Investors Capital Advisory Services

13F filer, CIK 1427271, LYNNFIELD, MA

Investors Capital Advisory Services reported $524,629,000 across 723 holdings for the quarter ended 2014-12-31, in a 13F-HR filed 2015-02-03. Its ten largest share positions make up 12.13% of the portfolio.

Filed 2015-02-03 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC13F-HR 0001427271-15-000001

Period: 2014-12-31
Reported value: $525M
Holdings: 723
Top 10 weight: 12.13%
New: 78
Sold out: 61

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPYadded	+14,356	$2.95M
KMIadded	+66,610	$2.82M
MONOGRAM RESIDENTIAL TR INCnew	+148,146	$1.37M
Market Vectors Etfadded	+35,443	$1.09M
NORTHSTAR REITnew	+59,424	$1.04M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
KINDER MORGAN ENERGY PARTNERexited	-22,766	-$2.12M
MONSANTO CO NEWreduced	-10,624	-$1.27M
INTCreduced	-30,961	-$1.12M
HEALTHCARE TRUST OF AMERICAexited	-83,612	-$969K
WALGREEN COexited	-11,904	-$704K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2014

Share positions as resolved from 13F-HR 0001427271-15-000001, largest first. % of portfolio is the value over $524,629,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LNCLINCOLN NATL CORP IND	4,412	$254K	0.05%	+10	Timeline
ILMNILLUMINA INC	1,381	$254K	0.05%	new	Timeline
KNOPKNOT OFFSHORE PARTNERS LP	11,427	$254K	0.05%	new	Timeline
KKELLANOVA	3,880	$253K	0.05%	+443	Timeline
Pimco Income Oppty FundPimco Income Oppty Fund	10,117	$253K	0.05%	0
KEYKEYCORP	18,204	$252K	0.05%	-2,106	Timeline
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	1,908	$252K	0.05%	+50
OCOWENS CORNING NEW	6,987	$250K	0.05%	+650	Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	3,315	$250K	0.05%	-2,115
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	4,977	$249K	0.05%	new
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	17,378	$248K	0.05%	+63
FIREEYE INCFIREEYE INC	7,868	$248K	0.05%	new
BB & T CORPBB & T CORP	6,398	$248K	0.05%	-492
VVVANGUARD INDEX FDS	2,617	$246K	0.05%	+152	Timeline
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP	11,125	$246K	0.05%	new
WHITING USA TR IIWHITING USA TR II	44,370	$246K	0.05%	-8,750
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	5,759	$245K	0.05%	-498
IYWISHARES TR	2,336	$243K	0.05%	-20	Timeline
IWVISHARES TR	1,994	$243K	0.05%	0	Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	16,012	$242K	0.05%	-299
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRG	13,600	$241K	0.05%	-4,000
VEAVANGUARD TAX-MANAGED FDS	6,345	$240K	0.05%	new	Timeline
HERTZ GLOBAL HLDGS INC NHERTZ GLOBAL HLDGS INC N	9,659	$240K	0.05%	0
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	229,000	$240K	0.05%	0
VMOINVESCO MUN OPPORTUNIT TR	18,620	$239K	0.05%	+8	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	12,280	$239K	0.05%	-272
SYKSTRYKER CORPORATION	2,525	$238K	0.05%	new	Timeline
CINFCINCINNATI FINL CORP	4,601	$238K	0.05%	+218	Timeline
PETSMART INCPETSMART INC	2,941	$238K	0.05%	0
AIRCASTLE LTDAIRCASTLE LTD	11,143	$238K	0.05%	new
ALLERGAN INCALLERGAN INC	1,124	$238K	0.05%	new
OEFISHARES TR	2,609	$237K	0.05%	0	Timeline
RQICOHEN & STEERS QUALITY INCOM	19,437	$236K	0.04%	-2,973	Timeline
CENTURYLINK INCCENTURYLINK INC	5,966	$236K	0.04%	-188
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	14,150	$236K	0.04%	0
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	2,000	$236K	0.04%	0
IXCISHARES TR	6,286	$233K	0.04%	+1,074	Timeline
TAL INTERNATIONAL GROUPTAL INTERNATIONAL GROUP	5,368	$233K	0.04%	-9,726
AMERICAN CAP MTG INVT CORPAMERICAN CAP MTG INVT CORP	12,410	$233K	0.04%	+300
FLEXFLEX LTD	20,839	$232K	0.04%	-727	Timeline
INDUSTRIAL SVCS AMER INC FLAINDUSTRIAL SVCS AMER INC FLA	38,800	$231K	0.04%	+6,595
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	8,680	$230K	0.04%	new
PEGPUBLIC SVC ENTERPRISE GROUP	5,552	$229K	0.04%	+2	Timeline
DEMWISDOMTREE TR	5,438	$229K	0.04%	-4,247	Timeline
FXZFIRST TR EXCHANGE-TRADED FD	7,266	$229K	0.04%	+4	Timeline
WDCWESTERN DIGITAL CORP	2,069	$228K	0.04%	new	Timeline
ISHARESISHARES	20,310	$228K	0.04%	+624
GURUGLOBAL X FDS	8,698	$227K	0.04%	0	Timeline
TRNTRINITY INDS INC	8,077	$226K	0.04%	new	Timeline
IWFISHARES TR	2,368	$226K	0.04%	-125	Timeline
XEMDXWESTERN ASSET EMERGING MKTS	14,393	$226K	0.04%	+67	Timeline
ROYAL BK SCOTLND GRP PLCROYAL BK SCOTLND GRP PLC	8,795	$226K	0.04%	0
NVSNOVARTIS AG	2,433	$225K	0.04%	+268	Timeline
TRVTRAVELERS COMPANIES INC	2,127	$225K	0.04%	new	Timeline
FDLFIRST TR EXCHANGE-TRADED FD	9,410	$225K	0.04%	new	Timeline
BGC PARTNERS INCBGC PARTNERS INC	212,000	$225K	0.04%	-4,000
RIGTRANSOCEAN LTD	12,207	$223K	0.04%	new	Timeline
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	5,300	$222K	0.04%	+572
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	3,303	$221K	0.04%	new
GRMNGARMIN LTD	4,165	$220K	0.04%	new	Timeline
AOMISHARES TR	6,269	$220K	0.04%	new	Timeline
TXTTEXTRON INC	5,204	$219K	0.04%	-2,250	Timeline
PROSHARESPROSHARES	10,100	$219K	0.04%	-3,200
PRICELINE GRP INCPRICELINE GRP INC	192	$218K	0.04%	-178
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	4,548	$218K	0.04%	new
EMBISHARES TR	1,973	$216K	0.04%	-143	Timeline
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	5,074	$216K	0.04%	new
PPTFRANKLIN PREMIER INCOME TR	40,514	$212K	0.04%	+88	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	1,284	$210K	0.04%	-265	Timeline
VYXNCR VOYIX CORPORATION	7,257	$210K	0.04%	+89	Timeline
BTTBLACKROCK MUN TARGET TERM TR	10,413	$209K	0.04%	new	Timeline
IYTISHARES TR	1,277	$209K	0.04%	new	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	22,100	$208K	0.04%	+1,200
SUNTRUST BANKS INCSUNTRUST BANKS INC	4,978	$208K	0.04%	new
O-I GLASS, INC.O-I GLASS, INC.	7,758	$208K	0.04%	new
EODALLSPRING GLOBAL DIVIDEND OP	27,732	$207K	0.04%	-2,845	Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	25,085	$207K	0.04%	+5,510
VDCVANGUARD WORLD FD	1,647	$206K	0.04%	new	Timeline
ERCALLSPRING MULTI SECTOR INCOM	15,140	$206K	0.04%	+537	Timeline
SJNKSPDR SERIES TRUST	7,109	$205K	0.04%	-454	Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	4,079	$205K	0.04%	new
GDGENERAL DYNAMICS CORP	1,486	$204K	0.04%	-322	Timeline
DOXAMDOCS LTD	4,411	$204K	0.04%	new	Timeline
XTNSPDR SERIES TRUST	1,883	$204K	0.04%	-2,070	Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	64,209	$204K	0.04%	+1,000
AXIALL CORPAXIALL CORP	4,827	$204K	0.04%	new
MOSMOSAIC CO	4,447	$203K	0.04%	new	Timeline
IYMISHARES TR	2,471	$203K	0.04%	new	Timeline
RYDEX ETF TRUSTRYDEX ETF TRUST	1,659	$202K	0.04%	-50
CORNERSTONE PROGRESSIVE RTNCORNERSTONE PROGRESSIVE RTN	13,276	$201K	0.04%	new
NDAQNASDAQ INC	4,179	$200K	0.04%	new	Timeline
CCKCROWN HLDGS INC	3,936	$200K	0.04%	new	Timeline
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP	6,943	$200K	0.04%	-25
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM	7,067	$200K	0.04%	new
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	35,922	$199K	0.04%	-9,160
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	14,428	$199K	0.04%	+41
PRKSUNITED PARKS & RESORTS INC	11,075	$198K	0.04%	+425	Timeline
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F	16,395	$197K	0.04%	-1,230
NOKNOKIA CORP	24,962	$196K	0.04%	-2,000	Timeline
MFA FINL INCMFA FINL INC	24,524	$195K	0.04%	+69
IDEVOYA INFRASTRUCTURE INDLS &	12,378	$193K	0.04%	-1,251	Timeline
APOLLO RESIDENTIAL MORTGAGEAPOLLO RESIDENTIAL MORTGAGE	12,185	$192K	0.04%	+400
XRNPXCOHEN & STEERS REIT & PFD &	10,085	$191K	0.04%	0	Timeline
NACNUVEEN CA DIVI ADV MUN	12,500	$188K	0.04%	new	Timeline
BGXBLACKSTONE LONG SHORT CR INC	12,105	$187K	0.04%	-270	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	13,491	$186K	0.04%	0	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	19,088	$181K	0.03%	-1,291	Timeline
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	10,000	$179K	0.03%	-1,000
SANBANCO SANTANDER SA	20,782	$173K	0.03%	+595	Timeline
BCXBLACKROCK RES & COMMODITIES	17,788	$172K	0.03%	new	Timeline
SEQUENOM INC COM NEWSEQUENOM INC COM NEW	46,700	$172K	0.03%	-6,700
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	175,000	$172K	0.03%	-11,000
IGRCBRE GBL REAL ESTATE INC FD	18,433	$165K	0.03%	+1,950	Timeline
BGTBLACKROCK FLOATING RATE INC	12,912	$165K	0.03%	-1,263	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	11,535	$165K	0.03%	-5,300
DNPDNP SELECT INCOME FD INC	15,590	$164K	0.03%	new	Timeline
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND	11,158	$164K	0.03%	-2,910
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	22,480	$157K	0.03%	-4,738
PCNPIMCO CORPORATE & INCM STRG	10,327	$156K	0.03%	new	Timeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	14,213	$156K	0.03%	0
ERICTELEFONAKTIEBOLAGET LM ERICS	12,516	$151K	0.03%	+85	Timeline
PAIWESTERN ASSET INVESTMENT GRA	11,291	$151K	0.03%	new	Timeline
MPTMEDICAL PROPERTIES TRUST INC	10,990	$150K	0.03%	+403	Timeline
GREENBRIER COS INCGREENBRIER COS INC	98,000	$146K	0.03%	-66,000
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC	128,000	$146K	0.03%	-32,000
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	27,434	$145K	0.03%	-1,196
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001	13,829	$142K	0.03%	new
VALEVALE S A	17,223	$140K	0.03%	+2,765	Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	14,050	$140K	0.03%	+516
CHAMBERS STR PPTYSCHAMBERS STR PPTYS	17,421	$140K	0.03%	-13,179
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	10,000	$134K	0.03%	0
CHKRCHESAPEAKE GRANITE WASH TR COM	24,730	$132K	0.03%	-3,840	Timeline
PHOTRONICS INCPHOTRONICS INC	127,000	$131K	0.02%	-23,000
CXHMFS INVT GRADE MUN TR	13,950	$130K	0.02%	-2,800	Timeline
SALIX PHARMACEUTICAL 1.500SALIX PHARMACEUTICAL 1.500	70,000	$127K	0.02%	-46,000
HIXWESTERN ASSET HIGH INCOM FD	14,883	$123K	0.02%	+1,177	Timeline
ENERGY XXI (BERMUDA) LTDENERGY XXI (BERMUDA) LTD	37,450	$122K	0.02%	new
PSECPROSPECT CAP CORP	14,481	$119K	0.02%	-173	Timeline
VKIINVESCO ADVANTAGE MUN INCOME	10,207	$118K	0.02%	+99	Timeline
MTGMGIC INVT CORP WIS	12,554	$117K	0.02%	-1,628	Timeline
FORTUNA MNG CORP FFORTUNA MNG CORP F	25,800	$117K	0.02%	0
WABASH NATL CORPWABASH NATL CORP	93,000	$117K	0.02%	-44,000
OPKOPKO HEALTH INC	11,600	$115K	0.02%	new	Timeline
ATLANTIC PWR CORPATLANTIC PWR CORP	41,975	$113K	0.02%	new
PDLIPDL BIOPHARMA INC	14,509	$111K	0.02%	+1,000	Timeline
CHART INDUSTRIES INCCHART INDUSTRIES INC	116,000	$110K	0.02%	+84,000
EXTREXTREME NETWORKS INC	30,700	$108K	0.02%	+6,850	Timeline
VVRINVESCO SR INCOME TR	22,460	$102K	0.02%	-2,905	Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	11,122	$101K	0.02%	new
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	12,304	$100K	0.02%	0
CXEMFS HIGH INCOME MUN TR	20,300	$99K	0.02%	0	Timeline
ALCATEL-LUCENTALCATEL-LUCENT	28,168	$99K	0.02%	-6,178
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	64,000	$98K	0.02%	+500
CASCADE BANCORPCASCADE BANCORP	18,550	$96K	0.02%	0
XBGYXBLACKROCK ENHANCED INTL DIV	14,169	$95K	0.02%	+1,080	Timeline
ARES COML REAL ESTATE CORPARES COML REAL ESTATE CORP	90,000	$92K	0.02%	-8,000
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	15,350	$91K	0.02%	new
SCORPIO TANKERS INCSCORPIO TANKERS INC	10,272	$89K	0.02%	-1,275
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC	14,030	$87K	0.02%	new
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	24,177	$84K	0.02%	-7,500
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN	59,288	$82K	0.02%	-4,000
ARES CAP CORPARES CAP CORP	81,000	$82K	0.02%	-32,000
ECHELON CORPECHELON CORP	46,750	$79K	0.02%	-12,575
AMDADVANCED MICRO DEVICES INC	29,450	$78K	0.01%	-15,750	Timeline
LRR ENERGY LPLRR ENERGY LP	11,018	$77K	0.01%	-1,180
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	10,120	$75K	0.01%	0
PSIVIDA CORPPSIVIDA CORP	17,800	$73K	0.01%	-3,950
HLHECLA MINING COMPANY	25,430	$70K	0.01%	0	Timeline
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	13,745	$69K	0.01%	-496
VERSO PAPER CORPVERSO PAPER CORP	20,000	$68K	0.01%	0
ALASKA COMMUNICATIONS SYS GRALASKA COMMUNICATIONS SYS GR	37,250	$66K	0.01%	-24,500
QUANTUM FUEL SYS INC XXXQUANTUM FUEL SYS INC XXX	31,250	$65K	0.01%	+3,800
PRECISION DRILLING CORPPRECISION DRILLING CORP	10,339	$62K	0.01%	new
DREYFUSDREYFUS	17,050	$61K	0.01%	-3,000
NEWPARK RES INC 4.000NEWPARK RES INC 4.000	55,000	$61K	0.01%	-38,000
ZIX CORPZIX CORP	17,150	$61K	0.01%	0
WAVE SYSTEMS CORP-CL AWAVE SYSTEMS CORP-CL A	72,712	$58K	0.01%	-86,500
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEW	57,900	$57K	0.01%	-16,500
MVISMICROVISION INC DEL	32,450	$56K	0.01%	+3,500	Timeline
ARES CAP CORPARES CAP CORP	54,000	$55K	0.01%	0
BEASLEY BROADCAST GRP INC -ABEASLEY BROADCAST GRP INC -A	10,563	$53K	0.01%	0
ENERSYS 3.375ENERSYS 3.375	34,000	$52K	0.01%	-2,000
AAR CORP 2.25% CB 03/01/201…AAR CORP 2.25% CB 03/01/2016-REGI…	51,000	$52K	0.01%	-7,000
BLDPBALLARD PWR SYS INC NEW	24,350	$48K	0.01%	+5,500	Timeline
MENTOR GRAPHICS CORP 4.000MENTOR GRAPHICS CORP 4.000	40,000	$47K	0.01%	-51,000
SANDISK CORPSANDISK CORP	24,000	$46K	0.01%	-40,000
BRISTOW GROUP INCBRISTOW GROUP INC	43,000	$44K	0.01%	-19,000
SVMSILVERCORP METALS INC	33,369	$43K	0.01%	+1,551	Timeline
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	21,153	$43K	0.01%	-541
CIFMFS INTER HIGH INCOME FD	15,500	$41K	0.01%	-7,650	Timeline
VERSAR INCVERSAR INC	12,700	$40K	0.01%	new
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC	21,626	$39K	0.01%	-1,414
ENCORE CAP GROUP INCENCORE CAP GROUP INC	34,000	$38K	0.01%	-5,000
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR	34,000	$38K	0.01%	-4,000
STEMCELLS INCSTEMCELLS INC	40,000	$37K	0.01%	-12,000
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEW	14,700	$34K	0.01%	-2,250
JDS UNIPHASE CORPJDS UNIPHASE CORP	31,000	$32K	0.01%	+14,000
KOHLBERG CAPITAL CORPKOHLBERG CAPITAL CORP	28,000	$30K	0.01%	-7,000
STILLWATER MINING COMPANSTILLWATER MINING COMPAN	25,000	$29K	0.01%	-7,000
TELEFLEX INCTELEFLEX INC	15,000	$28K	0.01%	-12,000
EXCO RESOURCES INCEXCO RESOURCES INC	12,031	$26K	<0.01%	+325
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	29,000	$26K	<0.01%	0
CEMEX SAB DE CVCEMEX SAB DE CV	25,000	$25K	<0.01%	0
BOX SHIPS INCBOX SHIPS INC	30,075	$25K	<0.01%	+2,150
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORP	14,250	$25K	<0.01%	0
DRAGONWAVE INCDRAGONWAVE INC	26,100	$25K	<0.01%	-12,250
MASSEY ENERGY COMASSEY ENERGY CO	25,000	$24K	<0.01%	0
LAM RESEARCH CORPLAM RESEARCH CORP	18,000	$24K	<0.01%	-9,000
CHINA MING YANG WIND ADRCHINA MING YANG WIND ADR	11,250	$24K	<0.01%	-1,000
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC	17,000	$23K	<0.01%	0
BLUE EARTH INC COMBLUE EARTH INC COM	19,617	$20K	<0.01%	-2,183
TGBTASEKO MINES LTD	18,000	$18K	<0.01%	0	Timeline
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUP	17,000	$18K	<0.01%	-16,000
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	22,500	$18K	<0.01%	-28,000
TOLL BROS FIN CORPTOLL BROS FIN CORP	16,000	$16K	<0.01%	new
LEXICON PHARMACEUTICALS INCLEXICON PHARMACEUTICALS INC	17,000	$15K	<0.01%	+5,000
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…	16,000	$15K	<0.01%	0
SEACOR HOLDINGS INCSEACOR HOLDINGS INC	15,000	$13K	<0.01%	new
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP	10,000	$11K	<0.01%	0
PARAMOUNT GOLD & SILVER CORPPARAMOUNT GOLD & SILVER CORP	10,850	$11K	<0.01%	-1,150
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANY	20,900	$11K	<0.01%	0
FIELDPOINT PETROLEUM CORPFIELDPOINT PETROLEUM CORP	25,250	$6K	<0.01%	0
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INC	10,000	$2K	<0.01%	0

Sold out in Q4 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	22,766	$2.12M	shares
HEALTHCARE TRUST OF AMERICAHEALTHCARE TRUST OF AMERICA	83,612	$969K	shares
WALGREEN COWALGREEN CO	11,904	$704K	shares
VOEVANGUARD INDEX FDS	7,248	$615K	shares
VOTVANGUARD INDEX FDS	5,221	$502K	shares
DOW 30 PREMIUM & DIV INC FDDOW 30 PREMIUM & DIV INC FD	27,178	$424K	shares
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	21,000	$423K	shares
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	4,250	$399K	shares
GPROGOPRO INC	4,040	$378K	shares
WELLPOINT INCWELLPOINT INC	2,952	$353K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	10,249	$303K	shares
VCRVANGUARD WORLD FD	2,719	$295K	shares
VTVANGUARD INTL EQUITY INDEX F	4,668	$281K	shares
KYNKAYNE ANDERSON ENERGY INFRST	6,877	$280K	shares
MKCMCCORMICK & CO INC	4,107	$274K	shares
FPFFIRST TR INTER DURATN PFD &	12,000	$260K	shares
ENSCO PLCENSCO PLC	6,294	$260K	shares
MINTPIMCO ETF TR	2,412	$244K	shares
GLNGGOLAR LNG LTD	3,680	$243K	shares
PBYIPUMA BIOTECHNOLOGY INC	1,000	$238K	shares
NUSTAR ENERGY LPNUSTAR ENERGY LP	3,363	$221K	shares
POWERSHARESPOWERSHARES	9,346	$217K	shares
INTEROIL CORPINTEROIL CORP	4,000	$216K	shares
HYSPIMCO ETF TR	2,080	$215K	shares
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	10,000	$213K	shares
TBTPROSHARES TR	3,794	$212K	shares
Targa Resources Partners, LPTarga Resources Partners, LP	2,940	$212K	shares
CORNERSTONE PROGRESSIVE RTNCORNERSTONE PROGRESSIVE RTN	50,598	$207K	shares
URIUNITED RENTALS INC	1,830	$202K	shares
CONSTELLIUM SECONSTELLIUM SE	8,212	$201K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	7,939	$201K	shares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	9,440	$201K	shares
CORNERSTONE STRATEGIC VALUECORNERSTONE STRATEGIC VALUE	33,784	$197K	shares
DANDANA INC	10,056	$192K	shares
BLACKROCK ECOSOLUTIONSBLACKROCK ECOSOLUTIONS	19,945	$152K	shares
EIMEATON VANCE MUN BD FD	11,985	$150K	shares
GAS NAT INCGAS NAT INC	12,750	$150K	shares
DRYSHIPS INC.DRYSHIPS INC.	139,000	$137K	shares
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC	126,000	$126K	shares
GT ADVANCED TECHNOLOGIES INCGT ADVANCED TECHNOLOGIES INC	10,900	$118K	shares
PAASPAN AMERN SILVER CORP	10,173	$111K	shares
STONE ENERGY CORPSTONE ENERGY CORP	104,000	$109K	shares
NUVEENNUVEEN	11,286	$98K	shares
HERCULES TECHNOLOGY GROWTHHERCULES TECHNOLOGY GROWTH	75,000	$92K	shares
DRYSHIPS INCDRYSHIPS INC	35,838	$88K	shares
CUBIST PHARMACEUTICALS INCCUBIST PHARMACEUTICALS INC	38,000	$88K	shares
ECTMECA MARCELLUS TRUST I COM UNIT	14,705	$80K	shares
TAKE-TWO INTERACTIVE SOFTWARTAKE-TWO INTERACTIVE SOFTWAR	60,000	$74K	shares
HUTCHINSON TECHNOLOGY INCHUTCHINSON TECHNOLOGY INC	16,251	$59K	shares
NOVAVAX INCNOVAVAX INC	13,450	$56K	shares
GT Advanced Technologies In…GT Advanced Technologies Inc.	41,000	$46K	shares
CELSION CORPORATION COM PARCELSION CORPORATION COM PAR	13,638	$40K	shares
NGNOVAGOLD RESOURCES INC	12,900	$39K	shares
EAGLE ROCK ENERGY PARTNERS LEAGLE ROCK ENERGY PARTNERS L	11,220	$39K	shares
CYCLACEL PHARMACEUTICALS INCCYCLACEL PHARMACEUTICALS INC	11,100	$33K	shares
ALERE INCALERE INC	26,000	$27K	shares
STERLITE INDS INDIA LTDSTERLITE INDS INDIA LTD	25,000	$24K	shares
EXPAND ENERGY CORPEXPAND ENERGY CORP	22,000	$22K	shares
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN	16,000	$16K	shares
VRINGO INCVRINGO INC	10,050	$9K	shares
WRNWESTERN COPPER & GOLD CORP	12,000	$6K	shares

How Q4 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001427271-15-000001	base		2015-02-03	acceptance time not in the bulk data set	2026-10-07 19:17:13 UTC