13F-HR filed by Investors Capital Advisory Services
Investors Capital Advisory Services filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-03, with 723 holding rows worth $524,629,000.
- Accession
- 0001427271-15-000001
- Filer
- CIK 1427271
- Filed
- 2015-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,008 entries on the cover page, a total value of $524,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $524,629,000 with VALUE read as thousands by filing date, 13F file number 028-12993. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerADVISORS CAPITAL MANAGEMENT, LLC 028-11543
- included managerCAMBRIDGE INVESTMENTS LTD 028-06432
- included managerFRASER MANAGEMENT ASSOCIATES INC 028-03721
- included managerDIVIDEND ASSET CAPITAL, LLC 028-11952
- included managerSENTINEL ADVISORS CO
- included managerVALUEWORKS LLC 028-11180
- included managerWELLESLEY INVESTMENT ADVISORS 028-14868
- included managerTIMECAPITAL INVESTOR ADVISORY SERVICES, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 77,421 | $8,544,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,491 | $7,499,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 85,304 | $7,349,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 276,830 | $6,995,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 43,731 | $6,566,000 | thousands by filing date | |
| VTI | 922908769 | COM | 52,514 | $5,566,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 611,000 | $5,444,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,589 | $5,415,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 107,662 | $5,302,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 137,357 | $4,960,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 59,006 | $4,877,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 115,820 | $4,837,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 143,279 | $4,811,000 | thousands by filing date | |
| MGC | 921910873 | COM | 67,442 | $4,737,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 42,573 | $4,395,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 91,579 | $3,872,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 36,745 | $3,841,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 80,670 | $3,772,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 78,554 | $3,680,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 114,026 | $3,551,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 335,168 | $3,328,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 60,334 | $3,095,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 441,415 | $3,089,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,516 | $3,019,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 166,192 | $2,972,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 31,138 | $2,943,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,756 | $2,847,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,980 | $2,822,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,216 | $2,614,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 32,266 | $2,603,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 75,267 | $2,535,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 44,314 | $2,516,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 23,857 | $2,490,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 233,799 | $2,454,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,556 | $2,255,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,299 | $2,243,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 32,395 | $2,215,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,254 | $2,178,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 16,757 | $2,160,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 33,103 | $2,150,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 84,893 | $2,039,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 66,043 | $2,037,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,019 | $2,029,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 144,148 | $2,026,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 55,576 | $2,016,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 33,815 | $1,996,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 46,698 | $1,975,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 215,525 | $1,950,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 16,652 | $1,942,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 25,949 | $1,927,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 45,414 | $1,917,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 180,485 | $1,910,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 29,679 | $1,906,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 24,944 | $1,864,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,956 | $1,852,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,680 | $1,842,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 21,773 | $1,839,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 37,177 | $1,802,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,467 | $1,756,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 95,307 | $1,747,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,524 | $1,744,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 37,845 | $1,725,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,179 | $1,712,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 34,534 | $1,698,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 20,963 | $1,651,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,707 | $1,649,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 151,952 | $1,642,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,673 | $1,628,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 103,053 | $1,596,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 12,648 | $1,592,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 21,120 | $1,581,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,422 | $1,575,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 14,989 | $1,565,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,982 | $1,562,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 39,446 | $1,555,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 11,858 | $1,535,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 22,315 | $1,534,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 112,685 | $1,509,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 12,054 | $1,489,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 90,804 | $1,468,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,275 | $1,467,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 35,358 | $1,462,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,562 | $1,458,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,699 | $1,448,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,635 | $1,431,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,982 | $1,427,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 21,189 | $1,422,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,808 | $1,421,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 21,361 | $1,421,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,278 | $1,411,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,827 | $1,405,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,373 | $1,403,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 17,683 | $1,393,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,596 | $1,374,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25,378 | $1,372,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 19,109 | $1,371,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 148,146 | $1,371,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 14,867 | $1,368,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,332 | $1,354,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 16,135 | $1,343,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 95,039 | $1,341,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 19,555 | $1,340,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,267 | $1,330,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,203 | $1,325,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,001 | $1,308,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 41,811 | $1,307,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,451 | $1,306,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 29,631 | $1,304,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 32,623 | $1,300,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 34,194 | $1,296,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 59,124 | $1,290,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,013 | $1,282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 28,670 | $1,254,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,221 | $1,242,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,525 | $1,235,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 109,042 | $1,228,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,487 | $1,222,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 8,691 | $1,222,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 15,197 | $1,192,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 46,869 | $1,170,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,695 | $1,160,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 10,758 | $1,148,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 60,529 | $1,139,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 92,237 | $1,128,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 29,208 | $1,127,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 23,247 | $1,117,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,688 | $1,114,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 14,660 | $1,109,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,436 | $1,103,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 7,060 | $1,103,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 21,170 | $1,102,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 61,809 | $1,082,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 29,580 | $1,079,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 120,782 | $1,073,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 43,283 | $1,070,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,479 | $1,067,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,631 | $1,066,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 14,249 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,557 | $1,046,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 19,342 | $1,045,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 59,424 | $1,044,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 87,760 | $1,044,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,553 | $1,042,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 18,431 | $1,042,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 37,154 | $1,032,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 23,129 | $1,032,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 44,111 | $1,030,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 16,615 | $1,025,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 111,794 | $1,022,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 73,239 | $1,012,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,996 | $1,001,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 14,487 | $996,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,746 | $976,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 20,476 | $976,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,853 | $974,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,197 | $969,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 35,836 | $965,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 17,943 | $960,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,509 | $952,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 118,079 | $945,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,307 | $944,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,917 | $939,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 59,324 | $929,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,473 | $928,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 10,731 | $927,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,910 | $926,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 50,703 | $925,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,556 | $919,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,183 | $917,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 64,185 | $906,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $904,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,065 | $901,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,009 | $897,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,478 | $893,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 22,708 | $893,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,566 | $886,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 22,870 | $886,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,017 | $880,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,564 | $869,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 22,284 | $869,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,261 | $861,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,717 | $853,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,187 | $844,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 14,596 | $835,000 | thousands by filing date | |
| 38259p508 | COM | 1,525 | $808,000 | thousands by filing date | ||
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 67,948 | $807,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 23,086 | $806,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,122 | $804,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,716 | $800,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 19,359 | $794,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,020 | $792,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,468 | $790,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 25,442 | $787,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 18,127 | $782,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 19,719 | $781,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21,762 | $781,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 16,837 | $779,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 104,748 | $777,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,508 | $774,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,927 | $774,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 49,541 | $772,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 13,782 | $770,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,297 | $764,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,072 | $758,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 91,192 | $758,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 34,333 | $758,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 8,795 | $754,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,309 | $752,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,821 | $746,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,770 | $737,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,878 | $737,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 714,000 | $725,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,918 | $722,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 11,363 | $712,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,827 | $711,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 15,823 | $709,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,231 | $707,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,069 | $706,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 30,550 | $702,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,602 | $698,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 62,843 | $697,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 18,340 | $691,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,274 | $688,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,682 | $687,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 15,737 | $681,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,791 | $678,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,816 | $676,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,561 | $670,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,928 | $670,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 28,752 | $667,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,323 | $665,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,580 | $662,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,516 | $661,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 129,354 | $661,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,982 | $658,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,225 | $658,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,262 | $656,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 680,000 | $652,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 656,000 | $649,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 67,139 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 15,221 | $647,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 42,785 | $635,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,109 | $632,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 650,000 | $631,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 30,971 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,838 | $622,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,520 | $617,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 11,389 | $616,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 126,352 | $603,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 40,078 | $603,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,640 | $601,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 27,573 | $598,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 16,100 | $597,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 25,889 | $593,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,920 | $591,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,314 | $587,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,438 | $587,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 30,171 | $586,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 76,122 | $583,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,725 | $581,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 34,673 | $578,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 559,000 | $578,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 466,000 | $577,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,977 | $575,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,699 | $575,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 109,469 | $572,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 32,625 | $571,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,412 | $569,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5,554 | $566,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 441,000 | $565,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,188 | $564,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 578,000 | $562,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 9,728 | $559,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,861 | $557,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 35,856 | $552,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 148,604 | $546,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,889 | $545,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 555,000 | $545,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 573,000 | $545,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,118 | $544,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 13,658 | $540,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 3,489 | $539,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,713 | $537,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 80,636 | $537,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 26,305 | $536,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 20,488 | $534,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,892 | $532,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,698 | $528,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 51,933 | $528,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 553,000 | $528,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 29,439 | $527,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 501,000 | $526,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,667 | $524,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 65,261 | $521,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 49,094 | $518,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 25,060 | $517,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,479 | $515,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 520,000 | $511,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 32,000 | $509,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 539,000 | $507,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,746 | $502,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 46,725 | $498,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,136 | $493,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,423 | $491,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 24,500 | $491,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,703 | $491,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 13,523 | $489,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 39,926 | $485,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 47,638 | $482,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 511,000 | $481,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,553 | $479,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,454 | $473,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 16,241 | $473,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 29,574 | $470,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,771 | $469,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 17,579 | $469,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,055 | $467,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 18,304 | $466,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,402 | $465,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 479,000 | $464,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 6,402 | $462,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 8,352 | $458,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,748 | $455,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,277 | $453,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 12,803 | $452,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 9,401 | $450,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7,083 | $450,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 487,000 | $450,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,353 | $449,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,002 | $445,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 68,522 | $445,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,972 | $445,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 402,000 | $442,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,248 | $439,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 22,464 | $437,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 33,253 | $437,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,078 | $432,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,734 | $428,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 7,894 | $422,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,725 | $421,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 10,963 | $416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,838 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 16,466 | $414,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,131 | $413,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,849 | $413,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 8,178 | $413,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,909 | $412,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 27,307 | $411,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 24,500 | $410,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,956 | $409,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,130 | $409,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,868 | $409,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,367 | $409,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,176 | $408,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 7,395 | $406,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,745 | $404,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 52,320 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 18,913 | $402,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 398,000 | $402,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 363,000 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,913 | $397,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 33,216 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 14,286 | $395,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 475,000 | $394,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 25,227 | $390,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,705 | $387,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 7,000 | $387,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 15,125 | $387,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 418,000 | $386,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 27,936 | $385,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 23,000 | $380,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,359 | $377,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,526 | $377,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 7,350 | $372,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 24,793 | $370,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,185 | $366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 9,400 | $366,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 15,238 | $365,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 512,000 | $365,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,525 | $364,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 344,000 | $360,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 6,645 | $358,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 9,854 | $357,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,863 | $356,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,894 | $355,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 22,213 | $355,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 861 | $353,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,327 | $353,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,878 | $352,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 20,000 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,157 | $351,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,795 | $350,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,918 | $349,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,836 | $345,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 28,990 | $344,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 6,470 | $344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,771 | $342,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,205 | $340,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,276 | $340,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,273 | $340,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 121,547 | $340,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,194 | $338,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,027 | $337,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 29,994 | $336,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,619 | $335,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 327,000 | $334,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,805 | $333,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 314,000 | $333,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,672 | $332,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 19,356 | $332,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 21,001 | $330,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,750 | $329,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,083 | $327,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 15,660 | $327,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,533 | $325,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,987 | $324,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,770 | $323,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,335 | $323,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 16,600 | $323,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,119 | $320,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,484 | $320,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 14,262 | $320,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,269 | $319,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,007 | $318,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,585 | $317,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,711 | $317,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,415 | $317,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 18,101 | $316,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,364 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,755 | $314,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 28,010 | $314,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,144 | $313,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,974 | $312,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,669 | $312,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,958 | $312,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,619 | $310,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,606 | $309,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 19,575 | $309,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,274 | $308,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,890 | $307,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,500 | $303,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,348 | $302,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 34,686 | $302,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,451 | $300,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,824 | $297,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 21,000 | $297,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,575 | $297,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,009 | $295,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,467 | $295,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,700 | $294,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,310 | $292,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 31,075 | $291,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,569 | $289,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 11,589 | $287,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,794 | $286,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,240 | $284,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 34,484 | $284,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,446 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,722 | $283,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,174 | $283,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,150 | $283,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 24,485 | $282,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,040 | $281,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 820 | $280,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,155 | $280,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 3,739 | $280,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 275,000 | $280,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,294 | $279,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 11,511 | $278,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,981 | $277,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,827 | $276,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 276,000 | $276,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,719 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,870 | $274,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 5,205 | $274,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,234 | $273,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,314 | $273,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 20,209 | $273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 19,931 | $269,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,387 | $267,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,811 | $266,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,508 | $266,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 23,247 | $265,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,709 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,056 | $263,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,436 | $263,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,190 | $263,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 7,321 | $261,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,976 | $260,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,039 | $259,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 9,290 | $259,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,400 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,246 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,299 | $257,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,722 | $257,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 34,316 | $257,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,145 | $257,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,750 | $256,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,780 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,170 | $255,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001427271-15-000001 | this filing | 2015-02-03 | acceptance time not in the bulk data set |