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LADENBURG THALMANN FINANCIAL SERVICES INC.

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13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported holdings worth $13,089,490,000 (the sum of its rows) across 5,362 holdings for the quarter ended 2019-03-31, in a 13F-HR filed 2019-05-15. The total stated on the cover page is $11,102,101,000. Its ten largest share positions make up 14.09% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-19-007440

The cover page states a total of $11,102,101,000, 15% less than the sum of the rows, $13,089,490,000. This page uses the sum of the rows.

Period
2019-03-31
Value, sum of rows
$13.1B
Stated on the cover page
$11.1B
Holdings
5,362
Top 10 weight
14.09%
New
217
Sold out
257

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYGadded+2,209,230$82.2M
LDURadded+528,628$52.7M
SPHBadded+813,736$33.8M
ISTBadded+672,408$33.5M
SPLVadded+617,890$32.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
HDVreduced-559,969-$52.4M
MINTreduced-421,717-$42.8M
ANGLreduced-1,082,908-$31.1M
IVVreduced-104,612-$29.8M
VYMreduced-238,631-$20.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2019

Share positions as resolved from 13F-HR 0001493152-19-007440, largest first. % of portfolio is the value over $13,089,490,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
G1 THERAPEUTICS INCG1 THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,900 shares; 2018Q2: 3,900 shares; 2018Q3: 2,766 shares; 2018Q4: 2,666 shares; 2019Q1: 2,666 shares 2,666$44K<0.01%0
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,665 shares; 2018Q2: 1,665 shares; 2018Q3: 1,665 shares; 2018Q4: 1,665 shares; 2019Q1: 1,665 shares 1,665$44K<0.01%0
FELEFRANKLIN ELEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 728 shares; 2018Q2: 728 shares; 2018Q3: 878 shares; 2018Q4: 798 shares; 2019Q1: 832 shares 832$43K<0.01%+34Timeline
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 87,550 shares; 2018Q2: 87,550 shares; 2018Q3: 83,550 shares; 2018Q4: 83,550 shares; 2019Q1: 83,050 shares 83,050$43K<0.01%-500Timeline
BARGRANITESHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 70 shares; 2018Q2: 70 shares; 2018Q3: 353 shares; 2018Q4: 335 shares; 2019Q1: 3,350 shares 3,350$43K<0.01%+3,015Timeline
WESTERN ASSET MUN PARTNERS FWESTERN ASSET MUN PARTNERS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,951 shares; 2018Q2: 2,951 shares; 2018Q3: 2,955 shares; 2018Q4: 2,958 shares; 2019Q1: 2,959 shares 2,959$43K<0.01%+1
FMNFEDERATED HERMES PREM MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 872 shares; 2018Q2: 872 shares; 2018Q3: 872 shares; 2018Q4: 3,301 shares; 2019Q1: 3,219 shares 3,219$43K<0.01%-82Timeline
VFLABRDN NATL MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,427 shares; 2018Q2: 3,427 shares; 2018Q3: 4,581 shares; 2018Q4: 5,038 shares; 2019Q1: 3,427 shares 3,427$43K<0.01%-1,611Timeline
LSC COMMUNICATIONS INCLSC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,186 shares; 2018Q2: 5,186 shares; 2018Q3: 6,635 shares; 2018Q4: 5,219 shares; 2019Q1: 6,537 shares 6,537$43K<0.01%+1,318
HEXO CORPHEXO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6,432 shares 6,432$43K<0.01%new
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,680 shares; 2018Q2: 3,680 shares; 2018Q3: 3,280 shares; 2018Q4: 3,280 shares; 2019Q1: 2,780 shares 2,780$43K<0.01%-500
ETF MANAGERS TRETF MANAGERS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,187 shares; 2018Q2: 5,187 shares; 2018Q3: 5,351 shares; 2018Q4: 4,660 shares; 2019Q1: 1,270 shares 1,270$43K<0.01%-3,390
QUANTENNA COMMUNICATIONS INCQUANTENNA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 366 shares; 2018Q2: 366 shares; 2018Q3: 1,745 shares; 2018Q4: 1,527 shares; 2019Q1: 1,744 shares 1,744$43K<0.01%+217
KFYKORN FERRYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 503 shares; 2018Q2: 503 shares; 2018Q3: 541 shares; 2018Q4: 1,143 shares; 2019Q1: 914 shares 914$42K<0.01%-229Timeline
TMETENCENT MUSIC ENTMT GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 500 shares; 2019Q1: 2,341 shares 2,341$42K<0.01%+1,841Timeline
PRGOPERRIGO CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 760 shares; 2018Q2: 760 shares; 2018Q3: 814 shares; 2018Q4: 614 shares; 2019Q1: 865 shares 865$42K<0.01%+251Timeline
RPDRAPID7 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 821 shares 821$42K<0.01%newTimeline
CERSCERUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,610 shares; 2018Q2: 9,610 shares; 2018Q3: 10,520 shares; 2018Q4: 6,800 shares; 2019Q1: 6,800 shares 6,800$42K<0.01%0Timeline
FATEFATE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 703 shares; 2018Q2: 703 shares; 2018Q3: 703 shares; 2018Q4: not reported; 2019Q1: 2,400 shares 2,400$42K<0.01%newTimeline
SUPNSUPERNUS PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,955 shares; 2018Q2: 1,955 shares; 2018Q3: 766 shares; 2018Q4: 1,421 shares; 2019Q1: 1,184 shares 1,184$42K<0.01%-237Timeline
SEMSELECT MED HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,112 shares; 2018Q2: 6,112 shares; 2018Q3: 3,012 shares; 2018Q4: 3,012 shares; 2019Q1: 3,012 shares 3,012$42K<0.01%0Timeline
MEIMETHODE ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,975 shares; 2018Q2: 1,975 shares; 2018Q3: 909 shares; 2018Q4: 952 shares; 2019Q1: 1,457 shares 1,457$42K<0.01%+505Timeline
VREXVAREX IMAGING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,025 shares; 2018Q2: 1,025 shares; 2018Q3: 947 shares; 2018Q4: 1,224 shares; 2019Q1: 1,215 shares 1,215$42K<0.01%-9Timeline
IRMDIRADIMED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,580 shares; 2018Q4: 1,480 shares; 2019Q1: 1,480 shares 1,480$42K<0.01%0Timeline
MCSMARCUS CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 936 shares; 2018Q2: 936 shares; 2018Q3: 671 shares; 2018Q4: 1,195 shares; 2019Q1: 1,044 shares 1,044$42K<0.01%-151Timeline
DDIVFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,451 shares; 2018Q4: 1,750 shares; 2019Q1: 1,740 shares 1,740$42K<0.01%-10Timeline
FTAGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 718 shares; 2019Q1: 1,783 shares 1,783$42K<0.01%+1,065Timeline
GROUPON INCGROUPON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15,575 shares; 2018Q2: 15,575 shares; 2018Q3: 25,548 shares; 2018Q4: 26,120 shares; 2019Q1: 11,813 shares 11,813$42K<0.01%-14,307
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,602 shares; 2018Q2: 9,602 shares; 2018Q3: 7,336 shares; 2018Q4: 12,165 shares; 2019Q1: 11,985 shares 11,985$42K<0.01%-180
TRUSTCO BK CORP N YTRUSTCO BK CORP N YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,377 shares; 2018Q2: 7,377 shares; 2018Q3: 6,749 shares; 2018Q4: 5,267 shares; 2019Q1: 5,282 shares 5,282$42K<0.01%+15
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,945 shares; 2018Q2: 1,945 shares; 2018Q3: 2,064 shares; 2018Q4: 1,937 shares; 2019Q1: 40,519 shares 40,519$42K<0.01%+38,582
JOHN HANCOCK MULTIFACTOR IN…JOHN HANCOCK MULTIFACTOR INDUSTRI…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 506 shares; 2018Q4: 1,982 shares; 2019Q1: 1,179 shares 1,179$42K<0.01%-803
OMFONEMAIN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 286 shares; 2018Q2: 286 shares; 2018Q3: not reported; 2018Q4: 642 shares; 2019Q1: 1,303 shares 1,303$41K<0.01%+661Timeline
WABCWESTAMERICA BANCORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,929 shares; 2018Q2: 1,929 shares; 2018Q3: 1,738 shares; 2018Q4: 1,640 shares; 2019Q1: 664 shares 664$41K<0.01%-976Timeline
SPOKSPOK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 83 shares; 2018Q4: not reported; 2019Q1: 3,000 shares 3,000$41K<0.01%newTimeline
FLDRFIDELITY MERRIMACK STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 510 shares; 2018Q4: 810 shares; 2019Q1: 810 shares 810$41K<0.01%0Timeline
WLYWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 157 shares; 2018Q2: 157 shares; 2018Q3: 63 shares; 2018Q4: 537 shares; 2019Q1: 911 shares 911$41K<0.01%+374Timeline
XAGDXABRDN GLOBAL DYNAMIC DIVIDENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,944 shares; 2018Q4: 4,462 shares; 2019Q1: 4,462 shares 4,462$41K<0.01%0Timeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,157 shares; 2018Q2: 4,157 shares; 2018Q3: 3,233 shares; 2018Q4: 3,659 shares; 2019Q1: 3,775 shares 3,775$41K<0.01%+116Timeline
BXSYBEXIL INVESTMENT TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,603 shares; 2018Q2: 10,603 shares; 2018Q3: 623 shares; 2018Q4: 623 shares; 2019Q1: 3,623 shares 3,623$41K<0.01%+3,000Timeline
MATWMATTHEWS INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 518 shares; 2018Q2: 518 shares; 2018Q3: 570 shares; 2018Q4: 972 shares; 2019Q1: 1,099 shares 1,099$41K<0.01%+127Timeline
RBCAAREPUBLIC BANCORP INC KYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,047 shares; 2018Q2: 1,047 shares; 2018Q3: 808 shares; 2018Q4: 810 shares; 2019Q1: 926 shares 926$41K<0.01%+116Timeline
LOANMANHATTAN BRDG CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,598 shares; 2018Q2: 4,598 shares; 2018Q3: 6,341 shares; 2018Q4: 6,437 shares; 2019Q1: 6,539 shares 6,539$41K<0.01%+102Timeline
MILNGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12,911 shares; 2018Q4: 3,862 shares; 2019Q1: 1,729 shares 1,729$41K<0.01%-2,133Timeline
KALA BIO INC COMKALA BIO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: not reported; 2019Q1: 5,000 shares 5,000$41K<0.01%new
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares; 2018Q4: 5,000 shares; 2019Q1: 65,400 shares 65,400$41K<0.01%+60,400
VANECK ETF TRUSTVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 990 shares 990$41K<0.01%new
LEGACY RESVS INC COMLEGACY RESVS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 83,329 shares; 2018Q4: 82,021 shares; 2019Q1: 84,350 shares 84,350$41K<0.01%+2,329
GGALGRUPO FINANCIERO GALICIA S.AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 93 shares; 2018Q2: 93 shares; 2018Q3: 1,869 shares; 2018Q4: 1,580 shares; 2019Q1: 1,580 shares 1,580$40K<0.01%0Timeline
DBDEUTSCHE BK AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,642 shares; 2018Q2: 8,642 shares; 2018Q3: 6,502 shares; 2018Q4: 4,351 shares; 2019Q1: 4,586 shares 4,586$40K<0.01%+235Timeline
SCHLSCHOLASTIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 402 shares; 2018Q2: 402 shares; 2018Q3: 259 shares; 2018Q4: 944 shares; 2019Q1: 979 shares 979$40K<0.01%+35Timeline
IMOIMPERIAL OIL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 324 shares; 2018Q2: 324 shares; 2018Q3: 1,427 shares; 2018Q4: 1,129 shares; 2019Q1: 1,430 shares 1,430$40K<0.01%+301Timeline
ATROASTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,552 shares; 2018Q2: 1,552 shares; 2018Q3: 1,378 shares; 2018Q4: 1,608 shares; 2019Q1: 1,193 shares 1,193$40K<0.01%-415Timeline
WKCWORLD KINECT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 829 shares; 2018Q2: 829 shares; 2018Q3: 781 shares; 2018Q4: 335 shares; 2019Q1: 1,375 shares 1,375$40K<0.01%+1,040Timeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,625 shares; 2018Q2: 5,625 shares; 2018Q3: 6,525 shares; 2018Q4: 5,863 shares; 2019Q1: 5,896 shares 5,896$40K<0.01%+33Timeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,953 shares; 2018Q2: 1,953 shares; 2018Q3: 1,700 shares; 2018Q4: 1,700 shares; 2019Q1: 3,235 shares 3,235$40K<0.01%+1,535
LITHIUM AMERICAS CORPLITHIUM AMERICAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,609 shares; 2018Q2: 13,609 shares; 2018Q3: 11,659 shares; 2018Q4: 11,659 shares; 2019Q1: 10,559 shares 10,559$40K<0.01%-1,100
CENXCENTURY ALUM COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12,550 shares; 2018Q2: 12,550 shares; 2018Q3: 650 shares; 2018Q4: 285 shares; 2019Q1: 4,485 shares 4,485$40K<0.01%+4,200Timeline
IGEBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 497 shares; 2018Q4: not reported; 2019Q1: 804 shares 804$40K<0.01%newTimeline
BANCBANC OF CALIFORNIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 666 shares; 2018Q2: 666 shares; 2018Q3: 2,365 shares; 2018Q4: 3,478 shares; 2019Q1: 2,920 shares 2,920$40K<0.01%-558Timeline
CBFVCB FINL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,685 shares; 2018Q2: 1,685 shares; 2018Q3: 1,685 shares; 2018Q4: 1,685 shares; 2019Q1: 1,685 shares 1,685$40K<0.01%0Timeline
NANNUVEEN NY DIVI ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,450 shares; 2018Q2: 3,450 shares; 2018Q3: 5,450 shares; 2018Q4: 2,950 shares; 2019Q1: 2,950 shares 2,950$40K<0.01%0Timeline
LDSFFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,981 shares 1,981$40K<0.01%newTimeline
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,091 shares; 2018Q2: 1,091 shares; 2018Q3: 1,091 shares; 2018Q4: 1,091 shares; 2019Q1: 2,278 shares 2,278$40K<0.01%+1,187
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,558 shares; 2018Q2: 8,558 shares; 2018Q3: 14,458 shares; 2018Q4: 15,958 shares; 2019Q1: 15,982 shares 15,982$40K<0.01%+24
HOPFED BANCORP INCHOPFED BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,024 shares; 2018Q2: 2,024 shares; 2018Q3: 2,024 shares; 2018Q4: 2,024 shares; 2019Q1: 2,024 shares 2,024$40K<0.01%0
COHBAR INC COM NEWCOHBAR INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 11,150 shares; 2018Q4: 12,500 shares; 2019Q1: 12,500 shares 12,500$40K<0.01%0
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,430 shares; 2018Q2: 3,430 shares; 2018Q3: 3,021 shares; 2018Q4: 2,917 shares; 2019Q1: 2,917 shares 2,917$40K<0.01%0
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4 shares; 2019Q1: 1,648 shares 1,648$39K<0.01%+1,644Timeline
MOG-AMOOG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 82 shares; 2018Q4: 511 shares; 2019Q1: 440 shares 440$39K<0.01%-71Timeline
VSHVISHAY INTERTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,140 shares; 2018Q2: 3,140 shares; 2018Q3: 2,217 shares; 2018Q4: 2,115 shares; 2019Q1: 2,109 shares 2,109$39K<0.01%-6Timeline
PKXPOSCO HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,546 shares; 2018Q2: 1,546 shares; 2018Q3: 2,222 shares; 2018Q4: 786 shares; 2019Q1: 707 shares 707$39K<0.01%-79Timeline
STRASTRATEGIC ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 218 shares; 2018Q4: 289 shares; 2019Q1: 299 shares 299$39K<0.01%+10Timeline
PBHPRESTIGE CONSMR HEALTHCARE IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,505 shares; 2018Q2: 1,505 shares; 2018Q3: 1,999 shares; 2018Q4: 2,170 shares; 2019Q1: 1,318 shares 1,318$39K<0.01%-852Timeline
ICUIICU MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 276 shares; 2018Q2: 276 shares; 2018Q3: 304 shares; 2018Q4: 326 shares; 2019Q1: 168 shares 168$39K<0.01%-158Timeline
SGUSTAR GROUP LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,082 shares; 2018Q2: 4,082 shares; 2018Q3: 4,082 shares; 2018Q4: 4,082 shares; 2019Q1: 4,082 shares 4,082$39K<0.01%0Timeline
NANOMETRICSNANOMETRICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,659 shares; 2018Q2: 2,659 shares; 2018Q3: 1,168 shares; 2018Q4: 1,245 shares; 2019Q1: 1,245 shares 1,245$39K<0.01%0
RLJ LODGING TRRLJ LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 47 shares; 2019Q1: 1,547 shares 1,547$39K<0.01%+1,500
JRVRJAMES RIVER GROUP HOLDINGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 886 shares; 2018Q2: 886 shares; 2018Q3: 981 shares; 2018Q4: 1,280 shares; 2019Q1: 957 shares 957$39K<0.01%-323Timeline
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 278 shares; 2018Q2: 278 shares; 2018Q3: 140 shares; 2018Q4: 525 shares; 2019Q1: 562 shares 562$39K<0.01%+37
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,257 shares; 2018Q2: 3,257 shares; 2018Q3: 7,248 shares; 2018Q4: 7,290 shares; 2019Q1: 8,506 shares 8,506$39K<0.01%+1,216
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 356 shares; 2018Q4: 645 shares; 2019Q1: 713 shares 713$39K<0.01%+68
CODORUS VY BANCORP INCCODORUS VY BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,723 shares; 2018Q2: 1,723 shares; 2018Q3: 1,723 shares; 2018Q4: 1,809 shares; 2019Q1: 1,809 shares 1,809$39K<0.01%0
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17,404 shares; 2018Q2: 17,404 shares; 2018Q3: 16,404 shares; 2018Q4: 16,404 shares; 2019Q1: 12,510 shares 12,510$39K<0.01%-3,894
ROSETTA STONE INCROSETTA STONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,210 shares; 2018Q2: 2,210 shares; 2018Q3: 2,210 shares; 2018Q4: 1,773 shares; 2019Q1: 1,782 shares 1,782$39K<0.01%+9
IFRAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,455 shares 1,455$38K<0.01%newTimeline
CPERUNITED STS COMMODITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,000 shares; 2019Q1: 2,072 shares 2,072$38K<0.01%+72Timeline
SITESITEONE LANDSCAPE SUPPLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 240 shares; 2018Q2: 240 shares; 2018Q3: 156 shares; 2018Q4: 650 shares; 2019Q1: 675 shares 675$38K<0.01%+25Timeline
USPHU S PHYSICAL THERAPYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,482 shares; 2018Q2: 1,482 shares; 2018Q3: 326 shares; 2018Q4: 561 shares; 2019Q1: 315 shares 315$38K<0.01%-246Timeline
AIQGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 9,350 shares; 2018Q4: 7,050 shares; 2019Q1: 2,444 shares 2,444$38K<0.01%-4,606Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,467 shares; 2018Q2: 1,467 shares; 2018Q3: 1,002 shares; 2018Q4: 1,497 shares; 2019Q1: 1,468 shares 1,468$38K<0.01%-29
TPVGTRIPLEPOINT VENTURE GROWTH BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 750 shares; 2018Q4: 5,950 shares; 2019Q1: 2,750 shares 2,750$38K<0.01%-3,200Timeline
BRSLBRIGHTSTAR LOTTERY PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20,504 shares; 2018Q2: 20,504 shares; 2018Q3: 4,500 shares; 2018Q4: 3,023 shares; 2019Q1: 2,968 shares 2,968$38K<0.01%-55Timeline
MERCMERCER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,790 shares; 2018Q2: 2,790 shares; 2018Q3: 6,855 shares; 2018Q4: 2,790 shares; 2019Q1: 2,790 shares 2,790$38K<0.01%0Timeline
INVAINNOVIVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,495 shares; 2018Q2: 3,495 shares; 2018Q3: 6,434 shares; 2018Q4: 7,120 shares; 2019Q1: 2,687 shares 2,687$38K<0.01%-4,433Timeline
GRIDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,069 shares; 2018Q2: 1,069 shares; 2018Q3: 954 shares; 2018Q4: 952 shares; 2019Q1: 883 shares 883$38K<0.01%-69Timeline
NCNACCO INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$38K<0.01%0Timeline
DEWWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 815 shares; 2018Q2: 815 shares; 2018Q3: 840 shares; 2018Q4: 840 shares; 2019Q1: 820 shares 820$38K<0.01%-20Timeline
ONLNPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,300 shares; 2018Q4: 1,300 shares; 2019Q1: 1,000 shares 1,000$38K<0.01%-300Timeline
ULEPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,650 shares; 2018Q2: 2,650 shares; 2018Q3: 2,650 shares; 2018Q4: 2,650 shares; 2019Q1: 2,650 shares 2,650$38K<0.01%0Timeline
BHVBLACKROCK VA MUN BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,325 shares 2,325$38K<0.01%+325Timeline
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39,884 shares; 2018Q2: 39,884 shares; 2018Q3: 40,810 shares; 2018Q4: 39,623 shares; 2019Q1: 55,391 shares 55,391$38K<0.01%+15,768
IBERIABANK CORPIBERIABANK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 440 shares; 2018Q2: 440 shares; 2018Q3: 230 shares; 2018Q4: 533 shares; 2019Q1: 523 shares 523$38K<0.01%-10
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,027 shares; 2018Q2: 34,027 shares; 2018Q3: 26,512 shares; 2018Q4: 48,212 shares; 2019Q1: 25,640 shares 25,640$38K<0.01%-22,572
TMHCTAYLOR MORRISON HOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 346 shares; 2018Q2: 346 shares; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,108 shares 2,108$37K<0.01%newTimeline
PCTYPAYLOCITY HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 400 shares; 2018Q4: 400 shares; 2019Q1: 410 shares 410$37K<0.01%+10Timeline
ALNYALNYLAM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares; 2018Q4: 403 shares; 2019Q1: 403 shares 403$37K<0.01%0Timeline
MLIMUELLER INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,900 shares; 2018Q2: 1,900 shares; 2018Q3: 1,200 shares; 2018Q4: 1,201 shares; 2019Q1: 1,200 shares 1,200$37K<0.01%-1Timeline
WTWISDOMTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,617 shares; 2018Q2: 1,617 shares; 2018Q3: 1,000 shares; 2018Q4: 6,053 shares; 2019Q1: 5,135 shares 5,135$37K<0.01%-918Timeline
JBTMJBT MAREL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 617 shares; 2018Q2: 617 shares; 2018Q3: 403 shares; 2018Q4: 537 shares; 2019Q1: 402 shares 402$37K<0.01%-135Timeline
NWSNEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 489 shares; 2018Q2: 489 shares; 2018Q3: 403 shares; 2018Q4: 2,850 shares; 2019Q1: 3,004 shares 3,004$37K<0.01%+154Timeline
AMSCAMERICAN SUPERCONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,627 shares; 2018Q2: 2,627 shares; 2018Q3: 3,077 shares; 2018Q4: 2,927 shares; 2019Q1: 2,927 shares 2,927$37K<0.01%0Timeline
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,855 shares; 2018Q2: 23,855 shares; 2018Q3: 14,458 shares; 2018Q4: 16,995 shares; 2019Q1: 7,183 shares 7,183$37K<0.01%-9,812
AVALARA INCAVALARA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 180 shares; 2018Q4: 180 shares; 2019Q1: 658 shares 658$37K<0.01%+478
CBONVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares; 2018Q3: 1,600 shares; 2018Q4: 1,600 shares; 2019Q1: 1,600 shares 1,600$37K<0.01%0Timeline
iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF SpecialQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,081 shares 1,081$37K<0.01%new
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,473 shares; 2018Q2: 1,473 shares; 2018Q3: 1,000 shares; 2018Q4: 2,659 shares; 2019Q1: 1,750 shares 1,750$37K<0.01%-909
MBCNMIDDLEFIELD BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 900 shares; 2018Q4: 900 shares; 2019Q1: 900 shares 900$37K<0.01%0Timeline
22ND CENTY GROUP INC22ND CENTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49,217 shares; 2018Q2: 49,217 shares; 2018Q3: 34,307 shares; 2018Q4: 31,307 shares; 2019Q1: 21,307 shares 21,307$37K<0.01%-10,000
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,941 shares; 2018Q2: 2,941 shares; 2018Q3: 3,818 shares; 2018Q4: 3,818 shares; 2019Q1: 2,941 shares 2,941$37K<0.01%-877
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 365 shares; 2018Q2: 365 shares; 2018Q3: 555 shares; 2018Q4: 555 shares; 2019Q1: 555 shares 555$37K<0.01%0
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv NtQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 37,000 shares 37,000$37K<0.01%new
FLOFLOWERS FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,672 shares; 2018Q2: 4,672 shares; 2018Q3: 1,358 shares; 2018Q4: 1,383 shares; 2019Q1: 1,700 shares 1,700$36K<0.01%+317Timeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 524 shares; 2018Q2: 524 shares; 2018Q3: 537 shares; 2018Q4: 537 shares; 2019Q1: 1,837 shares 1,837$36K<0.01%+1,300Timeline
ARWRARROWHEAD PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 400 shares; 2018Q4: 1,835 shares; 2019Q1: 1,932 shares 1,932$36K<0.01%+97Timeline
CDPCOPT DEFENSE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,047 shares; 2018Q2: 1,047 shares; 2018Q3: 255 shares; 2018Q4: 964 shares; 2019Q1: 1,319 shares 1,319$36K<0.01%+355Timeline
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 969 shares; 2018Q2: 969 shares; 2018Q3: 752 shares; 2018Q4: 1,707 shares; 2019Q1: 708 shares 708$36K<0.01%-999
TERRAFORM PWR INCTERRAFORM PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 2,640 shares; 2018Q4: 2,642 shares; 2019Q1: 2,644 shares 2,644$36K<0.01%+2
BJRIBJS RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,785 shares; 2018Q2: 1,785 shares; 2018Q3: 680 shares; 2018Q4: 761 shares; 2019Q1: 761 shares 761$36K<0.01%0Timeline
MBWMMERCANTILE BK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 448 shares; 2018Q2: 448 shares; 2018Q3: 466 shares; 2018Q4: 582 shares; 2019Q1: 1,096 shares 1,096$36K<0.01%+514Timeline
PSCDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,715 shares; 2018Q4: 590 shares; 2019Q1: 590 shares 590$36K<0.01%0Timeline
EARNELLINGTON CREDIT COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares 3,000$36K<0.01%0Timeline
ARGO GROUP INTERNATIONALARGO GROUP INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 594 shares; 2018Q2: 594 shares; 2018Q3: 631 shares; 2018Q4: 593 shares; 2019Q1: 511 shares 511$36K<0.01%-82
VREVERIS RESIDENTIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,280 shares; 2018Q2: 1,280 shares; 2018Q3: 1,050 shares; 2018Q4: 1,635 shares; 2019Q1: 1,643 shares 1,643$36K<0.01%+8Timeline
ALEXCO RESOURCE CORPALEXCO RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31,000 shares; 2018Q2: 31,000 shares; 2018Q3: 30,000 shares; 2018Q4: 30,000 shares; 2019Q1: 30,000 shares 30,000$36K<0.01%0
EMCLAIRE FINL CORPEMCLAIRE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares; 2018Q4: 400 shares; 2019Q1: 1,156 shares 1,156$36K<0.01%+756
CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,042 shares; 2018Q2: 1,042 shares; 2018Q3: 2,022 shares; 2018Q4: 2,022 shares; 2019Q1: 2,000 shares 2,000$36K<0.01%-22
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30 shares; 2019Q1: 30 shares 30$36K<0.01%0
MUSAMURPHY USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 515 shares; 2018Q2: 515 shares; 2018Q3: 160 shares; 2018Q4: 435 shares; 2019Q1: 418 shares 418$35K<0.01%-17Timeline
SANMSANMINA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,391 shares; 2018Q2: 1,391 shares; 2018Q3: 1,552 shares; 2018Q4: 1,220 shares; 2019Q1: 1,220 shares 1,220$35K<0.01%0Timeline
JHGJANUS HENDERSON GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,388 shares; 2018Q2: 1,388 shares; 2018Q3: 343 shares; 2018Q4: 1,516 shares; 2019Q1: 1,403 shares 1,403$35K<0.01%-113Timeline
ENSENERSYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: 277 shares; 2018Q4: 250 shares; 2019Q1: 523 shares 523$35K<0.01%+273Timeline
FOXFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 994 shares 994$35K<0.01%newTimeline
SOYBTEUCRIUM COMMODITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 2,052 shares; 2019Q1: 2,202 shares 2,202$35K<0.01%+150Timeline
SKYCHAMPION HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares; 2018Q4: 1,585 shares; 2019Q1: 1,807 shares 1,807$35K<0.01%+222Timeline
PAGPPLAINS GP HLDGS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,938 shares; 2018Q2: 1,938 shares; 2018Q3: 1,209 shares; 2018Q4: 1,310 shares; 2019Q1: 1,411 shares 1,411$35K<0.01%+101Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,571 shares; 2018Q2: 4,571 shares; 2018Q3: 2,000 shares; 2018Q4: 34 shares; 2019Q1: 1,895 shares 1,895$35K<0.01%+1,861
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,163 shares; 2018Q2: 1,163 shares; 2018Q3: 3,016 shares; 2018Q4: 4,539 shares; 2019Q1: 6,100 shares 6,100$35K<0.01%+1,561
PIPRPIPER SANDLER COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,725 shares; 2018Q2: 1,725 shares; 2018Q3: 542 shares; 2018Q4: 490 shares; 2019Q1: 492 shares 492$35K<0.01%+2Timeline
IRTCIRHYTHM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 115 shares; 2019Q1: 447 shares 447$35K<0.01%+332Timeline
LBRDALIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 503 shares; 2018Q2: 503 shares; 2018Q3: 269 shares; 2018Q4: 390 shares; 2019Q1: 384 shares 384$35K<0.01%-6Timeline
EIRLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 835 shares 835$35K<0.01%newTimeline
STRATEGYSTRATEGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,143 shares; 2018Q2: 1,143 shares; 2018Q3: 1,073 shares; 2018Q4: 1,225 shares; 2019Q1: 835 shares 835$35K<0.01%-390
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,125 shares; 2018Q2: 1,125 shares; 2018Q3: 901 shares; 2018Q4: 1,033 shares; 2019Q1: 901 shares 901$35K<0.01%-132
INVESCO CURNCYSHS CHINESE REINVESCO CURNCYSHS CHINESE REQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 482 shares 482$35K<0.01%-18
EVHEVOLENT HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,126 shares; 2018Q2: 1,126 shares; 2018Q3: 2,503 shares; 2018Q4: 2,530 shares; 2019Q1: 2,717 shares 2,717$34K<0.01%+187Timeline
JBGSJBG SMITH PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 212 shares; 2018Q2: 212 shares; 2018Q3: 258 shares; 2018Q4: 1,578 shares; 2019Q1: 810 shares 810$34K<0.01%-768Timeline
KFRCKFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,018 shares; 2018Q2: 1,018 shares; 2018Q3: 744 shares; 2018Q4: 835 shares; 2019Q1: 964 shares 964$34K<0.01%+129Timeline
VFVAVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 470 shares; 2019Q1: 470 shares 470$34K<0.01%0Timeline
BCOBRINKS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 438 shares; 2018Q2: 438 shares; 2018Q3: 1,175 shares; 2018Q4: 564 shares; 2019Q1: 430 shares 430$34K<0.01%-134Timeline
CALYCALLAWAY GOLF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,563 shares; 2018Q2: 4,563 shares; 2018Q3: 4,118 shares; 2018Q4: 2,320 shares; 2019Q1: 2,141 shares 2,141$34K<0.01%-179Timeline
PLOWDOUGLAS DYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,103 shares; 2018Q2: 3,103 shares; 2018Q3: 1,653 shares; 2018Q4: 3,903 shares; 2019Q1: 903 shares 903$34K<0.01%-3,000Timeline
CHEFCHEFS WHSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 826 shares; 2018Q2: 826 shares; 2018Q3: 660 shares; 2018Q4: 1,282 shares; 2019Q1: 1,089 shares 1,089$34K<0.01%-193Timeline
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,218 shares; 2019Q1: 2,505 shares 2,505$34K<0.01%+287
LXRXLEXICON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,623 shares; 2018Q2: 6,623 shares; 2018Q3: 6,365 shares; 2018Q4: 6,048 shares; 2019Q1: 6,211 shares 6,211$34K<0.01%+163Timeline
PGCPEAPACK-GLADSTONE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,276 shares; 2018Q2: 1,276 shares; 2018Q3: 1,276 shares; 2018Q4: 1,276 shares; 2019Q1: 1,276 shares 1,276$34K<0.01%0Timeline
VUSEETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 481 shares; 2018Q4: 1,108 shares; 2019Q1: 1,108 shares 1,108$34K<0.01%0Timeline
VEGIISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,700 shares; 2018Q2: 1,700 shares; 2018Q3: 1,700 shares; 2018Q4: 1,700 shares; 2019Q1: 1,200 shares 1,200$34K<0.01%-500Timeline
IIGDINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,294 shares; 2018Q4: 1,306 shares; 2019Q1: 1,316 shares 1,316$34K<0.01%+10Timeline
VLUSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 341 shares; 2019Q1: 341 shares 341$34K<0.01%0Timeline
CRAKVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,328 shares; 2018Q2: 3,328 shares; 2018Q3: 3,328 shares; 2018Q4: 1,189 shares; 2019Q1: 1,189 shares 1,189$34K<0.01%0Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,744 shares; 2018Q2: 11,744 shares; 2018Q3: 14,744 shares; 2018Q4: 15,544 shares; 2019Q1: 14,544 shares 14,544$34K<0.01%-1,000
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 208 shares; 2018Q2: 208 shares; 2018Q3: 42 shares; 2018Q4: 462 shares; 2019Q1: 609 shares 609$34K<0.01%+147
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5,978 shares; 2018Q4: 4,778 shares; 2019Q1: 4,778 shares 4,778$34K<0.01%0
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,965 shares; 2018Q2: 4,965 shares; 2018Q3: 2,210 shares; 2018Q4: 3,636 shares; 2019Q1: 4,488 shares 4,488$34K<0.01%+852
ATHERSYS INCATHERSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150,377 shares; 2018Q2: 150,377 shares; 2018Q3: 18,650 shares; 2018Q4: 22,650 shares; 2019Q1: 22,650 shares 22,650$34K<0.01%0
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27,330 shares; 2018Q2: 27,330 shares; 2018Q3: 22,500 shares; 2018Q4: 22,500 shares; 2019Q1: 22,500 shares 22,500$34K<0.01%0
ARCIMOTO INCARCIMOTO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 5,000 shares; 2018Q4: 7,000 shares; 2019Q1: 7,000 shares 7,000$34K<0.01%0
JANUS DETROIT STR TRJANUS DETROIT STR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 958 shares; 2018Q2: 958 shares; 2018Q3: 1,551 shares; 2018Q4: 1,755 shares; 2019Q1: 1,301 shares 1,301$34K<0.01%-454
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,015 shares; 2018Q2: 1,015 shares; 2018Q3: 233 shares; 2018Q4: 1,047 shares; 2019Q1: 827 shares 827$33K<0.01%-220Timeline
RAMPLIVERAMP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 705 shares; 2019Q1: 605 shares 605$33K<0.01%-100Timeline
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,146 shares; 2018Q2: 13,146 shares; 2018Q3: 15,717 shares; 2018Q4: 11,214 shares; 2019Q1: 3,270 shares 3,270$33K<0.01%-7,944Timeline
COTYCOTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,912 shares; 2018Q2: 1,912 shares; 2018Q3: 2,057 shares; 2018Q4: 3,124 shares; 2019Q1: 3,002 shares 3,002$33K<0.01%-122Timeline
SITE CENTERS CORPSITE CENTERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 2,400 shares; 2019Q1: 2,400 shares 2,400$33K<0.01%0
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 108 shares; 2018Q4: 282 shares; 2019Q1: 2,250 shares 2,250$33K<0.01%+1,968
PFOFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,035 shares; 2018Q2: 2,035 shares; 2018Q3: 2,035 shares; 2018Q4: 2,035 shares; 2019Q1: 2,965 shares 2,965$33K<0.01%+930Timeline
TSITCW STRATEGIC INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23,381 shares; 2018Q2: 23,381 shares; 2018Q3: 38,759 shares; 2018Q4: 6,032 shares; 2019Q1: 6,032 shares 6,032$33K<0.01%0Timeline
SXCSUNCOKE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 1,041 shares; 2018Q4: 1,050 shares; 2019Q1: 3,899 shares 3,899$33K<0.01%+2,849Timeline
THFFFIRST FINANCIAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,353 shares; 2018Q2: 7,353 shares; 2018Q3: 811 shares; 2018Q4: 786 shares; 2019Q1: 786 shares 786$33K<0.01%0Timeline
MHFWESTERN ASSET MUN HIGH INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,181 shares; 2018Q2: 4,181 shares; 2018Q3: 4,181 shares; 2018Q4: 5,684 shares; 2019Q1: 4,513 shares 4,513$33K<0.01%-1,171Timeline
DGRSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,692 shares; 2018Q2: 1,692 shares; 2018Q3: 1,462 shares; 2018Q4: 957 shares; 2019Q1: 962 shares 962$33K<0.01%+5Timeline
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 89 shares; 2018Q2: 89 shares; 2018Q3: 935 shares; 2018Q4: 1,449 shares; 2019Q1: 1,357 shares 1,357$33K<0.01%-92
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,200 shares; 2018Q2: 5,200 shares; 2018Q3: 4,300 shares; 2018Q4: 1,500 shares; 2019Q1: 1,500 shares 1,500$33K<0.01%0Timeline
PSCUINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 717 shares; 2018Q4: 942 shares; 2019Q1: 627 shares 627$33K<0.01%-315Timeline
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 705 shares; 2018Q2: 705 shares; 2018Q3: 756 shares; 2018Q4: 756 shares; 2019Q1: 707 shares 707$33K<0.01%-49
PLANTRONICS INC NEWPLANTRONICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 601 shares; 2018Q2: 601 shares; 2018Q3: 582 shares; 2018Q4: 900 shares; 2019Q1: 712 shares 712$33K<0.01%-188
ELLIE MAE INCELLIE MAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76 shares; 2018Q2: 76 shares; 2018Q3: 47 shares; 2018Q4: 400 shares; 2019Q1: 332 shares 332$33K<0.01%-68
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,100 shares; 2018Q4: 2,100 shares; 2019Q1: 2,100 shares 2,100$33K<0.01%0
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 33,000 shares 33,000$33K<0.01%new
GSEWGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 715 shares; 2019Q1: 715 shares 715$32K<0.01%0Timeline
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,720 shares; 2018Q2: 9,720 shares; 2018Q3: 10,220 shares; 2018Q4: 10,520 shares; 2019Q1: 10,520 shares 10,520$32K<0.01%0Timeline
CALMCAL MAINE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 963 shares; 2018Q2: 963 shares; 2018Q3: 709 shares; 2018Q4: 659 shares; 2019Q1: 723 shares 723$32K<0.01%+64Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,832 shares; 2018Q2: 4,832 shares; 2018Q3: 1,751 shares; 2018Q4: 6,573 shares; 2019Q1: 694 shares 694$32K<0.01%-5,879Timeline
POSTPOST HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 56 shares; 2018Q2: 56 shares; 2018Q3: 109 shares; 2018Q4: 124 shares; 2019Q1: 291 shares 291$32K<0.01%+167Timeline
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 103 shares; 2018Q2: 103 shares; 2018Q3: 748 shares; 2018Q4: 1,224 shares; 2019Q1: 1,438 shares 1,438$32K<0.01%+214
ACCELERON PHARMA INCACCELERON PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 137 shares; 2018Q2: 137 shares; 2018Q3: 135 shares; 2018Q4: 578 shares; 2019Q1: 678 shares 678$32K<0.01%+100
FPEIFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,700 shares; 2018Q2: 2,700 shares; 2018Q3: 2,700 shares; 2018Q4: 1,700 shares; 2019Q1: 1,700 shares 1,700$32K<0.01%0Timeline
KBRKBR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,117 shares; 2018Q2: 1,117 shares; 2018Q3: 993 shares; 2018Q4: 1,689 shares; 2019Q1: 1,667 shares 1,667$32K<0.01%-22Timeline
GUTGABELLI UTIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,953 shares; 2018Q2: 4,953 shares; 2018Q3: 4,528 shares; 2018Q4: 4,528 shares; 2019Q1: 4,528 shares 4,528$32K<0.01%0Timeline
HUYAHUYA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,070 shares; 2018Q4: 628 shares; 2019Q1: 1,133 shares 1,133$32K<0.01%+505Timeline
HIHILLENBRAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 288 shares; 2018Q2: 288 shares; 2018Q3: 707 shares; 2018Q4: 609 shares; 2019Q1: 788 shares 788$32K<0.01%+179Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,922 shares; 2018Q2: 10,922 shares; 2018Q3: 14,672 shares; 2018Q4: 16,128 shares; 2019Q1: 15,975 shares 15,975$32K<0.01%-153
EQRRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 775 shares 775$32K<0.01%newTimeline
VICEADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 561 shares; 2018Q4: 1,181 shares; 2019Q1: 1,261 shares 1,261$32K<0.01%+80Timeline
ATLANTIC PWR CORPATLANTIC PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14,936 shares; 2018Q2: 14,936 shares; 2018Q3: 11,445 shares; 2018Q4: 12,377 shares; 2019Q1: 12,552 shares 12,552$32K<0.01%+175
STONEMOR PARTNERS LPSTONEMOR PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,143 shares; 2018Q2: 13,143 shares; 2018Q3: 9,778 shares; 2018Q4: 8,578 shares; 2019Q1: 8,578 shares 8,578$32K<0.01%0
FORTUNA MNG CORP FFORTUNA MNG CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,350 shares; 2018Q2: 4,350 shares; 2018Q3: 9,700 shares; 2018Q4: 9,704 shares; 2019Q1: 9,700 shares 9,700$32K<0.01%-4
QEP RESOURCES INCQEP RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,999 shares; 2018Q2: 2,999 shares; 2018Q3: 3,302 shares; 2018Q4: 3,528 shares; 2019Q1: 4,194 shares 4,194$32K<0.01%+666
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,500 shares; 2018Q4: 1,529 shares; 2019Q1: 1,552 shares 1,552$32K<0.01%+23
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,881 shares; 2018Q2: 2,881 shares; 2018Q3: 2,904 shares; 2018Q4: 2,698 shares; 2019Q1: 2,104 shares 2,104$32K<0.01%-594
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 474 shares; 2018Q2: 474 shares; 2018Q3: 488 shares; 2018Q4: 511 shares; 2019Q1: 1,401 shares 1,401$32K<0.01%+890
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,797 shares; 2018Q2: 4,797 shares; 2018Q3: 3,429 shares; 2018Q4: 2,107 shares; 2019Q1: 2,107 shares 2,107$32K<0.01%0
ELMIRA SVGS BK ELMIRA N YELMIRA SVGS BK ELMIRA N YQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,800 shares; 2018Q2: 1,800 shares; 2018Q3: 1,890 shares; 2018Q4: 1,890 shares; 2019Q1: 1,890 shares 1,890$32K<0.01%0
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 658 shares; 2018Q2: 658 shares; 2018Q3: 1,050 shares; 2018Q4: 1,226 shares; 2019Q1: 1,282 shares 1,282$32K<0.01%+56
HABIT RESTAURANTS INCHABIT RESTAURANTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,350 shares; 2018Q2: 1,350 shares; 2018Q3: 7,314 shares; 2018Q4: 1,350 shares; 2019Q1: 3,000 shares 3,000$32K<0.01%+1,650
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,299 shares; 2018Q2: 2,299 shares; 2018Q3: 957 shares; 2018Q4: 2,905 shares; 2019Q1: 2,935 shares 2,935$32K<0.01%+30
OUNZVANECK MERK GOLD ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,442 shares; 2018Q2: 2,442 shares; 2018Q3: 2,442 shares; 2018Q4: 2,442 shares; 2019Q1: 2,442 shares 2,442$31K<0.01%0Timeline
TMPTOMPKINS FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 301 shares; 2018Q2: 301 shares; 2018Q3: 301 shares; 2018Q4: 301 shares; 2019Q1: 401 shares 401$31K<0.01%+100Timeline
AEOAMERICAN EAGLE OUTFITTERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 755 shares; 2018Q2: 755 shares; 2018Q3: 1,661 shares; 2018Q4: 918 shares; 2019Q1: 1,402 shares 1,402$31K<0.01%+484Timeline
SPSCSPS COMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares; 2018Q4: 77 shares; 2019Q1: 294 shares 294$31K<0.01%+217Timeline
CALCALERES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,113 shares; 2018Q2: 1,113 shares; 2018Q3: 1,216 shares; 2018Q4: 1,217 shares; 2019Q1: 1,265 shares 1,265$31K<0.01%+48Timeline
DEIDOUGLAS EMMETT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 656 shares; 2018Q2: 656 shares; 2018Q3: 38 shares; 2018Q4: 752 shares; 2019Q1: 779 shares 779$31K<0.01%+27Timeline
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,931 shares; 2018Q2: 10,931 shares; 2018Q3: 6,570 shares; 2018Q4: 2,571 shares; 2019Q1: 3,571 shares 3,571$31K<0.01%+1,000
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 899 shares; 2018Q2: 899 shares; 2018Q3: 879 shares; 2018Q4: 721 shares; 2019Q1: 694 shares 694$31K<0.01%-27
RMR REAL ESTATE INCOME FDRMR REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 692 shares; 2018Q2: 692 shares; 2018Q3: 2,446 shares; 2018Q4: 2,463 shares; 2019Q1: 1,677 shares 1,677$31K<0.01%-786
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,311 shares; 2018Q2: 2,311 shares; 2018Q3: 2,134 shares; 2018Q4: 2,882 shares; 2019Q1: 1,785 shares 1,785$31K<0.01%-1,097
WTVWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 687 shares; 2018Q2: 687 shares; 2018Q3: 687 shares; 2018Q4: 3,312 shares; 2019Q1: 368 shares 368$31K<0.01%-2,944Timeline
SMPSTANDARD MTR PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 499 shares; 2018Q4: 609 shares; 2019Q1: 641 shares 641$31K<0.01%+32Timeline
FLQMFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,030 shares; 2019Q1: 1,030 shares 1,030$31K<0.01%0Timeline
BOCTINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,300 shares; 2019Q1: 1,300 shares 1,300$31K<0.01%0Timeline
DSW INC-CLASS ADSW INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,345 shares; 2018Q2: 1,345 shares; 2018Q3: 411 shares; 2018Q4: 415 shares; 2019Q1: 1,374 shares 1,374$31K<0.01%+959
THE STARS GROUP INCTHE STARS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,230 shares; 2018Q4: 787 shares; 2019Q1: 1,796 shares 1,796$31K<0.01%+1,009
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 4,466 shares 4,466$31K<0.01%+2,466
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 950 shares; 2018Q2: 950 shares; 2018Q3: 950 shares; 2018Q4: 950 shares; 2019Q1: 950 shares 950$31K<0.01%0
MEDLEY MANAGEMENT INCMEDLEY MANAGEMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,000 shares; 2018Q2: 18,000 shares; 2018Q3: 17,700 shares; 2018Q4: 2,799 shares; 2019Q1: 9,000 shares 9,000$31K<0.01%+6,201
CAMTCAMTEK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,100 shares; 2018Q2: 4,100 shares; 2018Q3: 2,801 shares; 2018Q4: 3,601 shares; 2019Q1: 3,400 shares 3,400$30K<0.01%-201Timeline
RUSHARUSH ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 877 shares; 2018Q2: 877 shares; 2018Q3: 788 shares; 2018Q4: 682 shares; 2019Q1: 731 shares 731$30K<0.01%+49Timeline
GIBCGI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 430 shares 430$30K<0.01%newTimeline
FTDRFRONTDOOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 755 shares; 2019Q1: 851 shares 851$30K<0.01%+96Timeline
NRPNATURAL RESOURCE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 465 shares; 2018Q2: 465 shares; 2018Q3: 465 shares; 2018Q4: 465 shares; 2019Q1: 710 shares 710$30K<0.01%+245Timeline
XIFRXPLR INFRASTRUCTURE LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,166 shares; 2018Q2: 1,166 shares; 2018Q3: 759 shares; 2018Q4: 652 shares; 2019Q1: 652 shares 652$30K<0.01%0Timeline
JKSJINKOSOLAR HLDG CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,235 shares; 2018Q2: 2,235 shares; 2018Q3: 2,275 shares; 2018Q4: 1,750 shares; 2019Q1: 1,650 shares 1,650$30K<0.01%-100Timeline
OXMOXFORD INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 305 shares; 2018Q2: 305 shares; 2018Q3: 144 shares; 2018Q4: 168 shares; 2019Q1: 391 shares 391$30K<0.01%+223Timeline
RINGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,665 shares; 2018Q2: 4,665 shares; 2018Q3: 2,803 shares; 2018Q4: 3,189 shares; 2019Q1: 1,700 shares 1,700$30K<0.01%-1,489Timeline
GGTGABELLI MULTIMEDIA TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,637 shares; 2018Q2: 1,637 shares; 2018Q3: 2,980 shares; 2018Q4: 2,980 shares; 2019Q1: 3,616 shares 3,616$30K<0.01%+636Timeline
USPXFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 652 shares; 2018Q2: 652 shares; 2018Q3: 460 shares; 2018Q4: 970 shares; 2019Q1: 970 shares 970$30K<0.01%0Timeline
INSEEGO CORPINSEEGO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 83,979 shares; 2018Q4: not reported; 2019Q1: 6,490 shares 6,490$30K<0.01%new
TERRITORAL BANCORP INCTERRITORAL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: 1,031 shares; 2019Q1: 1,114 shares 1,114$30K<0.01%+83
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,600 shares; 2018Q2: 3,600 shares; 2018Q3: 3,500 shares; 2018Q4: 3,500 shares; 2019Q1: 3,500 shares 3,500$30K<0.01%0
SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,859 shares; 2018Q2: 6,859 shares; 2018Q3: 2,371 shares; 2018Q4: 2,371 shares; 2019Q1: 2,371 shares 2,371$30K<0.01%0
DIREXION DAILY S&P BIOTECH …DIREXION DAILY S&P BIOTECH BULL 3…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 392 shares; 2019Q1: 493 shares 493$30K<0.01%+101
AXONICS INCAXONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,250 shares 1,250$30K<0.01%new
SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 665 shares; 2018Q2: 665 shares; 2018Q3: 838 shares; 2018Q4: 935 shares; 2019Q1: 1,052 shares 1,052$30K<0.01%+117
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,200 shares; 2018Q2: 2,200 shares; 2018Q3: 2,200 shares; 2018Q4: 2,200 shares; 2019Q1: 2,200 shares 2,200$30K<0.01%0
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,660 shares; 2018Q2: 1,660 shares; 2018Q3: 1,618 shares; 2018Q4: 1,508 shares; 2019Q1: 1,559 shares 1,559$30K<0.01%+51
CHINA SOUTHN AIRLS LTDCHINA SOUTHN AIRLS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 1,506 shares; 2018Q4: 2,056 shares; 2019Q1: 700 shares 700$30K<0.01%-1,356
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,800 shares; 2018Q2: 2,800 shares; 2018Q3: 6,380 shares; 2018Q4: 8,382 shares; 2019Q1: 8,380 shares 8,380$30K<0.01%-2
PATTERN ENERGY GROUP INCPATTERN ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 30,000 shares; 2019Q1: 30,000 shares 30,000$30K<0.01%0
INVHINVITATION HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 742 shares; 2018Q2: 742 shares; 2018Q3: 564 shares; 2018Q4: 1,286 shares; 2019Q1: 1,175 shares 1,175$29K<0.01%-111Timeline
TALTAL ED GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 493 shares; 2018Q2: 493 shares; 2018Q3: 800 shares; 2018Q4: 800 shares; 2019Q1: 800 shares 800$29K<0.01%0Timeline
ACHCACADIA HEALTHCARE COMPANY INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,001 shares; 2018Q2: 1,001 shares; 2018Q3: 752 shares; 2018Q4: 976 shares; 2019Q1: 954 shares 954$29K<0.01%-22Timeline
GHCGRAHAM HLDGS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 43 shares 43$29K<0.01%newTimeline
TRMKTRUSTMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares; 2018Q3: 719 shares; 2018Q4: 800 shares; 2019Q1: 859 shares 859$29K<0.01%+59Timeline
COHUCOHU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,639 shares; 2018Q2: 1,639 shares; 2018Q3: 2,139 shares; 2018Q4: 2,708 shares; 2019Q1: 2,008 shares 2,008$29K<0.01%-700Timeline
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,426 shares; 2018Q2: 11,426 shares; 2018Q3: 11,301 shares; 2018Q4: 18,912 shares; 2019Q1: 30,225 shares 30,225$29K<0.01%+11,313Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 984 shares; 2018Q2: 984 shares; 2018Q3: 521 shares; 2018Q4: 712 shares; 2019Q1: 549 shares 549$29K<0.01%-163
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 2,200 shares 2,200$29K<0.01%+1,200
NPKNATIONAL PRESTO INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 255 shares; 2018Q2: 255 shares; 2018Q3: 255 shares; 2018Q4: 255 shares; 2019Q1: 264 shares 264$29K<0.01%+9Timeline
HSIIHEIDRICK & STRUGGLES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 350 shares; 2018Q4: 687 shares; 2019Q1: 732 shares 732$29K<0.01%+45Timeline
AMWDAMERICAN WOODMARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 34,661 shares; 2018Q2: 34,661 shares; 2018Q3: 4,470 shares; 2018Q4: 272 shares; 2019Q1: 351 shares 351$29K<0.01%+79Timeline
LUMINEX CORPLUMINEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 189 shares; 2018Q2: 189 shares; 2018Q3: 60 shares; 2018Q4: 1,424 shares; 2019Q1: 1,228 shares 1,228$29K<0.01%-196
ARCH COAL INCARCH COAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 784 shares; 2018Q2: 784 shares; 2018Q3: 368 shares; 2018Q4: 350 shares; 2019Q1: 323 shares 323$29K<0.01%-27
BITAUTO HLDGS LTDBITAUTO HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,367 shares; 2018Q2: 5,367 shares; 2018Q3: 2,217 shares; 2018Q4: 2,200 shares; 2019Q1: 1,800 shares 1,800$29K<0.01%-400
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 418 shares; 2018Q2: 418 shares; 2018Q3: 418 shares; 2018Q4: 418 shares; 2019Q1: 418 shares 418$29K<0.01%0
INVSC RAFI US 1500 SML MID …INVSC RAFI US 1500 SML MID ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,028 shares; 2018Q4: 1,039 shares; 2019Q1: 789 shares 789$29K<0.01%-250
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,120 shares; 2018Q4: 1,120 shares; 2019Q1: 1,378 shares 1,378$29K<0.01%+258
CUSHING ENERGY INCOMECUSHING ENERGY INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,968 shares; 2018Q2: 3,968 shares; 2018Q3: 3,878 shares; 2018Q4: 3,728 shares; 2019Q1: 3,818 shares 3,818$29K<0.01%+90
SUSCISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,106 shares; 2018Q4: 1,106 shares; 2019Q1: 1,106 shares 1,106$28K<0.01%0Timeline
SMPLSIMPLY GOOD FOODS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 152 shares; 2018Q2: 152 shares; 2018Q3: 301 shares; 2018Q4: 1,247 shares; 2019Q1: 1,337 shares 1,337$28K<0.01%+90Timeline
MDGLMADRIGAL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 752 shares; 2018Q2: 752 shares; 2018Q3: 227 shares; 2018Q4: 227 shares; 2019Q1: 227 shares 227$28K<0.01%0Timeline
GUESS? INCGUESS? INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,039 shares; 2018Q2: 2,039 shares; 2018Q3: 1,443 shares; 2018Q4: 1,444 shares; 2019Q1: 1,446 shares 1,446$28K<0.01%+2
NFRAFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 597 shares; 2018Q2: 597 shares; 2018Q3: 575 shares; 2018Q4: 575 shares; 2019Q1: 575 shares 575$28K<0.01%0Timeline
IBOCINTERNATIONAL BANCSHARES CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 735 shares; 2018Q2: 735 shares; 2018Q3: 735 shares; 2018Q4: 748 shares; 2019Q1: 748 shares 748$28K<0.01%0Timeline
AAONAAON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 580 shares; 2018Q2: 580 shares; 2018Q3: 414 shares; 2018Q4: 748 shares; 2019Q1: 610 shares 610$28K<0.01%-138Timeline
GLTRABRDN PRECIOUS METALS BASKETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 440 shares; 2019Q1: 440 shares 440$28K<0.01%0Timeline
AINALBANY INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 273 shares; 2018Q2: 273 shares; 2018Q3: 342 shares; 2018Q4: 429 shares; 2019Q1: 395 shares 395$28K<0.01%-34Timeline
CUBICUSTOMERS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,602 shares; 2018Q2: 1,602 shares; 2018Q3: 1,502 shares; 2018Q4: 1,502 shares; 2019Q1: 1,502 shares 1,502$28K<0.01%0Timeline
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares 2,000$28K<0.01%0
IETCISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$28K<0.01%0Timeline
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,493 shares; 2018Q2: 10,493 shares; 2018Q3: 10,734 shares; 2018Q4: 11,042 shares; 2019Q1: 11,168 shares 11,168$28K<0.01%+126Timeline
ATMPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,044 shares; 2018Q2: 1,044 shares; 2018Q3: 1,326 shares; 2018Q4: 1,341 shares; 2019Q1: 1,358 shares 1,358$28K<0.01%+17Timeline
AFKVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 1,300 shares 1,300$28K<0.01%+1,000Timeline
EMDVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 265 shares; 2018Q2: 265 shares; 2018Q3: 578 shares; 2018Q4: 478 shares; 2019Q1: 478 shares 478$28K<0.01%0Timeline
NOODLES & CONOODLES & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,600 shares; 2018Q2: 11,600 shares; 2018Q3: 4,100 shares; 2018Q4: 4,100 shares; 2019Q1: 4,100 shares 4,100$28K<0.01%0
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,680 shares; 2018Q2: 3,680 shares; 2018Q3: 3,680 shares; 2018Q4: 3,680 shares; 2019Q1: 3,680 shares 3,680$28K<0.01%0
VIPERVIPERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: 1,038 shares; 2018Q4: 762 shares; 2019Q1: 822 shares 822$28K<0.01%+60
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,183 shares; 2018Q2: 1,183 shares; 2018Q3: 2,347 shares; 2018Q4: 1,699 shares; 2019Q1: 1,598 shares 1,598$28K<0.01%-101
NANOSTRING TECHNOLOGIES INCNANOSTRING TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 5,450 shares; 2018Q4: 919 shares; 2019Q1: 1,161 shares 1,161$28K<0.01%+242
TRINSEO S ATRINSEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 639 shares; 2018Q2: 639 shares; 2018Q3: 565 shares; 2018Q4: 688 shares; 2019Q1: 620 shares 620$28K<0.01%-68
SPRAGUE RES LPSPRAGUE RES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,600 shares; 2018Q4: 1,600 shares; 2019Q1: 1,500 shares 1,500$28K<0.01%-100
BEBLOOM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 295 shares; 2018Q4: 327 shares; 2019Q1: 2,173 shares 2,173$27K<0.01%+1,846Timeline
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,612 shares; 2018Q2: 3,612 shares; 2018Q3: 3,243 shares; 2018Q4: 793 shares; 2019Q1: 593 shares 593$27K<0.01%-200Timeline
CELCCELCUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,250 shares; 2019Q1: 1,250 shares 1,250$27K<0.01%0Timeline
UMBFUMB FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 955 shares; 2018Q2: 955 shares; 2018Q3: 989 shares; 2018Q4: 469 shares; 2019Q1: 429 shares 429$27K<0.01%-40Timeline
SANDERSON FARMSSANDERSON FARMSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 67 shares; 2018Q2: 67 shares; 2018Q3: 67 shares; 2018Q4: 217 shares; 2019Q1: 205 shares 205$27K<0.01%-12
BP MIDSTREAM PARTNERS LPBP MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,592 shares; 2018Q4: 1,859 shares; 2019Q1: 1,883 shares 1,883$27K<0.01%+24
CAPITALA FIN CORPCAPITALA FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,750 shares; 2018Q2: 1,750 shares; 2018Q3: 2,350 shares; 2018Q4: 2,675 shares; 2019Q1: 3,475 shares 3,475$27K<0.01%+800
SIDCOMPANHIA SIDERURGICA NACIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,520 shares; 2018Q2: 6,520 shares; 2018Q3: 6,520 shares; 2018Q4: 6,550 shares; 2019Q1: 6,520 shares 6,520$27K<0.01%-30Timeline
TCITRANSCONTINENTAL RLTY INVSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 719 shares; 2018Q2: 719 shares; 2018Q3: 841 shares; 2018Q4: 841 shares; 2019Q1: 841 shares 841$27K<0.01%0Timeline
EPR PPTYSEPR PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,050 shares; 2018Q2: 1,050 shares; 2018Q3: 1,050 shares; 2018Q4: 1,050 shares; 2019Q1: 850 shares 850$27K<0.01%-200
HFBLHOME FED BANCORP INC LA NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,210 shares; 2018Q2: 1,210 shares; 2018Q3: 1,210 shares; 2018Q4: 982 shares; 2019Q1: 982 shares 982$27K<0.01%0Timeline
GAACAMBRIA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,022 shares; 2018Q2: 1,022 shares; 2018Q3: 1,022 shares; 2018Q4: 1,022 shares; 2019Q1: 1,022 shares 1,022$27K<0.01%0Timeline
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 107 shares; 2018Q3: 782 shares; 2018Q4: 1,233 shares; 2019Q1: 1,214 shares 1,214$27K<0.01%-19
DEUTSCHE BK AG LONDONDEUTSCHE BK AG LONDONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 858 shares; 2018Q2: 858 shares; 2018Q3: 858 shares; 2018Q4: 858 shares; 2019Q1: 1,058 shares 1,058$27K<0.01%+200
VERSO CORPVERSO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 747 shares; 2018Q2: 747 shares; 2018Q3: 140 shares; 2018Q4: 1,195 shares; 2019Q1: 1,270 shares 1,270$27K<0.01%+75
MATINAS BIOPHARMA HLDGS INCMATINAS BIOPHARMA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 25,000 shares; 2019Q1: 25,000 shares 25,000$27K<0.01%0
DEAN FOODS CO NEWDEAN FOODS CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,163 shares; 2018Q2: 1,163 shares; 2018Q3: 1,438 shares; 2018Q4: 8,989 shares; 2019Q1: 8,989 shares 8,989$27K<0.01%0
CAROLINA FINL CORP NEWCAROLINA FINL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 391 shares; 2018Q2: 391 shares; 2018Q3: 416 shares; 2018Q4: 717 shares; 2019Q1: 782 shares 782$27K<0.01%+65
ON DECK CAP INCON DECK CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,000 shares; 2018Q4: 1,576 shares; 2019Q1: 5,000 shares 5,000$27K<0.01%+3,424
SG BLOCKS INCSG BLOCKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19,200 shares; 2018Q2: 19,200 shares; 2018Q3: 17,500 shares; 2018Q4: 18,200 shares; 2019Q1: 14,800 shares 14,800$27K<0.01%-3,400
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 265 shares; 2018Q2: 265 shares; 2018Q3: 205 shares; 2018Q4: 145 shares; 2019Q1: 2,145 shares 2,145$27K<0.01%+2,000
OPPENHEIMER ETF TROPPENHEIMER ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares; 2018Q3: 11 shares; 2018Q4: 916 shares; 2019Q1: 930 shares 930$27K<0.01%+14
SMSM ENERGY COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,955 shares; 2018Q2: 1,955 shares; 2018Q3: 39 shares; 2018Q4: 91 shares; 2019Q1: 1,485 shares 1,485$26K<0.01%+1,394Timeline
EATBRINKER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,504 shares; 2018Q2: 4,504 shares; 2018Q3: 442 shares; 2018Q4: 491 shares; 2019Q1: 577 shares 577$26K<0.01%+86Timeline
SIGSIGNET JEWELERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,255 shares; 2018Q2: 2,255 shares; 2018Q3: 113 shares; 2018Q4: 950 shares; 2019Q1: 951 shares 951$26K<0.01%+1Timeline
CNACNA FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 470 shares; 2018Q2: 470 shares; 2018Q3: 145 shares; 2018Q4: 824 shares; 2019Q1: 597 shares 597$26K<0.01%-227Timeline
ADUSADDUS HOMECARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 225 shares; 2018Q2: 225 shares; 2018Q3: 752 shares; 2018Q4: 371 shares; 2019Q1: 416 shares 416$26K<0.01%+45Timeline
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,137 shares; 2018Q2: 1,137 shares; 2018Q3: 3,497 shares; 2018Q4: 2,977 shares; 2019Q1: 1,949 shares 1,949$26K<0.01%-1,028Timeline
MLKNMILLERKNOLL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 551 shares; 2018Q2: 551 shares; 2018Q3: 627 shares; 2018Q4: 664 shares; 2019Q1: 751 shares 751$26K<0.01%+87Timeline
DMOWESTERN ASSET MTG DEFINED OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,030 shares; 2018Q2: 1,030 shares; 2018Q3: 1,052 shares; 2018Q4: 1,068 shares; 2019Q1: 1,212 shares 1,212$26K<0.01%+144Timeline
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,250 shares; 2018Q4: 1,250 shares; 2019Q1: 1,250 shares 1,250$26K<0.01%0
PLUSEPLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 142 shares; 2018Q2: 142 shares; 2018Q3: 123 shares; 2018Q4: 395 shares; 2019Q1: 293 shares 293$26K<0.01%-102Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,243 shares; 2018Q2: 5,243 shares; 2018Q3: 4,003 shares; 2018Q4: 9,003 shares; 2019Q1: 5,003 shares 5,003$26K<0.01%-4,000
SSTISOUNDTHINKING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,025 shares; 2018Q4: 675 shares; 2019Q1: 675 shares 675$26K<0.01%0Timeline
SPIRIT MTA REITSPIRIT MTA REITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4,348 shares; 2018Q4: 3,828 shares; 2019Q1: 4,098 shares 4,098$26K<0.01%+270
DUFF &amp; PHELPSDUFF &amp; PHELPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,015 shares; 2018Q2: 3,015 shares; 2018Q3: 3,042 shares; 2018Q4: 3,056 shares; 2019Q1: 3,071 shares 3,071$26K<0.01%+15
TEAM INCTEAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,052 shares; 2018Q2: 1,052 shares; 2018Q3: not reported; 2018Q4: 1,566 shares; 2019Q1: 1,501 shares 1,501$26K<0.01%-65
FITBIT INCFITBIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13,915 shares; 2018Q2: 13,915 shares; 2018Q3: 4,045 shares; 2018Q4: 3,846 shares; 2019Q1: 4,546 shares 4,546$26K<0.01%+700
DLXDELUXE CORP MEDIUM TERM NTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,778 shares; 2018Q2: 2,778 shares; 2018Q3: 2,618 shares; 2018Q4: 645 shares; 2019Q1: 589 shares 589$25K<0.01%-56Timeline
NGDNEW GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 37,314 shares; 2018Q2: 37,314 shares; 2018Q3: 32,014 shares; 2018Q4: 28,914 shares; 2019Q1: 28,914 shares 28,914$25K<0.01%0Timeline
LMATLEMAITRE VASCULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,049 shares; 2018Q2: 1,049 shares; 2018Q3: 1,063 shares; 2018Q4: 1,347 shares; 2019Q1: 801 shares 801$25K<0.01%-546Timeline
PRKSUNITED PARKS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,253 shares; 2018Q2: 1,253 shares; 2018Q3: 891 shares; 2018Q4: 1,000 shares; 2019Q1: 990 shares 990$25K<0.01%-10Timeline
SHOOMADDEN STEVEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 224 shares; 2018Q2: 224 shares; 2018Q3: 163 shares; 2018Q4: 727 shares; 2019Q1: 721 shares 721$25K<0.01%-6Timeline
DVAXDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,588 shares; 2018Q2: 4,588 shares; 2018Q3: 3,583 shares; 2018Q4: 3,583 shares; 2019Q1: 3,582 shares 3,582$25K<0.01%-1Timeline
AFEMFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,536 shares; 2018Q2: 2,536 shares; 2018Q3: 300 shares; 2018Q4: 300 shares; 2019Q1: 400 shares 400$25K<0.01%+100Timeline
SOTHEBYSSOTHEBYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 799 shares; 2018Q2: 799 shares; 2018Q3: 627 shares; 2018Q4: 659 shares; 2019Q1: 659 shares 659$25K<0.01%0
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 39 shares; 2018Q2: 39 shares; 2018Q3: 30 shares; 2018Q4: 54 shares; 2019Q1: 41 shares 41$25K<0.01%-13
GASLOG LTDGASLOG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,621 shares; 2018Q2: 2,621 shares; 2018Q3: 2,664 shares; 2018Q4: 1,834 shares; 2019Q1: 1,423 shares 1,423$25K<0.01%-411
ARECAMERICAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 6,000 shares 6,000$25K<0.01%newTimeline
FITESPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 564 shares; 2018Q4: 701 shares; 2019Q1: 701 shares 701$25K<0.01%0Timeline
NGVCNATURAL GROCERS BY VITAMINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,192 shares; 2018Q2: 2,192 shares; 2018Q3: 2,242 shares; 2018Q4: 2,242 shares; 2019Q1: 2,130 shares 2,130$25K<0.01%-112Timeline
MSBIMIDLAND STATES BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 1,038 shares; 2019Q1: 1,038 shares 1,038$25K<0.01%0Timeline
CPTLGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,535 shares; 2018Q2: 1,535 shares; 2018Q3: 1,535 shares; 2018Q4: 35 shares; 2019Q1: 1,160 shares 1,160$25K<0.01%+1,125Timeline
NEXANEXA RES S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,000 shares; 2018Q4: 2,000 shares; 2019Q1: 2,000 shares 2,000$25K<0.01%0Timeline
SHAGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 406 shares; 2018Q2: 406 shares; 2018Q3: 445 shares; 2018Q4: 497 shares; 2019Q1: 497 shares 497$25K<0.01%0Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,064 shares; 2018Q2: 1,064 shares; 2018Q3: 1,121 shares; 2018Q4: 1,152 shares; 2019Q1: 1,481 shares 1,481$25K<0.01%+329
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 339 shares; 2018Q2: 339 shares; 2018Q3: not reported; 2018Q4: 485 shares; 2019Q1: 775 shares 775$25K<0.01%+290
IMMUNOGEN INCIMMUNOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,032 shares; 2018Q2: 9,032 shares; 2018Q3: 8,304 shares; 2018Q4: 6,316 shares; 2019Q1: 8,886 shares 8,886$25K<0.01%+2,570
VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,150 shares; 2018Q2: 1,150 shares; 2018Q3: 1,500 shares; 2018Q4: 1,050 shares; 2019Q1: 1,550 shares 1,550$25K<0.01%+500
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50,457 shares; 2018Q2: 50,457 shares; 2018Q3: 8,607 shares; 2018Q4: 7,357 shares; 2019Q1: 6,882 shares 6,882$25K<0.01%-475
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,767 shares; 2018Q2: 8,767 shares; 2018Q3: 14,622 shares; 2018Q4: 15,422 shares; 2019Q1: 15,972 shares 15,972$25K<0.01%+550
FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 24,471 shares; 2018Q2: 24,471 shares; 2018Q3: 20,843 shares; 2018Q4: 20,963 shares; 2019Q1: 19,416 shares 19,416$25K<0.01%-1,547
ENDO INTL PLCENDO INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,556 shares; 2018Q2: 5,556 shares; 2018Q3: 3,246 shares; 2018Q4: 3,096 shares; 2019Q1: 3,096 shares 3,096$25K<0.01%0
ETF SER SOLUTIONSETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 601 shares; 2018Q2: 601 shares; 2018Q3: 1,282 shares; 2018Q4: 1,182 shares; 2019Q1: 1,182 shares 1,182$25K<0.01%0
EQUITY COMWLTHEQUITY COMWLTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 900 shares; 2018Q4: 900 shares; 2019Q1: 900 shares 900$25K<0.01%0
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 200 shares; 2019Q1: 400 shares 400$25K<0.01%+200
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 274 shares 274$25K<0.01%new
KMPRKEMPER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 436 shares; 2018Q2: 436 shares; 2018Q3: 579 shares; 2018Q4: 248 shares; 2019Q1: 325 shares 325$24K<0.01%+77Timeline
WMKWEIS MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 810 shares; 2018Q2: 810 shares; 2018Q3: 955 shares; 2018Q4: 595 shares; 2019Q1: 595 shares 595$24K<0.01%0Timeline
KRCKILROY REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 132 shares; 2018Q2: 132 shares; 2018Q3: 7 shares; 2018Q4: 377 shares; 2019Q1: 312 shares 312$24K<0.01%-65Timeline
FNFABRINETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 303 shares; 2018Q4: 453 shares; 2019Q1: 459 shares 459$24K<0.01%+6Timeline
DSXDIANA SHIPPING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,308 shares; 2018Q2: 6,308 shares; 2018Q3: 4,874 shares; 2018Q4: 4,875 shares; 2019Q1: 8,375 shares 8,375$24K<0.01%+3,500Timeline
BRCBRADY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares; 2018Q4: 500 shares; 2019Q1: 525 shares 525$24K<0.01%+25Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,854 shares; 2018Q2: 7,854 shares; 2018Q3: 3,000 shares; 2018Q4: 3,000 shares; 2019Q1: 3,000 shares 3,000$24K<0.01%0Timeline
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,445 shares; 2018Q2: 5,445 shares; 2018Q3: 535 shares; 2018Q4: 462 shares; 2019Q1: 712 shares 712$24K<0.01%+250
EXTENDED STAY AMER INCEXTENDED STAY AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,181 shares; 2018Q2: 1,181 shares; 2018Q3: 1,175 shares; 2018Q4: 1,886 shares; 2019Q1: 1,343 shares 1,343$24K<0.01%-543
BJANINNOVATOR ETFS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 871 shares 871$24K<0.01%newTimeline
UFCSUNITED FIRE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 477 shares; 2018Q2: 477 shares; 2018Q3: 590 shares; 2018Q4: 540 shares; 2019Q1: 543 shares 543$24K<0.01%+3Timeline
VSDAVICTORY PORTFOLIOS IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 506 shares; 2018Q2: 506 shares; 2018Q3: 510 shares; 2018Q4: 513 shares; 2019Q1: 754 shares 754$24K<0.01%+241Timeline
FUSBFIRST US BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,400 shares; 2018Q4: 2,400 shares; 2019Q1: 2,400 shares 2,400$24K<0.01%0Timeline
XSHDINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 963 shares; 2018Q4: 976 shares; 2019Q1: 989 shares 989$24K<0.01%+13Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 140 shares; 2018Q2: 140 shares; 2018Q3: 139 shares; 2018Q4: 139 shares; 2019Q1: 139 shares 139$24K<0.01%0
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,057 shares; 2018Q2: 1,057 shares; 2018Q3: 1,043 shares; 2018Q4: 733 shares; 2019Q1: 710 shares 710$24K<0.01%-23
ORBCOMM INCORBCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,770 shares; 2018Q2: 2,770 shares; 2018Q3: 1,979 shares; 2018Q4: 1,963 shares; 2019Q1: 3,463 shares 3,463$24K<0.01%+1,500
SHARPS COMPLIANCE CORPSHARPS COMPLIANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,622 shares; 2018Q2: 6,622 shares; 2018Q3: 5,160 shares; 2018Q4: 4,515 shares; 2019Q1: 6,515 shares 6,515$24K<0.01%+2,000
BARCLAYS BANKBARCLAYS BANKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 6,100 shares; 2018Q4: 6,100 shares; 2019Q1: 1,400 shares 1,400$24K<0.01%-4,700
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 17,992 shares 17,992$24K<0.01%new
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,006 shares; 2018Q4: 1,006 shares; 2019Q1: 1,017 shares 1,017$24K<0.01%+11
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,579 shares; 2018Q4: 2,579 shares; 2019Q1: 2,111 shares 2,111$24K<0.01%-468
FRANKLIN TEMPLETON ETF TRFRANKLIN TEMPLETON ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,471 shares; 2018Q2: 1,471 shares; 2018Q3: 1,471 shares; 2018Q4: 871 shares; 2019Q1: 871 shares 871$24K<0.01%0
ELFE L F BEAUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: not reported; 2018Q4: 1,752 shares; 2019Q1: 2,194 shares 2,194$23K<0.01%+442Timeline
BFSSAUL CTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 432 shares; 2018Q2: 432 shares; 2018Q3: 414 shares; 2018Q4: 432 shares; 2019Q1: 432 shares 432$23K<0.01%0Timeline
NTRANATERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 585 shares; 2018Q2: 585 shares; 2018Q3: 1,100 shares; 2018Q4: 1,100 shares; 2019Q1: 1,100 shares 1,100$23K<0.01%0Timeline
BHEBENCHMARK ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 523 shares; 2018Q2: 523 shares; 2018Q3: 865 shares; 2018Q4: 771 shares; 2019Q1: 878 shares 878$23K<0.01%+107Timeline
MEDPMEDPACE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 110 shares; 2018Q2: 110 shares; 2018Q3: 122 shares; 2018Q4: 547 shares; 2019Q1: 393 shares 393$23K<0.01%-154Timeline
GDLGDL FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,508 shares; 2018Q2: 8,508 shares; 2018Q3: 3,710 shares; 2018Q4: 2,349 shares; 2019Q1: 2,362 shares 2,362$23K<0.01%+13Timeline
HRTXHERON THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 692 shares; 2018Q2: 692 shares; 2018Q3: 481 shares; 2018Q4: 354 shares; 2019Q1: 982 shares 982$23K<0.01%+628Timeline
TILEINTERFACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 968 shares; 2018Q2: 968 shares; 2018Q3: 921 shares; 2018Q4: 765 shares; 2019Q1: 1,490 shares 1,490$23K<0.01%+725Timeline
CNXNPC CONNECTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 496 shares; 2018Q2: 496 shares; 2018Q3: 522 shares; 2018Q4: 639 shares; 2019Q1: 628 shares 628$23K<0.01%-11Timeline
AGNTAGNT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,550 shares; 2018Q4: 1,550 shares; 2019Q1: 2,150 shares 2,150$23K<0.01%+600Timeline
BANDBANDWIDTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 388 shares; 2018Q4: 338 shares; 2019Q1: 338 shares 338$23K<0.01%0Timeline
PACGRUPO AEROPORTUNARIO DEL PACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 510 shares; 2018Q3: 127 shares; 2018Q4: 128 shares; 2019Q1: 260 shares 260$23K<0.01%+132Timeline
RGNXREGENXBIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares; 2018Q4: 300 shares; 2019Q1: 400 shares 400$23K<0.01%+100Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 254 shares; 2018Q2: 254 shares; 2018Q3: 341 shares; 2018Q4: 386 shares; 2019Q1: 418 shares 418$23K<0.01%+32
FMFFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 44 shares; 2018Q4: 511 shares; 2019Q1: 510 shares 510$23K<0.01%-1Timeline
TITNTITAN MACHY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,484 shares; 2018Q2: 2,484 shares; 2018Q3: 6,354 shares; 2018Q4: 6,684 shares; 2019Q1: 1,500 shares 1,500$23K<0.01%-5,184Timeline
TRTOOTSIE ROLL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 187 shares; 2018Q2: 187 shares; 2018Q3: 583 shares; 2018Q4: 609 shares; 2019Q1: 610 shares 610$23K<0.01%+1Timeline
UFOXETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 918 shares 918$23K<0.01%newTimeline
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares; 2018Q4: 325 shares; 2019Q1: 334 shares 334$23K<0.01%+9Timeline
TECLDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 164 shares; 2018Q2: 164 shares; 2018Q3: 165 shares; 2018Q4: 165 shares; 2019Q1: 165 shares 165$23K<0.01%0Timeline
KEMQKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$23K<0.01%0Timeline
NOBLE CORP PLCNOBLE CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7,321 shares; 2018Q2: 7,321 shares; 2018Q3: 7,321 shares; 2018Q4: 11,833 shares; 2019Q1: 8,108 shares 8,108$23K<0.01%-3,725
ENOVIS CORPENOVIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,457 shares; 2018Q2: 2,457 shares; 2018Q3: 1,155 shares; 2018Q4: 155 shares; 2019Q1: 775 shares 775$23K<0.01%+620
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,197 shares; 2018Q2: 4,197 shares; 2018Q3: 4,197 shares; 2018Q4: 5,207 shares; 2019Q1: 5,607 shares 5,607$23K<0.01%+400
AU OPTRONICS CORPAU OPTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,199 shares; 2018Q2: 1,199 shares; 2018Q3: 705 shares; 2018Q4: 355 shares; 2019Q1: 6,316 shares 6,316$23K<0.01%+5,961
UBS AG LONDON BRANCHUBS AG LONDON BRANCHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 89 shares; 2019Q1: 89 shares 89$23K<0.01%0
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76,109 shares; 2018Q2: 76,109 shares; 2018Q3: 85,174 shares; 2018Q4: 86,531 shares; 2019Q1: 86,582 shares 86,582$23K<0.01%+51
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares; 2018Q4: 325 shares; 2019Q1: 325 shares 325$23K<0.01%0
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 550 shares; 2018Q4: 550 shares; 2019Q1: 550 shares 550$23K<0.01%0
HGVHILTON GRAND VACATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,129 shares; 2018Q2: 2,129 shares; 2018Q3: 572 shares; 2018Q4: 2,896 shares; 2019Q1: 705 shares 705$22K<0.01%-2,191Timeline
EGOELDORADO GOLD CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4,571 shares; 2019Q1: 4,691 shares 4,691$22K<0.01%+120Timeline
KNKNOWLES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,312 shares; 2018Q2: 1,312 shares; 2018Q3: 1,843 shares; 2018Q4: 1,452 shares; 2019Q1: 1,269 shares 1,269$22K<0.01%-183Timeline
SMMDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 500 shares 500$22K<0.01%newTimeline
ALLOALLOGENE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 762 shares 762$22K<0.01%newTimeline
SEBSEABOARD CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: 5 shares; 2018Q4: 5 shares; 2019Q1: 5 shares 5$22K<0.01%0Timeline
SHAKSHAKE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares; 2018Q3: 313 shares; 2018Q4: 413 shares; 2019Q1: 375 shares 375$22K<0.01%-38Timeline
SCLSTEPAN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 296 shares; 2018Q2: 296 shares; 2018Q3: 295 shares; 2018Q4: 241 shares; 2019Q1: 249 shares 249$22K<0.01%+8Timeline
HOPEHOPE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,319 shares; 2018Q2: 1,319 shares; 2018Q3: 1,742 shares; 2018Q4: 2,002 shares; 2019Q1: 1,637 shares 1,637$22K<0.01%-365Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,010 shares; 2018Q2: 9,010 shares; 2018Q3: 9,010 shares; 2018Q4: 9,010 shares; 2019Q1: 2,010 shares 2,010$22K<0.01%-7,000
MOMO INCMOMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,044 shares; 2018Q2: 2,044 shares; 2018Q3: 1,897 shares; 2018Q4: 405 shares; 2019Q1: 575 shares 575$22K<0.01%+170
TWITITAN INTL INC ILLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,943 shares; 2018Q2: 3,943 shares; 2018Q3: 3,800 shares; 2018Q4: 3,543 shares; 2019Q1: 3,643 shares 3,643$22K<0.01%+100Timeline
TCMDTACTILE SYS TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 86 shares; 2018Q2: 86 shares; 2018Q3: not reported; 2018Q4: 365 shares; 2019Q1: 412 shares 412$22K<0.01%+47Timeline
PROVPROVIDENT FINL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 92 shares; 2018Q2: 92 shares; 2018Q3: not reported; 2018Q4: 1,018 shares; 2019Q1: 1,097 shares 1,097$22K<0.01%+79Timeline
HOSTESS BRANDS INCHOSTESS BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,027 shares; 2018Q2: 2,027 shares; 2018Q3: not reported; 2018Q4: 1,606 shares; 2019Q1: 1,757 shares 1,757$22K<0.01%+151
DRIVE SHACK INCDRIVE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,547 shares; 2018Q2: 4,547 shares; 2018Q3: 6,147 shares; 2018Q4: 5,481 shares; 2019Q1: 4,781 shares 4,781$22K<0.01%-700
ESSA BANCORP INC COMESSA BANCORP INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 134 shares; 2018Q2: 134 shares; 2018Q3: not reported; 2018Q4: 1,450 shares; 2019Q1: 1,419 shares 1,419$22K<0.01%-31
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 286 shares; 2018Q2: 286 shares; 2018Q3: 1,614 shares; 2018Q4: 786 shares; 2019Q1: 786 shares 786$22K<0.01%0
NOVELLUS SYS INCNOVELLUS SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 4,000 shares; 2019Q1: 4,000 shares 4,000$22K<0.01%0
LILIS ENERGY INCLILIS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 23,600 shares; 2018Q4: 22,300 shares; 2019Q1: 18,600 shares 18,600$22K<0.01%-3,700
COLUMBIA ETF TR IICOLUMBIA ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 1,100 shares; 2018Q4: 800 shares; 2019Q1: 1,800 shares 1,800$22K<0.01%+1,000
LIMESTONE BANCORP INCLIMESTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,520 shares; 2018Q4: 1,520 shares; 2019Q1: 1,520 shares 1,520$22K<0.01%0
NVECNVE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 329 shares; 2018Q2: 329 shares; 2018Q3: 698 shares; 2018Q4: 212 shares; 2019Q1: 212 shares 212$21K<0.01%0Timeline
CWENCLEARWAY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,256 shares; 2018Q4: 3,230 shares; 2019Q1: 1,373 shares 1,373$21K<0.01%-1,857Timeline
IXORIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 343 shares; 2018Q2: 343 shares; 2018Q3: 304 shares; 2018Q4: 440 shares; 2019Q1: 292 shares 292$21K<0.01%-148Timeline
IIININSTEEL INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,006 shares; 2018Q4: 1,006 shares; 2019Q1: 1,006 shares 1,006$21K<0.01%0Timeline
KELYAKELLY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,541 shares; 2018Q2: 1,541 shares; 2018Q3: 1,439 shares; 2018Q4: 1,284 shares; 2019Q1: 970 shares 970$21K<0.01%-314Timeline
LABSTANDARD BIOTOOLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 554 shares; 2019Q1: 1,628 shares 1,628$21K<0.01%+1,074Timeline
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,300 shares; 2018Q2: 1,300 shares; 2018Q3: 510 shares; 2018Q4: 605 shares; 2019Q1: 670 shares 670$21K<0.01%+65
TENNECO INCTENNECO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 170 shares; 2018Q2: 170 shares; 2018Q3: 721 shares; 2018Q4: 946 shares; 2019Q1: 697 shares 697$21K<0.01%-249
TIVO CORPTIVO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,049 shares; 2018Q2: 2,049 shares; 2018Q3: 2,062 shares; 2018Q4: 2,569 shares; 2019Q1: 2,375 shares 2,375$21K<0.01%-194
EDOWFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: 880 shares; 2019Q1: 880 shares 880$21K<0.01%0Timeline
ATRCATRICURE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 602 shares; 2018Q2: 602 shares; 2018Q3: 702 shares; 2018Q4: 799 shares; 2019Q1: 783 shares 783$21K<0.01%-16Timeline
PRSUPURSUIT ATTRACTIONS AND HOSPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 330 shares; 2018Q2: 330 shares; 2018Q3: 330 shares; 2018Q4: 381 shares; 2019Q1: 381 shares 381$21K<0.01%0Timeline
HBBHAMILTON BEACH BRANDS HLDG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares; 2018Q4: 1,000 shares; 2019Q1: 1,000 shares 1,000$21K<0.01%0Timeline
FNKOFUNKO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 560 shares; 2018Q2: 560 shares; 2018Q3: 560 shares; 2018Q4: 60 shares; 2019Q1: 953 shares 953$21K<0.01%+893Timeline
CYHCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,946 shares; 2018Q2: 5,946 shares; 2018Q3: 5,946 shares; 2018Q4: 5,696 shares; 2019Q1: 5,696 shares 5,696$21K<0.01%0Timeline
BRFVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,047 shares; 2018Q2: 3,047 shares; 2018Q3: 947 shares; 2018Q4: 972 shares; 2019Q1: 975 shares 975$21K<0.01%+3Timeline
NNYNUVEEN N Y MUN VALUE FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,382 shares; 2018Q2: 1,382 shares; 2018Q3: 1,382 shares; 2018Q4: 2,076 shares; 2019Q1: 2,083 shares 2,083$21K<0.01%+7Timeline
FTRIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 1,935 shares; 2018Q4: 1,735 shares; 2019Q1: 1,735 shares 1,735$21K<0.01%0Timeline
COVETRUS INCCOVETRUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 624 shares 624$21K<0.01%new
TDTFFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10,260 shares; 2018Q2: 10,260 shares; 2018Q3: 3,578 shares; 2018Q4: 578 shares; 2019Q1: 840 shares 840$21K<0.01%+262Timeline
SIMSSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 124 shares; 2018Q2: 124 shares; 2018Q3: 756 shares; 2018Q4: 757 shares; 2019Q1: 757 shares 757$21K<0.01%0Timeline
PPTYETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 700 shares; 2018Q4: 700 shares; 2019Q1: 700 shares 700$21K<0.01%0Timeline
CORECARD CORPORATIONCORECARD CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 666 shares 666$21K<0.01%new
ROWAN COMPANIES PLCROWAN COMPANIES PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,071 shares; 2018Q2: 2,071 shares; 2018Q3: 1,950 shares; 2018Q4: 1,950 shares; 2019Q1: 1,950 shares 1,950$21K<0.01%0
BARNES &amp; NOBLE INCBARNES &amp; NOBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,130 shares; 2018Q2: 1,130 shares; 2018Q3: 196 shares; 2018Q4: not reported; 2019Q1: 3,950 shares 3,950$21K<0.01%new
GREENHILL & CO INC COMGREENHILL & CO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,372 shares; 2018Q2: 1,372 shares; 2018Q3: 996 shares; 2018Q4: 997 shares; 2019Q1: 997 shares 997$21K<0.01%0
INTERSECT ENT INCINTERSECT ENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 124 shares; 2018Q4: 264 shares; 2019Q1: 655 shares 655$21K<0.01%+391
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,912 shares; 2018Q2: 6,912 shares; 2018Q3: 6,912 shares; 2018Q4: 3,912 shares; 2019Q1: 3,912 shares 3,912$21K<0.01%0
HFF INCHFF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27 shares; 2018Q2: 27 shares; 2018Q3: 268 shares; 2018Q4: 268 shares; 2019Q1: 433 shares 433$21K<0.01%+165
SIENTRA INCSIENTRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 732 shares; 2018Q2: 732 shares; 2018Q3: 732 shares; 2018Q4: 1,419 shares; 2019Q1: 2,437 shares 2,437$21K<0.01%+1,018
BIO-PATH HLDGS INCBIO-PATH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 1,026 shares 1,026$21K<0.01%new
PROSHARES ULTRAPRO NASDAQ B…PROSHARES ULTRAPRO NASDAQ BIOTECH…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 720 shares; 2018Q2: 720 shares; 2018Q3: 720 shares; 2018Q4: 720 shares; 2019Q1: 720 shares 720$21K<0.01%0
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,500 shares; 2018Q4: 3,000 shares; 2019Q1: 3,500 shares 3,500$21K<0.01%+500
MTXMINERALS TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 590 shares; 2018Q2: 590 shares; 2018Q3: 385 shares; 2018Q4: 328 shares; 2019Q1: 345 shares 345$20K<0.01%+17Timeline
APAMARTISAN PARTNERS ASSET MGMTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 270 shares; 2018Q2: 270 shares; 2018Q3: 728 shares; 2018Q4: 459 shares; 2019Q1: 798 shares 798$20K<0.01%+339Timeline
ESTCELASTIC N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 250 shares 250$20K<0.01%newTimeline
EYENATIONAL VISION HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares; 2018Q4: 650 shares; 2019Q1: 660 shares 660$20K<0.01%+10Timeline
IHGINTERCONTINENTAL HOTELS GROUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 327 shares 327$20K<0.01%newTimeline
HCMHUTCHMED CHINA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 256 shares; 2018Q4: 958 shares; 2019Q1: 652 shares 652$20K<0.01%-306Timeline
RMAXRE/MAX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,069 shares; 2018Q2: 1,069 shares; 2018Q3: 1,174 shares; 2018Q4: 978 shares; 2019Q1: 517 shares 517$20K<0.01%-461Timeline
GEF-BGREIF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 400 shares; 2018Q4: 400 shares; 2019Q1: 400 shares 400$20K<0.01%0Timeline
TRSTRIMAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 486 shares; 2018Q2: 486 shares; 2018Q3: not reported; 2018Q4: 684 shares; 2019Q1: 646 shares 646$20K<0.01%-38Timeline
ANGOANGIODYNAMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 567 shares; 2018Q4: 717 shares; 2019Q1: 875 shares 875$20K<0.01%+158Timeline
BBTBEACON FINANCIAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,875 shares; 2018Q2: 1,875 shares; 2018Q3: 1,769 shares; 2018Q4: 739 shares; 2019Q1: 763 shares 763$20K<0.01%+24Timeline
NPOENPRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 182 shares; 2018Q4: 379 shares; 2019Q1: 312 shares 312$20K<0.01%-67Timeline
ESEESCO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 187 shares; 2018Q2: 187 shares; 2018Q3: 417 shares; 2018Q4: 303 shares; 2019Q1: 292 shares 292$20K<0.01%-11Timeline
SXISTANDEX INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 41 shares; 2018Q4: 230 shares; 2019Q1: 271 shares 271$20K<0.01%+41Timeline
VIRTVIRTU FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,654 shares; 2018Q2: 3,654 shares; 2018Q3: 818 shares; 2018Q4: 840 shares; 2019Q1: 843 shares 843$20K<0.01%+3Timeline
GLNGGOLAR LNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 450 shares; 2018Q4: 350 shares; 2019Q1: 942 shares 942$20K<0.01%+592Timeline

Sold out in Q1 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 257. All 257

SecurityShares beforeValue beforeType
APPTIO INCAPPTIO INC129,369$4.91Mshares
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC44,512$2.14Mshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR58,112$1.61Mshares
SCANA CORP NEWSCANA CORP NEW31,724$1.52Mshares
DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NE10,400$1.48Mshares
STERIS LTDSTERIS LTD11,147$1.19Mshares
INVESCO ACTIVELY MANAGD ETFINVESCO ACTIVELY MANAGD ETF49,820$1.08Mshares
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP16,259$686Kshares
PANDORA MEDIA INCPANDORA MEDIA INC78,834$638Kshares
MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD13,490$511Kshares
SPBOSPDR SERIES TRUST13,114$401Kshares
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD13,607$355Kshares
ANTERO MIDSTREAM LPANTERO MIDSTREAM LP15,848$339Kshares
SHIRE PLCSHIRE PLC1,778$308Kshares
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL HIGH14,015$307Kshares
SELECT INCOME REITSELECT INCOME REIT40,960$301Kshares
VECTREN CORPVECTREN CORP4,165$300Kshares
USTPROSHARES TR5,289$295Kshares
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR42,737$294Kshares
EARTHSTONE ENERGY INCEARTHSTONE ENERGY INC55,164$249Kshares
TRONOX LTDTRONOX LTD27,616$215Kshares
EEMOINVESCO EXCH TRADED FD TR II14,208$213Kshares
WBI BULLBEAR GLOBAL INCOME …WBI BULLBEAR GLOBAL INCOME ETF8,805$212Kshares
FOX CORP CLASS BFOX CORP CLASS B4,178$200Kshares
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION152,000$152Kshares
ACCESS NATIONAL CORPACCESS NATIONAL CORP6,581$147Kshares
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO3,330$146Kshares
MB FINANCIAL INCMB FINANCIAL INC3,615$144Kshares
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN7,949$144Kshares
NEWFIELD EXPL CONEWFIELD EXPL CO9,181$141Kshares
ESTERLINE TECHNOLOGIES CORPESTERLINE TECHNOLOGIES CORP960$117Kshares
ATHENAHEALTH INCATHENAHEALTH INC890$117Kshares
STATE BANK FINL CORP COMSTATE BANK FINL CORP COM4,793$103Kshares
WBIYABSOLUTE SHS TR4,422$98Kshares
OPPENHEIMER ETF TROPPENHEIMER ETF TR1,582$91Kshares
NUVEEN CORPORATE INCM NOVEMENUVEEN CORPORATE INCM NOVEME9,400$84Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR3,466$82Kshares
BARCLAYS BK PLCBARCLAYS BK PLC1,659$77Kshares
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP6,800$76Kshares
EFASGLOBAL X FDS4,908$74Kshares
SPHYSPDR SERIES TRUST2,794$69Kshares
EWKISHARES INC4,228$69Kshares
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNE3,375$69Kshares
WBIGABSOLUTE SHS TR2,860$67Kshares
IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX2,400$67Kshares
ABSOLUTE SHS TRABSOLUTE SHS TR3,251$65Kshares
LOXO ONCOLOGY INCLOXO ONCOLOGY INC452$64Kshares
RANDGOLD RES LTDRANDGOLD RES LTD2,915$61Kshares
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR2,845$58Kshares
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL ROTN2,394$55Kshares
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLC3,172$49Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR8,412$49Kshares
ABSOLUTE SHS TRABSOLUTE SHS TR1,877$47Kshares
GOVIINVESCO EXCH TRADED FD TR II1,397$45Kshares
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N7,950$45Kshares
POWRISHARES INC2,358$43Kshares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 20002,054$43Kshares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T2,700$43Kshares
WBIFABSOLUTE SHS TR1,498$41Kshares
WBILABSOLUTE SHS TR1,617$40Kshares
INTEC PHARMA LTD JERUSALEMINTEC PHARMA LTD JERUSALEM5,000$38Kshares
ABSOLUTE SHS TRABSOLUTE SHS TR1,811$38Kshares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 20001,824$38Kshares
WEYSWEYCO GROUP INC1,193$35Kshares
WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP2,413$34Kshares
XGLQXCLOUGH GLOBAL EQUITY FD3,033$33Kshares
EVTCEVERTEC INC1,150$33Kshares
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M8,096$32Kshares
TYME TECHNOLOGIES INC COMTYME TECHNOLOGIES INC COM10,000$32Kshares
TRANSMONTAIGNE PARTNERS L PTRANSMONTAIGNE PARTNERS L P765$31Kshares
EATON VANCEEATON VANCE2,591$31Kshares
EATON VANCE OHIO MUN BD FDEATON VANCE OHIO MUN BD FD2,718$31Kshares
TESARO INCTESARO INC398$30Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR2,156$30Kshares
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR1,011$29Kshares
GROUPE CGI INCGROUPE CGI INC455$28Kshares
INTERCONTINENTAL HOTELS GROUINTERCONTINENTAL HOTELS GROU457$25Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR1,412$25Kshares
SENEASENECA FOODS CORP NEW852$24Kshares
OTTWOTTAWA BANCORP INC COM1,668$22Kshares
ENDOLOGIX INCENDOLOGIX INC30,100$21Kshares
CENTRAL FEDERAL CORPCENTRAL FEDERAL CORP1,818$21Kshares
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC241,201$20Kshares
GUARANTY BANCORPGUARANTY BANCORP927$19Kshares
OWENS RLTY MTG INCOWENS RLTY MTG INC958$18Kshares
SVXYPROSHARES TR II375$16Kshares
NUTRI SYS INC NEWNUTRI SYS INC NEW359$16Kshares
CASHPATHWARD FINANCIAL INC780$15Kshares
ELECTRO SCIENTIFIC INDSELECTRO SCIENTIFIC INDS500$15Kshares
MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTD1,267$15Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR500$15Kshares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T545$15Kshares
VFMOVANGUARD WELLINGTON FD206$14Kshares
SBBPROSHARES TR371$14Kshares
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P6,645$14Kshares
RELIANT BANCORP INCRELIANT BANCORP INC600$14Kshares
SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC720$14Kshares
ECFELLSWORTH GROWTH & INCOME FD1,460$13Kshares
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION1,000$13Kshares
FCB Financial Holdings Inc …FCB Financial Holdings Inc Cla435$13Kshares

How Q1 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-19-007440 base2019-05-15acceptance time not in the bulk data set