INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC

13F filer, CIK 1673815, Fort Collins, CO

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC reported $563,914,000 across 763 holdings for the quarter ended 2022-09-30, in a 13F-HR filed 2022-11-07. Its ten largest share positions make up 43.66% of the portfolio.

Filed 2022-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 18:34:10 UTC13F-HR 0001104659-22-115173

Period: 2022-09-30
Reported value: $564M
Holdings: 763
Top 10 weight: 43.66%
New: 39
Sold out: 49

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+8,232	$2.7M
VTIadded	+9,643	$1.73M
BILadded	+16,693	$1.53M
SBUXadded	+14,060	$1.18M
JPMadded	+10,992	$1.15M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
XLEreduced	-45,431	-$3.27M
CCORreduced	-56,462	-$1.68M
IVVreduced	-3,930	-$1.41M
WKexited	-18,983	-$1.25M
IEFAreduced	-16,631	-$876K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2022

Share positions as resolved from 13F-HR 0001104659-22-115173, largest first. % of portfolio is the value over $555,832,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
RCLROYAL CARIBBEAN GROUP	100	$4K	<0.01%	0		Timeline
WELLWELLTOWER INC	68	$4K	<0.01%	+21		Timeline
UALUNITED AIRLS HLDGS INC	120	$4K	<0.01%	0		Timeline
VIOOVANGUARD ADMIRAL FDS INC	22	$4K	<0.01%	0		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	30	$4K	<0.01%	0		Timeline
UUNITY SOFTWARE INC	112	$4K	<0.01%	-47		Timeline
WTWWILLIS TOWERS WATSON PLC LTD	22	$4K	<0.01%	0		Timeline
AKAMAKAMAI TECHNOLOGIES INC	48	$4K	<0.01%	0		Timeline
WDFCWD 40 CO	20	$4K	<0.01%	0		Timeline
EEFTEURONET WORLDWIDE INC	57	$4K	<0.01%	0		Timeline
OCOWENS CORNING NEW	52	$4K	<0.01%	0		Timeline
PRIPRIMERICA INC	36	$4K	<0.01%	0		Timeline
JKHYHENRY JACK & ASSOC INC	20	$4K	<0.01%	0		Timeline
XSDSPDR SERIES TRUST	25	$4K	<0.01%	0		Timeline
AZTAAZENTA INC	86	$4K	<0.01%	-37		Timeline
BALLBALL CORP	91	$4K	<0.01%	0		Timeline
AMRALPHA METALLURGICAL RESOUR I	32	$4K	<0.01%	0		Timeline
JBTMJBT MAREL CORPORATION	45	$4K	<0.01%	0		Timeline
SITESITEONE LANDSCAPE SUPPLY INC	41	$4K	<0.01%	0		Timeline
KDKYNDRYL HLDGS INC	460	$4K	<0.01%	+282		Timeline
LITGLOBAL X FDS	65	$4K	<0.01%	new		Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	39	$4K	<0.01%	0
STORE CAP CORPSTORE CAP CORP	124	$4K	<0.01%	-30
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	690	$4K	<0.01%	0
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C	75	$4K	<0.01%	0
AMCXAMC GLOBAL MEDIA INC	209	$4K	<0.01%	0		Timeline
HROWHARROW INC	337	$4K	<0.01%	0		Timeline
BATTAMPLIFY ETF TR	335	$4K	<0.01%	new		Timeline
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORP	100	$4K	<0.01%	0
VERASTEM INCVERASTEM INC	4,531	$4K	<0.01%	0
CUZCOUSINS PPTYS INC	111	$3K	<0.01%	0		Timeline
BMIBADGER METER INC	28	$3K	<0.01%	0		Timeline
HRHEALTHCARE RLTY TR	133	$3K	<0.01%	new		Timeline
ICLRICON PUB LTD CO	16	$3K	<0.01%	0		Timeline
KRCKILROY REALTY CORP	81	$3K	<0.01%	0		Timeline
GIBCGI INC	36	$3K	<0.01%	0		Timeline
SBRASABRA HEALTH CARE REIT INC	199	$3K	<0.01%	-39		Timeline
ADCAGREE RLTY CORP	47	$3K	<0.01%	0		Timeline
FISFIDELITY NATL INFORMATION SV	41	$3K	<0.01%	-271		Timeline
AEPAMERICAN ELEC PWR CO INC	40	$3K	<0.01%	0		Timeline
BNLBROADSTONE NET LEASE INC	175	$3K	<0.01%	0		Timeline
DARDARLING INGREDIENTS INC	52	$3K	<0.01%	0		Timeline
EXEEXPAND ENERGY CORPORATION	36	$3K	<0.01%	0		Timeline
CCCHEMOURS CO	120	$3K	<0.01%	0		Timeline
TFCTRUIST FINL CORP	64	$3K	<0.01%	0		Timeline
HDBHDFC BANK LTD	46	$3K	<0.01%	0		Timeline
MASMASCO CORP	60	$3K	<0.01%	0		Timeline
MGMMGM RESORTS INTERNATIONAL	105	$3K	<0.01%	0		Timeline
FSKFS KKR CAP CORP	154	$3K	<0.01%	+19		Timeline
THOTHOR INDS INC	42	$3K	<0.01%	0		Timeline
XLBSELECT SECTOR SPDR TR	51	$3K	<0.01%	+4		Timeline
IMCBISHARES TR	56	$3K	<0.01%	0		Timeline
SMGSCOTTS MIRACLE-GRO CO	63	$3K	<0.01%	0		Timeline
CPNGCOUPANG INC	178	$3K	<0.01%	0		Timeline
HLMNHILLMAN SOLUTIONS CORP	385	$3K	<0.01%	0		Timeline
TRNOTERRENO RLTY CORP	66	$3K	<0.01%	0		Timeline
VNTVONTIER CORPORATION	193	$3K	<0.01%	0		Timeline
HANESBRANDS INCHANESBRANDS INC	500	$3K	<0.01%	0
CRH PLC ADSCRH PLC ADS	101	$3K	<0.01%	0
SPRSPIRIT AEROSYSTEMS HLDGS INC	138	$3K	<0.01%	0		Timeline
BUGGLOBAL X FDS	130	$3K	<0.01%	new		Timeline
PGJINVESCO EXCHANGE TRADED FD T	107	$3K	<0.01%	0		Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	2,000	$3K	<0.01%	0
BRIGHAM MINERALS INCBRIGHAM MINERALS INC	106	$3K	<0.01%	+9
IMMUNOGEN INCIMMUNOGEN INC	667	$3K	<0.01%	0
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC	166	$3K	<0.01%	0
PROSHARES TR IIPROSHARES TR II	50	$3K	<0.01%	new
CCITIGROUP INC	50	$2K	<0.01%	0		Timeline
PGRPROGRESSIVE CORP	13	$2K	<0.01%	new		Timeline
BIVVANGUARD BD INDEX FDS	27	$2K	<0.01%	0		Timeline
VMRKVIVMARK RESIDENTIAL	30	$2K	<0.01%	+9		Timeline
FEFIRSTENERGY CORP	60	$2K	<0.01%	0		Timeline
BUDANHEUSER BUSCH INBEV SA NV	48	$2K	<0.01%	0		Timeline
MGAMAGNA INTL INC	36	$2K	<0.01%	0		Timeline
WABWABTEC	28	$2K	<0.01%	0		Timeline
OGNORGANON & CO	99	$2K	<0.01%	-922		Timeline
ATOATMOS ENERGY CORP	20	$2K	<0.01%	0		Timeline
APLEAPPLE HOSPITALITY REIT INC	118	$2K	<0.01%	0		Timeline
EVHEVOLENT HEALTH INC	42	$2K	<0.01%	-8		Timeline
MTARCELORMITTAL SA LUXEMBOURG	124	$2K	<0.01%	0		Timeline
EBAYEBAY INC.	59	$2K	<0.01%	0		Timeline
LADRLADDER CAP CORP	200	$2K	<0.01%	0		Timeline
MPTMEDICAL PROPERTIES TRUST INC	185	$2K	<0.01%	0		Timeline
BXPBXP INC	33	$2K	<0.01%	0		Timeline
MANHMANHATTAN ASSOCIATES INC	14	$2K	<0.01%	new		Timeline
CELHCELSIUS HLDGS INC	21	$2K	<0.01%	0		Timeline
GTLSCHART INDS INC	10	$2K	<0.01%	-3		Timeline
RDVYFIRST TR EXCHANGE TRADED FD	63	$2K	<0.01%	new		Timeline
BLVVANGUARD BD INDEX FDS	30	$2K	<0.01%	0		Timeline
LCIILCI INDS	17	$2K	<0.01%	0		Timeline
BBDBANCO BRADESCO S A	641	$2K	<0.01%	0		Timeline
PPLIPEOPLE INC	36	$2K	<0.01%	0		Timeline
NFJVIRTUS DIVIDEND INTEREST & P	214	$2K	<0.01%	0		Timeline
BMBLBUMBLE INC	72	$2K	<0.01%	+6		Timeline
GSLGLOBAL SHIP LEASE INC	142	$2K	<0.01%	+3		Timeline
HGLBHIGHLAND GLOBAL ALLOCATION F	256	$2K	<0.01%	0		Timeline
PVLPERMIANVILLE RTY TR	507	$2K	<0.01%	new		Timeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	36	$2K	<0.01%	0
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	1,000	$2K	<0.01%	0
BARCLAYS BK PLCBARCLAYS BK PLC	100	$2K	<0.01%	new
CHTRCHARTER COMMUNICATIONS INC	4	$1K	<0.01%	0		Timeline
COPCONOCOPHILLIPS	12	$1K	<0.01%	0		Timeline
IJRISHARES TR	13	$1K	<0.01%	0		Timeline
ACWXISHARES TR	30	$1K	<0.01%	0		Timeline
PLTRPALANTIR TECHNOLOGIES INC	100	$1K	<0.01%	0		Timeline
VNQVANGUARD INDEX FDS	13	$1K	<0.01%	0		Timeline
VCSHVANGUARD SCOTTSDALE FDS	14	$1K	<0.01%	0		Timeline
MFCMANULIFE FINL CORP	66	$1K	<0.01%	new		Timeline
SHOPSHOPIFY INC	30	$1K	<0.01%	0		Timeline
KNSLKINSALE CAP GROUP INC	5	$1K	<0.01%	0		Timeline
CASYCASEYS GEN STORES INC	4	$1K	<0.01%	0		Timeline
CYTKCYTOKINETICS INC	13	$1K	<0.01%	0		Timeline
FIVNFIVE9 INC	7	$1K	<0.01%	0		Timeline
ARANTERO RESOURCES CORP	29	$1K	<0.01%	new		Timeline
PLNTPLANET FITNESS MASTER ISSUER	10	$1K	<0.01%	0		Timeline
MSTRSTRATEGY INC	5	$1K	<0.01%	0		Timeline
MNDYMONDAY COM LTD	7	$1K	<0.01%	new		Timeline
FRSHFRESHWORKS INC	50	$1K	<0.01%	new		Timeline
ZWSZURN ELKAY WATER SOLNS CORP	28	$1K	<0.01%	0		Timeline
BFSSAUL CTRS INC	16	$1K	<0.01%	0		Timeline
LSCCLATTICE SEMICONDUCTOR CORP	25	$1K	<0.01%	0		Timeline
HQYHEALTHEQUITY INC	21	$1K	<0.01%	0		Timeline
LPLALPL FINL HLDGS INC	6	$1K	<0.01%	0		Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	100	$1K	<0.01%	0		Timeline
NETCLOUDFLARE INC	10	$1K	<0.01%	0		Timeline
SLABSILICON LABORATORIES INC	9	$1K	<0.01%	+2		Timeline
TNLTRAVEL PLUS LEISURE CO	37	$1K	<0.01%	0		Timeline
IVTINVENTRUST PPTYS CORP	57	$1K	<0.01%	0		Timeline
DELLDELL TECHNOLOGIES INC	16	$1K	<0.01%	0		Timeline
PINSPINTEREST INC	35	$1K	<0.01%	0		Timeline
AATAMERICAN ASSETS TR INC	26	$1K	<0.01%	0		Timeline
HALOHALOZYME THERAPEUTICS INC	31	$1K	<0.01%	0		Timeline
DLRDIGITAL RLTY TR INC	13	$1K	<0.01%	0		Timeline
COHRCOHERENT CORP	24	$1K	<0.01%	new		Timeline
MPCMARATHON PETE CORP	13	$1K	<0.01%	0		Timeline
REGNREGENERON PHARMACEUTICALS	1	$1K	<0.01%	0		Timeline
COINCOINBASE GLOBAL INC	21	$1K	<0.01%	0		Timeline
SMPLSIMPLY GOOD FOODS CO	31	$1K	<0.01%	0		Timeline
LLOEWS CORP	19	$1K	<0.01%	-19		Timeline
BNSBANK NOVA SCOTIA B C	20	$1K	<0.01%	-19		Timeline
NVONOVO-NORDISK A S	14	$1K	<0.01%	0		Timeline
BILIBILIBILI INC	85	$1K	<0.01%	0		Timeline
LITELUMENTUM HLDGS INC	11	$1K	<0.01%	0		Timeline
LOGILOGITECH INTL S A	22	$1K	<0.01%	0		Timeline
MSAMSA SAFETY INC	8	$1K	<0.01%	0		Timeline
WWDWOODWARD INC	14	$1K	<0.01%	0		Timeline
IXORIX CORP	7	$1K	<0.01%	0		Timeline
QTWOQ2 HLDGS INC	16	$1K	<0.01%	0		Timeline
CUKCARNIVAL PLC	100	$1K	<0.01%	0		Timeline
AVAVAEROVIRONMENT INC	8	$1K	<0.01%	0		Timeline
WINGWINGSTOP INC	10	$1K	<0.01%	+1		Timeline
CRSPCRISPR THERAPEUTICS AG	21	$1K	<0.01%	0		Timeline
CRTOCRITEO S A	44	$1K	<0.01%	0		Timeline
SPTSPROUT SOCIAL INC	13	$1K	<0.01%	0		Timeline
DKNGDRAFTKINGS INC NEW	60	$1K	<0.01%	0		Timeline
EGPEASTGROUP PPTYS INC	7	$1K	<0.01%	0		Timeline
RSPTINVESCO EXCHANGE TRADED FD T	6	$1K	<0.01%	0		Timeline
FCFSFIRSTCASH HOLDINGS INC	8	$1K	<0.01%	0		Timeline
NTSTNETSTREIT CORP	66	$1K	<0.01%	+33		Timeline
CWSTCASELLA WASTE SYS INC	7	$1K	<0.01%	0		Timeline
DRHDIAMONDROCK HOSPITALITY CO	193	$1K	<0.01%	0		Timeline
BFLYBUTTERFLY NETWORK INC	200	$1K	<0.01%	+100		Timeline
DNPDNP SELECT INCOME FD INC	120	$1K	<0.01%	0		Timeline
LNTHLANTHEUS HLDGS INC	14	$1K	<0.01%	new		Timeline
ACHACCENDRA HEALTH INC	21	$1K	<0.01%	0		Timeline
ESABESAB CORPORATION	21	$1K	<0.01%	+5		Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	10	$1K	<0.01%	0		Timeline
PJTPJT PARTNERS INC	19	$1K	<0.01%	0		Timeline
PLUGPLUG PWR INC	35	$1K	<0.01%	0		Timeline
KWRQUAKER HOUGHTON	9	$1K	<0.01%	+1		Timeline
PRKSUNITED PARKS & RESORTS INC	12	$1K	<0.01%	0		Timeline
BOOTBOOT BARN HLDGS INC	9	$1K	<0.01%	+1		Timeline
GAINGLADSTONE INVT CORP	60	$1K	<0.01%	+1		Timeline
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED	20	$1K	<0.01%	+15
QUALTRICS INTL INCQUALTRICS INTL INC	57	$1K	<0.01%	new
VMWARE, INC.VMWARE, INC.	7	$1K	<0.01%	0
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	42	$1K	<0.01%	+7
TECHTARGET INCTECHTARGET INC	11	$1K	<0.01%	+3
SHOCKWAVE MED INCSHOCKWAVE MED INC	4	$1K	<0.01%	0
HZOMARINEMAX INC	24	$1K	<0.01%	0		Timeline
CHGGCHEGG INC	38	$1K	<0.01%	new		Timeline
OOMAOOMA INC	60	$1K	<0.01%	0		Timeline
IAA INCIAA INC	18	$1K	<0.01%	0
CUTERA INCCUTERA INC	12	$1K	<0.01%	+5
ALTOALTO INGREDIENTS INC	200	$1K	<0.01%	0		Timeline
XPOFXPONENTIAL FITNESS INC	35	$1K	<0.01%	0		Timeline
SWIMLATHAM GROUP INC	251	$1K	<0.01%	0		Timeline
SKINSKINHEALTH SYSTEMS INC	50	$1K	<0.01%	0		Timeline
RINGISHARES INC	77	$1K	<0.01%	0		Timeline
EVERI HLDGS INCEVERI HLDGS INC	92	$1K	<0.01%	0
THRTHERMON GROUP HLDGS INC	37	$1K	<0.01%	0		Timeline
PROPROS Holdings Inc	21	$1K	<0.01%	0		Timeline
PING IDENTITY HOLDING CORPPING IDENTITY HOLDING CORP	25	$1K	<0.01%	0
KARUNA THERAPEUTICS INCKARUNA THERAPEUTICS INC	3	$1K	<0.01%	0
IMUXIMMUNIC INC	297	$1K	<0.01%	0		Timeline
MTUMISHARES TR	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SPYDSPDR SERIES TRUST	9	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
OKTAOKTA INC	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PKPARK HOTELS & RESORTS INC	43	$0	0%	-53	Value filed as zero, left out of ratios.	Timeline
FTITECHNIPFMC PLC	23	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
OMCLOMNICELL COM	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FOXAFOX CORP	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ZMZOOM COMMUNICATIONS INC	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PGNYPROGYNY INC	13	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FVRRFIVERR INTL LTD	3	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SYNASYNAPTICS INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
INSMINSMED INC	21	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MDBMONGODB INC	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
DNLIDENALI THERAPEUTICS INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
STAASTAAR SURGICAL CO	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IQIQIYI INC	165	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
INSPINSPIRE MED SYS INC	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MMSIMERIT MED SYS INC	5	$0	0%	-9	Value filed as zero, left out of ratios.	Timeline
NIONIO INC	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KURAKURA ONCOLOGY INC	16	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
WCCWESCO INTL INC	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
MEDPMEDPACE HLDGS INC	2	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RPDRAPID7 INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARKKARK ETF TR	0	$0	0%	0	Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.	Timeline
ZIMZIM INTEGRATED SHIPPING SERV	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ALKSALKERMES PLC	18	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARWRARROWHEAD PHARMACEUTICALS IN	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ARVNARVINAS INC	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CDNACAREDX INC	7	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BDNBRANDYWINE RLTY TR	68	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NWSNEWS CORP NEW	27	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
AMNAMN HEALTHCARE SVCS INC	3	$0	0%	-3	Value filed as zero, left out of ratios.	Timeline
ENOVENOVIS CORPORATION	5	$0	0%	-8	Value filed as zero, left out of ratios.	Timeline
ENSGENSIGN GROUP INC	6	$0	0%	-9	Value filed as zero, left out of ratios.	Timeline
FATEFATE THERAPEUTICS INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
PRVAPRIVIA HEALTH GROUP INC	9	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	30	$0	0%	0	Value filed as zero, left out of ratios.
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	2	$0	0%	-8	Value filed as zero, left out of ratios.
NTLAINTELLIA THERAPEUTICS INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SMARTSHEET INC. (CLASS A)SMARTSHEET INC. (CLASS A)	13	$0	0%	0	Value filed as zero, left out of ratios.
CAJPYCANON INC-SPONS ADR	15	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
TASKTASKUS INC	27	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
VIMEO INCVIMEO INC	58	$0	0%	0	Value filed as zero, left out of ratios.
UEICUNIVERSAL ELECTRS INC	19	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC	83	$0	0%	+1	Value filed as zero, left out of ratios.
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	5	$0	0%	-4	Value filed as zero, left out of ratios.
IRTCIRHYTHM HOLDINGS INC	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORP	50	$0	0%	0	Value filed as zero, left out of ratios.
ZIMVIE INCZIMVIE INC	13	$0	0%	0	Value filed as zero, left out of ratios.
TILRAY INCTILRAY INC	100	$0	0%	0	Value filed as zero, left out of ratios.
EDOWFIRST TR EXCHANGE-TRADED FD	20	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
APLSAPELLIS PHARMACEUTICALS INC	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
APPNAPPIAN CORP	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ATRCATRICURE INC	7	$0	0%	-10	Value filed as zero, left out of ratios.	Timeline
IEPICAHN ENTERPRISES LP	6	$0	0%	+1	Value filed as zero, left out of ratios.	Timeline
ALDXALDEYRA THERAPEUTICS INC	23	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
OXY/WSOCCIDENTAL PETE CORP	8	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	50	$0	0%	0	Value filed as zero, left out of ratios.
OCCIOFS CREDIT COMPANY INC	12	$0	0%	-89	Value filed as zero, left out of ratios.	Timeline
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC	10	$0	0%	0	Value filed as zero, left out of ratios.
CONTEXTLOGIC INCCONTEXTLOGIC INC	40	$0	0%	0	Value filed as zero, left out of ratios.
INARI MED INCINARI MED INC	4	$0	0%	0	Value filed as zero, left out of ratios.
AXONICS INCAXONICS INC	7	$0	0%	new	Value filed as zero, left out of ratios.
DIANTHUS THERAPEUTICS INC C…DIANTHUS THERAPEUTICS INC COM	50	$0	0%	0	Value filed as zero, left out of ratios.
SKILLZ INCSKILLZ INC	100	$0	0%	0	Value filed as zero, left out of ratios.
MOMENTUS INCMOMENTUS INC	40	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	532,300	$8.07M	+7,500
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	20,000	$7K	+6,000

Sold out in Q3 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
WKWORKIVA INC	18,983	$1.25M	shares
RSPINVESCO EXCHANGE TRADED FD T	1,534	$206K	shares
BARRICK GOLD CORPBARRICK GOLD CORP	2,200	$39K	shares
SUBISHARES TR	296	$31K	shares
VIGIVANGUARD WHITEHALL FDS	360	$25K	shares
WHITING PETROLEUM CORPWHITING PETROLEUM CORP	261	$18K	shares
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	355	$15K	shares
LQDHISHARES U S ETF TR	154	$14K	shares
HYEMVANECK ETF TRUST	566	$10K	shares
SFMSPROUTS FMRS MKT INC	329	$8K	shares
BBYBEST BUY INC	124	$8K	shares
CRICARTERS INC	99	$7K	shares
URIUNITED RENTALS INC	24	$6K	shares
ONON SEMICONDUCTOR CORP	121	$6K	shares
GTGOODYEAR TIRE & RUBR CO	546	$6K	shares
TERMINIX GLOBAL HOLDINGS IN…TERMINIX GLOBAL HOLDINGS INC COM	144	$6K	shares
SYFSYNCHRONY FINANCIAL	166	$5K	shares
SWKSTANLEY BLACK & DECKER INC	45	$5K	shares
TCBITEXAS CAP BANCSHARES INC	94	$5K	shares
PATHUIPATH INC	297	$5K	shares
NTPIFNAM TAI PROPERTY INC	1,100	$5K	shares
VUZIVUZIX CORP	500	$4K	shares
LBRDALIBERTY BROADBAND CORP	36	$4K	shares
XARSPDR SERIES TRUST	30	$3K	shares
TOLTOLL BROTHERS INC	77	$3K	shares
CDWCDW CORP	21	$3K	shares
PARAMOUNT GLOBALPARAMOUNT GLOBAL	136	$3K	shares
OPTUOPTIMUM COMMUNICATIONS INC	302	$3K	shares
ENTGENTEGRIS INC	23	$2K	shares
GMEDGLOBUS MED INC	38	$2K	shares
HEALTHCAREHEALTHCARE	70	$2K	shares
GILTGILAT SATELLITE NETWORKS LTD	300	$2K	shares
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	63	$2K	shares
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	10	$2K	shares
TREXTREX INC	12	$1K	shares
DHID R HORTON INC	19	$1K	shares
OTEXOPEN TEXT CORP	32	$1K	shares
CNMDCONMED CORP	9	$1K	shares
AMCOR PLCAMCOR PLC	95	$1K	shares
URNMSPROTT FDS TR	26	$1K	shares
II VI INCII VI INC	20	$1K	shares
RRRRED ROCK RESORTS INC	15	$1K	shares
EVO PMTS INCEVO PMTS INC	27	$1K	shares
FNDFLOOR & DECOR HLDGS INC	6	$0	shares
TGTXTG THERAPEUTICS INC	11	$0	shares
ASANASANA INC	10	$0	shares
APPSDIGITAL TURBINE INC	18	$0	shares
NUVASIVE INCNUVASIVE INC	10	$0	shares
BRIDGETOWN HOLDINGS LTDBRIDGETOWN HOLDINGS LTD	50	$0	shares

How Q3 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001104659-22-115173	base		2022-11-07	acceptance time not in the bulk data set	2026-10-07 18:34:10 UTC