K2 PRINCIPAL FUND, L.P.

13F filer, CIK 1461790, TORONTO, Ontario, Canada

K2 PRINCIPAL FUND, L.P. reported $694,663,488 across 263 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-15. Its ten largest share positions make up 23.12% of the portfolio.

Filed 2024-11-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001461790-24-000046

Period: 2024-09-30
Reported value: $695M
Holdings: 263
Top 10 weight: 23.12%
New: 130
Sold out: 95

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOYAGER ACQUISITION CORPnew	+1,042,400	$10.4M
HCM II ACQUISITION CORPnew	+774,788	$7.76M
VINE HILL CAP INVT CORP.new	+725,000	$7.25M
PMTnew	+409,610	$5.84M
POLEUnew	+540,373	$5.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPRYreduced	-2,341,672	-$34M
ALFUUexited	-639,378	-$6.39M
CUBWUexited	-479,700	-$4.79M
SRGexited	-984,511	-$4.6M
CORZexited	-478,029	-$4.45M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001461790-24-000046, largest first. % of portfolio is the value over $601,425,547, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
IAUISHARES GOLD TR	250,000	$12.4M	2.07%	0		Timeline
VOYAGER ACQUISITION CORPVOYAGER ACQUISITION CORP	1,042,400	$10.4M	1.73%	new
IBITISHARES BITCOIN TRUST ETF	240,001	$8.67M	1.44%	+40,001		Timeline
HCM II ACQUISITION CORPHCM II ACQUISITION CORP	774,788	$7.76M	1.29%	new
VINE HILL CAP INVT CORP.VINE HILL CAP INVT CORP.	725,000	$7.25M	1.21%	new
PMTPENNYMAC MTG INVT TR	409,610	$5.84M	0.97%	new		Timeline
ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC	534,951	$5.46M	0.91%	+277,871
POLEUANDRETTI ACQUISITION CORP II	540,373	$5.4M	0.9%	new		Timeline
TLNTALEN ENERGY CORP	29,289	$5.22M	0.87%	new		Timeline
ACIALBERTSONS COMPANIES INC	270,501	$5M	0.83%	+109,901		Timeline
HESS CORPHESS CORP	33,523	$4.55M	0.76%	+1,374
FTWEQV VENTURES ACQUISITION C-A	436,387	$4.33M	0.72%	new		Timeline
PARPAR TECHNOLOGY CORP	82,702	$4.31M	0.72%	-18,238		Timeline
GOOGALPHABET INC	25,000	$4.18M	0.69%	+18,244		Timeline
AMZNAMAZON COM INC	22,119	$4.12M	0.69%	+7,477		Timeline
HASHICORP INCHASHICORP INC	117,951	$3.99M	0.66%	+29,901
BLACK SPADE ACQUISITION II CBLACK SPADE ACQUISITION II C	390,546	$3.89M	0.65%	new
NLOPNET LEASE OFFICE PROPERTIES	120,487	$3.69M	0.61%	-9,849		Timeline
VFCV F CORP	180,000	$3.59M	0.6%	-10,620		Timeline
GLDSPDR GOLD TR	13,300	$3.23M	0.54%	new		Timeline
CORZWCORE SCIENTIFIC INC NEW	452,753	$3.04M	0.51%	new		Timeline
CF ACQUISITION CORP VIICF ACQUISITION CORP VII	259,800	$2.88M	0.48%	new
TFIITFI INTERNATIONAL INC	19,812	$2.71M	0.45%	-12,875		Timeline
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	377,753	$2.69M	0.45%	+346,677
CLFCLEVELAND-CLIFFS INC NEW	185,000	$2.36M	0.39%	+169,300		Timeline
INTCINTEL CORP	100,000	$2.35M	0.39%	-35,000		Timeline
ModivCare IncModivCare Inc	158,820	$2.27M	0.38%	+31,334
GATOS SILVER INCGATOS SILVER INC	135,060	$2.04M	0.34%	new
SLVISHARES SILVER TR	70,000	$1.99M	0.33%	new		Timeline
NXPINXP SEMICONDUCTORS N V	8,020	$1.92M	0.32%	+2,058		Timeline
VSTVISTRA CORP	16,000	$1.9M	0.32%	+4,546		Timeline
UBERUBER TECHNOLOGIES INC	24,988	$1.88M	0.31%	new		Timeline
DISDISNEY WALT CO	19,500	$1.88M	0.31%	new		Timeline
TLGYFTLGY ACQUISITION CORP ORD SHS	158,685	$1.83M	0.3%	+58,420		Timeline
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	164,440	$1.82M	0.3%	-35,463
SPRYARS PHARMACEUTICALS INC	120,000	$1.74M	0.29%	-2,341,672		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	10,000	$1.74M	0.29%	+6,956		Timeline
Target Global Acquisition I…Target Global Acquisition I Co	152,424	$1.72M	0.29%	new
PYROPHYTE ACQUISITION CORPPYROPHYTE ACQUISITION CORP	141,468	$1.63M	0.27%	new
CIENCIENA CORP	25,576	$1.58M	0.26%	+6,251		Timeline
CPCANADIAN PACIFIC KANSAS CITY	18,400	$1.57M	0.26%	new		Timeline
MRVLMARVELL TECHNOLOGY INC	21,468	$1.55M	0.26%	+913		Timeline
TECHNOLOGY & TEL EQUITYTECHNOLOGY & TEL EQUITY	125,000	$1.52M	0.25%	new
AVGOBROADCOM INC	8,131	$1.4M	0.23%	+6,731		Timeline
COLOMBIERACQUISITIONCORPICOLOMBIERACQUISITIONCORPI	136,518	$1.4M	0.23%	0
MKSIMKS INC.	12,849	$1.4M	0.23%	-991		Timeline
Patria Latin American Oppor…Patria Latin American Opportunity…	116,774	$1.36M	0.23%	-3,326
CATALENT INC USD 0.01CATALENT INC USD 0.01	21,607	$1.31M	0.22%	-11,441
PROPROS Holdings Inc	68,000	$1.26M	0.21%	+15,482		Timeline
ONON SEMICONDUCTOR CORP	16,973	$1.23M	0.2%	new		Timeline
PLMJFPLUM ACQUISITION CORP. III CLA	110,000	$1.2M	0.2%	new		Timeline
QETAQUETTA ACQUISITION CORP	111,530	$1.16M	0.19%	0		Timeline
BBUBROOKFIELD BUSINESS PARTNERS L	49,505	$1.15M	0.19%	-10,388		Timeline
GLOBALINK INVT INCGLOBALINK INVT INC	100,000	$1.13M	0.19%	new
ARES ACQUISITION CORP IIARES ACQUISITION CORP II	101,694	$1.1M	0.18%	+200
BAMBROOKFIELD ASSET MANAGMT LTD	17,096	$1.09M	0.18%	new		Timeline
GOLDEN STAR ACQUISITION CORPGOLDEN STAR ACQUISITION CORP	100,000	$1.09M	0.18%	-6,740
STLDSTEEL DYNAMICS INC	8,400	$1.06M	0.18%	-3,700		Timeline
BLUE OCEAN ACQUISITION CORPBLUE OCEAN ACQUISITION CORP	90,000	$1.02M	0.17%	new
XHBSPDR SERIES TRUST	8,000	$996K	0.17%	new		Timeline
STRONGHOLD DIGITAL MINING INSTRONGHOLD DIGITAL MINING IN	174,561	$882K	0.15%	new
NUVEI CORPORATIONNUVEI CORPORATION	25,711	$857K	0.14%	+14,552
INTEGRATED WELLNESS ACQ CORPINTEGRATED WELLNESS ACQ CORP	72,000	$849K	0.14%	new
RCLROYAL CARIBBEAN GROUP	4,754	$843K	0.14%	+1,454		Timeline
MLMMARTIN MARIETTA MATLS INC	1,500	$807K	0.13%	new		Timeline
PLAYAGS INCPLAYAGS INC	69,918	$796K	0.13%	+31,801
MUMICRON TECHNOLOGY INC	7,500	$778K	0.13%	+2,000		Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	34,494	$758K	0.13%	0
GROYGOLD ROYALTY CORP	537,175	$731K	0.12%	-223,809		Timeline
IMOIMPERIAL OIL LTD	9,000	$634K	0.11%	new		Timeline
DT CLOUD ACQUISITION CORPDT CLOUD ACQUISITION CORP	61,021	$629K	0.1%	new
FUTURETECH II ACQUISITION COFUTURETECH II ACQUISITION CO	50,000	$550K	0.09%	0
MARATHON OIL CORPMARATHON OIL CORP	20,200	$538K	0.09%	new
DMYYDMY SQUARED TECHNOLOGY GROUP I	50,000	$536K	0.09%	0		Timeline
BTUPEABODY ENGR CORP	19,100	$507K	0.08%	new		Timeline
GOOSCANADA GOOSE HLDGS INC	40,000	$501K	0.08%	new		Timeline
FVNNUFUTURE VISION II ACQUISITION	50,022	$501K	0.08%	new		Timeline
KTOSKRATOS DEFENSE & SEC SOLUTIO	20,280	$473K	0.08%	-29,678		Timeline
GSMFERROGLOBE PLC	100,000	$464K	0.08%	0		Timeline
CHAIN BRIDGE ICHAIN BRIDGE I	40,000	$452K	0.08%	new
RZLVREZOLVE AI PLC	131,250	$441K	0.07%	new		Timeline
ODFLOLD DOMINION FREIGHT LINE IN	2,100	$417K	0.07%	new		Timeline
CNQCANADIAN NAT RES LTD MED TER	12,300	$408K	0.07%	new		Timeline
DISTOKEN ACQUISITION CORPDISTOKEN ACQUISITION CORP	37,572	$408K	0.07%	-76,567
PMCBPHARMACYTE BIOTECH INC	209,266	$400K	0.07%	-118,237		Timeline
PROFPROFOUND MED CORP	50,000	$398K	0.07%	new		Timeline
NENOBLE CORP PLC	10,900	$394K	0.07%	new		Timeline
FOCUS IMPACT BH3 ACQUISITIONFOCUS IMPACT BH3 ACQUISITION	37,019	$389K	0.06%	new
GORES HOLDINGS IX INCGORES HOLDINGS IX INC	36,469	$386K	0.06%	new
ARCH RESOURCES INCARCH RESOURCES INC	2,500	$345K	0.06%	new
ALGOMA STL GROUP INCALGOMA STL GROUP INC	200,056	$344K	0.06%	new
CANTOR EQUITY PARTNERS INCCANTOR EQUITY PARTNERS INC	32,380	$325K	0.05%	new
GROY/WSGOLD ROYALTY CORP	988,400	$297K	0.05%	0		Timeline
JELDJELD-WEN HLDG INC	17,602	$278K	0.05%	new		Timeline
BTMDBIOTE CORP	49,651	$277K	0.05%	new		Timeline
NULLNULL	23,599	$275K	0.05%	-122,280
SQUARESPACE INCSQUARESPACE INC	5,800	$269K	0.04%	0
XPLSOLITARIO RESOURCES CORP	381,913	$267K	0.04%	-168,087		Timeline
HAYNES INTL INCHAYNES INTL INC	4,195	$250K	0.04%	-29,689
SYMSYMBOTIC INC	10,000	$244K	0.04%	+2,000		Timeline
ASTSAST SPACEMOBILE INC	8,873	$232K	0.04%	new		Timeline
NPWRNET POWER INC	33,037	$232K	0.04%	0		Timeline
KGCKINROSS GOLD CORP	23,400	$219K	0.04%	-68,500		Timeline
VBNKVERSABANK NEW	15,866	$211K	0.04%	new		Timeline
RVTROYCE SMALL CAP TRUST INC	13,400	$210K	0.03%	new		Timeline
INTEINTEGRAL ACQ.CORP 1 CL A (DE)	18,572	$206K	0.03%	-31,428		Timeline
SOCSABLE OFFSHORE CORP	8,631	$204K	0.03%	new		Timeline
NUSCALE PWR CORPNUSCALE PWR CORP	63,045	$200K	0.03%	new
ZEOZEO ENERGY CORP	115,580	$195K	0.03%	-365,868		Timeline
CORZZCORE SCIENTIFIC INC NEW	15,951	$188K	0.03%	-288,542		Timeline
MBIMBIA INC	48,449	$173K	0.03%	new		Timeline
SABASABA CAPITAL INCOME & OPPORT	20,000	$170K	0.03%	new		Timeline
BMEZBLACKROCK HEALTH SCIENCES TE	10,000	$158K	0.03%	new		Timeline
BTDRBITDEER TECHNOLOGIES GROUP	20,000	$157K	0.03%	new		Timeline
VLOSWVELOS ACQUISITION I CORP	811,008	$122K	0.02%	new		Timeline
GLOBAL LIGHTS ACQUISITION COGLOBAL LIGHTS ACQUISITION CO	10,841	$113K	0.02%	new
HERAMBA ELEC PLCHERAMBA ELEC PLC	63,631	$109K	0.02%	new
INFLECTION PT ACQUISITN CRPINFLECTION PT ACQUISITN CRP	430,029	$103K	0.02%	+171,894
ARES ACQUISITION CORP II-28ARES ACQUISITION CORP II-28	544,172	$87.1K	0.01%	0
HPAIHELPORT AI LTD	29,152	$71.7K	0.01%	new		Timeline
EQV VENTURES ACQUISITION COREQV VENTURES ACQUISITION COR	538,356	$70K	0.01%	new
BITFBITFARMS LTD	30,745	$64.9K	0.01%	-286,580		Timeline
ZEOWWZEO ENERGY CORP	1,255,879	$62.8K	0.01%	+587,894		Timeline
X4 PHARMACEUTICALS INCX4 PHARMACEUTICALS INC	89,158	$59.7K	0.01%	-400,000
VEEAWVEEA INC	235,190	$56.4K	0.01%	new		Timeline
LPAAWLAUNCH ONE ACQUISITION CORP	508,916	$40.7K	0.01%	new		Timeline
SK GROWTH OPPORTUNITIES CORPSK GROWTH OPPORTUNITIES CORP	184,157	$38.7K	0.01%	0
LEGATO MERGER CORP IIILEGATO MERGER CORP III	256,312	$38.4K	0.01%	+206,312
SIMAWSIM ACQUISITION CORP. I	406,721	$36.6K	0.01%	new		Timeline
SPKLWSPARK I ACQUISITION CORP	266,020	$34.6K	0.01%	+207,090		Timeline
MELAR ACQUISITION CORP. IMELAR ACQUISITION CORP. I	359,151	$32.3K	0.01%	new
MRNOWMURANO GLOBAL INVT PLC	186,684	$28K	<0.01%	-60,628		Timeline
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	295,146	$26.6K	<0.01%	0
ALFUWCENTURION ACQUISITION CORP	290,553	$26.1K	<0.01%	new		Timeline
GCT SEMICONDUCTOR HLDG INCGCT SEMICONDUCTOR HLDG INC	183,091	$23.8K	<0.01%	0
XCF Global IncXCF Global Inc	580,967	$23.2K	<0.01%	+172,608
CUBWWLIONHEART HOLDINGS	363,314	$21.8K	<0.01%	new		Timeline
HERAMBA ELECTRIC EQHERAMBA ELECTRIC EQ	214,336	$21.4K	<0.01%	new
RZLVWREZOLVE AI PLC	103,775	$18.7K	<0.01%	new		Timeline
Spring Valley Acquisition C…Spring Valley Acquisition Corp II	200,000	$18K	<0.01%	0
GIGGWGIGCAPITAL7 CORP	261,500	$15.7K	<0.01%	new		Timeline
Oak Woods Acquisition CorpOak Woods Acquisition Corp	501,190	$15K	<0.01%	0
Spring Valley Acquisition C…Spring Valley Acquisition Corp II	360,841	$14.4K	<0.01%	0
INTEGRAL ACQUISITION 1 CORPINTEGRAL ACQUISITION 1 CORP	351,311	$14.1K	<0.01%	0
CSLM ACQUISITION CORPCSLM ACQUISITION CORP	133,900	$13.4K	<0.01%	+76,100
IBACRIB ACQUISITION CORP	150,000	$12K	<0.01%	0		Timeline
DTSQRDT CLOUD STAR ACQUISITION CO	99,000	$11.9K	<0.01%	new		Timeline
KVACWKEEN VISION ACQUISITION CORP	224,607	$11.2K	<0.01%	-22,050		Timeline
TLGY ACQUISITION CORPORATIO…TLGY ACQUISITION CORPORATION W	360,690	$10.8K	<0.01%	0
Everest Consolidator Acquis…Everest Consolidator Acquisition …	359,510	$10.8K	<0.01%	-246,777
PERCEPTION CAPITAL CORP IIIPERCEPTION CAPITAL CORP III	350,000	$10.5K	<0.01%	0
BOLT PROJECTS HLDSBOLT PROJECTS HLDS	300,000	$9K	<0.01%	new
AA MISSION ACQUISITI…AA MISSION ACQUISITION …	125,000	$7.5K	<0.01%	new
ESHARESH ACQUISITION CORP	92,627	$7.41K	<0.01%	0		Timeline
Chenghe Acquisition II CoChenghe Acquisition II Co	105,037	$7.35K	<0.01%	new
PLMWFPLUM ACQUISITION CORP. III WAR	140,912	$7.05K	<0.01%	-19,568		Timeline
BATTERY FUTURE ACQUISITION CBATTERY FUTURE ACQUISITION C	670,438	$6.7K	<0.01%	+200,000
BOWEN ACQUISITION CORPBOWEN ACQUISITION CORP	29,596	$5.62K	<0.01%	0
TNL MediageneTNL Mediagene	281,000	$5.62K	<0.01%	0
GRAF GLOBAL CORPGRAF GLOBAL CORP	32,657	$4.9K	<0.01%	new
FORLWWTS/FOUR LEAF ACQUISITION CORPORA…	87,856	$4.39K	<0.01%	-100,661		Timeline
Bynordic Acquisition CorpBynordic Acquisition Corp	55,050	$3.85K	<0.01%	new
Invest Acquisition CorpInvest Acquisition Corp	333,948	$3.34K	<0.01%	-10,800
RFAIRRF ACQUISITION CORP II	50,000	$3K	<0.01%	new		Timeline
BANNIX ACQUISITION CORPBANNIX ACQUISITION CORP	148,397	$2.97K	<0.01%	0
WinVest Acquisition CorpWinVest Acquisition Corp	257,731	$2.58K	<0.01%	0
HAYMAKER ACQUISITION CORP IVHAYMAKER ACQUISITION CORP IV	12,500	$2K	<0.01%	0
ATMCWALPHATIME ACQUISITION CORP RED	141,606	$1.42K	<0.01%	0		Timeline
MOUNTAIN & CO I ACQUISITN COMOUNTAIN & CO I ACQUISITN CO	108,900	$1.09K	<0.01%	0
HUBCZHUB CYBER SECURITY LTD	1,950,375	$0	0%	-178,983	Value filed as zero, left out of ratios.	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
GLDSPDR GOLD TR GOLD SHS	put	103,000	$25M	+73,000
KREFKKR REAL ESTATE FIN TR INC COM	call	500,000	$6.17M	new
FCXFREEPORT MCMORAN INC Stock	call	102,500	$5.12M	new
QQQINVESCO QQQ TR COM	put	10,000	$4.88M	new
INSPINSPIRE MED SYS INC Stock	call	22,000	$4.64M	+18,600
ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC COM	call	403,700	$4.12M	-46,300
AEMAGNICO EAGLE MINES LTD Stock	call	43,900	$3.54M	new
SOCSABLE OFFSHORE CORP COM SHS	call	114,700	$2.71M	new
NVDANVIDIA CORPORATION COM	put	20,000	$2.43M	new
VOOVANGUARD INDEX FDS COM	call	4,500	$2.37M	-18,000
XLESELECT SECTOR SPDR TR SHS	call	25,000	$2.19M	new
BTUPEABODY ENGR CORP COM	call	82,500	$2.19M	new
SLVISHARES SILVER TR COM	call	75,000	$2.13M	new
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM	call	52,500	$1.85M	new
CLFCLEVELAND-CLIFFS INC NEW Stock	call	145,000	$1.85M	new
CNICANADIAN NATL RY CO STOK	call	15,000	$1.76M	new
SPRYARS PHARMACEUTICALS INC COM	call	105,800	$1.53M	-38,100
SRGSERITAGE GROWTH PPTYS CL A	call	325,600	$1.51M	-251,100
SLGSL GREEN RLTY CORP REIT	put	20,000	$1.39M	new
NEMNEWMONT CORP COM	call	25,000	$1.34M	new
EROERO COPPER CORP Stock	put	50,000	$1.11M	-50,000
MDUMDU RES GROUP INC COM	call	40,000	$1.1M	-160,000
VOOVANGUARD INDEX FDS COM	put	2,000	$1.06M	new
HCCWARRIOR MET COAL INC COM	call	15,000	$958K	new
WGMICOINSHARES ETF TR COINSHARES BITCN	put	50,000	$950K	new
ALBALBEMARLE CORP COM	call	10,000	$947K	new
PIIPOLARIS INC Stock	put	11,200	$932K	new
INTCINTEL CORP COM	call	35,000	$821K	new
MLMMARTIN MARIETTA MATLS INC Stock	call	1,500	$807K	new
NLOPNET LEASE OFFICE PROPERTIES COM	call	25,000	$766K	0
CCJCAMECO CORP Stock	call	14,300	$683K	new
SPHRSPHERE ENTERTAINMENT CO Stock	call	15,000	$663K	new
STLDSTEEL DYNAMICS INC Stock	call	5,000	$630K	new
EQXEQUINOX GOLD CORP COM	put	100,000	$609K	-45,000
BTDRBITDEER TECHNOLOGIES GROUP Stock	put	75,000	$587K	new
DOOBRP INC Stock	put	6,200	$369K	new
NENOBLE CORP PLC Stock	call	10,000	$361K	new
WWAYFAIR INC CL A	call	6,000	$337K	new
ODFLOLD DOMINION FREIGHT LINE IN Stock	call	1,500	$298K	new
SPIRIT AIRLS INCSPIRIT AIRLS INC COM	put	100,000	$240K	new
WULFTERAWULF INC COM	put	50,000	$234K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
OPENDOOR TECHNOLOGIES INOPENDOOR TECHNOLOGIES IN 0.250 08/15/26 CVT	principal	19,429	$16.6M	new
Dropbox IncDropbox Inc Convertible bond	principal	15,859	$15.3M	0
ATLANTICA SUSTAINABLE INFRAATLANTICA SUSTAINABLE INFRA NOTE 4.000% 7/1	principal	15,300	$15.1M	0
PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1	principal	16,079	$14.6M	0
NUTANIX INCNUTANIX INC Convertible	principal	12,000	$14.4M	0
MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1	principal	10,200	$13.9M	0
KAR AUCTIONKAR AUCTION 5.125 6/1/2025	principal	12,487	$12.6M	new
SPHERE ENTM T COSPHERE ENTM T CO 3.50 01/12/2028	principal	8,500	$12.4M	new
ENVESTNET INCENVESTNET INC NOTE 0.750% 8/1	principal	12,000	$11.8M	+2,000
MARA HOLDINGS INCMARA HOLDINGS INC NOTE 1.000%12/0	principal	13,250	$11.8M	-5,000
AIR CANADAAIR CANADA 4.00 7/1/2025	principal	11,303	$11.6M	new
VERMILION ENERGY TRUSTVERMILION ENERGY TRUST 5.625 15/03/2025 144A	principal	11,559	$11.5M	new
TripAdvisor IncTripAdvisor Inc CONV	principal	11,500	$10.6M	0
LENDINGTREE INCLENDINGTREE INC NOTE 0.500% 7/1	principal	10,225	$9.77M	0
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP NOTE 0.500% 4/0	principal	10,000	$9.26M	+4,500
RAPID7 INCRAPID7 INC NOTE 0.250% 3/1	principal	10,000	$9.16M	0
VIRGIN GALATIC HOLDINGSVIRGIN GALATIC HOLDINGS 2.500 02/01/27 CVT	principal	28,500	$9.13M	+5,000
NICE LTDNICE LTD NOTE 9/1	principal	9,321	$8.91M	+2,000
UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1	principal	10,000	$8.9M	new
WESTERN DIGITALWESTERN DIGITAL 3.00 15/11/2028	principal	6,000	$8.89M	new
IIP OPERATING PARTNERIIP OPERATING PARTNER 5.500 05/25/26 '26	principal	9,082	$8.85M	new
FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1	principal	9,500	$8.37M	0
MARATHON DIGITALMARATHON DIGITAL 2.125 01/09/2031	principal	7,000	$7.99M	new
WISDOMTREE INCWISDOMTREE INC NOTE 3.250% 6/1	principal	7,344	$7.98M	0
RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0	principal	7,799	$7.6M	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	7,000	$7.23M	0
BLACKBERRY LTDBLACKBERRY LTD 3.00 15/02/2029	principal	7,000	$7.11M	new
CORZ 3 09/01/29CORZ 3 09/01/29 FIXED INCOME	principal	5,000	$6.97M	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1	principal	6,000	$6.93M	0
PERFICIENT INCPERFICIENT INC BOND	principal	7,000	$6.9M	0
SNAP INCSNAP INC NOTE 0.250% 5/0	principal	7,100	$6.85M	0
WISDOMTREE INCWISDOMTREE INC 3.25 15/08/2029	principal	6,000	$6.25M	new
SABRE GLBL INCSABRE GLBL INC BOND	principal	6,309	$6.21M	0
SPIRIT AIRLS INCSPIRIT AIRLS INC NOTE 1.000% 5/1	principal	19,393	$5.91M	+1,000
GROUPON INCGROUPON INC NOTE 1.125% 3/1	principal	6,500	$5.81M	new
BLACKLINE INCBLACKLINE INC NOTE 3/1	principal	6,000	$5.62M	0
MUVICO LLCMUVICO LLC 8.000 04/30/30 CVT	principal	5,000	$5.45M	new
PETIQ INCPETIQ INC NOTE 4.000% 6/0	principal	4,522	$5.27M	new
MICHAEL KORS USAMICHAEL KORS USA 4.25 01/11/2024	principal	5,000	$5M	new
TECHTARGET INCTECHTARGET INC NOTE 12/1	principal	5,000	$4.89M	0
GOPRO INCGOPRO INC BOND	principal	5,000	$4.49M	0
LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1	principal	5,095	$3.9M	0
UPWORK INCUPWORK INC NOTE 0.250% 8/1	principal	4,000	$3.65M	0
INFINERA CORPINFINERA CORP BOND	principal	2,500	$2.83M	0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1	principal	3,000	$2.6M	0
NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1	principal	2,396	$2.34M	0
LIB TRIP ADV HOLLIB TRIP ADV HOL 0.50 30/06/2051	principal	2,250	$2.1M	new
PORCH GROUP INCPORCH GROUP INC NOTE/6 750% 10/1	principal	3,500	$1.93M	new
MODIVCAREMODIVCARE 5.00 01/10/2029	principal	2,000	$1.25M	new
CANNABIST COCANNABIST CO 6.00 29/06/2025	principal	1,000	$870K	new
CANNABIST COCANNABIST CO 6.00 29/06/2025	principal	1,000	$868K	new
LCID 1 1/4 12/15/26LCID 1 1/4 12/15/26 FIXED INCOME	principal	1,000	$675K	new

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
TLTISHARES TR	222,000	$20.4M	put
BOX INCBOX INC	8,500	$9.78M	principal
EVERBRIDGE INCEVERBRIDGE INC	7,700	$7.54M	principal
VSTVISTRA CORP	81,000	$6.96M	call
ALFUUCENTURION ACQUISITION CORP	639,378	$6.39M	shares
CUBWULIONHEART HOLDINGS	479,700	$4.79M	shares
SRGSERITAGE GROWTH PPTYS	984,511	$4.6M	shares
CORZCORE SCIENTIFIC INC NEW	478,029	$4.45M	shares
WISDOMTREE INCWISDOMTREE INC	2,700	$3.33M	principal
ARANTERO RESOURCES CORP	100,000	$3.26M	put
MACIUMELAR ACQUISITION CORP. I	281,550	$2.82M	shares
EMBRACE CHANGE ACQUISITN COREMBRACE CHANGE ACQUISITN COR	226,953	$2.55M	shares
ACAARCOSA INC	30,000	$2.5M	call
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	208,211	$2.27M	shares
MONTEREY CAP ACQUISITION CORMONTEREY CAP ACQUISITION COR	200,199	$2.26M	shares
EVCOEVEREST CONSOLIDATOR ACQUISITI	199,801	$2.25M	shares
CHENGHE ACQUISITION II COCHENGHE ACQUISITION II CO	208,133	$2.08M	shares
PMPHILIP MORRIS INTL INC	20,000	$2.03M	call
MR COOPER GROUP INCMR COOPER GROUP INC	23,172	$1.88M	shares
IVCBFINVEST ACQUISITION CORP	163,006	$1.85M	shares
AQNALGONQUIN POWER & UTILITIES	300,000	$1.76M	call
FORTUNE RISE ACQUISITION CORFORTUNE RISE ACQUISITION COR	154,990	$1.74M	shares
AEMAGNICO EAGLE MINES LTD	25,000	$1.64M	put
BUKIT JALIL GBL ACQUISITION…BUKIT JALIL GBL ACQUISITION ORD S…	150,000	$1.6M	shares
FOUR LEAF ACQUISITION CORPFOUR LEAF ACQUISITION CORP	145,306	$1.59M	shares
CLFCLEVELAND-CLIFFS INC NEW	100,000	$1.54M	put
IBACIB ACQUISITION CORP	150,000	$1.5M	shares
ZALATORIS ACQUISITION CORPZALATORIS ACQUISITION CORP	132,725	$1.46M	shares
TONTUGRAF GLOBAL CORP	138,300	$1.38M	shares
DELLDELL TECHNOLOGIES INC	10,000	$1.38M	put
FCXFREEPORT MCMORAN INC	28,000	$1.36M	put
RGLDROYAL GOLD INC	10,000	$1.25M	put
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII	114,210	$1.23M	shares
DJTTRUMP MEDIA & TECHNOLOGY GRO	202,200	$1.21M	shares
CSLM ACQUISITION CORPCSLM ACQUISITION CORP	104,281	$1.17M	shares
PHMPULTE GROUP INC	10,000	$1.1M	call
AIMFINITY INVESTMENT CORP IAIMFINITY INVESTMENT CORP I	93,490	$1.06M	shares
NEMNEWMONT CORP	25,000	$1.05M	shares
EXCELFIN ACQUISITION CORPEXCELFIN ACQUISITION CORP	83,988	$926K	shares
CMCOCOLUMBUS MCKINNON CORP N Y	25,651	$886K	shares
HIBBETT INCHIBBETT INC	9,960	$869K	shares
KGCKINROSS GOLD CORP	100,000	$832K	put
RFAIURF ACQUISITION CORP II	75,000	$754K	shares
SHOPSHOPIFY INC	11,000	$727K	shares
SABLE OFFSHORE CORPSABLE OFFSHORE CORP	166,108	$709K	shares
CLIMATEROCKCLIMATEROCK	61,100	$699K	shares
RGLDROYAL GOLD INC	5,450	$682K	shares
BYNORDIC ACQUISITION CL A O…BYNORDIC ACQUISITION CL A ORD	57,237	$646K	shares
CDAQFCOMPASS DIGITAL ACQ.CORP ORD S	52,567	$572K	shares
CDNSCADENCE DESIGN SYSTEM INC	1,790	$551K	shares
SDCL EDGE ACQUISITION CORPSDCL EDGE ACQUISITION CORP	50,000	$550K	shares
FSMFORTUNA MNG CORP	112,476	$550K	shares
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	49,651	$545K	shares
FNVFRANCO NEV CORP	4,400	$521K	put
AIVAPARTMENT INVT & MGMT CO	61,314	$508K	shares
MANHMANHATTAN ASSOCIATES INC	2,000	$493K	put
IRBTQIROBOT CORP	50,000	$456K	put
AROGO CAPITAL ACQUISITION COAROGO CAPITAL ACQUISITION CO	41,362	$454K	shares
AMCAMC ENTMT HLDGS INC	75,000	$374K	put
CETUS CAP ACQUISITION CORPCETUS CAP ACQUISITION CORP	33,445	$356K	shares
Canna-Global Acquisition Co…Canna-Global Acquisition Corp	32,800	$341K	shares
GFRGREENFIRE RES LTD NEW	50,003	$338K	shares
PEARL HOLDINGS ACQUISITN CORPEARL HOLDINGS ACQUISITN COR	30,211	$333K	shares
EQXEQUINOX GOLD CORP	60,000	$314K	shares
HANESBRANDS INCHANESBRANDS INC	50,000	$246K	shares
Oak Woods Acquisition CorpOak Woods Acquisition Corp	20,096	$219K	shares
WWAYFAIR INC	4,000	$211K	put
MPCMARATHON PETE CORP	1,200	$208K	shares
VZLAVIZSLA SILVER CORP	89,200	$160K	shares
TORTOISEECOFIN ACQUISITION CTORTOISEECOFIN ACQUISITION C	984,489	$118K	shares
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	10,000	$116K	shares
CHURCHILL CAPITAL CORP VIICHURCHILL CAPITAL CORP VII	292,250	$102K	shares
LZMWSLIFEZONE METALS LIMITED	194,574	$87.6K	shares
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	100,000	$85K	put
MGNXMACROGENICS INC	14,800	$62.9K	shares
KERNEL GROUP HOLDINGS INCKERNEL GROUP HOLDINGS INC	370,000	$48.1K	shares
GOLDEN ARROW MERGER CORPGOLDEN ARROW MERGER CORP	300,000	$45K	shares
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	37,440	$31.8K	shares
ARMADA ACQUISITION CORP IARMADA ACQUISITION CORP I	207,659	$24.9K	shares
PLUM ACQUISITION CORP IPLUM ACQUISITION CORP I	235,190	$18.8K	shares
PGYWWPAGAYA TECHNOLOGIES LTD	154,481	$17K	shares
VGASWVERDE CLEAN FUELS INC	91,475	$16.5K	shares
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	79,252	$12.7K	shares
PROJECT ENERGY REIMAGINED ACPROJECT ENERGY REIMAGINED AC	206,110	$12.4K	shares
ANSCWAGRICULTURE & NAT SOL ACQ CO	75,557	$12.1K	shares
SELINA HOSPITALITY PLCSELINA HOSPITALITY PLC	132,841	$9.3K	shares
DIGIASISIA WARRANTSDIGIASISIA WARRANTS	100,000	$6K	shares
FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVE	195,666	$3.91K	shares
EQUITY UNCOVERED AMERICAN C…EQUITY UNCOVERED AMERICAN CALL	358,307	$3.58K	shares
MONTEREY CAP ACQUISITION CORMONTEREY CAP ACQUISITION COR	149,396	$2.99K	shares
BRLSWBOREALIS FOODS INC	30,364	$2.12K	shares
ENPHYS ACQUISITION CORPENPHYS ACQUISITION CORP	52,372	$2.1K	shares
XBP GLOBAL HOLDINGS INCXBP GLOBAL HOLDINGS INC	52,087	$2.08K	shares
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	152,000	$1.52K	shares
WTS/BELLEVUE LIFE SCNCS AQS…WTS/BELLEVUE LIFE SCNCS AQSTN CORP	12,317	$246	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001461790-24-000046	base		2024-11-15	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC