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INVESTMENT CENTERS OF AMERICA INC

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13F filer, CIK 1351904, BISMARCK, ND

INVESTMENT CENTERS OF AMERICA INC reported $965,492,000 across 545 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-10. Its ten largest share positions make up 22.44% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-16-004728

Period
2016-09-30
Reported value
$965M
Holdings
545
Top 10 weight
22.44%
New
57
Sold out
22

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BNDXadded+47,111$2.64M
PFFadded+51,716$2.05M
BSVadded+22,863$1.85M
SDYadded+20,290$1.71M
VEAadded+45,165$1.69M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PWRexited-286,422-$6.62M
HSBC HLDGS PLCreduced-46,650-$1.19M
HOSPITALITY PROPERTIES TRUSTreduced-23,400-$695K
IWRreduced-3,315-$578K
NUVEEN SELECT QUALITY MUN FDexited-36,288-$563K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001085146-16-004728, largest first. % of portfolio is the value over $965,492,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,250 shares; 2016Q3: 11,250 shares 11,250$166K0.02%0Timeline
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,739 shares; 2016Q3: 11,869 shares 11,869$164K0.02%+130Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,909 shares; 2016Q3: 13,020 shares 13,020$159K0.02%+111Timeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,019 shares; 2016Q3: 11,019 shares 11,019$155K0.02%0Timeline
HRZNHORIZON TECHNOLOGY FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 10,416 shares 10,416$142K0.01%newTimeline
MONOGRAM RESIDENTIAL TR INCMONOGRAM RESIDENTIAL TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,000 shares; 2016Q3: 13,000 shares 13,000$139K0.01%0
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,707 shares; 2016Q3: 12,870 shares 12,870$135K0.01%+163Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 30,574 shares; 2016Q3: 29,432 shares 29,432$134K0.01%-1,142
KIMBALL INTL INCKIMBALL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,000 shares; 2016Q3: 10,000 shares 10,000$129K0.01%0
RCSPIMCO STRATEGIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,942 shares; 2016Q3: 12,791 shares 12,791$128K0.01%-151Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,223 shares; 2016Q3: 14,573 shares 14,573$126K0.01%+2,350Timeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 17,811 shares 17,811$121K0.01%newTimeline
OSBCOLD SECOND BANCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,452 shares; 2016Q3: 14,452 shares 14,452$120K0.01%0Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 12,515 shares 12,515$119K0.01%newTimeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,917 shares; 2016Q3: 13,933 shares 13,933$118K0.01%+16
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,733 shares; 2016Q3: 13,733 shares 13,733$111K0.01%0
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,513 shares; 2016Q3: 15,288 shares 15,288$99K0.01%+2,775
GLOBAL XGLOBAL XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,057 shares; 2016Q3: 11,057 shares 11,057$92K0.01%0
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 24,495 shares; 2016Q3: 24,679 shares 24,679$90K0.01%+184
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,873 shares; 2016Q3: 14,007 shares 14,007$87K0.01%+1,134
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 14,295 shares 14,295$83K0.01%newTimeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,677 shares; 2016Q3: 12,802 shares 12,802$80K0.01%+125
Lee Enterprises IncLee Enterprises IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,230 shares; 2016Q3: 21,230 shares 21,230$80K0.01%0
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 15,629 shares 15,629$79K0.01%newTimeline
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 19,429 shares 19,429$75K0.01%new
SUPERVALU INCSUPERVALU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,425 shares; 2016Q3: 14,768 shares 14,768$73K0.01%+3,343
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,849 shares; 2016Q3: 15,064 shares 15,064$65K0.01%+3,215Timeline
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,200 shares; 2016Q3: 24,700 shares 24,700$64K0.01%+3,500Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,800 shares; 2016Q3: 12,800 shares 12,800$61K0.01%0
AU OPTRONICS CORPAU OPTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 15,000 shares 15,000$55K0.01%new
NQ MOBILE INCNQ MOBILE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 11,740 shares; 2016Q3: 11,740 shares 11,740$45K<0.01%0
SEADRILL ORDSEADRILL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,135 shares; 2016Q3: 17,785 shares 17,785$42K<0.01%+650
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 21,366 shares; 2016Q3: 20,766 shares 20,766$33K<0.01%-600
Tremor VideoTremor VideoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 18,200 shares; 2016Q3: 18,040 shares 18,040$31K<0.01%-160
VANGUARDVANGUARDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 47,492 shares; 2016Q3: 46,551 shares 46,551$29K<0.01%-941
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 10,500 shares; 2016Q3: 10,500 shares 10,500$27K<0.01%0
ALIMERA SCIENCES INCALIMERA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 17,400 shares 17,400$25K<0.01%new
CASCADIAN THERAPEUTICS INC …CASCADIAN THERAPEUTICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 12,395 shares; 2016Q3: 12,395 shares 12,395$20K<0.01%0
VGZVISTA GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 14,000 shares 14,000$15K<0.01%newTimeline
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: not reported; 2016Q3: 25,000 shares 25,000$11K<0.01%new
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 17,500 shares; 2016Q3: 17,503 shares 17,503$4K<0.01%+3
TRIANGLE PETE CORPTRIANGLE PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 14,000 shares; 2016Q3: 13,000 shares 13,000$3K<0.01%-1,000
UNITED DEV FUNDING XXXREG…UNITED DEV FUNDING XXXREGISTRAT…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: restricted; 2016Q1: restricted; 2016Q2: 13,793 shares; 2016Q3: 14,242 shares 14,242$00%+449Value filed as zero, left out of ratios.

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1principal80,000$82K0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal60,000$60K0

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PWRQUANTA SVCS INC286,422$6.62Mshares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD36,288$563Kshares
NVONOVO-NORDISK A S6,713$363Kshares
HHYATT HOTELS CORP7,000$344Kshares
IBERIABANK CORPIBERIABANK CORP5,700$340Kshares
XLBSELECT SECTOR SPDR TR5,845$271Kshares
GEOGEO GROUP INC7,528$259Kshares
NUVEEN INVT QUALITY MUN FD INUVEEN INVT QUALITY MUN FD I14,370$239Kshares
OGEOGE ENERGY CORP7,043$232Kshares
SRESEMPRA1,832$209Kshares
FXGFIRST TR EXCHANGE-TRADED FD4,268$208Kshares
KXIISHARES TR2,037$204Kshares
AVAAVISTA CORP4,566$203Kshares
ALEALLETE INC3,139$203Kshares
FIREEYE INCFIREEYE INC11,325$186Kshares
TECKTECK RESOURCES LTD13,000$171Kshares
THE CUSHING MLP INFASTCR TOTTHE CUSHING MLP INFASTCR TOT13,811$170Kshares
BGRBLACKROCK ENERGY & RES TR10,206$146Kshares
ISHARES TRISHARES TR11,442$117Kshares
WESTERN ASSET MGD HI INCM FDWESTERN ASSET MGD HI INCM FD16,200$77Kshares
CEL SCI CORPCEL SCI CORP20,408$9Kshares
KEY ENERGY SVCS INCKEY ENERGY SVCS INC17,463$4Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-16-004728 base2016-11-10acceptance time not in the bulk data set