LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,950,349,000 across 5,276 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 14.03% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001493152-18-016044

Period: 2018-09-30
Reported value: $12B
Holdings: 5,276
Top 10 weight: 14.03%
New: 656
Sold out: 634

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QQQnew	+706,564	$131M
SPYGadded	+2,331,362	$89.1M
USMVadded	+1,215,216	$69.3M
RSPnew	+584,619	$62.4M
SHVadded	+307,982	$34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PowerShares QQQ Trust Unit …exited	-761,368	-$122M
MTUMreduced	-505,721	-$60.2M
Guggenheim S&P 500 Equal We…exited	-586,613	-$58.3M
POWERSHARES ETF TR II S&P50…exited	-938,347	-$39.8M
SCZreduced	-606,942	-$37.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001493152-18-016044, largest first. % of portfolio is the value over $11,950,349,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	18,623	$568K	<0.01%	-2,619
CORESITE RLTY CORPCORESITE RLTY CORP	5,114	$568K	<0.01%	-3,271
CQQQINVESCO EXCH TRADED FD TR II	11,808	$568K	<0.01%	new	Timeline
KTFDWS MUN INCOME TR	53,949	$567K	<0.01%	new	Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	39,139	$567K	<0.01%	+6,035
VTNINVESCO TR INVT GRADE NEW YO	45,423	$566K	<0.01%	+4,480	Timeline
BSBRBANCO SANTANDER BRASIL S A	63,705	$561K	<0.01%	-8,561	Timeline
DIEMFRANKLIN TEMPLETON ETF TR	18,391	$561K	<0.01%	+2,782	Timeline
PFLPIMCO INCOME STRATEGY FD	47,324	$560K	<0.01%	-105,589	Timeline
IMVPINVESCO INDIA EXCHANGE-TRADE	23,390	$560K	<0.01%	new	Timeline
DWS STRATEGIC MUN INCOME TRDWS STRATEGIC MUN INCOME TR	52,871	$560K	<0.01%	new
DXCMDEXCOM INC	3,947	$559K	<0.01%	-1,256	Timeline
BIOTELEMETRY INCBIOTELEMETRY INC	8,683	$559K	<0.01%	+1,046
U S CONCRETE INCU S CONCRETE INC	12,189	$559K	<0.01%	-1,645
UVEUNIVERSAL INS HLDGS INC	11,514	$559K	<0.01%	+9,946	Timeline
PGHYINVESCO EXCH TRADED FD TR II	24,022	$559K	<0.01%	new	Timeline
BVNCOMPANIA DE MINAS BUENAVENTU	41,631	$558K	<0.01%	-4,769	Timeline
NEMNEWMONT CORP	18,402	$557K	<0.01%	+1,740	Timeline
HIIHUNTINGTON INGALLS INDS INC	2,170	$557K	<0.01%	-900	Timeline
IGHGPROSHARES TR	7,346	$557K	<0.01%	-16,931	Timeline
Enterprise Federal BancorpEnterprise Federal Bancorp	35,000	$557K	<0.01%	+20,000
RCSPIMCO STRATEGIC INCOME FD	56,921	$556K	<0.01%	-14,065	Timeline
CRONCRONOS GROUP INC	49,635	$552K	<0.01%	+46,734	Timeline
FSLRFIRST SOLAR INC	11,375	$551K	<0.01%	-1,832	Timeline
PSKSPDR SERIES TRUST	12,944	$551K	<0.01%	-3,559	Timeline
Ishares Ibonds DecIshares Ibonds Dec	22,221	$551K	<0.01%	+6,836
MFCMANULIFE FINL CORP	30,688	$550K	<0.01%	-5,319	Timeline
INDEPENDENCE CONTRACT DRIL IINDEPENDENCE CONTRACT DRIL I	111,300	$550K	<0.01%	new
BGSB & G FOODS INC	20,177	$549K	<0.01%	+300	Timeline
Ishares Ibonds DecIshares Ibonds Dec	21,913	$549K	<0.01%	+4,678
OCLARO INCOCLARO INC	61,324	$548K	<0.01%	-1,500
ETOEATON VANCE TAX-ADVANTAGED G	21,566	$546K	<0.01%	+3,874	Timeline
FNDESCHWAB STRATEGIC TR	18,922	$545K	<0.01%	+2,700	Timeline
SUISUN CMNTYS INC	5,363	$545K	<0.01%	+310	Timeline
FLIR SYS INCFLIR SYS INC	8,818	$543K	<0.01%	+297
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	29,071	$543K	<0.01%	+100
AAALCOA CORP	13,395	$542K	<0.01%	-9,852	Timeline
EGEVEREST GROUP LTD	2,398	$542K	<0.01%	-66	Timeline
HUNHUNTSMAN CORP	19,880	$542K	<0.01%	+8,611	Timeline
GRCGORMAN RUPP CO	14,836	$541K	<0.01%	+12,207	Timeline
SCMSTELLUS CAP INVT CORP	39,720	$541K	<0.01%	+1,434	Timeline
CHASE CORPCHASE CORP	4,500	$541K	<0.01%	new
AEMAGNICO EAGLE MINES LTD	15,784	$540K	<0.01%	-3,480	Timeline
XPOXPO INC	4,711	$538K	<0.01%	+241	Timeline
TTDTHE TRADE DESK INC	3,565	$537K	<0.01%	-1,748	Timeline
FTHIFIRST TR EXCHANGE TRADED FD	22,999	$536K	<0.01%	+5,078	Timeline
BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFR	44,543	$535K	<0.01%	-183
INVESCO S&P 500 EX-RATE SENSINVESCO S&P 500 EX-RATE SENS	14,762	$535K	<0.01%	new
WEAWESTERN ASSET PREMIER BD FD	41,650	$534K	<0.01%	+1,560	Timeline
TCPCBLACKROCK TCP CAPITAL CORP	37,459	$533K	<0.01%	new	Timeline
SRISTONERIDGE INC	17,924	$533K	<0.01%	-4,030	Timeline
DEEPETF SER SOLUTIONS	15,082	$533K	<0.01%	+14,182	Timeline
LDPCOHEN & STEERS LTD DURATION	22,380	$533K	<0.01%	-1,440	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	19,268	$532K	<0.01%	-64,193
ABRARBOR REALTY TRUST INC	46,255	$531K	<0.01%	+41,855	Timeline
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F	55,264	$531K	<0.01%	+5,565
HARTFORD FINL SVCS GROUP INCHARTFORD FINL SVCS GROUP INC	11,766	$530K	<0.01%	0
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC	70,657	$529K	<0.01%	-1,150
IVZINVESCO LTD	23,062	$528K	<0.01%	+3,375	Timeline
GBDCGOLUB CAP BDC INC	28,140	$528K	<0.01%	+17,508	Timeline
ROBTFIRST TR EXCHANGE TRADED FD	16,389	$528K	<0.01%	+9,239	Timeline
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	12,547	$528K	<0.01%	-991
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	22,448	$528K	<0.01%	new
RSGREPUBLIC SVCS INC	7,248	$527K	<0.01%	-246	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	75,949	$527K	<0.01%	+18,859
INVESCO EXCHANGETRADED FD T…INVESCO EXCHANGETRADED FD T DWA T…	16,853	$527K	<0.01%	new
SBRSABINE RTY TR	12,468	$526K	<0.01%	-1,454	Timeline
KDPKEURIG DR PEPPER INC	22,614	$525K	<0.01%	new	Timeline
SCISERVICE CORP INTL	11,891	$525K	<0.01%	+176	Timeline
FEPFIRST TR EXCH TRD ALPHDX FD	13,666	$523K	<0.01%	-12,307	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	12,068	$523K	<0.01%	+4,097	Timeline
Ishares Ibonds DecIshares Ibonds Dec	21,424	$522K	<0.01%	+9,336
CFGCITIZENS FINL GROUP INC	13,497	$521K	<0.01%	-2,900	Timeline
VONEVANGUARD SCOTTSDALE FDS	3,895	$520K	<0.01%	-1,224	Timeline
VGSHVANGUARD SCOTTSDALE FDS	8,679	$520K	<0.01%	-2,037	Timeline
MSMLISHARES TR	2,883	$520K	<0.01%	+390	Timeline
MGMMGM RESORTS INTERNATIONAL	18,600	$519K	<0.01%	+1,312	Timeline
STERICYCLE INCSTERICYCLE INC	8,879	$519K	<0.01%	-3,276
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	42,180	$519K	<0.01%	new
RNGRINGCENTRAL INC	5,549	$516K	<0.01%	-14,381	Timeline
L BRANDS INCL BRANDS INC	17,002	$515K	<0.01%	+3,271
UBS AG LONDON BRHUBS AG LONDON BRH	29,775	$514K	<0.01%	+13,294
XILINX INCXILINX INC	6,408	$513K	<0.01%	+1,231
DDD3D SYS CORP DEL	27,172	$513K	<0.01%	+7,836	Timeline
ASMLASML HLDG NV	2,721	$512K	<0.01%	-600	Timeline
UBSIUNITED BANKSHARES INC WEST V	14,167	$512K	<0.01%	-867	Timeline
DCIDONALDSON INC	8,768	$511K	<0.01%	-307	Timeline
ESQESQUIRE FINL HLDGS INC	20,485	$511K	<0.01%	new	Timeline
VECTOR GROUP LTDVECTOR GROUP LTD	37,115	$511K	<0.01%	-531,272
QIAGEN NVQIAGEN NV	13,491	$511K	<0.01%	+9,960
DDWMWISDOMTREE TR	17,192	$510K	<0.01%	+7,581	Timeline
VEEVVEEVA SYS INC	4,741	$509K	<0.01%	-1,144	Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	29,740	$508K	<0.01%	-1,860
RED HAT INCRED HAT INC	3,736	$507K	<0.01%	-749
EQALINVESCO EXCH TRADED FD TR II	15,275	$507K	<0.01%	new	Timeline
NUVNUVEEN MUN VALUE FD INC	54,130	$506K	<0.01%	-10,418	Timeline
ETFS Gold TrustETFS Gold Trust	4,392	$506K	<0.01%	+277
EXASEXACT SCIENCES CORP	6,388	$505K	<0.01%	+1,764	Timeline
BCVBANCROFT FD LTD	22,039	$505K	<0.01%	-4,822	Timeline
SPVMINVESCO EXCHANGE TRADED FD T	12,947	$505K	<0.01%	new	Timeline
KBAKRANESHARES TRUST	17,406	$504K	<0.01%	-70,866	Timeline
APHAMPHENOL CORP	5,318	$501K	<0.01%	-2,819	Timeline
AZOAUTOZONE INC	645	$501K	<0.01%	+108	Timeline
PROSHARES TRPROSHARES TR	17,101	$501K	<0.01%	-4,639
WESTROCK COWESTROCK CO	9,331	$499K	<0.01%	-9,520
HARVEST CAP CR CORPHARVEST CAP CR CORP	45,586	$497K	<0.01%	+4,757
PSLINVESCO EXCHANGE TRADED FD T	6,899	$495K	<0.01%	new	Timeline
XTNSPDR SERIES TRUST	7,387	$495K	<0.01%	+3,010	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	44,628	$494K	<0.01%	+4,300
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD	67,299	$493K	<0.01%	+1,510
MKC-VMCCORMICK & CO INC	3,760	$492K	<0.01%	0	Timeline
ANDEAVORANDEAVOR	3,207	$492K	<0.01%	-1,260
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	18,934	$492K	<0.01%	new
PTCPTC INC	4,613	$491K	<0.01%	-1,196	Timeline
AMEAMETEK INC	6,205	$491K	<0.01%	+1,947	Timeline
IBDNORTHERN LTS FD TR IV	20,039	$491K	<0.01%	+5,265	Timeline
BKHBLACK HILLS CORP	8,422	$489K	<0.01%	-519	Timeline
WUWESTERN UN CO	25,613	$489K	<0.01%	-3,811	Timeline
CLDTCHATHAM LODGING TR	23,442	$489K	<0.01%	+19,502	Timeline
NXHNEIGHBORHOOD INTELLIGENCE IN	17,651	$489K	<0.01%	-5,150	Timeline
WDIVSPDR INDEX SHS FDS	7,195	$488K	<0.01%	-200	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	4,369	$488K	<0.01%	+40
AVNSAVANOS MED INC	7,132	$488K	<0.01%	new	Timeline
SPX FLOW INC COMSPX FLOW INC COM	9,405	$488K	<0.01%	+2,628
INGRINGREDION INC	4,663	$487K	<0.01%	-723	Timeline
IEPICAHN ENTERPRISES LP	6,893	$487K	<0.01%	-6,942	Timeline
BIBLNORTHERN LTS FD TR IV	17,394	$487K	<0.01%	+5,309	Timeline
Rithm Property Trust IncRithm Property Trust Inc	35,801	$487K	<0.01%	+4,229
IPGPIPG PHOTONICS CORP	3,109	$486K	<0.01%	-2,725	Timeline
XFOFXCOHEN & STEERS CLOSED-END	37,538	$486K	<0.01%	+1,655	Timeline
DBPINVESCO DB MULTI-SECTOR COMM	14,050	$485K	<0.01%	new	Timeline
ADNTADIENT PLC	12,344	$484K	<0.01%	-1,218	Timeline
STPZPIMCO ETF TR	9,400	$482K	<0.01%	-5,849	Timeline
BHCBAUSCH HEALTH COS INC	18,564	$481K	<0.01%	new	Timeline
FABFIRST TR EXCHANGE-TRADED ALP	8,347	$481K	<0.01%	-8,454	Timeline
ETBEATON VANCE TAX MNGED BUY WR	28,845	$480K	<0.01%	-3,840	Timeline
CFOVICTORY PORTFOLIOS II	9,284	$480K	<0.01%	-1,488	Timeline
COMTISHARES U S ETF TR	12,293	$479K	<0.01%	+9,223	Timeline
ULSTSSGA ACTIVE ETF TR	11,900	$479K	<0.01%	+8,825	Timeline
NWLNEWELL BRANDS INC	23,602	$478K	<0.01%	+5,908	Timeline
NTRSNORTHERN TR CORP	4,666	$478K	<0.01%	-212	Timeline
BARCLAYS BK PLCBARCLAYS BK PLC	16,091	$477K	<0.01%	+5,048
NEUNEWMARKET CORP	1,173	$476K	<0.01%	-1	Timeline
JPEMJ P MORGAN EXCHANGE TRADED F	8,786	$475K	<0.01%	+1,269	Timeline
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	13,807	$475K	<0.01%	+246
DHID R HORTON INC	11,256	$474K	<0.01%	+2,639	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	36,998	$473K	<0.01%	-3,478
DTECALPS ETF TR	15,932	$473K	<0.01%	+7,845	Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	27,276	$472K	<0.01%	+3,284
PRAPROASSURANCE CORP	10,041	$471K	<0.01%	-1,502	Timeline
BBYBEST BUY INC	5,938	$470K	<0.01%	-618	Timeline
GDXJVANECK ETF TRUST	17,179	$470K	<0.01%	-5,251	Timeline
ARKQARK ETF TR	13,032	$469K	<0.01%	-6,645	Timeline
FJPFIRST TR EXCH TRD ALPHDX FD	8,140	$469K	<0.01%	+1,232	Timeline
GLPIGAMING & LEISURE P	13,289	$468K	<0.01%	+9,106	Timeline
SPHBINVESCO EXCH TRADED FD TR II	10,416	$468K	<0.01%	new	Timeline
NVTNVENT ELEC PLC	17,228	$467K	<0.01%	new	Timeline
QQEWFIRST TR EXCHANGE-TRADED FD	7,352	$467K	<0.01%	+1,604	Timeline
NUSCNUSHARES ETF TR	14,722	$465K	<0.01%	+14,470	Timeline
CVECENOVUS ENERGY INC	46,386	$465K	<0.01%	+39,597	Timeline
XCMUXMFS HIGH YIELD MUN TR	102,158	$465K	<0.01%	+39,755	Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	49,812	$465K	<0.01%	+4,000
INGING GROEP N.V.	35,619	$464K	<0.01%	+10,924	Timeline
WYNNWYNN RESORTS LTD	3,662	$464K	<0.01%	-3,798	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	17,699	$464K	<0.01%	new
EBNDSPDR SERIES TRUST	17,593	$463K	<0.01%	+2,771	Timeline
CONTINENTAL BUILDING PRODUC…CONTINENTAL BUILDING PRODUCTS	12,339	$463K	<0.01%	+4,045
PKPARK HOTELS & RESORTS INC	14,048	$462K	<0.01%	+11,535	Timeline
CNXCNX RES CORP	32,315	$462K	<0.01%	-12,154	Timeline
SSRMSSR MINING IN	52,986	$462K	<0.01%	+1,000	Timeline
LHC GROUPLHC GROUP	4,487	$462K	<0.01%	+2,997
EARTHSTONE ENERGY INCEARTHSTONE ENERGY INC	49,164	$461K	<0.01%	new
CRUSCIRRUS LOGIC INC	11,931	$460K	<0.01%	+815	Timeline
ERIEERIE INDTY CO	3,609	$460K	<0.01%	-308	Timeline
MGEEMGE ENERGY INC	7,221	$460K	<0.01%	-3,569	Timeline
EWGISHARES INC	15,454	$459K	<0.01%	-525	Timeline
FXNFIRST TR EXCHANGE-TRADED FD	26,091	$459K	<0.01%	-17,695	Timeline
BMRCBANK OF MARIN BANCORP	5,461	$459K	<0.01%	-50	Timeline
JELDJELD-WEN HLDG INC	18,553	$458K	<0.01%	+904	Timeline
HEI-AHEICO CORP NEW	6,070	$458K	<0.01%	+1,210	Timeline
NMFCNEW MTN FIN CORP	33,610	$457K	<0.01%	-13,367	Timeline
GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETF	55,100	$457K	<0.01%	+3,900
JSMLJANUS DETROIT STR TR	10,029	$456K	<0.01%	new	Timeline
MWAMUELLER WTR PRODS INC	39,603	$455K	<0.01%	+15,758	Timeline
FXUFIRST TR EXCHANGE-TRADED FD	16,491	$455K	<0.01%	-24,365	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	10,197	$455K	<0.01%	-3,188
INVESCOINVESCO	11,214	$455K	<0.01%	new
INSPIRE 500 ETFINSPIRE 500 ETF	17,900	$455K	<0.01%	+5,000
TMUST-MOBILE US INC	6,473	$454K	<0.01%	-6,631	Timeline
ANTERO MIDSTREAM LPANTERO MIDSTREAM LP	15,848	$454K	<0.01%	0
FFAFIRST TR ENHANCED EQUITY	28,305	$453K	<0.01%	+8,625	Timeline
QLYSQUALYS INC	5,066	$451K	<0.01%	+2,345	Timeline
BGBBLACKSTONE STRATEGIC CRED 20	28,350	$450K	<0.01%	-5,387	Timeline
HLTHILTON WORLDWIDE HLDGS INC	5,572	$449K	<0.01%	-3,882	Timeline
GBCIGLACIER BANCORP INC NEW	10,420	$449K	<0.01%	-775	Timeline
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	9,160	$448K	<0.01%	+760
FNVFRANCO NEV CORP	7,140	$447K	<0.01%	+1,348	Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	95,069	$447K	<0.01%	-1,462	Timeline
DREYFUS MUN BD INFRSTRCTR FDDREYFUS MUN BD INFRSTRCTR FD	36,015	$447K	<0.01%	+2,410
GABGABELLI EQUITY TR INC	68,736	$445K	<0.01%	+419	Timeline
NATUS MEDICAL INCNATUS MEDICAL INC	12,491	$445K	<0.01%	-1,055
JHSHANCOCK JOHN INCOME SECS TR	33,278	$445K	<0.01%	-5,085	Timeline
FULTFULTON FINL CORP PA	26,766	$444K	<0.01%	+4,197	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	34,053	$444K	<0.01%	-3,841
GILGILDAN ACTIVEWEAR INC	14,555	$443K	<0.01%	+536	Timeline
VOOVVANGUARD ADMIRAL FDS INC	3,945	$442K	<0.01%	-2,025	Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	3,175	$441K	<0.01%	-679
FNKFIRST TR EXCHANGE-TRADED ALP	11,938	$440K	<0.01%	+4,927	Timeline
PSLVSPROTT ASSET MANAGEMENT LP	82,613	$439K	<0.01%	-1,598	Timeline
TIPXSPDR SERIES TRUST	23,120	$439K	<0.01%	+11,906	Timeline
SPXLDIREXION SHARES ETF TRUST	8,052	$438K	<0.01%	-4,114	Timeline
LIILENNOX INTL INC	2,002	$436K	<0.01%	-817	Timeline
NWFLNORWOOD FINANCIAL CORP	11,143	$436K	<0.01%	0	Timeline
JHMLJOHN HANCOCK EXCHANGE TRADED	11,617	$436K	<0.01%	+2,407	Timeline
TIPZPIMCO ETF TR	7,684	$436K	<0.01%	+563	Timeline
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	85,135	$435K	<0.01%	+25,733
EHCENCOMPASS HEALTH CORP	5,556	$433K	<0.01%	-385	Timeline
NJRNEW JERSEY RES CORP	9,446	$433K	<0.01%	+1,700	Timeline
HELEHELEN OF TROY LTD	3,309	$433K	<0.01%	+2,906	Timeline
BNSBANK NOVA SCOTIA B C	7,228	$432K	<0.01%	+903	Timeline
ETF MANG ETHO CLIMATE LED…ETF MANG ETHO CLIMATE LEDRSHP U…	11,434	$429K	<0.01%	-265
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	8,101	$427K	<0.01%	+900
EELVINVESCO EXCH TRADED FD TR II	17,160	$427K	<0.01%	new	Timeline
FCEFFIRST TR EXCHNG TRADED FD VI	19,396	$427K	<0.01%	-6,199	Timeline
WBWEIBO CORP	5,821	$425K	<0.01%	-2,212	Timeline
JPSEJ P MORGAN EXCHANGE TRADED F	13,041	$425K	<0.01%	-229	Timeline
ORCHID IS CAP INCORCHID IS CAP INC	58,723	$425K	<0.01%	-10,072
TIFFANY & CO NEWTIFFANY & CO NEW	3,286	$424K	<0.01%	-619
SFIXSTITCH FIX INC	9,661	$423K	<0.01%	+7,611	Timeline
TNADIREXION SHARES ETF TRUST	4,726	$423K	<0.01%	-3,113	Timeline
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	39,219	$423K	<0.01%	+4,941
LTCLTC PPTYS INC	9,588	$422K	<0.01%	+489	Timeline
MTHMERITAGE HOMES CORP	10,571	$422K	<0.01%	+9,735	Timeline
OPPJWISDOMTREE TR	9,346	$422K	<0.01%	+9,272	Timeline
HYGHISHARES U S ETF TR	4,569	$422K	<0.01%	+3,910	Timeline
PBIPITNEY BOWES INC	59,356	$421K	<0.01%	+44,106	Timeline
RRYDER SYS INC	5,764	$421K	<0.01%	+1,311	Timeline
HORIZONS ETF TR IHORIZONS ETF TR I	8,092	$421K	<0.01%	+8,089
CMCANADIAN IMPERIAL BANK OF CO	4,476	$420K	<0.01%	+325	Timeline
INFYINFOSYS LTD	41,221	$420K	<0.01%	+28,634	Timeline
JFRNUVEEN FLOATING RATE INCOME	40,484	$420K	<0.01%	-20,900	Timeline
HLHECLA MINING COMPANY	149,953	$419K	<0.01%	+1,836	Timeline
SPGMSPDR INDEX SHS FDS	5,176	$419K	<0.01%	+159	Timeline
HCSGHEALTHCARE SVCS GROUP INC	10,277	$418K	<0.01%	-668	Timeline
CYRUSONE INCCYRUSONE INC	6,621	$418K	<0.01%	+1,224
THWABRDN WORLD HEALTHCARE FUND	29,798	$418K	<0.01%	+11,481	Timeline
MASMASCO CORP	11,402	$417K	<0.01%	-72,661	Timeline
BALLBALL CORP	9,478	$417K	<0.01%	+1,010	Timeline
MPLXMPLX LP	11,910	$415K	<0.01%	+3,395	Timeline
FEMBFIRST TR EXCH TRADED FD III	11,325	$415K	<0.01%	-24,015	Timeline
SKORFLEXSHARES TR	8,482	$415K	<0.01%	0	Timeline
BURLBURLINGTON STORES INC	2,548	$414K	<0.01%	-1,344	Timeline
MTGMGIC INVT CORP WIS	31,012	$414K	<0.01%	-19,175	Timeline
CIIBLACKROCK ENHANCED LARGE CAP	24,065	$414K	<0.01%	+8,166	Timeline
OSKOSHKOSH CORP	5,795	$413K	<0.01%	+1,657	Timeline
IIIINFORMATION SVCS GROUP INC	86,220	$412K	<0.01%	+19,953	Timeline
PEOADAM NAT RES FD INC	20,652	$412K	<0.01%	+244	Timeline
SCCOSOUTHERN COPPER CORP	9,527	$411K	<0.01%	-1,690	Timeline
CORPPIMCO ETF TR	4,090	$411K	<0.01%	-2,374	Timeline
VKQINVESCO MUNICIPAL TRUST	35,550	$411K	<0.01%	-2,199	Timeline
BHKBLACKROCK CORE BD TR	32,112	$410K	<0.01%	+2,505	Timeline
MCIBARINGS CORPORATE INVS	26,735	$410K	<0.01%	+11,178	Timeline
WESCO AIRCRAFT HOLDINGS INCWESCO AIRCRAFT HOLDINGS INC	36,450	$410K	<0.01%	-2,250
CONNECTICUT WTR SVC INCCONNECTICUT WTR SVC INC	5,926	$410K	<0.01%	+725
ETF SER SOLUTIONSETF SER SOLUTIONS	8,041	$410K	<0.01%	+1,325
VMRKVIVMARK RESIDENTIAL	6,165	$409K	<0.01%	-7,531	Timeline
MFA FINL INCMFA FINL INC	55,574	$409K	<0.01%	-7,364
MYLAN NVMYLAN NV	11,159	$408K	<0.01%	+169
HPSHANCOCK JOHN PFD INCOME FD I	21,873	$407K	<0.01%	+5,592	Timeline
BGTBLACKROCK FLOATING RATE INC	30,796	$406K	<0.01%	-6,442	Timeline
LEGACY RESVS INC COMLEGACY RESVS INC COM	83,329	$406K	<0.01%	new
EWYISHARES INC	5,932	$405K	<0.01%	-2,537	Timeline
PBWINVESCO EXCHANGE TRADED FD T	16,376	$405K	<0.01%	new	Timeline
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	56,280	$405K	<0.01%	+46,280
GAPGAP INC	13,964	$404K	<0.01%	+6,036	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	4,150	$402K	<0.01%	+472	Timeline
PACWEST BANCORP DELPACWEST BANCORP DEL	8,434	$401K	<0.01%	-598
UGIUGI CORP NEW	7,221	$400K	<0.01%	-590	Timeline
QUSSPDR SERIES TRUST	4,788	$400K	<0.01%	+4,277	Timeline
RGRSTURM RUGER & CO INC	5,784	$400K	<0.01%	-4,444	Timeline
EDITEDITAS MEDICINE INC	12,581	$399K	<0.01%	+2,267	Timeline
AIAISHARES TR	6,375	$398K	<0.01%	+2,220	Timeline
XMESPDR SERIES TRUST	11,595	$397K	<0.01%	-34,816	Timeline
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALI	34,314	$397K	<0.01%	+1,700
MXIISHARES TR	5,899	$397K	<0.01%	+695	Timeline
SPARTANNASH COSPARTANNASH CO	19,780	$397K	<0.01%	+1,926
FLEXFLEX LTD	30,155	$396K	<0.01%	+2,311	Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	41,769	$396K	<0.01%	+29,926
RSPMINVESCO EXCHANGE TRADED FD T	3,637	$396K	<0.01%	new	Timeline
FRIFIRST TR EXCHANGE-TRADED FD	17,029	$396K	<0.01%	+96	Timeline
NINISOURCE INC	15,843	$395K	<0.01%	-4,005	Timeline
ESSESSEX PPTY TR INC	1,597	$393K	<0.01%	-112	Timeline
NEWTNEWTEKONE INC	18,817	$393K	<0.01%	+14,667	Timeline
WORLDPAY INCWORLDPAY INC	3,877	$393K	<0.01%	+129
CUTINVESCO EXCH TRADED FD TR II	12,298	$393K	<0.01%	new	Timeline
RINFPROSHARES TR	13,463	$393K	<0.01%	+12,708	Timeline
PHGKONINKLIJKE PHILIPS N V	8,611	$392K	<0.01%	-799	Timeline
PIZINVESCO EXCH TRADED FD TR II	14,322	$392K	<0.01%	new	Timeline
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	48,605	$392K	<0.01%	-6,059
STKCOLUMBIA SELIGM PREM TECH GR	18,241	$390K	<0.01%	+6,059	Timeline
MPAAMOTORCAR PTS AMER INC	16,625	$390K	<0.01%	new	Timeline
WLKWESTLAKE CORPORATION	4,679	$389K	<0.01%	-605	Timeline
MSEXMIDDLESEX WTR CO	8,068	$389K	<0.01%	-1,058	Timeline
HIGHLAND FDS IHIGHLAND FDS I	21,316	$389K	<0.01%	-6,649
GLOFISHARES TR	12,685	$389K	<0.01%	+8,161	Timeline
BYDBOYD GAMING CORP	11,433	$387K	<0.01%	+2,089	Timeline
TRTXTPG RE FIN TR INC	19,350	$387K	<0.01%	new	Timeline
WISDOMTREE FLOATING RATETRE…WISDOMTREE FLOATING RATETREASURY …	15,431	$387K	<0.01%	new
ETSYETSY INC	7,544	$385K	<0.01%	+6,600	Timeline
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV	7,783	$384K	<0.01%	+2,290
CGWINVESCO EXCH TRADED FD TR II	10,951	$382K	<0.01%	new	Timeline
HESS CORPHESS CORP	5,236	$381K	<0.01%	-661
IOOISHARES TR	7,790	$380K	<0.01%	+3,737	Timeline
BJBJS WHSL CLUB HLDGS INC	14,196	$380K	<0.01%	new	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	623	$380K	<0.01%	-98	Timeline
CRSPCRISPR THERAPEUTICS AG	8,551	$380K	<0.01%	+4,497	Timeline
TYTRI CONTL CORP	13,604	$380K	<0.01%	+4,927	Timeline
GSBDGOLDMAN SACHS BDC INC	17,143	$380K	<0.01%	+4,803	Timeline
NUBDNUSHARES ETF TR	15,783	$380K	<0.01%	new	Timeline
LPXLOUISIANA PAC CORP	14,325	$379K	<0.01%	-105	Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	30,245	$378K	<0.01%	+17,319
FXZFIRST TR EXCHANGE-TRADED FD	9,143	$378K	<0.01%	-9,550	Timeline
PHMPULTE GROUP INC	15,308	$377K	<0.01%	-1,697	Timeline
IFLNINVESCO EXCH TRADED FD TR II	20,421	$377K	<0.01%	new	Timeline
COHEN & STEERS MLP INC & ENRCOHEN & STEERS MLP INC & ENR	36,122	$377K	<0.01%	-6,232
USIGISHARES TR	7,027	$376K	<0.01%	+3,974	Timeline
WIWWESTERN AST INFL LKD OPP & I	34,758	$376K	<0.01%	-5,849	Timeline
XMVTXBLACKROCK MUNIVEST FUND II	28,188	$375K	<0.01%	-615	Timeline
HEARTLAND FINL USA INCHEARTLAND FINL USA INC	6,452	$375K	<0.01%	+354
CRTCROSS TIMBERS RTY TR	25,209	$373K	<0.01%	-369	Timeline
AESAES CORP	26,687	$372K	<0.01%	-4,523	Timeline
HPFHANCOCK JOHN PFD INCOME FD I	17,579	$372K	<0.01%	+2,947	Timeline
LIBERTY GLOBAL PLC- CLIBERTY GLOBAL PLC- C	13,181	$372K	<0.01%	-1,456
XEVGXEATON VANCE SHORT DURATION D	28,690	$371K	<0.01%	-21,076	Timeline
USALIBERTY ALL STAR EQUITY FD	54,313	$370K	<0.01%	-591	Timeline
EVERI HLDGS INCEVERI HLDGS INC	40,300	$370K	<0.01%	+5,500
LGIHLGI HOMES INC	7,765	$368K	<0.01%	+5,568	Timeline
IDAIDACORP INC	3,719	$368K	<0.01%	-290	Timeline
XNXNXNUVEEN NY SEL TAX-FR INC	28,865	$368K	<0.01%	+3,193	Timeline
EMFTEMPLETON EMERGING MKTS FD	25,019	$367K	<0.01%	+678	Timeline
RXLPROSHARES TR	3,163	$367K	<0.01%	-483	Timeline
NEW SR INVT GROUP INCNEW SR INVT GROUP INC	62,219	$367K	<0.01%	+69
KRGKITE REALTY GROUP TRUST	22,016	$366K	<0.01%	-18,107	Timeline
BLACKROCK STRATEGIC MUN TRBLACKROCK STRATEGIC MUN TR	29,888	$366K	<0.01%	+7,630
WELLCARE HEALTH PLANS INCWELLCARE HEALTH PLANS INC	1,138	$366K	<0.01%	+577
GANNETT SPINCO INCGANNETT SPINCO INC	36,502	$365K	<0.01%	+2,578
IAKISHARES TR	5,500	$365K	<0.01%	-140	Timeline
DELAWARE ENHANCED GLOBAL DI…DELAWARE ENHANCED GLOBAL DIVID	32,500	$364K	<0.01%	+1,627
BSTBLACKROCK SCIENCE & TECHNOLO	10,217	$363K	<0.01%	+8,251	Timeline
NXDTNEXPOINT DIVERSIFIED REL ET	16,192	$363K	<0.01%	+6,116	Timeline
EHIWESTERN ASSET GBL HIGH INC F	39,723	$362K	<0.01%	-14,792	Timeline
KINDER MORGAN INC DELKINDER MORGAN INC DEL	10,899	$361K	<0.01%	+2,323
ILFISHARES TR	11,444	$360K	<0.01%	+1,246	Timeline
KNXKNIGHT-SWIFT TRANSN HLDGS IN	10,453	$360K	<0.01%	+6,276	Timeline
JLLJONES LANG LASALLE INC	2,494	$358K	<0.01%	-155	Timeline
TILRAY INCTILRAY INC	2,456	$358K	<0.01%	new
KINSKINGSTONE COS INC	18,832	$358K	<0.01%	+2,470	Timeline
BCPCBALCHEM CORP	3,182	$357K	<0.01%	-843	Timeline
PBFPBF ENERGY INC	7,095	$357K	<0.01%	+790	Timeline
LEGRFIRST TR EXCHANGE TRADED FD	11,773	$357K	<0.01%	+2,187	Timeline
THL CREDIT INCTHL CREDIT INC	44,225	$357K	<0.01%	+4,625
JXIISHARES TR	7,234	$357K	<0.01%	-3,748	Timeline
ELDWISDOMTREE TR	10,866	$357K	<0.01%	+1,649	Timeline
SHIRE PLCSHIRE PLC	1,971	$357K	<0.01%	-579
GOLDMAN SACHS MLP INC OPP FDGOLDMAN SACHS MLP INC OPP FD	38,610	$356K	<0.01%	+5,860
PBJINVESCO EXCHANGE TRADED FD T	10,945	$356K	<0.01%	new	Timeline
CXWCORECIVIC INC	14,664	$355K	<0.01%	-2,120	Timeline
LIVEPERSON, INC.LIVEPERSON, INC.	13,685	$355K	<0.01%	new
BOHBANK OF HI CORP	4,485	$354K	<0.01%	-123	Timeline
MTUSMETALLUS INC	23,792	$354K	<0.01%	-1,154	Timeline
FYCFIRST TR EXCHANGE-TRADED ALP	6,769	$354K	<0.01%	+4,505	Timeline
HDBHDFC BANK LTD	3,743	$353K	<0.01%	-637	Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	3,103	$353K	<0.01%	-123
LATTICE STRATEGIES TRLATTICE STRATEGIES TR	23,139	$353K	<0.01%	-16,751
SGMOQSANGAMO THERAPEUTICS INC	20,762	$352K	<0.01%	+3,650	Timeline
PTFINVESCO EXCHANGE TRADED FD T	5,311	$351K	<0.01%	new	Timeline
AMWDAMERICAN WOODMARK CORP	4,470	$351K	<0.01%	-30,191	Timeline
AXAXOS FINANCIAL INC	10,194	$350K	<0.01%	new	Timeline
WEXWEX INC	1,746	$350K	<0.01%	+757	Timeline
EWAISHARES INC	15,772	$349K	<0.01%	-7,806	Timeline
SLXVANECK ETF TRUST	7,612	$349K	<0.01%	-663	Timeline
PNFPPINNACLE FINANCIAL PARTNERS	5,764	$347K	<0.01%	+1,771	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	21,507	$346K	<0.01%	+659
LOPEGRAND CANYON ED INC	3,056	$345K	<0.01%	+1,488	Timeline
PMMFRANKLIN MANAGED MUN INCOME	49,667	$344K	<0.01%	-23,487	Timeline
SBIOALPS ETF TR	8,738	$344K	<0.01%	+2,381	Timeline
RACEFERRARI N V	2,504	$343K	<0.01%	-728	Timeline
PRLBPROTO LABS INC	2,127	$343K	<0.01%	+1,543	Timeline
IFGLISHARES TR	11,968	$343K	<0.01%	-5,146	Timeline
VIOVVANGUARD ADMIRAL FDS INC	2,368	$341K	<0.01%	+548	Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	59,531	$341K	<0.01%	+14,959
ISMDNORTHERN LTS FD TR IV	11,574	$341K	<0.01%	-93	Timeline
TDOCTELADOC HEALTH INC	3,947	$341K	<0.01%	+1,965	Timeline
GOVERNMENT PPTYS INCOME TRGOVERNMENT PPTYS INCOME TR	30,372	$341K	<0.01%	-7,342
EXPEAGLE MATLS INC	3,997	$340K	<0.01%	-10	Timeline
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	3,042	$340K	<0.01%	-3,582
LEALEAR CORP	2,339	$339K	<0.01%	+784	Timeline
TFXTELEFLEX INCORPORATED	1,274	$339K	<0.01%	-191	Timeline
VIACOM INCVIACOM INC	10,160	$339K	<0.01%	+1,437
XBMEXBLACKROCK HEALTH SCIENCES TR	7,964	$339K	<0.01%	+3,701	Timeline
IYCISHARES TR	1,593	$338K	<0.01%	-17,115	Timeline
EATON VANCE CORPEATON VANCE CORP	6,429	$338K	<0.01%	+1,110
WOODISHARES TR	4,491	$338K	<0.01%	-567	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	13,444	$338K	<0.01%	-719
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	21,085	$337K	<0.01%	-3,685
CTRACOTERRA ENERGY INC	15,031	$335K	<0.01%	-972	Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	45,773	$335K	<0.01%	+4,065	Timeline
VCELVERICEL CORP	23,718	$335K	<0.01%	+7,713	Timeline
AYIACUITY INC	2,123	$333K	<0.01%	+995	Timeline
WSMWILLIAMS SONOMA INC	5,068	$333K	<0.01%	+1,257	Timeline
SMLVSPDR SERIES TRUST	3,441	$333K	<0.01%	+770	Timeline
QARPDBX ETF TR	12,178	$333K	<0.01%	new	Timeline
TRMBTRIMBLE INC	7,661	$332K	<0.01%	-10,622	Timeline
GMEDGLOBUS MED INC	5,872	$332K	<0.01%	+1,777	Timeline
ISHARES TRISHARES TR	13,247	$332K	<0.01%	+5,681
JRINUVEEN REAL ASSET INCOME & G	20,541	$331K	<0.01%	-5,041	Timeline
OFSOFS CAP CORP	27,870	$331K	<0.01%	-15,110	Timeline
SSGA ACTIVE ETF TRSSGA ACTIVE ETF TR	4,798	$331K	<0.01%	+2,410
IVOVVANGUARD ADMIRAL FDS INC	2,563	$330K	<0.01%	-452	Timeline
RMRRMR GROUP INC	3,555	$330K	<0.01%	-580	Timeline
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	5,200	$329K	<0.01%	-600
CDWCDW CORP	3,718	$328K	<0.01%	+643	Timeline
XEROX CORPXEROX CORP	12,184	$328K	<0.01%	-1,935
AMNAMN HEALTHCARE SVCS INC	5,975	$327K	<0.01%	-180	Timeline
CODICOMPASS DIVERSIFIED	17,995	$326K	<0.01%	+211	Timeline
TRONOX LTDTRONOX LTD	27,241	$326K	<0.01%	+13,211
SPESPECIAL OPPORTUNITIES FD INC	21,677	$325K	<0.01%	+3,815	Timeline
NUMVNUSHARES ETF TR	11,292	$324K	<0.01%	new	Timeline
USFDUS FOODS HLDG CORP	10,528	$324K	<0.01%	-1,121	Timeline
CARROLS RESTAURANT GROUP INCCARROLS RESTAURANT GROUP INC	22,165	$324K	<0.01%	-59
OSI ETF TROSI ETF TR	11,427	$324K	<0.01%	+7,042
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	24,676	$323K	<0.01%	-9,649
INSEEGO CORPINSEEGO CORP	83,979	$323K	<0.01%	new
NICENICE LTD	2,823	$322K	<0.01%	-746	Timeline
BLACKROCK ENHANCED GOVT FD …BLACKROCK ENHANCED GOVT FD (EGF)	24,599	$322K	<0.01%	-1,463
FTGCFIRST TR EXCHANGE TRAD FD VI	16,117	$321K	<0.01%	-6,610	Timeline
PTHINVESCO EXCHANGE TRADED FD T	3,251	$321K	<0.01%	new	Timeline
IGAVOYA GLBL ADV & PREM OPP FD	28,050	$320K	<0.01%	-4,412	Timeline
NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN	4,318	$320K	<0.01%	+1,521
FASDIREXION SHARES ETF TRUST	4,560	$320K	<0.01%	+2,346	Timeline
AROCARCHROCK INC	26,156	$319K	<0.01%	+25,908	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	2,588	$319K	<0.01%	+572	Timeline
ARROW INVTS TRARROW INVTS TR	25,365	$319K	<0.01%	+865
CHDNCHURCHILL DOWNS INC	1,144	$318K	<0.01%	+189	Timeline
SPRSPIRIT AEROSYSTEMS HLDGS INC	3,461	$318K	<0.01%	-400	Timeline
STORE CAP CORPSTORE CAP CORP	11,478	$318K	<0.01%	+4,380
STSENSATA TECHNOLOGIES HLDG PL	6,362	$317K	<0.01%	+3,470	Timeline
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I	28,707	$317K	<0.01%	-931
INTL FCSTONE INCINTL FCSTONE INC	6,555	$317K	<0.01%	-740
JBLUJETBLUE AIRWAYS CORP	16,287	$316K	<0.01%	-1,022	Timeline
XAWPXABRDN GLOBAL PREMIER PROPERT	52,351	$316K	<0.01%	new	Timeline
HMCHONDA MOTOR CO LTD	10,450	$315K	<0.01%	+711	Timeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	5,574	$315K	<0.01%	-541
CBUCOMMUNITY FINANCIAL SYSTEM I	5,154	$314K	<0.01%	-2,754	Timeline
VCVISTEON CORP	3,373	$314K	<0.01%	+657	Timeline
TOKISHARES TR	4,636	$314K	<0.01%	-5,402	Timeline
HAINHAIN CELESTIAL GROUP INC	11,535	$313K	<0.01%	-2,962	Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	1,009	$313K	<0.01%	-591
NRGNRG ENERGY INC	8,310	$312K	<0.01%	-132	Timeline
BKRBAKER HUGHES COMPANY	9,243	$312K	<0.01%	+158	Timeline
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I	14,495	$312K	<0.01%	+5,871
WSTWEST PHARMACEUTICAL SVSC INC	2,518	$311K	<0.01%	-438	Timeline
KIMKIMCO REALTY CORP	18,577	$311K	<0.01%	+9,108	Timeline
CECELANESE CORP DEL	2,731	$311K	<0.01%	+537	Timeline
FQALFIDELITY COVINGTON TRUST	8,985	$311K	<0.01%	-5,259	Timeline
CHMICHERRY HILL MTG INVT CORP	17,204	$311K	<0.01%	+8,255	Timeline
EPPISHARES INC	6,853	$311K	<0.01%	-3,995	Timeline
FNYFIRST TR EXCHANGE-TRADED ALP	6,691	$310K	<0.01%	+4,902	Timeline
RITEAID CORPRITEAID CORP	242,155	$309K	<0.01%	-22,804
TREXTREX INC	4,047	$309K	<0.01%	+2,389	Timeline
FYTFIRST TR EXCHANGE-TRADED ALP	7,982	$309K	<0.01%	+3,112	Timeline
ADXADAMS DIVERSIFIED EQUITY FD	18,461	$309K	<0.01%	+1,166	Timeline
DIVBISHARES TR	11,203	$309K	<0.01%	+10,803	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	15,450	$309K	<0.01%	+5,400	Timeline
VTHRVANGUARD SCOTTSDALE FDS	2,305	$308K	<0.01%	+707	Timeline
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP	21,732	$307K	<0.01%	-6,181
ALGTALLEGIANT TRAVEL CO	2,420	$306K	<0.01%	+494	Timeline
JHIHANCOCK JOHN INVS TR	19,040	$306K	<0.01%	-7,726	Timeline
ISRAVANECK ETF TRUST	9,189	$306K	<0.01%	+8,570	Timeline
MILNGLOBAL X FDS	12,911	$306K	<0.01%	new	Timeline
GTYGETTY RLTY CORP NEW	10,678	$305K	<0.01%	+6,605	Timeline
BGXBLACKSTONE LONG SHORT CR INC	19,041	$305K	<0.01%	-3,150	Timeline
EDDMORGAN STANLEY EMERGING MKTS	45,249	$305K	<0.01%	+13,508	Timeline
BKUBANKUNITED INC	8,606	$305K	<0.01%	-726	Timeline
SYMANTEC CORPSYMANTEC CORP	14,425	$305K	<0.01%	+3,970
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C	8,969	$304K	<0.01%	-963
VALEVALE S A	20,401	$303K	<0.01%	+3,119	Timeline
ARKGARK ETF TR	9,051	$303K	<0.01%	-1,194	Timeline
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	50,705	$303K	<0.01%	0
AAXJISHARES TR	4,274	$302K	<0.01%	-957	Timeline
MINDBODY INCMINDBODY INC	7,415	$302K	<0.01%	+6,988
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	13,388	$301K	<0.01%	-2,245
CNOBCONNECTONE BANCORP INC	12,660	$301K	<0.01%	-1,529	Timeline
EDCDIREXION SHARES ETF TRUST	3,542	$301K	<0.01%	+339	Timeline
ANIXTER INTL INCANIXTER INTL INC	4,332	$301K	<0.01%	+258
NSANATIONAL STORAGE AFFILIATES	11,797	$300K	<0.01%	+7,098	Timeline
NEOGNEOGEN CORP	4,199	$300K	<0.01%	+862	Timeline
CA INC COMCA INC COM	6,778	$300K	<0.01%	-388
THE ULTIMATE SOFTWARE GROUP…THE ULTIMATE SOFTWARE GROUP IN	935	$300K	<0.01%	+184
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD	5,132	$300K	<0.01%	+1,486

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 634. All 634

Security	Shares before	Value before	Type
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	761,368	$122M	shares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	586,613	$58.3M	shares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 H	938,347	$39.8M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	566,878	$28.5M	shares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	432,574	$20.3M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	127,933	$14.7M	shares
COLONY NORTHSTAR CR REAL ESTCOLONY NORTHSTAR CR REAL EST	507,629	$9.62M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	233,999	$9.22M	shares
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	67,629	$8.64M	shares
POWERSHARESPOWERSHARES	268,578	$7.57M	shares
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth	64,180	$7.04M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	222,052	$6.61M	shares
POWERSHARES EXCHANGEPOWERSHARES EXCHANGE	139,428	$6.25M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	256,425	$6.24M	shares
POWERSHARESPOWERSHARES	312,994	$5.87M	shares
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST	229,752	$5.75M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	224,259	$5.64M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	186,457	$5.62M	shares
POWERSHARESPOWERSHARES	334,781	$4.89M	shares
POWERSHARESPOWERSHARES	275,367	$4.66M	shares
POWERSHARESPOWERSHARES	198,565	$4.59M	shares
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	29,524	$4.47M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	173,685	$4.21M	shares
POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT	79,006	$4.17M	shares
POWERSHARESPOWERSHARES	73,315	$4.17M	shares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF	22,135	$4.13M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	159,834	$4.02M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	168,706	$3.55M	shares
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INC	289,892	$3.54M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	168,220	$3.5M	shares
BROADCOM LTDBROADCOM LTD	14,330	$3.38M	shares
KKR & CO LPKKR & CO LP	165,998	$3.36M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	65,746	$3.23M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	150,685	$3.16M	shares
PowerShares CEF Income Comp…PowerShares CEF Income Composite	134,130	$3.07M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	23,830	$3.02M	shares
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	95,699	$2.92M	shares
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW	62,121	$2.8M	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	156,997	$2.79M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	132,245	$2.75M	shares
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	24,387	$2.72M	shares
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	50,705	$2.67M	shares
TIME WARNER INCTIME WARNER INC	28,122	$2.66M	shares
MONSANTO CO NEWMONSANTO CO NEW	22,605	$2.64M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	66,524	$2.49M	shares
STRATEGYSTRATEGY	63,352	$2.46M	shares
QEMMSPDR INDEX SHS FDS	34,985	$2.27M	shares
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	20,561	$2.27M	shares
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE MID …	48,810	$2.23M	shares
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	395,099	$2.22M	shares
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	118,622	$2.2M	shares
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	147,635	$2.09M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	98,394	$2.08M	shares
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF	35,429	$2.01M	shares
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	11,198	$2.01M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	80,562	$1.99M	shares
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV	124,103	$1.96M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	35,118	$1.93M	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	54,119	$1.86M	shares
POWERSHARESPOWERSHARES	79,862	$1.81M	shares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	15,000	$1.79M	shares
FQF TRFQF TR	58,491	$1.78M	shares
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YL	126,056	$1.75M	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	14,195	$1.68M	shares
POWERSHARESPOWERSHARES	44,301	$1.62M	shares
GUGGENHEIM ETFGUGGENHEIM ETF	28,718	$1.56M	shares
GUGGENHEIM MID-CAP CORE ETFGUGGENHEIM MID-CAP CORE ETF	23,835	$1.55M	shares
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	61,105	$1.53M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	34,701	$1.52M	shares
Invesco Intl Developed Low …Invesco Intl Developed Low Vol	44,859	$1.49M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	56,586	$1.43M	shares
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD	64,886	$1.37M	shares
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG	40,058	$1.25M	shares
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	18,861	$1.22M	shares
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO	51,610	$1.22M	shares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	12,375	$1.22M	shares
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	31,287	$1.21M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	11,195	$1.19M	shares
Guggenheim BulletShares 202…Guggenheim BulletShares 2023 C	58,036	$1.18M	shares
RESOURCE CAP CORPRESOURCE CAP CORP	124,298	$1.18M	shares
ATHENEX INCATHENEX INC	69,307	$1.18M	shares
LEUCADIA NATL CORPLEUCADIA NATL CORP	46,227	$1.05M	shares
POWERSHARES ETF TRUST DIV A…POWERSHARES ETF TRUST DIV ACHV	41,129	$1.04M	shares
AMERICAN CAP SR FLOATING LTDAMERICAN CAP SR FLOATING LTD	92,698	$1.03M	shares
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI	54,504	$1.01M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	6,169	$976K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	43,778	$942K	shares
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	40,850	$878K	shares
WESTAR ENERGY INCWESTAR ENERGY INC	16,580	$870K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	10,338	$854K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	13,327	$832K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	17,348	$804K	shares
BulletShares 2024 CorporateBulletShares 2024 Corporate	39,531	$801K	shares
PROSHARES TRPROSHARES TR	63,102	$769K	shares
GUGGENHEIMGUGGENHEIM	14,331	$764K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	22,463	$701K	shares
ORBITAL ATK INCORBITAL ATK INC	5,218	$692K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	40,594	$691K	shares
DST SYS INC DELDST SYS INC DEL	8,065	$675K	shares
NUSTAR GP HOLDINGS LLCNUSTAR GP HOLDINGS LLC	56,777	$656K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-18-016044	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC