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INVESTMENT CENTERS OF AMERICA INC

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13F filer, CIK 1351904, BISMARCK, ND

INVESTMENT CENTERS OF AMERICA INC reported $1,322,666,000 across 591 holdings for the quarter ended 2017-06-30, in a 13F-HR filed 2017-08-11. Its ten largest share positions make up 22.48% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-17-001744

Period
2017-06-30
Reported value
$1.32B
Holdings
591
Top 10 weight
22.48%
New
46
Sold out
94

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VTVadded+87,625$8.46M
IEFAadded+83,075$5.06M
VEAadded+108,771$4.5M
IJHadded+23,605$4.11M
TLTadded+32,015$4.02M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AAPLreduced-24,785-$3.57M
Invesco S&P 500 Pure Growthreduced-33,976-$3.2M
IWDreduced-25,823-$3M
ENERGY TRANSFER PRTNRS L Pexited-78,511-$2.87M
Treduced-66,776-$2.53M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2017

Share positions as resolved from 13F-HR 0001085146-17-001744, largest first. % of portfolio is the value over $1,322,666,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SMGSCOTTS MIRACLE-GRO COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 2,916 shares; 2017Q2: 2,764 shares 2,764$244K0.02%-152Timeline
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 27,180 shares; 2016Q3: 27,180 shares; 2016Q4: 26,757 shares; 2017Q1: 26,757 shares; 2017Q2: 26,757 shares 26,757$240K0.02%0
ALEALLETE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 3,139 shares; 2016Q3: not reported; 2016Q4: 4,883 shares; 2017Q1: 4,859 shares; 2017Q2: 3,321 shares 3,321$238K0.02%-1,538Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 5,633 shares; 2016Q3: 5,213 shares; 2016Q4: 6,813 shares; 2017Q1: 7,014 shares; 2017Q2: 4,493 shares 4,493$238K0.02%-2,521
XMVTXBLACKROCK MUNIVEST FUND IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 15,790 shares; 2016Q3: 15,750 shares; 2016Q4: 15,112 shares; 2017Q1: 15,112 shares; 2017Q2: 15,112 shares 15,112$237K0.02%0Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 25,076 shares; 2016Q3: 23,946 shares; 2016Q4: 26,544 shares; 2017Q1: 26,794 shares; 2017Q2: 26,794 shares 26,794$236K0.02%0Timeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 17,207 shares; 2016Q4: 17,228 shares; 2017Q1: 15,702 shares; 2017Q2: 19,678 shares 19,678$234K0.02%+3,976Timeline
AQUA AMERICA INCAQUA AMERICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 7,590 shares; 2016Q3: 7,096 shares; 2016Q4: 7,293 shares; 2017Q1: 6,982 shares; 2017Q2: 7,009 shares 7,009$233K0.02%+27
FEPFIRST TR EXCH TRD ALPHDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,081 shares; 2016Q3: 10,197 shares; 2016Q4: 10,020 shares; 2017Q1: 6,862 shares; 2017Q2: 6,657 shares 6,657$231K0.02%-205Timeline
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,296 shares; 2017Q2: 1,317 shares 1,317$230K0.02%+21Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,675 shares; 2016Q3: 16,675 shares; 2016Q4: 19,030 shares; 2017Q1: 19,030 shares; 2017Q2: 17,175 shares 17,175$229K0.02%-1,855Timeline
TIER REIT COMTIER REIT COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 15,317 shares; 2017Q2: 12,285 shares 12,285$227K0.02%-3,032
PMTPENNYMAC MTG INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 13,713 shares; 2017Q2: 12,321 shares 12,321$225K0.02%-1,392Timeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 2,137 shares; 2016Q3: 2,338 shares; 2016Q4: 1,611 shares; 2017Q1: 1,578 shares; 2017Q2: 1,316 shares 1,316$224K0.02%-262Timeline
IMCVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,521 shares 1,521$223K0.02%newTimeline
DREYFUSDREYFUSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 76,572 shares; 2016Q3: 66,470 shares; 2016Q4: 73,447 shares; 2017Q1: 71,042 shares; 2017Q2: 63,115 shares 63,115$222K0.02%-7,927
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,202 shares; 2017Q1: 4,764 shares; 2017Q2: 3,376 shares 3,376$221K0.02%-1,388
TESORO CORPTESORO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,353 shares 2,353$221K0.02%new
ITBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 6,488 shares 6,488$220K0.02%newTimeline
PNRPENTAIR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,032 shares; 2016Q4: 4,600 shares; 2017Q1: 3,607 shares; 2017Q2: 3,309 shares 3,309$219K0.02%-298Timeline
HARRIS CORP INCHARRIS CORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,010 shares 2,010$218K0.02%new
SMDVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 3,975 shares 3,975$217K0.02%newTimeline
GLUGABELLI GLOBAL UTIL & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,253 shares; 2016Q3: 11,392 shares; 2016Q4: 10,928 shares; 2017Q1: 11,185 shares; 2017Q2: 10,742 shares 10,742$216K0.02%-443Timeline
EFGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,925 shares 2,925$214K0.02%newTimeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 16,200 shares; 2016Q3: 16,180 shares; 2016Q4: 14,740 shares; 2017Q1: 15,040 shares; 2017Q2: 15,940 shares 15,940$213K0.02%+900Timeline
RCSPIMCO STRATEGIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,942 shares; 2016Q3: 12,791 shares; 2016Q4: 15,074 shares; 2017Q1: 21,339 shares; 2017Q2: 21,041 shares 21,041$213K0.02%-298Timeline
DLRDIGITAL RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,885 shares 1,885$212K0.02%newTimeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,510 shares; 2016Q3: 11,897 shares; 2016Q4: 11,632 shares; 2017Q1: 11,530 shares; 2017Q2: 10,644 shares 10,644$211K0.02%-886
ALLEGHANY CORP DELALLEGHANY CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 349 shares 349$210K0.02%new
ALLERGAN PLCALLERGAN PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 1,007 shares; 2017Q1: 935 shares; 2017Q2: 859 shares 859$210K0.02%-76
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 1,543 shares; 2017Q2: 1,293 shares 1,293$209K0.02%-250Timeline
SHMSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 4,784 shares; 2016Q4: 5,590 shares; 2017Q1: 4,813 shares; 2017Q2: 4,290 shares 4,290$209K0.02%-523Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,250 shares; 2016Q3: 11,250 shares; 2016Q4: 16,050 shares; 2017Q1: 19,690 shares; 2017Q2: 16,079 shares 16,079$207K0.02%-3,611Timeline
DIEBOLD NXDF INCDIEBOLD NXDF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,537 shares; 2016Q3: 10,537 shares; 2016Q4: 8,526 shares; 2017Q1: 7,349 shares; 2017Q2: 7,349 shares 7,349$207K0.02%0
NOCNORTHROP GRUMMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 983 shares; 2017Q1: 983 shares; 2017Q2: 800 shares 800$206K0.02%-183Timeline
BERRY GLOBAL GROUP INCBERRY GLOBAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,400 shares; 2017Q1: 4,200 shares; 2017Q2: 3,600 shares 3,600$206K0.02%-600
JBLUJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 9,114 shares 9,114$205K0.02%newTimeline
GTGOODYEAR TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 6,810 shares; 2016Q4: not reported; 2017Q1: 6,066 shares; 2017Q2: 5,869 shares 5,869$205K0.02%-197Timeline
DEMWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 4,934 shares 4,934$204K0.02%newTimeline
WHITING PETE CORP NEWWHITING PETE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 28,472 shares; 2016Q3: 27,546 shares; 2016Q4: 40,416 shares; 2017Q1: 41,362 shares; 2017Q2: 36,559 shares 36,559$204K0.02%-4,803
AALAMERICAN AIRLINES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 4,693 shares; 2017Q1: 5,348 shares; 2017Q2: 4,081 shares 4,081$203K0.02%-1,267Timeline
BLKBBLACKBAUD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 2,360 shares 2,360$203K0.02%newTimeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,877 shares 11,877$202K0.02%newTimeline
MUABLACKROCK MUNIASSETS FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,500 shares; 2016Q3: 12,866 shares; 2016Q4: 13,366 shares; 2017Q1: 13,366 shares; 2017Q2: 13,342 shares 13,342$200K0.02%-24Timeline
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,617 shares; 2016Q3: 18,617 shares; 2016Q4: 19,622 shares; 2017Q1: 18,022 shares; 2017Q2: 17,517 shares 17,517$199K0.02%-505Timeline
TECKTECK RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,000 shares; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,150 shares 11,150$194K0.01%newTimeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,556 shares; 2016Q3: 21,556 shares; 2016Q4: 23,556 shares; 2017Q1: 23,020 shares; 2017Q2: 25,320 shares 25,320$191K0.01%+2,300Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,909 shares; 2016Q3: 13,020 shares; 2016Q4: 13,138 shares; 2017Q1: 15,154 shares; 2017Q2: 14,661 shares 14,661$191K0.01%-493Timeline
NEUBERGER BERMAN CALIFORNIA…NEUBERGER BERMAN CALIFORNIA INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,350 shares; 2016Q3: 14,350 shares; 2016Q4: 13,013 shares; 2017Q1: 13,013 shares; 2017Q2: 13,013 shares 13,013$185K0.01%0
FAIRMOUNT SANTROL HLDGS INCFAIRMOUNT SANTROL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 52,695 shares; 2016Q3: 47,225 shares; 2016Q4: 60,575 shares; 2017Q1: 60,575 shares; 2017Q2: 47,225 shares 47,225$185K0.01%-13,350
AUPHAURINIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 30,000 shares 30,000$184K0.01%newTimeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,846 shares 10,846$180K0.01%new
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,286 shares; 2016Q3: 20,876 shares; 2016Q4: 18,092 shares; 2017Q1: 23,278 shares; 2017Q2: 22,413 shares 22,413$178K0.01%-865
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,019 shares; 2016Q3: 11,019 shares; 2016Q4: 11,019 shares; 2017Q1: 11,019 shares; 2017Q2: 11,019 shares 11,019$168K0.01%0Timeline
KIMBALL INTL INCKIMBALL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares; 2016Q4: 10,000 shares; 2017Q1: 10,000 shares; 2017Q2: 10,000 shares 10,000$167K0.01%0
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,455 shares; 2016Q3: 13,655 shares; 2016Q4: 15,497 shares; 2017Q1: 15,813 shares; 2017Q2: 10,368 shares 10,368$167K0.01%-5,445
THWABRDN WORLD HEALTHCARE FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,700 shares 10,700$162K0.01%newTimeline
KTOSKRATOS DEFENSE & SEC SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 13,630 shares 13,630$161K0.01%newTimeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,677 shares; 2016Q3: 12,802 shares; 2016Q4: 24,087 shares; 2017Q1: 18,147 shares; 2017Q2: 32,370 shares 32,370$160K0.01%+14,223
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,513 shares; 2016Q3: 15,288 shares; 2016Q4: 26,788 shares; 2017Q1: 25,375 shares; 2017Q2: 23,375 shares 23,375$159K0.01%-2,000
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,739 shares; 2016Q3: 11,869 shares; 2016Q4: 12,007 shares; 2017Q1: 12,146 shares; 2017Q2: 12,284 shares 12,284$157K0.01%+138Timeline
XBKNXBLACKROCK INVEST QLTY MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 13,605 shares; 2017Q2: 10,020 shares 10,020$148K0.01%-3,585Timeline
HRZNHORIZON TECHNOLOGY FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 10,416 shares; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,959 shares 11,959$136K0.01%newTimeline
FDDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,400 shares 10,400$136K0.01%newTimeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 12,515 shares; 2016Q4: 12,515 shares; 2017Q1: 12,515 shares; 2017Q2: 12,515 shares 12,515$130K0.01%0Timeline
MONOGRAM RESIDENTIAL TR INCMONOGRAM RESIDENTIAL TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,000 shares; 2016Q3: 13,000 shares; 2016Q4: 14,448 shares; 2017Q1: 14,448 shares; 2017Q2: 13,000 shares 13,000$127K0.01%-1,448
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,086 shares; 2017Q2: 10,086 shares 10,086$107K0.01%0
FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 31,350 shares; 2016Q3: 31,310 shares; 2016Q4: 26,699 shares; 2017Q1: 26,763 shares; 2017Q2: 23,550 shares 23,550$107K0.01%-3,213
GLOBAL XGLOBAL XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,057 shares; 2016Q3: 11,057 shares; 2016Q4: 11,057 shares; 2017Q1: 13,980 shares; 2017Q2: 13,980 shares 13,980$106K0.01%0
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 10,750 shares 10,750$103K0.01%new
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 30,574 shares; 2016Q3: 29,432 shares; 2016Q4: 24,822 shares; 2017Q1: 23,692 shares; 2017Q2: 23,984 shares 23,984$103K0.01%+292
SBLKSTAR BULK CARRIERS CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 10,000 shares; 2017Q2: 10,000 shares 10,000$98K0.01%0Timeline
GABGABELLI EQUITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: 16,572 shares; 2017Q2: 15,429 shares 15,429$95K0.01%-1,143Timeline
ALLIANZGI CONV INCOME FD IIALLIANZGI CONV INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 12,039 shares; 2017Q1: 13,620 shares; 2017Q2: 13,797 shares 13,797$85K0.01%+177
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,849 shares; 2016Q3: 15,064 shares; 2016Q4: 15,126 shares; 2017Q1: 18,242 shares; 2017Q2: 17,637 shares 17,637$81K0.01%-605Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 15,629 shares; 2016Q4: 15,629 shares; 2017Q1: 15,629 shares; 2017Q2: 15,629 shares 15,629$79K0.01%0Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 11,612 shares 11,612$73K0.01%new
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 43,604 shares; 2016Q3: 50,494 shares; 2016Q4: 76,711 shares; 2017Q1: 65,496 shares; 2017Q2: 50,134 shares 50,134$56K<0.01%-15,362
REWALK ROBOTICS LTDREWALK ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 23,050 shares 23,050$41K<0.01%new
Lee Enterprises IncLee Enterprises IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,230 shares; 2016Q3: 21,230 shares; 2016Q4: 21,230 shares; 2017Q1: 21,230 shares; 2017Q2: 21,230 shares 21,230$40K<0.01%0
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,200 shares; 2016Q3: 24,700 shares; 2016Q4: 22,640 shares; 2017Q1: 15,440 shares; 2017Q2: 13,500 shares 13,500$38K<0.01%-1,940Timeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 16,124 shares; 2017Q1: 16,343 shares; 2017Q2: 13,748 shares 13,748$36K<0.01%-2,595Timeline
ALIMERA SCIENCES INCALIMERA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 17,400 shares; 2016Q4: 24,000 shares; 2017Q1: 24,000 shares; 2017Q2: 24,000 shares 24,000$33K<0.01%0
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,366 shares; 2016Q3: 20,766 shares; 2016Q4: 23,766 shares; 2017Q1: 22,529 shares; 2017Q2: 20,389 shares 20,389$18K<0.01%-2,140
VGZVISTA GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 14,000 shares; 2016Q4: 17,000 shares; 2017Q1: not reported; 2017Q2: 20,000 shares 20,000$17K<0.01%newTimeline
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 25,000 shares; 2016Q4: 25,000 shares; 2017Q1: 25,050 shares; 2017Q2: 25,050 shares 25,050$15K<0.01%0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 24,500 shares; 2017Q1: 24,500 shares; 2017Q2: 24,500 shares 24,500$11K<0.01%0
POLYMET MINING CORPPOLYMET MINING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 15,500 shares; 2017Q1: 18,500 shares; 2017Q2: 13,300 shares 13,300$8K<0.01%-5,200

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal60,000$60K0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1principal40,000$41K-40,000
SYNCHRONOSS TECHNOLOGIES INCSYNCHRONOSS TECHNOLOGIES INC NOTE 0.750 8/1principal30,000$28Knew

Sold out in Q2 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P78,511$2.87Mshares
InterContinental HotelsInterContinental Hotels39,801$1.95Mshares
XEXGXEATON VANCE TAX-MANAGED GLOB124,643$1.07Mshares
ARCCARES CAPITAL CORP45,338$789Kshares
DEODIAGEO PLC6,579$761Kshares
GUARANTY BANCORPGUARANTY BANCORP25,047$609Kshares
TTCTORO CO9,400$587Kshares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS12,043$553Kshares
NXPINXP SEMICONDUCTORS N V4,726$489Kshares
PATTERSON COS INCPATTERSON COS INC9,631$436Kshares
VISVANGUARD WORLD FD3,467$425Kshares
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P23,801$420Kshares
TSNTYSON FOODS INC6,784$418Kshares
WPPWPP PLC NEW3,728$409Kshares
MARATHON OIL CORPMARATHON OIL CORP25,458$402Kshares
SRESEMPRA3,415$378Kshares
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP33,646$326Kshares
SPHSUBURBAN PROPANE PARTNERS L11,520$312Kshares
SNASNAP ON INC1,845$311Kshares
FTCFIRST TR EXCHANGE-TRADED ALP5,683$299Kshares
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR21,131$295Kshares
VECTREN CORPVECTREN CORP4,955$288Kshares
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORP13,662$280Kshares
PFGPRINCIPAL FINANCIAL GROUP IN4,436$279Kshares
CABELAS INCCABELAS INC5,237$278Kshares
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALU19,470$272Kshares
NUSTAR ENERGY LPNUSTAR ENERGY LP5,248$271Kshares
SONYSONY GROUP CORP7,868$265Kshares
XLRESELECT SECTOR SPDR TR8,443$263Kshares
CNPCENTERPOINT ENERGY INC9,481$262Kshares
AFLAFLAC INC3,609$262Kshares
XETYXEATON VANCE TAX-MANAGED DIVE23,750$262Kshares
CRMSALESFORCE INC3,132$256Kshares
TSCOTRACTOR SUPPLY CO3,623$250Kshares
CGNXCOGNEX CORP2,975$250Kshares
HWBKHAWTHORN BANCSHARES INC11,758$248Kshares
TRNTRINITY INDS INC9,268$247Kshares
TEVATEVA PHARMACEUTICAL INDS LTD7,649$244Kshares
SWKSTANLEY BLACK & DECKER INC1,826$243Kshares
SILVER WHEATON CORPSILVER WHEATON CORP11,676$243Kshares
DDOMINION ENERGY INC3,074$241Kshares
BIIBBIOGEN INC892$241Kshares
BMOBANK OF MONTREAL3,216$241Kshares
SPYGSPDR SERIES TRUST2,126$240Kshares
MOSMOSAIC CO8,121$238Kshares
MCHPMICROCHIP TECHNOLOGY INC.3,216$237Kshares
OPPJWISDOMTREE TR6,304$237Kshares
NMLNEUBERGER ENGY INFRSTR & INC22,990$234Kshares
AMATAPPLIED MATLS INC5,864$230Kshares
VOOGVANGUARD ADMIRAL FDS INC1,948$230Kshares
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION3,600$229Kshares
BSXBOSTON SCIENTIFIC CORP9,273$228Kshares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L5,172$225Kshares
LNGCHENIERE ENERGY INC4,697$222Kshares
MANHMANHATTAN ASSOCIATES INC4,230$222Kshares
MDXGMIMEDX GROUP INC22,850$221Kshares
RWMPROSHARES TR4,630$221Kshares
KKELLANOVA3,024$219Kshares
RYDEX ETF TRUSTRYDEX ETF TRUST1,576$214Kshares
PCGPG&E CORP3,187$212Kshares
CCLCARNIVAL CORP3,599$212Kshares
PSAPUBLIC STORAGE955$211Kshares
HYLSFIRST TR EXCHANGE-TRADED FD4,280$211Kshares
MPCMARATHON PETE CORP4,102$209Kshares
MGVVANGUARD WORLD FD2,995$206Kshares
URIUNITED RENTALS INC1,618$203Kshares
KRGKITE REALTY GROUP TRUST9,528$202Kshares
MCKMCKESSON CORP1,364$202Kshares
UAUNDER ARMOUR INC11,086$202Kshares
FISVFISERV INC1,742$201Kshares
BENFRANKLIN TEMPLETON INC4,789$201Kshares
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP3,212$200Kshares
KKR &amp; CO LPKKR &amp; CO LP10,067$184Kshares
AQUINOX PHARMACEUTICALS INCAQUINOX PHARMACEUTICALS INC10,363$172Kshares
XNEAXNUVEEN AMT FREE QLTY MUN INC11,514$153Kshares
RIGTRANSOCEAN LTD12,333$151Kshares
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP12,019$145Kshares
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW13,850$141Kshares
IGRCBRE GBL REAL ESTATE INC FD18,580$137Kshares
DAKTDAKTRONICS INC13,582$129Kshares
AEGON N VAEGON N V23,695$122Kshares
CXCEMEX SAB DE CV12,162$109Kshares
ETJEATON VANCE RISK-MANAGED DIV10,715$98Kshares
FIFTH STR ASSET MGMT INCFIFTH STR ASSET MGMT INC21,000$96Kshares
NQ MOBILE INCNQ MOBILE INC15,590$66Kshares
GOLDFIELD CORPGOLDFIELD CORP10,000$58Kshares
AU OPTRONICS CORPAU OPTRONICS CORP15,000$57Kshares
SUPERVALU INCSUPERVALU INC13,472$53Kshares
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC10,857$50Kshares
DENBURY RES INCDENBURY RES INC18,288$48Kshares
SEADRILL ORDSEADRILL ORD22,346$37Kshares
CIKUBS ASSET MGMT INCOME FD INC10,442$34Kshares
PHARMATHENE INCPHARMATHENE INC18,000$15Kshares
ENSERVCO CORP COM NEWENSERVCO CORP COM NEW16,000$5Kshares

How Q2 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-17-001744 base2017-08-11acceptance time not in the bulk data set