13F-HR filed by K2 PRINCIPAL FUND, L.P.
K2 PRINCIPAL FUND, L.P. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-15, with 263 holding rows worth $694,663,488.
- Accession
- 0001461790-24-000046
- Filer
- CIK 1461790
- Filed
- 2024-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 263 entries on the cover page, a total value of $694,663,488 stated on the cover page (in dollars after the unit check, H1), rows summing to $694,663,488 with VALUE read as dollars as filed, 13F file number 028-16812. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 103,000 | $25,035,180 | dollars as filed | put |
| OPENDOOR TECHNOLOGIES IN | 683712AA1 | 0.250 08/15/26 CVT | 19,429 | $16,584,206 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 15,859 | $15,348,340 | dollars as filed | principal |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 15,300 | $15,116,400 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 16,079 | $14,583,650 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 12,000 | $14,360,400 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 10,200 | $13,906,680 | dollars as filed | principal |
| KAR AUCTION | 48238TAA7 | 5.125 6/1/2025 | 12,487 | $12,552,182 | dollars as filed | principal |
| iShares Gold Trust | 464285204 | COM | 250,000 | $12,425,000 | dollars as filed | |
| SPHERE ENTM T CO | 55826TAA0 | 3.50 01/12/2028 | 8,500 | $12,368,265 | dollars as filed | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 12,000 | $11,827,200 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 13,250 | $11,756,730 | dollars as filed | principal |
| AIR CANADA | 008911BF5 | 4.00 7/1/2025 | 11,303 | $11,577,663 | dollars as filed | principal |
| VERMILION ENERGY TRUST | 923725AB1 | 5.625 15/03/2025 144A | 11,559 | $11,541,662 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 11,500 | $10,642,100 | dollars as filed | principal |
| VOYAGER ACQUISITION CORP | G93A7H120 | UNIT | 1,042,400 | $10,424,000 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 10,225 | $9,771,010 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,261,000 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 10,000 | $9,161,000 | dollars as filed | principal |
| VIRGIN GALATIC HOLDINGS | 92766KAA4 | 2.500 02/01/27 CVT | 28,500 | $9,131,970 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 9,321 | $8,910,880 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $8,900,000 | dollars as filed | principal |
| WESTERN DIGITAL | 958102AS4 | 3.00 15/11/2028 | 6,000 | $8,894,160 | dollars as filed | principal |
| IIP OPERATING PARTNER | 44988FAD2 | 5.500 05/25/26 '26 | 9,082 | $8,851,317 | dollars as filed | principal |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 240,001 | $8,671,236 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 9,500 | $8,369,500 | dollars as filed | principal |
| MARATHON DIGITAL | 565788AC0 | 2.125 01/09/2031 | 7,000 | $7,985,110 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 7,344 | $7,978,520 | dollars as filed | principal |
| HCM II ACQUISITION CORP | G43658114 | UNIT 99/99/9999 | 774,788 | $7,755,628 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 7,799 | $7,597,010 | dollars as filed | principal |
| VINE HILL CAP INVT CORP. | G93Y09123 | UNIT 09/06/2026 | 725,000 | $7,250,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 7,000 | $7,234,500 | dollars as filed | principal |
| BLACKBERRY LTD | 09228FAL7 | 3.00 15/02/2029 | 7,000 | $7,111,300 | dollars as filed | principal |
| CORZ 3 09/01/29 | 21874AAC0 | FIXED INCOME | 5,000 | $6,972,050 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 6,000 | $6,933,600 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 7,000 | $6,899,200 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 7,100 | $6,850,790 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAG9 | 3.25 15/08/2029 | 6,000 | $6,251,280 | dollars as filed | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 6,309 | $6,215,000 | dollars as filed | principal |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 500,000 | $6,175,000 | dollars as filed | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 19,393 | $5,912,930 | dollars as filed | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 409,610 | $5,841,039 | dollars as filed | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 6,500 | $5,809,050 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 6,000 | $5,618,400 | dollars as filed | principal |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 534,951 | $5,461,850 | dollars as filed | |
| MUVICO LLC | 62844JAA6 | 8.000 04/30/30 CVT | 5,000 | $5,448,250 | dollars as filed | principal |
| ANDRETTI ACQUISITION CORP II | G26745110 | UNIT 99/99/9999 | 540,373 | $5,403,730 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 4,522 | $5,271,750 | dollars as filed | principal |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 29,289 | $5,220,472 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 102,500 | $5,116,800 | dollars as filed | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 270,501 | $4,998,858 | dollars as filed | |
| MICHAEL KORS USA | 59408TAA8 | 4.25 01/11/2024 | 5,000 | $4,998,750 | dollars as filed | principal |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 5,000 | $4,889,000 | dollars as filed | principal |
| INVESCO QQQ TR | 46090E103 | COM | 10,000 | $4,880,700 | dollars as filed | put |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 22,000 | $4,643,100 | dollars as filed | call |
| HESS CORP | 42809H107 | COM | 33,523 | $4,552,424 | dollars as filed | |
| GOPRO INC | 38268TAD5 | BOND | 5,000 | $4,485,500 | dollars as filed | principal |
| EQV VENTURES ACQUISITION COR | G3106N109 | CMN | 436,387 | $4,328,959 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 82,702 | $4,307,120 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 25,000 | $4,179,750 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 403,700 | $4,121,777 | dollars as filed | call |
| Amazon.com, Inc | 023135106 | COM | 22,119 | $4,121,433 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 117,951 | $3,993,821 | dollars as filed | |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 5,095 | $3,904,300 | dollars as filed | principal |
| BLACK SPADE ACQUISITION II C | G1153L125 | TRUS | 390,546 | $3,889,838 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 120,487 | $3,689,312 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 4,000 | $3,650,400 | dollars as filed | principal |
| V F CORP COM | 918204108 | Stock | 180,000 | $3,591,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 43,900 | $3,536,584 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,300 | $3,232,698 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 452,753 | $3,042,500 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H107 | COM | 259,800 | $2,883,780 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 2,500 | $2,829,250 | dollars as filed | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 19,812 | $2,712,065 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 114,700 | $2,710,361 | dollars as filed | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 377,753 | $2,685,824 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 3,000 | $2,600,700 | dollars as filed | principal |
| NVIDIA Corp | 67066G104 | COM | 20,000 | $2,428,800 | dollars as filed | put |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,500 | $2,374,515 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 185,000 | $2,362,450 | dollars as filed | |
| Intel Corp | 458140100 | COM | 100,000 | $2,346,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,396 | $2,340,890 | dollars as filed | principal |
| ModivCare Inc | 60783X104 | Common Stock | 158,820 | $2,267,950 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,000 | $2,195,000 | dollars as filed | call |
| PEABODY ENGR CORP | 704551100 | COM | 82,500 | $2,189,550 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 75,000 | $2,130,750 | dollars as filed | call |
| LIB TRIP ADV HOL | 531465AA0 | 0.50 30/06/2051 | 2,250 | $2,096,618 | dollars as filed | principal |
| GATOS SILVER INC | 368036109 | COM | 135,060 | $2,036,705 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 70,000 | $1,988,700 | dollars as filed | |
| PORCH GROUP INC | 733245AC8 | NOTE/6 750% 10/1 | 3,500 | $1,930,915 | dollars as filed | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,020 | $1,924,880 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 16,000 | $1,896,640 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 24,988 | $1,878,098 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 19,500 | $1,875,705 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 52,500 | $1,854,825 | dollars as filed | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 145,000 | $1,851,650 | dollars as filed | call |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 158,685 | $1,831,225 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 164,440 | $1,820,351 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 15,000 | $1,757,250 | dollars as filed | call |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 120,000 | $1,740,000 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,000 | $1,736,700 | dollars as filed | |
| Target Global Acquisition I Co | G8675N109 | COM | 152,424 | $1,716,294 | dollars as filed | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 141,468 | $1,631,126 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 25,576 | $1,575,226 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 18,400 | $1,573,936 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 21,468 | $1,548,272 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 105,800 | $1,534,100 | dollars as filed | call |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 125,000 | $1,522,500 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 325,600 | $1,514,040 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 8,131 | $1,402,598 | dollars as filed | |
| COLOMBIERACQUISITIONCORPI | G2283U100 | COM SHS CL A | 136,518 | $1,400,675 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 12,849 | $1,396,815 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 20,000 | $1,392,200 | dollars as filed | put |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 116,774 | $1,355,746 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 25,000 | $1,336,250 | dollars as filed | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 21,607 | $1,308,736 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 68,000 | $1,259,360 | dollars as filed | |
| MODIVCARE | 60783XAA2 | 5.00 01/10/2029 | 2,000 | $1,253,800 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,973 | $1,232,410 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 110,000 | $1,196,800 | dollars as filed | |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 111,530 | $1,159,912 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 49,505 | $1,153,467 | dollars as filed | |
| GLOBALINK INVT INC | 37892F109 | COM | 100,000 | $1,134,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 50,000 | $1,113,500 | dollars as filed | put |
| ARES ACQUISITION CORP II | G33033104 | SHS CLASS A | 101,694 | $1,101,346 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 40,000 | $1,096,400 | dollars as filed | call |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 17,096 | $1,092,605 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C101 | USD ORD SHS | 100,000 | $1,092,000 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,400 | $1,059,072 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,000 | $1,055,340 | dollars as filed | put |
| BLUE OCEAN ACQUISITION CORP | G1330L105 | CLASS A ORD SHS | 90,000 | $1,019,700 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,000 | $996,480 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,000 | $958,500 | dollars as filed | call |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 50,000 | $950,500 | dollars as filed | put |
| ALBEMARLE CORP | 012653101 | COM | 10,000 | $947,100 | dollars as filed | call |
| POLARIS INC COM | 731068102 | Stock | 11,200 | $932,288 | dollars as filed | put |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 174,561 | $881,533 | dollars as filed | |
| CANNABIST CO | 13765YAC7 | 6.00 29/06/2025 | 1,000 | $870,000 | dollars as filed | principal |
| CANNABIST CO | 13765YAF0 | 6.00 29/06/2025 | 1,000 | $867,500 | dollars as filed | principal |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 25,711 | $857,462 | dollars as filed | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 72,000 | $848,880 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,754 | $843,169 | dollars as filed | |
| Intel Corp | 458140100 | COM | 35,000 | $821,100 | dollars as filed | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,500 | $807,375 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,500 | $807,375 | dollars as filed | call |
| PLAYAGS INC | 72814N104 | COM | 69,918 | $796,366 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 7,500 | $777,825 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 25,000 | $765,500 | dollars as filed | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 34,494 | $758,178 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 537,175 | $730,558 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 14,300 | $682,968 | dollars as filed | call |
| LCID 1 1/4 12/15/26 | 549498AA1 | FIXED INCOME | 1,000 | $675,000 | dollars as filed | principal |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 15,000 | $662,700 | dollars as filed | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9,000 | $634,050 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,000 | $630,400 | dollars as filed | call |
| DT CLOUD ACQUISITION CORP | G28524117 | ORD SHS | 61,021 | $629,127 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100,000 | $609,000 | dollars as filed | put |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 75,000 | $587,250 | dollars as filed | put |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 50,000 | $550,500 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 20,200 | $537,926 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 50,000 | $536,500 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 19,100 | $506,914 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 40,000 | $501,200 | dollars as filed | |
| FUTURE VISION II ACQUISITION | G37068122 | UNIT 06/20/2029 | 50,022 | $500,720 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,280 | $472,524 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 100,000 | $464,000 | dollars as filed | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 40,000 | $451,600 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 131,250 | $441,000 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,100 | $417,144 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 12,300 | $408,483 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 37,572 | $408,408 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 209,266 | $399,698 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 50,000 | $398,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 10,900 | $393,926 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 37,019 | $389,440 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 36,469 | $386,207 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 6,200 | $369,148 | dollars as filed | put |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 10,000 | $361,400 | dollars as filed | call |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,500 | $345,400 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 200,056 | $344,096 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 6,000 | $337,080 | dollars as filed | call |
| CANTOR EQUITY PARTNERS INC | G4491L104 | SHS CL A | 32,380 | $324,771 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,500 | $297,960 | dollars as filed | call |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 988,400 | $296,520 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 17,602 | $278,288 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 49,651 | $277,053 | dollars as filed | |
| NULL | G3312W109 | NULL | 23,599 | $275,400 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 5,800 | $269,294 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 381,913 | $267,339 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,195 | $249,770 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 10,000 | $243,900 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 100,000 | $240,000 | dollars as filed | put |
| TERAWULF INC | 88080T104 | COM | 50,000 | $234,000 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 8,873 | $232,029 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 33,037 | $231,589 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 23,400 | $219,024 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 15,866 | $210,700 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,400 | $210,380 | dollars as filed | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 18,572 | $206,335 | dollars as filed | |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 8,631 | $203,951 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 63,045 | $200,483 | dollars as filed | |
| ZEO ENERGY CORP | 98944F109 | CL A | 115,580 | $195,330 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 15,951 | $187,584 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 48,449 | $172,963 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 20,000 | $170,200 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,000 | $158,400 | dollars as filed | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 20,000 | $156,600 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212115 | *W EXP 99/99/999 | 811,008 | $121,651 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F101 | ORD SHS | 10,841 | $113,397 | dollars as filed | |
| HERAMBA ELEC PLC | G4411J114 | ORD SHS | 63,631 | $109,445 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 430,029 | $103,207 | dollars as filed | |
| ARES ACQUISITION CORP II-28 | G33033120 | *W EXP 99/99/999 | 544,172 | $87,068 | dollars as filed | |
| HELPORT AI LTD | G4R52R103 | ORD SHS | 29,152 | $71,714 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N117 | *W EXP 07/01/203 | 538,356 | $69,986 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 30,745 | $64,872 | dollars as filed | |
| Zeo Energy Corp W Exp 03/13/202 | 98944F117 | SPAC Combination | 1,255,879 | $62,794 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 89,158 | $59,736 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 235,190 | $56,446 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M126 | *W EXP 06/01/203 | 508,916 | $40,713 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 184,157 | $38,673 | dollars as filed | |
| LEGATO MERGER CORP III | G5451A111 | *W EXP 05/08/203 | 256,312 | $38,447 | dollars as filed | |
| Sim Acquisition Corp. I W Exp 06/01/203 | G8431T119 | SPACS Warrant | 406,721 | $36,605 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B118 | *W EXP 10/01/203 | 266,020 | $34,583 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 359,151 | $32,324 | dollars as filed | |
| MURANO GLOBAL INVT PLC | G63369113 | *W EXP 03/19/202 | 186,684 | $28,003 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 295,146 | $26,563 | dollars as filed | |
| Centurion Acquisition Corp W Exp 05/31/203 | G20315118 | SPACS Warrant | 290,553 | $26,150 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 183,091 | $23,802 | dollars as filed | |
| XCF Global Inc | 22677T110 | Warrant | 580,967 | $23,239 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 363,314 | $21,799 | dollars as filed | |
| HERAMBA ELECTRIC EQ | g4411j106 | WT | 214,336 | $21,434 | dollars as filed | |
| REZOLVE AI PLC | G75398118 | *W EXP 08/15/202 | 103,775 | $18,680 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 200,000 | $18,000 | dollars as filed | |
| GIGCAPITAL7 CORP | G38648120 | *W EXP 08/29/202 | 261,500 | $15,690 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 501,190 | $15,036 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 360,841 | $14,434 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 351,311 | $14,052 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 133,900 | $13,390 | dollars as filed | |
| IB ACQUISITION CORP | 44934N116 | RIGHT 09/28/2026 | 150,000 | $12,000 | dollars as filed | |
| Dt Cloud Star Acquisition Co Right 07/09/2029 | G2853N114 | SPACS | 99,000 | $11,880 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 224,607 | $11,230 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 360,690 | $10,821 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 359,510 | $10,785 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 350,000 | $10,500 | dollars as filed | |
| BOLT PROJECTS HLDS | 09769b115 | WT | 300,000 | $9,000 | dollars as filed | |
| AA MISSION ACQUISITION CORP | G1000R127 | *W EXP 08/01/203 | 125,000 | $7,500 | dollars as filed | |
| ESH ACQUISITION CORP | 296424112 | RIGHT 06/13/2028 | 92,627 | $7,410 | dollars as filed | |
| Chenghe Acquisition II Co | G20873116 | Warrant | 105,037 | $7,353 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 140,912 | $7,046 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 670,438 | $6,704 | dollars as filed | |
| BOWEN ACQUISITION CORP | G12729128 | RIGHT 99/99/9999 | 29,596 | $5,623 | dollars as filed | |
| TNL Mediagene | G1330L121 | Warrant | 281,000 | $5,620 | dollars as filed | |
| Graf Global Corp W Exp 05/31/203 | G4036C122 | SPACS Warrant | 32,657 | $4,899 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 87,856 | $4,393 | dollars as filed | |
| Bynordic Acquisition Corp | 124420118 | Warrant | 55,050 | $3,854 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 333,948 | $3,339 | dollars as filed | |
| RF ACQUISITION CORP II | G75389117 | RIGHT 05/01/2026 | 50,000 | $3,000 | dollars as filed | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 148,397 | $2,968 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 257,731 | $2,577 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 12,500 | $2,000 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 141,606 | $1,416 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 108,900 | $1,089 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J119 | *W EXP 08/22/202 | 1,950,375 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001461790-24-000046 | this filing | 2024-11-15 | acceptance time not in the bulk data set |