shares |
| CARBONITE INCCARBONITE INC | 10,272 | $159K | shares |
| COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR | 17,315 | $158K | shares |
| BBREJ P MORGAN EXCHANGE TRADED F | 1,707 | $154K | shares |
| UNITED FINL BANCORP INC NEWUNITED FINL BANCORP INC NEW | 10,750 | $147K | shares |
| TRANSENTERIX INCTRANSENTERIX INC | 220,740 | $137K | shares |
| HULL TACTICAL US ETFHULL TACTICAL US ETF | 4,891 | $125K | shares |
| LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME | 13,147 | $123K | shares |
| VANECK ETF TRUSTVANECK ETF TRUST | 2,540 | $98K | shares |
| CTRIP COM INTL LTDCTRIP COM INTL LTD | 3,141 | $92K | shares |
| VERSUM MATLS INCVERSUM MATLS INC | 1,630 | $85K | shares |
| DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INC | 2,817 | $79K | shares |
| VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC | 7,009 | $78K | shares |
| NANOMETRICSNANOMETRICS | 2,353 | $77K | shares |
| NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC | 5,200 | $69K | shares |
| NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC | 7,739 | $68K | shares |
| NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN | 4,683 | $63K | shares |
| NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2 | 2,843 | $63K | shares |
| SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC | 637 | $61K | shares |
| GENESEE & WYOMING INCGENESEE & WYOMING INC | 508 | $57K | shares |
| SALT FDS TRSALT FDS TR | 2,036 | $57K | shares |
| BNOUNITED STS BRENT OIL FD LP | 3,000 | $54K | shares |
| ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC | 2,866 | $54K | shares |
| FQF TR AGFIQFQF TR AGFIQ | 2,214 | $54K | shares |
| ENERGIZER HLDGS INC NEWENERGIZER HLDGS INC NEW | 540 | $51K | shares |
| US ECOLOGY INC COMUS ECOLOGY INC COM | 757 | $48K | shares |
| DBX ETF TRDBX ETF TR | 1,389 | $46K | shares |
| HESS MIDSTREAM PARTNERS LPHESS MIDSTREAM PARTNERS LP | 2,070 | $40K | shares |
| O-I GLASS, INC.O-I GLASS, INC. | 3,831 | $39K | shares |
| ADVISORSHARES TRADVISORSHARES TR | 800 | $39K | shares |
| AFEMFIRST TR EXCH TRADED FD III | 600 | $35K | shares |
| MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC | 309 | $33K | shares |
| BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP | 33,000 | $33K | shares |
| CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC | 3,745 | $32K | shares |
| UBTPROSHARES TR | 248 | $26K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 1,029 | $26K | shares |
| RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC | 814 | $22K | shares |
| VANECK VECTORS HIGH INCOME …VANECK VECTORS HIGH INCOME INFRAS… | 2,016 | $22K | shares |
| FXFINVESCO CURRENCYSHARES SWISS | 227 | $21K | shares |
| ZYXIQZYNEX, INC. COMMON STOCK (NV) | 2,222 | $21K | shares |
| PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC | 1,378 | $21K | shares |
| Misonix IncMisonix Inc | 1,000 | $20K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 4,992 | $17K | shares |
| MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC | 25,000 | $16K | shares |
| QCRHQCR HLDGS INC | 394 | $15K | shares |
| FXCINVESCO CURRENCYSHARES CDN D | 200 | $15K | shares |
| MILACRON HLDGS CORPMILACRON HLDGS CORP | 854 | $14K | shares |
| PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD | 450 | $14K | shares |
| SOTHEBYSSOTHEBYS | 228 | $13K | shares |
| CONSTELLIUM SECONSTELLIUM SE | 1,000 | $13K | shares |
| ADVISORSHARES NEW TECH AND …ADVISORSHARES NEW TECH AND MEDIA … | 1,287 | $13K | shares |
| YY INC. ADRYY INC. ADR | 213 | $12K | shares |
| MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC | 587 | $12K | shares |
| CHANGE HEALTHCARE INCCHANGE HEALTHCARE INC | 1,000 | $12K | shares |
| DNB Financial CorporationDNB Financial Corporation | 273 | $12K | shares |
| DEAN FOODS CO NEWDEAN FOODS CO NEW | 10,989 | $12K | shares |
| INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY | 235 | $11K | shares |
| SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS | 1,005 | $11K | shares |
| SOLID BIOSCIENCES INC COM N…SOLID BIOSCIENCES INC COM NEW | 1,000 | $10K | shares |
| FDBCFIDELITY D & D BANCORP INC | 148 | $9K | shares |
| SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC | 9,995 | $8K | shares |
| KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DEL | 5,316 | $8K | shares |
| Cbs Corporation Cl A NewCbs Corporation Cl A New | 176 | $7K | shares |
| Viacom Inc Cl AViacom Inc Cl A | 254 | $7K | shares |
| SUNDIAL GROWERS INCSUNDIAL GROWERS INC | 1,500 | $7K | shares |
| CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LP | 500 | $7K | shares |
| PDDPDD HOLDINGS INC | 200 | $6K | shares |
| GSBCGREAT SOUTHN BANCORP INC | 102 | $6K | shares |
| SEMGROUP CORPSEMGROUP CORP | 384 | $6K | shares |
| PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC | 1,123 | $6K | shares |
| CAMBREX CORPCAMBREX CORP | 104 | $6K | shares |
| ISRAMCO INCISRAMCO INC | 50 | $6K | shares |
| EXCHANGE TRADED CONCEPTS TRUEXCHANGE TRADED CONCEPTS TRU | 240 | $6K | shares |
| BLNKBLINK CHARGING CO | 2,072 | $5K | shares |
| PARPAR TECHNOLOGY CORP | 200 | $5K | shares |
| NICNICOLET BANKSHARES INC | 77 | $5K | shares |
| AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTD | 9,633 | $5K | shares |
| NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC | 165 | $5K | shares |
| NRC GROUP HLDGS CORPNRC GROUP HLDGS CORP | 400 | $5K | shares |
| IMAC HLDGS INCIMAC HLDGS INC | 1,000 | $4K | shares |
| CASA SYS INCCASA SYS INC | 500 | $4K | shares |
| FINJAN HLDGS INCFINJAN HLDGS INC | 2,000 | $4K | shares |
| SSGA ACTIVE ETF TRSSGA ACTIVE ETF TR | 50 | $4K | shares |
| ABERDEENABERDEEN | 501 | $3K | shares |
| CANCER GENETICS INC.CANCER GENETICS INC. | 29,763 | $3K | shares |
| CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP. | 6,445 | $3K | shares |
| COMSTOCK MNG INCCOMSTOCK MNG INC | 25,430 | $3K | shares |
| CELHCELSIUS HLDGS INC | 531 | $2K | shares |
| SHOESHOE STA GROUP INC | 76 | $2K | shares |
| EZAISHARES INC | 48 | $2K | shares |
| CARBO CERAMICS INCCARBO CERAMICS INC | 893 | $2K | shares |
| SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I | 3,424 | $2K | shares |
| CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC | 358 | $2K | shares |
| TUESDAY MORNING CORPTUESDAY MORNING CORP | 1,050 | $2K | shares |
| ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC | 7,027 | $2K | shares |
| SHILOH INDUSTRIES INCSHILOH INDUSTRIES INC | 500 | $2K | shares |
| COLLECTORS UNIVERSECOLLECTORS UNIVERSE | 54 | $2K | shares |
| CORINDUS VASCULAR ROBOTICS ICORINDUS VASCULAR ROBOTICS I | 400 | $2K | shares |
| ERLFFENTREE RES LTD COM (CAN) | 11,200 | $2K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 170 | $2K | shares |
| CONFORMIS INCCONFORMIS INC | 1,165 | $2K | shares |
| NUVECTRA CORPNUVECTRA CORP | 1,500 | $2K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 59 | $2K | shares |
| PREDICTIVE ONCOLOGY INCPREDICTIVE ONCOLOGY INC | 3,000 | $2K | shares |
| DBX ETF TRDBX ETF TR | 88 | $2K | shares |
| FNFABRINET | 27 | $1K | shares |
| NWPXNWPX INFRASTRUCTURE INC | 50 | $1K | shares |
| RRGBRED ROBIN GOURMET BURGERS IN | 25 | $1K | shares |
| OMEXODYSSEY MARINE EXPL INC | 200 | $1K | shares |
| IMMRIMMERSION CORP | 100 | $1K | shares |
| TURISHARES INC | 29 | $1K | shares |
| MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTD | 1,400 | $1K | shares |
| MONEYGRAM INTL INCMONEYGRAM INTL INC | 300 | $1K | shares |
| GAMIGAMCO INVESTORS, INC. (DE) | 39 | $1K | shares |
| BIOPHARMX CORPBIOPHARMX CORP | 1,688 | $1K | shares |
| Vitamin Shoppe, Inc.Vitamin Shoppe, Inc. | 200 | $1K | shares |
| Castle Brands IncCastle Brands Inc | 1,000 | $1K | shares |
| SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I | 2,500 | $1K | shares |
| MANNING + NAPIER INCMANNING + NAPIER INC | 500 | $1K | shares |
| AU OPTRONICS CORPAU OPTRONICS CORP | 477 | $1K | shares |
| CELJFCELLCOM ISRAEL LTD ORD SHS (IS | 250 | $1K | shares |
| AROTECH CORPAROTECH CORP | 200 | $1K | shares |
| ONCOSEC MED INCONCOSEC MED INC | 400 | $1K | shares |
| AETHLON MED INCAETHLON MED INC | 5,322 | $1K | shares |
| NANO DIMENSION LTDNANO DIMENSION LTD | 2,100 | $1K | shares |
| AZURRX BIOPHARMA INCAZURRX BIOPHARMA INC | 1,000 | $1K | shares |
| SCORPIO BULKERS INCSCORPIO BULKERS INC | 200 | $1K | shares |
| EYEPOINT PHARMACEUTICALS INCEYEPOINT PHARMACEUTICALS INC | 300 | $1K | shares |
| ROAN RES INCROAN RES INC | 500 | $1K | shares |
| NEURALSTEM INCNEURALSTEM INC | 593 | $1K | shares |
| GEVOGEVO INC | 100 | $0 | shares |
| DRDDRDGOLD LIMITED | 4 | $0 | shares |
| UGPULTRAPAR PARTICIPACOES SA | 3 | $0 | shares |
| RAILFREIGHTCAR AMER INC | 100 | $0 | shares |
| KEANE GROUP INCKEANE GROUP INC | 73 | $0 | shares |
| SENEBSENECA FOODS CORP NEW | 2 | $0 | shares |
| LSC COMMUNICATIONS INCLSC COMMUNICATIONS INC | 183 | $0 | shares |
| TILE SHOP HLDGS INCTILE SHOP HLDGS INC | 65 | $0 | shares |
| FIVE STAR SENIOR LIVINGFIVE STAR SENIOR LIVING | 10 | $0 | shares |
| EMEREN GROUP LTDEMEREN GROUP LTD | 40 | $0 | shares |
| APPROACH RESOURCES INCAPPROACH RESOURCES INC | 504 | $0 | shares |
| SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STOR | 12 | $0 | shares |
| QUICKLOGIC CORPQUICKLOGIC CORP | 940 | $0 | shares |
| LRAD CORPLRAD CORP | 100 | $0 | shares |
| SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SA | 235 | $0 | shares |
| ON TRACK INNOVATION LTDON TRACK INNOVATION LTD | 500 | $0 | shares |
| BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A | 15 | $0 | shares |
| MAM SOFTWARE GROUP INCMAM SOFTWARE GROUP INC | 17 | $0 | shares |
| KINGOLD JEWELRY INCKINGOLD JEWELRY INC | 83 | $0 | shares |
| CARBON BLACK INCCARBON BLACK INC | 0 | $0 | shares |
| EUROSEAS LTDEUROSEAS LTD | 100 | $0 | shares |
| NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC | 116 | $0 | shares |
| DRYSHIPS INCDRYSHIPS INC | 4 | $0 | shares |
| DHX MEDIA LTDDHX MEDIA LTD | 290 | $0 | shares |
| ENERGY FOCUS INCENERGY FOCUS INC | 200 | $0 | shares |
| GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC | 31 | $0 | shares |
| NANTHEALTH INCNANTHEALTH INC | 30 | $0 | shares |
| PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC | 100 | $0 | shares |
| APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INC | 126 | $0 | shares |
| DARIOHEALTH CORPDARIOHEALTH CORP | 1,523 | $0 | shares |
| LIGHTBRIDGE CORPLIGHTBRIDGE CORP | 100 | $0 | shares |
| AMERISOURCEBERGEN CORAMERISOURCEBERGEN COR | 270 | $0 | shares |
| SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP I | 22 | $0 | shares |
| LIVEXLIVE MEDIA INCLIVEXLIVE MEDIA INC | 200 | $0 | shares |
| FORWARD PHARMA A/SFORWARD PHARMA A/S | 7 | $0 | shares |
| EMPIRE RESORTS INCEMPIRE RESORTS INC | 47 | $0 | shares |
| TRACON PHARMACEUTICALS INCTRACON PHARMACEUTICALS INC | 300 | $0 | shares |
| IMEDIA BRANDS INC COM CL AIMEDIA BRANDS INC COM CL A | 100 | $0 | shares |
| CAMBER ENERGY INC COMCAMBER ENERGY INC COM | 229 | $0 | shares |
| RITTER PHARMACEUTICALS INC …RITTER PHARMACEUTICALS INC COM NEW | 500 | $0 | shares |
| TALOS ENERGY INCTALOS ENERGY INC | 62 | $0 | shares |
| VIVEVE MED INCVIVEVE MED INC | 9 | $0 | shares |
| TONIX PHARMACEUTICALS HLDG CTONIX PHARMACEUTICALS HLDG C | 1,090 | $0 | shares |
| RESTORATION ROBOTICS INCRESTORATION ROBOTICS INC | 400 | $0 | shares |
How Q4 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | base | 2020-02-14 | acceptance time not in the bulk data set |
Filings
Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.
| Filing | Subject | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001493152-20-002502 | Quarter ended 2019-12-31 | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-19-017222 | Quarter ended 2019-09-30 | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-19-012740 | Quarter ended 2019-06-30 | 2019-08-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-19-007440 | Quarter ended 2019-03-31 | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-19-002095 | Quarter ended 2018-12-31 | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-18-016044 | Quarter ended 2018-09-30 | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-18-012070 | Quarter ended 2018-06-30 | 2018-08-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-18-007142 | Quarter ended 2018-03-31 | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-18-002176 | Quarter ended 2017-12-31 | 2018-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-17-013279 | Quarter ended 2017-09-30 | 2017-11-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001493152-17-009188 | Quarter ended 2017-06-30 | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-17-027466 | Quarter ended 2017-03-31 | 2017-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-17-008963 | Quarter ended 2016-12-31 | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-16-134135 | Quarter ended 2016-09-30 | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-16-119451 | Quarter ended 2016-06-30 | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-16-102664 | Quarter ended 2016-03-31 | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-16-082493 | Quarter ended 2015-12-31 | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-15-066017 | Quarter ended 2015-09-30 | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-15-049787 | Quarter ended 2015-06-30 | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-15-031684 | Quarter ended 2015-03-31 | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-15-008828 | Quarter ended 2014-12-31 | 2015-02-13 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-14-068732 | Quarter ended 2014-09-30 | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-14-050322 | Quarter ended 2014-06-30 | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-14-030944 | Quarter ended 2014-03-31 | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-14-009503 | Quarter ended 2013-12-31 | 2014-02-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-13-061632 | Quarter ended 2013-09-30 | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR 0001144204-13-045886 | Quarter ended 2013-06-30 | 2013-08-14 | acceptance time not in the bulk data set |