LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $15,884,569,000 across 5,593 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-14. Its ten largest share positions make up 14.09% of the portfolio.

Filed 2020-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001493152-20-002502

Period: 2019-12-31
Reported value: $15.9B
Holdings: 5,593
Top 10 weight: 14.09%
New: 264
Sold out: 199

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AMZNadded	+325,691	$134M
QUALadded	+660,621	$65.9M
SCHGadded	+588,853	$55.3M
SPYVadded	+1,292,947	$45.1M
GOVTadded	+1,645,846	$42.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
USMVreduced	-770,291	-$50.5M
IWFreduced	-289,191	-$49.4M
IWDreduced	-289,718	-$39.2M
IJSreduced	-206,727	-$29.2M
XLUreduced	-253,940	-$16.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001493152-20-002502, largest first. % of portfolio is the value over $15,884,565,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
Ampio PharmaceuticalsAmpio Pharmaceuticals	6,400	$3K	<0.01%	0
SEVERN BANCORP ANNAPOLIS MDSEVERN BANCORP ANNAPOLIS MD	322	$3K	<0.01%	+1
SEELOS THERAPEUTICS INCSEELOS THERAPEUTICS INC	2,015	$3K	<0.01%	-98
HORIZON GLOBAL CORPHORIZON GLOBAL CORP	1,000	$3K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	100	$3K	<0.01%	0
MICHAELS COS INCMICHAELS COS INC	417	$3K	<0.01%	-828
BIOMERICA INCBIOMERICA INC	1,000	$3K	<0.01%	0
AXS CHANGE FINANCE ESG ETFAXS CHANGE FINANCE ESG ETF	125	$3K	<0.01%	0
APTOSE BIOSCIENCES INC COMAPTOSE BIOSCIENCES INC COM	6	$3K	<0.01%	-2,744
Ohr Pharmaceutical IncOhr Pharmaceutical Inc	450	$3K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	135	$3K	<0.01%	0
PROSHARES TR IIPROSHARES TR II	125	$3K	<0.01%	0
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTD	6,229	$3K	<0.01%	0
COLONY CAP INCCOLONY CAP INC	3,000	$3K	<0.01%	new
NAVIOS MARITIME ACQUIS CORPNAVIOS MARITIME ACQUIS CORP	315	$3K	<0.01%	0
EXICURE INCEXICURE INC	1,000	$3K	<0.01%	0
CSOP ETF TRCSOP ETF TR	104	$3K	<0.01%	new
CALITHERA BIOSCIENCES INC C…CALITHERA BIOSCIENCES INC COM NEW	510	$3K	<0.01%	new
AGILE THERAPEUTICS INCAGILE THERAPEUTICS INC	1,150	$3K	<0.01%	new
LIPOCINE INC NEWLIPOCINE INC NEW	8,650	$3K	<0.01%	+2,000
RATTLER MIDSTREAM LPRATTLER MIDSTREAM LP	152	$3K	<0.01%	-105
NABRIVA THERAPEUTICS PLCNABRIVA THERAPEUTICS PLC	2,000	$3K	<0.01%	0
DELMAR PHARMACEUTICALS INCDELMAR PHARMACEUTICALS INC	4,000	$3K	<0.01%	0
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTD	1,100	$3K	<0.01%	+100
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF	250	$3K	<0.01%	0
AQUAVENTURE HLDGS LTDAQUAVENTURE HLDGS LTD	103	$3K	<0.01%	+100
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	233	$3K	<0.01%	+7
KEMPHARM INC COM NEWKEMPHARM INC COM NEW	9,151	$3K	<0.01%	+1,000
ISHARES TRISHARES TR	147	$3K	<0.01%	new
VIRGIN GALACTIC HOLDINGS INCVIRGIN GALACTIC HOLDINGS INC	1,000	$3K	<0.01%	new
CSOP ETF TRCSOP ETF TR	162	$3K	<0.01%	new
FUTUFUTU HLDGS LTD	200	$2K	<0.01%	0		Timeline
MEOHMETHANEX CORP	41	$2K	<0.01%	-54		Timeline
NSSCNAPCO SEC TECHNOLOGIES INC	69	$2K	<0.01%	+53		Timeline
SUZSUZANO S A	266	$2K	<0.01%	0		Timeline
VECOVEECO INSTRS INC DEL	143	$2K	<0.01%	0		Timeline
KURAKURA ONCOLOGY INC	142	$2K	<0.01%	+101		Timeline
ANFABERCROMBIE & FITCH CO	110	$2K	<0.01%	0		Timeline
NBHCNATIONAL BK HLDGS CORP	49	$2K	<0.01%	-72		Timeline
TOWNTOWNEBANK PORTSMOUTH VA	72	$2K	<0.01%	0		Timeline
CIGCIA ENERGETICA DE MINAS GERA	557	$2K	<0.01%	0		Timeline
CLWCLEARWATER PAPER CORP	84	$2K	<0.01%	-529		Timeline
DHTDHT HOLDINGS INC	185	$2K	<0.01%	+1		Timeline
PARRPAR PAC HOLDINGS INC	91	$2K	<0.01%	-494		Timeline
ASTEASTEC INDS INC	73	$2K	<0.01%	+49		Timeline
CLDXCELLDEX THERAPEUTICS INC NEW	1,069	$2K	<0.01%	-599		Timeline
ECPGENCORE CAP GROUP INC	44	$2K	<0.01%	0		Timeline
GSMFERROGLOBE PLC	2,008	$2K	<0.01%	0		Timeline
VPGVISHAY PRECISION GROUP INC	65	$2K	<0.01%	0		Timeline
WSFSWSFS FINL CORP	36	$2K	<0.01%	-17		Timeline
MTRNMATERION CORP	26	$2K	<0.01%	-3		Timeline
SVRASAVARA INC	520	$2K	<0.01%	+6		Timeline
CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR	164	$2K	<0.01%	-571
AMSFAMERISAFE INC	29	$2K	<0.01%	+15		Timeline
TECHTARGET INCTECHTARGET INC	83	$2K	<0.01%	-118
LXULSB INDS INC	500	$2K	<0.01%	-500		Timeline
TBITRUEBLUE INC	91	$2K	<0.01%	0		Timeline
CVGICOMMERCIAL VEH GROUP INC	275	$2K	<0.01%	0		Timeline
JYNTJOINT CORP	159	$2K	<0.01%	0		Timeline
DFINDONNELLEY FINL SOLUTIONS INC	241	$2K	<0.01%	+62		Timeline
ATECALPHATEC HLDGS INC	315	$2K	<0.01%	+15		Timeline
EZPWEZCORP INC	325	$2K	<0.01%	0		Timeline
HBCPHOMEBANCORP INC	58	$2K	<0.01%	-6		Timeline
CLBKCOLUMBIA FINL INC	149	$2K	<0.01%	+146		Timeline
OPYOPPENHEIMER HLDGS INC	66	$2K	<0.01%	-6,841		Timeline
TRCTEJON RANCH CO	121	$2K	<0.01%	-22		Timeline
LWAYLIFEWAY FOODS INC	950	$2K	<0.01%	0		Timeline
NLNLI HOLDINGS INC	470	$2K	<0.01%	+250		Timeline
XOMAXOMA ROYALTY CORPORATION	77	$2K	<0.01%	0		Timeline
FOSLFOSSIL GROUP INC	225	$2K	<0.01%	+88		Timeline
NPKINPK INTERNATIONAL INC	320	$2K	<0.01%	+169		Timeline
ESTAESTABLISHMENT LABS HLDGS INC	84	$2K	<0.01%	0		Timeline
CACCAMDEN NATL CORP	46	$2K	<0.01%	0		Timeline
CEVACEVA INC	60	$2K	<0.01%	-4		Timeline
GWRSGLOBAL WTR RES INC	162	$2K	<0.01%	+1		Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	551	$2K	<0.01%	0		Timeline
PDFSPDF SOLUTIONS INC	128	$2K	<0.01%	new		Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	210	$2K	<0.01%	0
SPDNDIREXION SHARES ETF TRUST	64	$2K	<0.01%	0		Timeline
REFRRESEARCH FRONTIERS INC	500	$2K	<0.01%	0		Timeline
NEPHNEPHROS INC	205	$2K	<0.01%	0		Timeline
DXLGDESTINATION XL GROUP INC	1,500	$2K	<0.01%	0		Timeline
SRC ENERGY INCSRC ENERGY INC	522	$2K	<0.01%	-429
FISRSSGA ACTIVE TR	31	$2K	<0.01%	-2,137		Timeline
TGENTECOGEN INC NEW	1,000	$2K	<0.01%	0		Timeline
STRSSTRATUS PPTYS INC	64	$2K	<0.01%	0		Timeline
MFUSPIMCO EQUITY SER	62	$2K	<0.01%	-995		Timeline
LSAKLESAKA TECHNOLOGIES INC	510	$2K	<0.01%	0		Timeline
MIDUDIREXION SHARES ETF TRUST	37	$2K	<0.01%	-15		Timeline
FDEMFIDELITY COVINGTON TRUST	95	$2K	<0.01%	new		Timeline
IPHAINNATE PHARMA S A	15	$2K	<0.01%	new		Timeline
EFASGLOBAL X FDS	82	$2K	<0.01%	-2,369		Timeline
NERDLISTED FDS TR	100	$2K	<0.01%	0		Timeline
SCJISHARES INC	28	$2K	<0.01%	0		Timeline
RINFPROSHARES TR	88	$2K	<0.01%	-667		Timeline
SCPHARMACEUTICALS INCSCPHARMACEUTICALS INC	357	$2K	<0.01%	0
FORTRESS TRANSPORTATION-CL AFORTRESS TRANSPORTATION-CL A	107	$2K	<0.01%	new
MTEXMANNATECH INC	95	$2K	<0.01%	0		Timeline
CKXCKX LDS INC	200	$2K	<0.01%	0		Timeline
RCGRENN FD INC	1,500	$2K	<0.01%	-1,810		Timeline
SIMGRUPO SIMEC SAB DE C V	151	$2K	<0.01%	0		Timeline
Surmodics IncSurmodics Inc	51	$2K	<0.01%	new
DELPHI TECHNOLOGIES PLCDELPHI TECHNOLOGIES PLC	167	$2K	<0.01%	+23
United Parcel Service, IncUnited Parcel Service, Inc	104	$2K	<0.01%	0
STAGE STORES INCSTAGE STORES INC	298	$2K	<0.01%	0
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INC	183	$2K	<0.01%	0
SANOFISANOFI	2,439	$2K	<0.01%	-24
NEXTGEN HEALTHCARE INCNEXTGEN HEALTHCARE INC	141	$2K	<0.01%	+80
Gulfport EnergyGulfport Energy	445	$2K	<0.01%	+15
HERITAGE CRYSTAL CLEAN INCHERITAGE CRYSTAL CLEAN INC	61	$2K	<0.01%	new
CUECUE BIOPHARMA INC	120	$2K	<0.01%	0		Timeline
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NV	265	$2K	<0.01%	-72
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	73	$2K	<0.01%	new
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	1,200	$2K	<0.01%	0
ICAD INCICAD INC	300	$2K	<0.01%	new
JOUNCE THERAPEUTICS INCJOUNCE THERAPEUTICS INC	200	$2K	<0.01%	0
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	290	$2K	<0.01%	-18
CURO GROUP HOLDINGS CORPCURO GROUP HOLDINGS CORP	200	$2K	<0.01%	new
REGIS CORPREGIS CORP	98	$2K	<0.01%	new
FORTUNA MNG CORP FFORTUNA MNG CORP F	502	$2K	<0.01%	-200
SOLITON INCSOLITON INC	200	$2K	<0.01%	0
SPDR SER TRSPDR SER TR	100	$2K	<0.01%	0
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	400	$2K	<0.01%	-196
TUFIN SOFTWARE TECHNOLOGIS LTUFIN SOFTWARE TECHNOLOGIS L	116	$2K	<0.01%	0
DERMIRA INCDERMIRA INC	100	$2K	<0.01%	new
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	6,858	$2K	<0.01%	-6,500
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC	115	$2K	<0.01%	0
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORP	85	$2K	<0.01%	0
CTI BIOPHARMA CORPCTI BIOPHARMA CORP	1,110	$2K	<0.01%	+1,090
HUANENG PWR INTL INCHUANENG PWR INTL INC	93	$2K	<0.01%	-130
EPIZYME INCEPIZYME INC	68	$2K	<0.01%	new
SIBANYE GOLD LTDSIBANYE GOLD LTD	226	$2K	<0.01%	-1,658
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS IN	300	$2K	<0.01%	0
INTELSAT S AINTELSAT S A	271	$2K	<0.01%	-14,801
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	180	$2K	<0.01%	0
Accelerate DiagnosticsAccelerate Diagnostics	100	$2K	<0.01%	0
Proshares Tr Ultrashort MSC…Proshares Tr Ultrashort MSCI EAFE…	81	$2K	<0.01%	0
CENTURY BANCORP INC -CL ACENTURY BANCORP INC -CL A	21	$2K	<0.01%	0
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORP	49	$2K	<0.01%	-339
NEOPHOTONICS CORPNEOPHOTONICS CORP	210	$2K	<0.01%	-1,000
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICS	481	$2K	<0.01%	0
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…	200	$2K	<0.01%	0
LEGG MASON ETF INVTLEGG MASON ETF INVT	69	$2K	<0.01%	0
COMSTOCK INCCOMSTOCK INC	5,086	$2K	<0.01%	new
HOUGHTON MIFFLIN HARCOURT COHOUGHTON MIFFLIN HARCOURT CO	369	$2K	<0.01%	-183
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC	100	$2K	<0.01%	0
DTEAFDAVIDSTEA INC COM STOCK	1,500	$2K	<0.01%	0		Timeline
EXTERRAN CORPEXTERRAN CORP	213	$2K	<0.01%	+113
HUDSON LTDHUDSON LTD	106	$2K	<0.01%	new
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTD	324	$2K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	233	$2K	<0.01%	0
CATABASIS PHARMACEUTICALS INCATABASIS PHARMACEUTICALS IN	126	$2K	<0.01%	-434
ON DECK CAP INCON DECK CAP INC	600	$2K	<0.01%	new
HOSTESS BRANDS INCHOSTESS BRANDS INC	1,119	$2K	<0.01%	0
SG BLOCKS INCSG BLOCKS INC	12,800	$2K	<0.01%	+700
MICROSECTORS FANG INDEX -3X…MICROSECTORS FANG INDEX -3X INVER…	20	$2K	<0.01%	-3,480
ACIUAC IMMUNE SA	100	$1K	<0.01%	new		Timeline
PTGXPROTAGONIST THERAPEUTICS INC	83	$1K	<0.01%	0		Timeline
RMBSRAMBUS INC DEL	88	$1K	<0.01%	0		Timeline
AVTRAVANTOR INC	77	$1K	<0.01%	new		Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	1	$1K	<0.01%	0		Timeline
ANDEANDERSONS INC	32	$1K	<0.01%	-500		Timeline
CRTOCRITEO S A	72	$1K	<0.01%	+3		Timeline
SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORP	39	$1K	<0.01%	0
URGUR-ENERGY INC	2,000	$1K	<0.01%	0		Timeline
ASCARDMORE SHIPPING CORP	159	$1K	<0.01%	new		Timeline
LPGDORIAN LPG LTD	82	$1K	<0.01%	new		Timeline
APEIAMERICAN PUB ED INC	50	$1K	<0.01%	new		Timeline
STCSTEWART INFORMATION SVCS COR	16	$1K	<0.01%	0		Timeline
ANAPLAN INCANAPLAN INC	27	$1K	<0.01%	-16
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	84	$1K	<0.01%	-103
ENTAENANTA PHARMACEUTICALS INC	12	$1K	<0.01%	0		Timeline
VEON LTDVEON LTD	250	$1K	<0.01%	0
RGPRESOURCES CONNECTION INC	74	$1K	<0.01%	-21		Timeline
EGANEGAIN CORP	100	$1K	<0.01%	0		Timeline
CUTERA INCCUTERA INC	25	$1K	<0.01%	new
COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST	27	$1K	<0.01%	0
HROWHARROW INC	124	$1K	<0.01%	+100		Timeline
INODINNODATA INC	1,000	$1K	<0.01%	0		Timeline
UPROPROSHARES TR	82	$1K	<0.01%	new		Timeline
BZHBEAZER HOMES USA INC	43	$1K	<0.01%	-1,550		Timeline
BHBIGLARI HLDGS INC	5	$1K	<0.01%	+2		Timeline
LELANDS END INC NEW	57	$1K	<0.01%	+19		Timeline
MYEMYERS INDS INC	60	$1K	<0.01%	0		Timeline
OVIDOVID THERAPEUTICS INC	200	$1K	<0.01%	0		Timeline
SGCSUPERIOR GROUP OF CO INC	103	$1K	<0.01%	0		Timeline
BELFABEL FUSE INC	50	$1K	<0.01%	0		Timeline
ISTRINVESTAR HOLDING CORP	41	$1K	<0.01%	new		Timeline
CRD-ACRAWFORD & CO	129	$1K	<0.01%	0		Timeline
EVCENTRAVISION COMMUNICATIONS C	562	$1K	<0.01%	+10		Timeline
RBBNRIBBON COMMUNICATIONS INC	240	$1K	<0.01%	+159		Timeline
ACELACCEL ENTERTAINMENT INC	100	$1K	<0.01%	new		Timeline
INMBINMUNE BIO INC	100	$1K	<0.01%	0		Timeline
TBLLINVESCO EXCH TRADED FD TR II	7	$1K	<0.01%	0		Timeline
ARCADIA BIOSCIENCES INC COMARCADIA BIOSCIENCES INC COM	100	$1K	<0.01%	0
DIAMOND S SHIPPING INC COMDIAMOND S SHIPPING INC COM	45	$1K	<0.01%	0
KMDAKAMADA LTD	100	$1K	<0.01%	0		Timeline
HYGVFLEXSHARES TR	11	$1K	<0.01%	0		Timeline
CYDCHINA YUCHAI INTL LTD	46	$1K	<0.01%	0		Timeline
FPHFIVE POINT HOLDINGS LLC	103	$1K	<0.01%	new		Timeline
HNNAHENNESSY ADVISORS INC	91	$1K	<0.01%	0		Timeline
PRPLPURPLE INNOVATION INC	100	$1K	<0.01%	0		Timeline
CHCICOMSTOCK HLDG COS INC	500	$1K	<0.01%	new		Timeline
MTLSMATERIALISE NV	36	$1K	<0.01%	0		Timeline
EUDVPROSHARES TR	14	$1K	<0.01%	0		Timeline
PLTMGRANITESHARES PLATINUM TR	100	$1K	<0.01%	0		Timeline
DVYAISHARES INC	17	$1K	<0.01%	0		Timeline
DYAIDYADIC INTL INC DEL	100	$1K	<0.01%	0		Timeline
PRTPERMROCK ROYALTY TRUST	109	$1K	<0.01%	+2		Timeline
EQSEQUUS TOTAL RETURN INC	405	$1K	<0.01%	-1,847		Timeline
CRD-BCRAWFORD & CO	112	$1K	<0.01%	0		Timeline
MARPSMARINE PETE TR	319	$1K	<0.01%	+9		Timeline
Enzo Biochem IncEnzo Biochem Inc	419	$1K	<0.01%	0
GDENGOLDEN ENTMT INC	37	$1K	<0.01%	0		Timeline
ANGI INC CLASS AANGI INC CLASS A	85	$1K	<0.01%	0
SPIRIT MTA REITSPIRIT MTA REIT	1,878	$1K	<0.01%	-1,204
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	116	$1K	<0.01%	+2
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	1,500	$1K	<0.01%	0
EXPRESS INCEXPRESS INC	203	$1K	<0.01%	0
LYDALL INCLYDALL INC	39	$1K	<0.01%	-29
TRAVELCENTERS OF AMERICA INCTRAVELCENTERS OF AMERICA INC	47	$1K	<0.01%	0
COWEN GROUP INCCOWEN GROUP INC	53	$1K	<0.01%	+1
THE STARS GROUP INCTHE STARS GROUP INC	41	$1K	<0.01%	0
VOXX INTERNATIONAL CORPVOXX INTERNATIONAL CORP	153	$1K	<0.01%	0
EARTHSTONE ENERGY INCEARTHSTONE ENERGY INC	100	$1K	<0.01%	new
MID-CON ENERGY PARTNERS LPMID-CON ENERGY PARTNERS LP	2,758	$1K	<0.01%	-324
Ramaco Resources IncRamaco Resources Inc	178	$1K	<0.01%	0
ASSETMARK FINL HLDGS INCASSETMARK FINL HLDGS INC	24	$1K	<0.01%	new
REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC	4	$1K	<0.01%	-1
RPT REALTYRPT REALTY	53	$1K	<0.01%	0
VERITIV CORPVERITIV CORP	132	$1K	<0.01%	+4
SILVERBOW RES INCSILVERBOW RES INC	140	$1K	<0.01%	-58
COMSCORE INCCOMSCORE INC	148	$1K	<0.01%	0
VERTEX ENERGY INCVERTEX ENERGY INC	658	$1K	<0.01%	0
Lee Enterprises IncLee Enterprises Inc	562	$1K	<0.01%	0
INVESCO QQQ TRUST SERIES 1INVESCO QQQ TRUST SERIES 1	47	$1K	<0.01%	new
OI SA-ADROI SA-ADR	55	$1K	<0.01%	-39
BK Technologies Corp.BK Technologies Corp.	194	$1K	<0.01%	0
QIWIQIWI PLC	24	$1K	<0.01%	-997		Timeline
ASANKO GOLD INCASANKO GOLD INC	1,000	$1K	<0.01%	0
CLEARSIGN TECHNOLOGIES CORPCLEARSIGN TECHNOLOGIES CORP	1,000	$1K	<0.01%	0
CITIUS PHARMACEUTICALS INCCITIUS PHARMACEUTICALS INC	1,000	$1K	<0.01%	0
PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INC	3	$1K	<0.01%	-597
TIDEWATER INC NEWTIDEWATER INC NEW	428	$1K	<0.01%	+64
BLUE APRON HLDGS INCBLUE APRON HLDGS INC	191	$1K	<0.01%	-153
GREENSKY INCGREENSKY INC	100	$1K	<0.01%	-30
LORAL SPACE & COM INCLORAL SPACE & COM INC	21	$1K	<0.01%	0
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICS	200	$1K	<0.01%	new
AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC	1,850	$1K	<0.01%	-1,000
PICO HLDGS INCPICO HLDGS INC	100	$1K	<0.01%	0
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORP	433	$1K	<0.01%	0
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	294	$1K	<0.01%	-1,478
ERA GROUP INCERA GROUP INC	118	$1K	<0.01%	0
RAND CAP CORPRAND CAP CORP	200	$1K	<0.01%	0
Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023	125	$1K	<0.01%	0
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTD	500	$1K	<0.01%	0
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR	328	$1K	<0.01%	-543
VALHI INC NEWVALHI INC NEW	610	$1K	<0.01%	+340
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORP	10,000	$1K	<0.01%	0
CHANNELADVISOR CORPCHANNELADVISOR CORP	138	$1K	<0.01%	0
BARCLAYS BK PLCBARCLAYS BK PLC	88	$1K	<0.01%	-22
GLOBALSCAPE INCGLOBALSCAPE INC	144	$1K	<0.01%	+132
GLOBAL X FDSGLOBAL X FDS	26	$1K	<0.01%	-1,639
HOTH THERAPEUTICS INC COM N…HOTH THERAPEUTICS INC COM NEW	100	$1K	<0.01%	new
ALKALINE WTR CO INCALKALINE WTR CO INC	1,100	$1K	<0.01%	0
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	79	$1K	<0.01%	+13
SYNLOGIC INCSYNLOGIC INC	425	$1K	<0.01%	0
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INC	166	$1K	<0.01%	0
ONCOCYTE CORPONCOCYTE CORP	500	$1K	<0.01%	-2,000
AT HOME GROUP INCAT HOME GROUP INC	250	$1K	<0.01%	-25,885
RUBICON PROJ INCRUBICON PROJ INC	148	$1K	<0.01%	0
NUCANA PLCNUCANA PLC	100	$1K	<0.01%	new
ECOVYST INC.ECOVYST INC.	51	$1K	<0.01%	0
AMERICAN RENAL ASSOCIATES HOAMERICAN RENAL ASSOCIATES HO	100	$1K	<0.01%	-100
MARRONE BIO INNOVATIONS INCMARRONE BIO INNOVATIONS INC	1,200	$1K	<0.01%	0
BBX CAP CORP NEWBBX CAP CORP NEW	143	$1K	<0.01%	0
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	1,180	$1K	<0.01%	-1,500
CISION LTDCISION LTD	109	$1K	<0.01%	+35
COVIA HLDGS CORPCOVIA HLDGS CORP	300	$1K	<0.01%	0
VIVUS INCVIVUS INC	245	$1K	<0.01%	0
CAESARS ENTMT CORPCAESARS ENTMT CORP	330	$1K	<0.01%	0
GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INC	28	$1K	<0.01%	-224
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	17	$1K	<0.01%	new
REMARK HLDGS INCREMARK HLDGS INC	1,700	$1K	<0.01%	0
CELSION CORPCELSION CORP	462	$1K	<0.01%	0
GOLDMAN SACHS PHYSICAL GOLD…GOLDMAN SACHS PHYSICAL GOLD ETF	46	$1K	<0.01%	-74
DIREXION SHS ETF TRDIREXION SHS ETF TR	115	$1K	<0.01%	0
ODONATE THERAPEUTICS INCODONATE THERAPEUTICS INC	47	$1K	<0.01%	+33
CHIASMA INCCHIASMA INC	203	$1K	<0.01%	+200
TWIN RIV WORLDWIDE HLDGS INCTWIN RIV WORLDWIDE HLDGS INC	50	$1K	<0.01%	0
JAGGED PEAK ENERGY INCJAGGED PEAK ENERGY INC	135	$1K	<0.01%	+52
MEDIWOUND LTDMEDIWOUND LTD	275	$1K	<0.01%	0
FGL HLDGSFGL HLDGS	84	$1K	<0.01%	-690
EXTRACTION OIL AND GAS INCEXTRACTION OIL AND GAS INC	400	$1K	<0.01%	-248
PIER 1 IMPORTS INCPIER 1 IMPORTS INC	102	$1K	<0.01%	0
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	121	$1K	<0.01%	new
RESTORBIO INCRESTORBIO INC	1,000	$1K	<0.01%	new
NEOS THERAPEUTICS INCNEOS THERAPEUTICS INC	520	$1K	<0.01%	0
J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R…	21	$1K	<0.01%	0
SENECA BIOPHARMA INCSENECA BIOPHARMA INC	592	$1K	<0.01%	new
PROSHARES TRPROSHARES TR	28	$1K	<0.01%	+15
CANCER GENETICS INCCANCER GENETICS INC	215	$1K	<0.01%	new
Ascena Retail Group IncAscena Retail Group Inc	126	$1K	<0.01%	new
TKCTURKCELL ILETISIM	45	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WITWIPRO LTD	57	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SMSM ENERGY COMPANY	41	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VLGEAVILLAGE SUPER MKT INC	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KTKT CORP	4	$0	0%	-7,426	Value filed as zero, left out of ratios.	Timeline
ACMRACM RESH INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PSOPEARSON PLC	51	$0	0%	-1,340	Value filed as zero, left out of ratios.	Timeline
LPLLG DISPLAY CO LTD	23	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TLKTELEKOMUNIKASI IND	2	$0	0%	-93	Value filed as zero, left out of ratios.	Timeline
GOSSGOSSAMER BIO INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MGICMAGIC SOFTWARE ENTERPRISES	17	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LPTHLIGHTPATH TECHNOLOGIES INC	28	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BWBABCOCK & WILCOX ENTERPRISES	2	$0	0%	-61	Value filed as zero, left out of ratios.	Timeline
BBARBANCO BBVA ARGENTINA S A	15	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ALTALTIMMUNE INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EDRYEURODRY LTD	20	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TGSTRANSPORTADORA DE GAS DEL SU	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IESCIES HOLDINGS INC	18	$0	0%	+10	Value filed as zero, left out of ratios.	Timeline
IZRLARK ETF TR	45	$0	0%	-355	Value filed as zero, left out of ratios.	Timeline
CLARCLARUS CORP NEW	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
USSGDBX ETF TR	118	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BLBDBLUE BIRD CORP	7	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LNTHLANTHEUS HLDGS INC	19	$0	0%	-47	Value filed as zero, left out of ratios.	Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	24	$0	0%	-2	Value filed as zero, left out of ratios.	Timeline
LABSTANDARD BIOTOOLS INC	9	$0	0%	-63	Value filed as zero, left out of ratios.	Timeline
UREPROSHARES TR	85	$0	0%	+35	Value filed as zero, left out of ratios.	Timeline
HRTGHERITAGE INSURANCE HLDGS INC	41	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GHYBGOLDMAN SACHS ETF TR	50	$0	0%	-70	Value filed as zero, left out of ratios.	Timeline
DQDAQO NEW ENERGY CORP	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	3	$0	0%	-14,029	Value filed as zero, left out of ratios.	Timeline
AVDAMERICAN VANGUARD CORP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BANCO SANTANDER MEXICO SABANCO SANTANDER MEXICO SA	2	$0	0%	-230	Value filed as zero, left out of ratios.
MBINMERCHANTS BANCORP IND	1	$0	0%	-9	Value filed as zero, left out of ratios.	Timeline
KLX ENERGY SERVICS HOLDNGS IKLX ENERGY SERVICS HOLDNGS I	43	$0	0%	-198	Value filed as zero, left out of ratios.
OFGOFG BANCORP	17	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LEUCENTRUS ENERGY CORP	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EJULINNOVATOR ETFS TRUST	52	$0	0%	-248	Value filed as zero, left out of ratios.	Timeline
LQDTLIQUIDITY SVCS INC	6	$0	0%	-161	Value filed as zero, left out of ratios.	Timeline
BBWBUILD-A-BEAR WORKSHOP INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RDNTRADNET INC	20	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
PAMPAMPA ENERGIA SA	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TEOTELECOM ARGENTINA SA	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TBRGTRUBRIDGE INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SFBCSOUND FINL BANCORP INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ACTGACACIA RESH CORP	148	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FMNBFARMERS NATIONAL BANC CORP	16	$0	0%	-119	Value filed as zero, left out of ratios.	Timeline
NGVCNATURAL GROCERS BY VITAMIN	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PCYOPURE CYCLE CORP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
QTRXQUANTERIX CORP	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SAMGSILVERCREST ASSET MGMT GROUP	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MLRMILLER INDS INC TENN	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
OLPONE LIBERTY PPTYS INC	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ORGOORGANOGENESIS HLDGS INC	100	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PKBKPARKE BANCORP INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WNEBWESTERN NEW ENG BANCORP INC	10	$0	0%	-318	Value filed as zero, left out of ratios.	Timeline
WLFCWILLIS LEASE FIN CORP	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SNFCASECURITY NATL FINL CORP	30	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AVNWAVIAT NETWORKS INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UNTYUNITY BANCORP INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
QUIKQUICKLOGIC CORP	67	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
EGYVAALCO ENERGY INC	95	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CLMBCLIMB GLOBAL SOLUTIONS INC	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CAPRCAPRICOR THERAPEUTICS INC	270	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RFILRF INDS LTD	18	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FMBHFIRST MID BANCSHARES INC	35	$0	0%	-65	Value filed as zero, left out of ratios.	Timeline
FSTRFOSTER L B CO	13	$0	0%	-1	Value filed as zero, left out of ratios.	Timeline
FRDFRIEDMAN INDS INC	19	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CHMGCHEMUNG FINL CORP	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTRNCITI TRENDS INC	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CIACITIZENS INC	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GNKGENCO SHIPPING & TRADING LTD	21	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTBICOMMUNITY TR BANCORP INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MCFTMASTERCRAFT BOAT HLDGS INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOPNKOPIN CORP	668	$0	0%	+600	Value filed as zero, left out of ratios.	Timeline
LCTXLINEAGE CELL THERAPEUTICS IN	182	$0	0%	-5,073	Value filed as zero, left out of ratios.	Timeline
INVEINVE TECHNOLOGIES INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
USVMVICTORY PORTFOLIOS II	54	$0	0%	-46	Value filed as zero, left out of ratios.	Timeline
EMCBWISDOMTREE TR	74	$0	0%	-51	Value filed as zero, left out of ratios.	Timeline
CSBRCHAMPIONS ONCOLOGY INC	12	$0	0%	-4	Value filed as zero, left out of ratios.	Timeline
DRIVGLOBAL X FDS	28	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CLPRCLIPPER RLTY INC	38	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VXRTVAXART INC COM NEW (DE)	33	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ESEAEUROSEAS LTD	12	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
NNDMNANO DIMENSION LTD	10	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
GAIAGAIA INC NEW	20	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
XTNTXTANT MED HLDGS INC	25	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CPACCEMENTOS PACASMAYO S A A	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GUANGSHEN RAILWAY CO LTD-ADRGUANGSHEN RAILWAY CO LTD-ADR	2	$0	0%	-447	Value filed as zero, left out of ratios.
CAI INTERNATIONAL INCCAI INTERNATIONAL INC	6	$0	0%	-560	Value filed as zero, left out of ratios.
NUHYNUSHARES ETF TR	51	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ABEONA THERAPEUTICS INCABEONA THERAPEUTICS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
CODACODA OCTOPUS GROUP INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IGCIGC PHARMA INC	500	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DLHCDLH HLDGS CORP	32	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PDSBPDS BIOTECHNOLOGY CORP	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SVASINOVAC BIOTECH LTD	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EWOISHARES INC	5	$0	0%	-39	Value filed as zero, left out of ratios.	Timeline
NTWKNETSOL TECHNOLOGIES INC	122	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SNDSMART SAND INC	44	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TSQTOWNSQUARE MEDIA INC	25	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AWREAWARE INC MASS	3	$0	0%	-247	Value filed as zero, left out of ratios.	Timeline
PLGPLATINUM GROUP METALS LTD	70	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SUPVGRUPO SUPERVIELLE S.A.	12	$0	0%	-5	Value filed as zero, left out of ratios.	Timeline
EWKISHARES INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NNVCNANOVIRICIDES INC	1	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
YCSPROSHARES TR II	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
EUOPROSHARES TR II	9	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	0	$0	0%	new	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
UIVMVICTORY PORTFOLIOS II	186	$0	0%	-247	Value filed as zero, left out of ratios.	Timeline
MBOTMICROBOT MED INC	7	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
WWRWESTWATER RES INC	7	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EDUCEDUCATIONAL DEV CORP	18	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
JCTCJEWETT CAMERON TRADING LTD	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KOSSKOSS CORP	66	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARMPARMATA PHARMACEUTICALS INC	52	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO	19	$0	0%	new	Value filed as zero, left out of ratios.
CLIXPROSHARES TR	50	$0	0%	-25	Value filed as zero, left out of ratios.	Timeline
Veru IncVeru Inc	15	$0	0%	new	Value filed as zero, left out of ratios.
REVGREV GROUP INC	76	$0	0%	-92	Value filed as zero, left out of ratios.	Timeline
NTPIFNAM TAI PROPERTY INC	9	$0	0%	-61	Value filed as zero, left out of ratios.	Timeline
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC	15	$0	0%	-381	Value filed as zero, left out of ratios.
AKORN INCAKORN INC	320	$0	0%	0	Value filed as zero, left out of ratios.
ADTRAN INCADTRAN INC	42	$0	0%	-44	Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATION	2	$0	0%	-25	Value filed as zero, left out of ratios.
DELAWARE INVESTMENTSDELAWARE INVESTMENTS	15	$0	0%	-5	Value filed as zero, left out of ratios.
CHKRCHESAPEAKE GRANITE WASH TR COM	842	$0	0%	-1,200	Value filed as zero, left out of ratios.	Timeline
FIRST DEFIANCE FINL CORPFIRST DEFIANCE FINL CORP	5	$0	0%	0	Value filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP	150	$0	0%	-213	Value filed as zero, left out of ratios.
ZNOGZION OIL & GAS INC COM	1,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
UBOHUNITED BANCSHARES INC (OH)	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GLOBALSTAR INCGLOBALSTAR INC	100	$0	0%	0	Value filed as zero, left out of ratios.
AVID TECHNOLOGY INCAVID TECHNOLOGY INC	20	$0	0%	0	Value filed as zero, left out of ratios.
RAPT THERAPEUTICS INCRAPT THERAPEUTICS INC	30	$0	0%	new	Value filed as zero, left out of ratios.
SCIPLAY CORPORATIONSCIPLAY CORPORATION	2	$0	0%	-1	Value filed as zero, left out of ratios.
ARC DOCUMENT SOLUTIONS INCARC DOCUMENT SOLUTIONS INC	100	$0	0%	new	Value filed as zero, left out of ratios.
ORUKA THERAPEUTICS INC COMORUKA THERAPEUTICS INC COM	2	$0	0%	0	Value filed as zero, left out of ratios.
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM	1	$0	0%	0	Value filed as zero, left out of ratios.
ENFYENLIGHTIFY INC.COM NEW	63	$0	0%	-42	Value filed as zero, left out of ratios.	Timeline
SALMSALEM MEDIA GROUP INC CLASS A	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
QNITY ELECTRONICS INCQNITY ELECTRONICS INC	58	$0	0%	new	Value filed as zero, left out of ratios.
MACKMerrimack Pharmaceuticals Inc	60	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTD	89	$0	0%	-7	Value filed as zero, left out of ratios.
CHINA INDEX HLDGS LTDCHINA INDEX HLDGS LTD	5	$0	0%	new	Value filed as zero, left out of ratios.
FANG HLDGS LTDFANG HLDGS LTD	202	$0	0%	+5	Value filed as zero, left out of ratios.
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	680	$0	0%	+100	Value filed as zero, left out of ratios.
ADVAXIS INCADVAXIS INC	66	$0	0%	0	Value filed as zero, left out of ratios.
ADAMAS PHARMACEUTICALS INCADAMAS PHARMACEUTICALS INC	50	$0	0%	0	Value filed as zero, left out of ratios.
CHANGYOU COM LTDCHANGYOU COM LTD	10	$0	0%	-115	Value filed as zero, left out of ratios.
PRIMO WTR CORPPRIMO WTR CORP	9	$0	0%	-51	Value filed as zero, left out of ratios.
BANKFINANCIAL CORPBANKFINANCIAL CORP	10	$0	0%	0	Value filed as zero, left out of ratios.
ESSA PHARMA INCESSA PHARMA INC	25	$0	0%	0	Value filed as zero, left out of ratios.
TONIX PHARMACEUTICALS HOLDINTONIX PHARMACEUTICALS HOLDIN	109	$0	0%	new	Value filed as zero, left out of ratios.
IMPMQIMPAC MTG HLDGS INC COM STK NE	50	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FORWARD INDUSTRIES INC COM …FORWARD INDUSTRIES INC COM NEW	27	$0	0%	new	Value filed as zero, left out of ratios.
UBS AG LONDON BRHUBS AG LONDON BRH	5	$0	0%	0	Value filed as zero, left out of ratios.
SUNWORKS INCSUNWORKS INC	100	$0	0%	0	Value filed as zero, left out of ratios.
OPTINOSE INCOPTINOSE INC	31	$0	0%	-2	Value filed as zero, left out of ratios.
CREATIVE MEDIA & CMNTY TRCREATIVE MEDIA & CMNTY TR	33	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TR IIPROSHARES TR II	13	$0	0%	new	Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEW	462	$0	0%	+69	Value filed as zero, left out of ratios.
PLUS THERAPEUTICS INCPLUS THERAPEUTICS INC	9	$0	0%	+2	Value filed as zero, left out of ratios.
HEPION PHARMACEUTICALS INCHEPION PHARMACEUTICALS INC	47	$0	0%	0	Value filed as zero, left out of ratios.
CURIS INCCURIS INC	225	$0	0%	+25	Value filed as zero, left out of ratios.
MOLECULAR TEMPLATES INCMOLECULAR TEMPLATES INC	22	$0	0%	0	Value filed as zero, left out of ratios.
FREQUENCY THERAPEUTICS INCFREQUENCY THERAPEUTICS INC	17	$0	0%	new	Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORP	51	$0	0%	0	Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA	10	$0	0%	new	Value filed as zero, left out of ratios.
DARIOHEALTH CORPDARIOHEALTH CORP	77	$0	0%	new	Value filed as zero, left out of ratios.
Zagg, Inc.Zagg, Inc.	19	$0	0%	0	Value filed as zero, left out of ratios.
POINTS INTL LTDPOINTS INTL LTD	12	$0	0%	0	Value filed as zero, left out of ratios.
OCWEN FINL CORPOCWEN FINL CORP	200	$0	0%	-50	Value filed as zero, left out of ratios.
FBL FINL GROUP INCFBL FINL GROUP INC	1	$0	0%	-166	Value filed as zero, left out of ratios.
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	154	$0	0%	0	Value filed as zero, left out of ratios.
GOLDFIELD CORPGOLDFIELD CORP	5	$0	0%	0	Value filed as zero, left out of ratios.
REALNETWORKS INCREALNETWORKS INC	250	$0	0%	0	Value filed as zero, left out of ratios.
YRC WORLDWIDE INCYRC WORLDWIDE INC	100	$0	0%	0	Value filed as zero, left out of ratios.
USA TRUCK INCUSA TRUCK INC	50	$0	0%	0	Value filed as zero, left out of ratios.
SUNLINK HEALTH SYSTEMS INCSUNLINK HEALTH SYSTEMS INC	362	$0	0%	0	Value filed as zero, left out of ratios.
PZENA INVESTMENT MANAGM-CL APZENA INVESTMENT MANAGM-CL A	16	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TR	38	$0	0%	new	Value filed as zero, left out of ratios.
DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X	19	$0	0%	0	Value filed as zero, left out of ratios.
QAD INC-BQAD INC-B	6	$0	0%	0	Value filed as zero, left out of ratios.
WISDOMTREE TRWISDOMTREE TR	40	$0	0%	-1,110	Value filed as zero, left out of ratios.
XINYUAN REAL ESTATE CO LTDXINYUAN REAL ESTATE CO LTD	27	$0	0%	-8	Value filed as zero, left out of ratios.
MORGAN STANLEYMORGAN STANLEY	1	$0	0%	0	Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INC	51	$0	0%	-36	Value filed as zero, left out of ratios.
GUARANTY FED BANCSHARES INCGUARANTY FED BANCSHARES INC	6	$0	0%	0	Value filed as zero, left out of ratios.
OTELCO INCOTELCO INC	9	$0	0%	0	Value filed as zero, left out of ratios.
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INC	180	$0	0%	0	Value filed as zero, left out of ratios.
NAVBQNAVIDEA BIOPHARMACEUTICALS INC	6	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001	121	$0	0%	0	Value filed as zero, left out of ratios.
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT T…	2	$0	0%	0	Value filed as zero, left out of ratios.
ISHARES MSCI COLOMBIA ETFISHARES MSCI COLOMBIA ETF	17	$0	0%	0	Value filed as zero, left out of ratios.
AIM IMMUNOTECH INCAIM IMMUNOTECH INC	48	$0	0%	0	Value filed as zero, left out of ratios.
Taronis Technologies Inc Co…Taronis Technologies Inc Com New	1	$0	0%	0	Value filed as zero, left out of ratios.
NULLNULL	133	$0	0%	0	Value filed as zero, left out of ratios.
VENUS CONCEPT INCVENUS CONCEPT INC	26	$0	0%	new	Value filed as zero, left out of ratios.

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 199. All 199

Security	Shares before	Value before	Type
FQF TRFQF TR	293,407	$6.95M	shares
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	249,854	$5.98M	shares
BB & T CORPBB & T CORP	74,688	$3.99M	shares
CELGENE CORPCELGENE CORP	30,837	$3.06M	shares
PAPRINNOVATOR ETFS TRUST	116,260	$3.02M	shares
HCP INCHCP INC	77,875	$2.77M	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	99,000	$2.08M	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	25,984	$1.79M	shares
Ishares Ibonds DecIshares Ibonds Dec	50,001	$1.24M	shares
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	46,581	$829K	shares
PIMCO ETF TRPIMCO ETF TR	14,926	$760K	shares
CBS CORP NEWCBS CORP NEW	17,078	$690K	shares
VIACOM INCVIACOM INC	27,032	$650K	shares
Enterprise Federal BancorpEnterprise Federal Bancorp	35,000	$560K	shares
NUVEEN HIGH INCOME DECMBR 20NUVEEN HIGH INCOME DECMBR 20	49,739	$490K	shares
UBS AG LONDON BRHUBS AG LONDON BRH	32,625	$479K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	10,907	$449K	shares
SYMANTEC CORPSYMANTEC CORP	15,070	$356K	shares
GANNETT SPINCO INCGANNETT SPINCO INC	28,982	$312K	shares
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	3,918	$275K	shares
OHA INVT CORPOHA INVT CORP	194,967	$253K	shares
CIMPRESS N VCIMPRESS N V	1,854	$245K	shares
ALTABA INCALTABA INC	12,018	$235K	shares
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	15,843	$223K	shares
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	4,424	$199K	shares
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	2,435	$165K	shares
CARBONITE INCCARBONITE INC	10,272	$159K	shares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	17,315	$158K	shares
BBREJ P MORGAN EXCHANGE TRADED F	1,707	$154K	shares
UNITED FINL BANCORP INC NEWUNITED FINL BANCORP INC NEW	10,750	$147K	shares
TRANSENTERIX INCTRANSENTERIX INC	220,740	$137K	shares
HULL TACTICAL US ETFHULL TACTICAL US ETF	4,891	$125K	shares
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	13,147	$123K	shares
VANECK ETF TRUSTVANECK ETF TRUST	2,540	$98K	shares
CTRIP COM INTL LTDCTRIP COM INTL LTD	3,141	$92K	shares
VERSUM MATLS INCVERSUM MATLS INC	1,630	$85K	shares
DOVA PHARMACEUTICALS INCDOVA PHARMACEUTICALS INC	2,817	$79K	shares
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	7,009	$78K	shares
NANOMETRICSNANOMETRICS	2,353	$77K	shares
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	5,200	$69K	shares
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	7,739	$68K	shares
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	4,683	$63K	shares
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2	2,843	$63K	shares
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC	637	$61K	shares
GENESEE & WYOMING INCGENESEE & WYOMING INC	508	$57K	shares
SALT FDS TRSALT FDS TR	2,036	$57K	shares
BNOUNITED STS BRENT OIL FD LP	3,000	$54K	shares
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	2,866	$54K	shares
FQF TR AGFIQFQF TR AGFIQ	2,214	$54K	shares
ENERGIZER HLDGS INC NEWENERGIZER HLDGS INC NEW	540	$51K	shares
US ECOLOGY INC COMUS ECOLOGY INC COM	757	$48K	shares
DBX ETF TRDBX ETF TR	1,389	$46K	shares
HESS MIDSTREAM PARTNERS LPHESS MIDSTREAM PARTNERS LP	2,070	$40K	shares
O-I GLASS, INC.O-I GLASS, INC.	3,831	$39K	shares
ADVISORSHARES TRADVISORSHARES TR	800	$39K	shares
AFEMFIRST TR EXCH TRADED FD III	600	$35K	shares
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	309	$33K	shares
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORP	33,000	$33K	shares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	3,745	$32K	shares
UBTPROSHARES TR	248	$26K	shares
INDEXIQ ETF TRINDEXIQ ETF TR	1,029	$26K	shares
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	814	$22K	shares
VANECK VECTORS HIGH INCOME …VANECK VECTORS HIGH INCOME INFRAS…	2,016	$22K	shares
FXFINVESCO CURRENCYSHARES SWISS	227	$21K	shares
ZYXIQZYNEX, INC. COMMON STOCK (NV)	2,222	$21K	shares
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC	1,378	$21K	shares
Misonix IncMisonix Inc	1,000	$20K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	4,992	$17K	shares
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INC	25,000	$16K	shares
QCRHQCR HLDGS INC	394	$15K	shares
FXCINVESCO CURRENCYSHARES CDN D	200	$15K	shares
MILACRON HLDGS CORPMILACRON HLDGS CORP	854	$14K	shares
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD	450	$14K	shares
SOTHEBYSSOTHEBYS	228	$13K	shares
CONSTELLIUM SECONSTELLIUM SE	1,000	$13K	shares
ADVISORSHARES NEW TECH AND …ADVISORSHARES NEW TECH AND MEDIA …	1,287	$13K	shares
YY INC. ADRYY INC. ADR	213	$12K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	587	$12K	shares
CHANGE HEALTHCARE INCCHANGE HEALTHCARE INC	1,000	$12K	shares
DNB Financial CorporationDNB Financial Corporation	273	$12K	shares
DEAN FOODS CO NEWDEAN FOODS CO NEW	10,989	$12K	shares
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	235	$11K	shares
SOCIAL CAP HEDOSOPHIA HLDGSSOCIAL CAP HEDOSOPHIA HLDGS	1,005	$11K	shares
SOLID BIOSCIENCES INC COM N…SOLID BIOSCIENCES INC COM NEW	1,000	$10K	shares
FDBCFIDELITY D & D BANCORP INC	148	$9K	shares
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	9,995	$8K	shares
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DEL	5,316	$8K	shares
Cbs Corporation Cl A NewCbs Corporation Cl A New	176	$7K	shares
Viacom Inc Cl AViacom Inc Cl A	254	$7K	shares
SUNDIAL GROWERS INCSUNDIAL GROWERS INC	1,500	$7K	shares
CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LP	500	$7K	shares
PDDPDD HOLDINGS INC	200	$6K	shares
GSBCGREAT SOUTHN BANCORP INC	102	$6K	shares
SEMGROUP CORPSEMGROUP CORP	384	$6K	shares
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INC	1,123	$6K	shares
CAMBREX CORPCAMBREX CORP	104	$6K	shares
ISRAMCO INCISRAMCO INC	50	$6K	shares
EXCHANGE TRADED CONCEPTS TRUEXCHANGE TRADED CONCEPTS TRU	240	$6K	shares
BLNKBLINK CHARGING CO	2,072	$5K	shares
PARPAR TECHNOLOGY CORP	200	$5K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-20-002502	base		2020-02-14	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC