Skip to content
Disclosery

INDEPENDENT FINANCIAL GROUP, LLC

Follow

13F filer, CIK 275484, SAN DIEGO, CA

INDEPENDENT FINANCIAL GROUP, LLC reported $5,512,556,482 across 1,579 holdings for the quarter ended 2026-09-30, in a 13F-HR filed 2026-10-13. Its ten largest share positions make up 24.61% of the portfolio.

Accepted , ingested 13F-HR 0000275484-26-000032

Period
2026-09-30
Reported value
$5.51B
Holdings
1,579
Top 10 weight
24.61%
New
156
Sold out
123

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CRWDadded+76,244$20.2M
SNTHadded+430,219$12.7M
ICSHnew+249,372$12.6M
XOMnew+77,044$12.5M
SNTQnew+351,147$8.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
XOMexited-76,288-$10.4M
SNDKreduced-4,577-$7.96M
AVGOreduced-17,940-$6.3M
IYMreduced-26,675-$4.75M
AMDreduced-7,368-$4.51M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2026

Share positions as resolved from 13F-HR 0000275484-26-000032, largest first. % of portfolio is the value over $5,512,556,482, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KVUEKENVUE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 27,557 shares; 2025Q4: not reported; 2026Q1: 12,259 shares; 2026Q2: not reported; 2026Q3: 11,560 shares 11,560$204K<0.01%newTimeline
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,500 shares; 2025Q3: 13,519 shares; 2025Q4: 14,500 shares; 2026Q1: 14,500 shares; 2026Q2: 14,500 shares; 2026Q3: 14,500 shares 14,500$204K<0.01%0Timeline
HRHEALTHCARE RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 11,493 shares 11,493$204K<0.01%newTimeline
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 821 shares 821$203K<0.01%newTimeline
FAPRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 4,238 shares 4,238$203K<0.01%newTimeline
AMPAMERIPRISE FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 742 shares; 2025Q4: 548 shares; 2026Q1: 504 shares; 2026Q2: 482 shares; 2026Q3: 411 shares 411$202K<0.01%-71Timeline
DDMPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 2,850 shares; 2025Q1: 2,850 shares; 2025Q2: 2,850 shares; 2025Q3: 2,850 shares; 2025Q4: 5,700 shares; 2026Q1: 5,700 shares; 2026Q2: 5,700 shares; 2026Q3: 3,300 shares 3,300$202K<0.01%-2,400Timeline
FPXFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 1,133 shares 1,133$202K<0.01%newTimeline
ESGDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 2,236 shares; 2026Q3: 1,956 shares 1,956$202K<0.01%-280Timeline
FLAOAIM ETF PRODUCTS TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 14,578 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 7,005 shares 7,005$201K<0.01%newTimeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 4,274 shares 4,274$201K<0.01%newTimeline
TCPCBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 47,641 shares; 2025Q1: 46,836 shares; 2025Q2: 47,274 shares; 2025Q3: 47,658 shares; 2025Q4: 47,658 shares; 2026Q1: 47,658 shares; 2026Q2: 50,610 shares; 2026Q3: 50,210 shares 50,210$201K<0.01%-400Timeline
ONEQFIDELITY COMWLTH TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 3,540 shares; 2025Q3: 2,849 shares; 2025Q4: 2,358 shares; 2026Q1: not reported; 2026Q2: 2,233 shares; 2026Q3: 1,892 shares 1,892$200K<0.01%-341Timeline
HFROHIGHLAND OPPS & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 30,476 shares; 2025Q1: 28,605 shares; 2025Q2: 29,955 shares; 2025Q3: 30,254 shares; 2025Q4: 28,358 shares; 2026Q1: 28,630 shares; 2026Q2: 28,881 shares; 2026Q3: 29,119 shares 29,119$194K<0.01%+238Timeline
AESAES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 97,342 shares; 2025Q2: 92,595 shares; 2025Q3: 14,455 shares; 2025Q4: 13,093 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 13,006 shares 13,006$194K<0.01%newTimeline
CLFCLEVELAND-CLIFFS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 22,347 shares; 2025Q3: 22,947 shares; 2025Q4: 22,747 shares; 2026Q1: 22,647 shares; 2026Q2: 18,776 shares; 2026Q3: 17,578 shares 17,578$194K<0.01%-1,198Timeline
FPEIFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 10,467 shares; 2026Q2: not reported; 2026Q3: 10,438 shares 10,438$192K<0.01%newTimeline
QIDPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 14,300 shares; 2026Q2: 14,300 shares; 2026Q3: 14,300 shares 14,300$188K<0.01%0Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 27,500 shares; 2025Q1: 36,500 shares; 2025Q2: 42,742 shares; 2025Q3: 40,442 shares; 2025Q4: 40,442 shares; 2026Q1: 37,442 shares; 2026Q2: 51,442 shares; 2026Q3: 45,855 shares 45,855$188K<0.01%-5,587Timeline
FTCAPUTNAM ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 52,867 shares; 2026Q1: 52,867 shares; 2026Q2: 27,365 shares; 2026Q3: 27,365 shares 27,365$187K<0.01%0Timeline
AVKADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 16,000 shares; 2026Q3: 16,000 shares 16,000$183K<0.01%0Timeline
AVAHAVEANNA HEALTHCARE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 14,707 shares 14,707$183K<0.01%newTimeline
NWLNEWELL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 14,265 shares; 2025Q1: 15,615 shares; 2025Q2: 35,800 shares; 2025Q3: 35,800 shares; 2025Q4: 33,300 shares; 2026Q1: 34,650 shares; 2026Q2: 34,150 shares; 2026Q3: 33,650 shares 33,650$178K<0.01%-500Timeline
OWLBLUE OWL CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 80,110 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 18,485 shares; 2026Q3: 18,604 shares 18,604$169K<0.01%+119Timeline
PCNPIMCO CORPORATE & INCM STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 17,055 shares; 2025Q1: 16,090 shares; 2025Q2: 16,129 shares; 2025Q3: 16,171 shares; 2025Q4: 19,212 shares; 2026Q1: 18,657 shares; 2026Q2: 18,705 shares; 2026Q3: 15,754 shares 15,754$168K<0.01%-2,951Timeline
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 27,232 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 11,448 shares 11,448$168K<0.01%newTimeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 93,168 shares 93,168$164K<0.01%newTimeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 13,975 shares; 2026Q1: 15,431 shares; 2026Q2: 16,435 shares; 2026Q3: 17,312 shares 17,312$164K<0.01%+877Timeline
NTLAINTELLIA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 29,637 shares; 2025Q1: not reported; 2025Q2: 12,559 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 16,302 shares; 2026Q2: 15,052 shares; 2026Q3: 13,309 shares 13,309$161K<0.01%-1,743Timeline
WSEWISE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 13,848 shares 13,848$158K<0.01%newTimeline
QUBTQUANTUM COMPUTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 19,475 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 11,389 shares; 2026Q2: 20,678 shares; 2026Q3: 17,902 shares 17,902$151K<0.01%-2,776Timeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 15,179 shares; 2025Q3: 15,179 shares; 2025Q4: 17,679 shares; 2026Q1: 17,679 shares; 2026Q2: 17,679 shares; 2026Q3: 12,679 shares 12,679$149K<0.01%-5,000Timeline
CRGYCRESCENT ENERGY COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 10,200 shares; 2026Q2: 11,200 shares; 2026Q3: 11,200 shares 11,200$144K<0.01%0Timeline
UUUUENERGY FUELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 13,317 shares; 2026Q2: 13,117 shares; 2026Q3: 12,810 shares 12,810$142K<0.01%-307Timeline
OPENOPENDOOR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 130,284 shares; 2026Q1: 103,761 shares; 2026Q2: 56,561 shares; 2026Q3: 56,211 shares 56,211$133K<0.01%-350Timeline
NVTSNAVITAS SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 15,250 shares; 2025Q3: 20,212 shares; 2025Q4: not reported; 2026Q1: 14,787 shares; 2026Q2: 19,287 shares; 2026Q3: 11,124 shares 11,124$129K<0.01%-8,163Timeline
INFYINFOSYS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 11,973 shares 11,973$129K<0.01%newTimeline
SOUNSOUNDHOUND AI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 38,400 shares; 2025Q1: not reported; 2025Q2: 19,818 shares; 2025Q3: 30,554 shares; 2025Q4: 17,613 shares; 2026Q1: 23,293 shares; 2026Q2: 23,058 shares; 2026Q3: 21,362 shares 21,362$129K<0.01%-1,696Timeline
QSQUANTUMSCAPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 10,826 shares; 2025Q1: 15,658 shares; 2025Q2: 20,608 shares; 2025Q3: 21,545 shares; 2025Q4: 23,700 shares; 2026Q1: 21,925 shares; 2026Q2: 22,325 shares; 2026Q3: 26,907 shares 26,907$125K<0.01%+4,582Timeline
GOGOGOGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 68,054 shares; 2025Q1: 68,050 shares; 2025Q2: 68,050 shares; 2025Q3: 69,050 shares; 2025Q4: 59,750 shares; 2026Q1: 59,750 shares; 2026Q2: 50,750 shares; 2026Q3: 55,650 shares 55,650$120K<0.01%+4,900Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 11,427 shares; 2026Q2: 11,460 shares; 2026Q3: 11,492 shares 11,492$118K<0.01%+32Timeline
ACHRARCHER AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 11,030 shares; 2025Q1: 13,392 shares; 2025Q2: 11,841 shares; 2025Q3: 30,914 shares; 2025Q4: 14,910 shares; 2026Q1: 15,610 shares; 2026Q2: 16,860 shares; 2026Q3: 22,527 shares 22,527$112K<0.01%+5,667Timeline
IBRXIMMUNITYBIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 11,825 shares 11,825$112K<0.01%newTimeline
TDAYUSA TODAY CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,500 shares; 2025Q3: 33,500 shares; 2025Q4: 33,500 shares; 2026Q1: 23,500 shares; 2026Q2: 20,500 shares; 2026Q3: 17,500 shares 17,500$110K<0.01%-3,000Timeline
RDWREDWIRE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 10,395 shares 10,395$109K<0.01%newTimeline
ALLTALLOT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 12,400 shares; 2026Q3: 12,200 shares 12,200$103K<0.01%-200Timeline
IVRINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 16,630 shares 16,630$101K<0.01%newTimeline
TSSITSS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 10,300 shares; 2026Q2: 10,300 shares; 2026Q3: 10,300 shares 10,300$100K<0.01%0Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 10,043 shares 10,043$95.4K<0.01%newTimeline
RXTRACKSPACE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 25,458 shares 25,458$94.8K<0.01%newTimeline
FTMAPUTNAM ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 12,063 shares; 2026Q1: 12,063 shares; 2026Q2: 12,063 shares; 2026Q3: 11,116 shares 11,116$94.7K<0.01%-947Timeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 54,010 shares; 2025Q1: 34,000 shares; 2025Q2: 23,000 shares; 2025Q3: 13,000 shares; 2025Q4: 10,000 shares; 2026Q1: 10,063 shares; 2026Q2: 10,063 shares; 2026Q3: 10,063 shares 10,063$90.2K<0.01%0Timeline
FVRRFIVERR INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 13,325 shares; 2026Q2: 13,325 shares; 2026Q3: 10,425 shares 10,425$89.9K<0.01%-2,900Timeline
MNKDMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 11,980 shares; 2025Q3: 11,980 shares; 2025Q4: 12,720 shares; 2026Q1: 12,720 shares; 2026Q2: 22,720 shares; 2026Q3: 22,720 shares 22,720$88.6K<0.01%0Timeline
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 16,878 shares 16,878$87.1K<0.01%newTimeline
FRMIFERMI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 20,250 shares 20,250$85.3K<0.01%newTimeline
SMRNUSCALE PWR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,095 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 10,791 shares 10,791$85.2K<0.01%newTimeline
BRSPBRIGHTSPIRE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 490,156 shares; 2025Q1: 506,058 shares; 2025Q2: 399,109 shares; 2025Q3: 372,539 shares; 2025Q4: 53,150 shares; 2026Q1: 48,212 shares; 2026Q2: 37,889 shares; 2026Q3: 21,195 shares 21,195$81.2K<0.01%-16,694Timeline
FBRTFRANKLIN BSP RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 277,631 shares; 2025Q1: 291,193 shares; 2025Q2: 247,759 shares; 2025Q3: 258,402 shares; 2025Q4: 188,556 shares; 2026Q1: 132,976 shares; 2026Q2: 32,341 shares; 2026Q3: 12,656 shares 12,656$80.9K<0.01%-19,685Timeline
LACLITHIUM AMERS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 13,631 shares; 2025Q1: 13,931 shares; 2025Q2: 13,757 shares; 2025Q3: 10,158 shares; 2025Q4: 14,658 shares; 2026Q1: 16,553 shares; 2026Q2: 25,928 shares; 2026Q3: 28,932 shares 28,932$76.1K<0.01%+3,004Timeline
EDFVIRTUS STONE HBR EMRG MKTS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 17,900 shares; 2025Q1: 17,900 shares; 2025Q2: 17,900 shares; 2025Q3: 17,900 shares; 2025Q4: 17,900 shares; 2026Q1: 14,900 shares; 2026Q2: 14,900 shares; 2026Q3: 14,900 shares 14,900$74.2K<0.01%0Timeline
SERVSERVE ROBOTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,833 shares; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 17,287 shares; 2026Q3: 15,792 shares 15,792$73.4K<0.01%-1,495Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 17,663 shares; 2025Q1: 16,555 shares; 2025Q2: 18,002 shares; 2025Q3: 14,184 shares; 2025Q4: 14,147 shares; 2026Q1: 13,893 shares; 2026Q2: 11,908 shares; 2026Q3: 14,355 shares 14,355$72.5K<0.01%+2,447Timeline
EOSEEOS ENERGY ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 18,388 shares; 2025Q4: 21,660 shares; 2026Q1: 24,206 shares; 2026Q2: 22,841 shares; 2026Q3: 23,391 shares 23,391$71.7K<0.01%+550Timeline
VISNVISTANCE NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 14,956 shares; 2026Q2: 17,812 shares; 2026Q3: 11,869 shares 11,869$71K<0.01%-5,943Timeline
RCATRED CAT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 10,050 shares 10,050$64.9K<0.01%newTimeline
IMPPIMPERIAL PETE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 11,839 shares 11,839$60.5K<0.01%newTimeline
LSAKLESAKA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 13,793 shares 13,793$59.7K<0.01%newTimeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 13,194 shares; 2025Q1: 10,657 shares; 2025Q2: 18,407 shares; 2025Q3: 23,379 shares; 2025Q4: 23,379 shares; 2026Q1: 26,170 shares; 2026Q2: 26,920 shares; 2026Q3: 15,588 shares 15,588$53.9K<0.01%-11,332Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 17,103 shares; 2025Q2: not reported; 2025Q3: 32,894 shares; 2025Q4: 23,689 shares; 2026Q1: 23,689 shares; 2026Q2: 26,783 shares; 2026Q3: 27,713 shares 27,713$53.8K<0.01%+930Timeline
EDITEDITAS MEDICINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 15,410 shares; 2026Q1: 20,410 shares; 2026Q2: 20,410 shares; 2026Q3: 20,410 shares 20,410$52.5K<0.01%0Timeline
TMCTMC THE METALS COMPANY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 10,000 shares; 2025Q1: 10,000 shares; 2025Q2: 11,738 shares; 2025Q3: 11,738 shares; 2025Q4: 11,738 shares; 2026Q1: 13,788 shares; 2026Q2: 14,288 shares; 2026Q3: 13,310 shares 13,310$51.1K<0.01%-978Timeline
AIBAIB DATA CENTERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 18,000 shares 18,000$23.9K<0.01%newTimeline
CMPXCOMPASS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 22,779 shares; 2026Q1: 22,779 shares; 2026Q2: 22,779 shares; 2026Q3: 22,779 shares 22,779$23.7K<0.01%0Timeline
PLTKPLAYTIKA HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 10,000 shares; 2026Q2: 10,000 shares; 2026Q3: 11,000 shares 11,000$23.5K<0.01%+1,000Timeline
NNOXNANO X IMAGING LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 11,570 shares; 2025Q2: 11,370 shares; 2025Q3: 11,370 shares; 2025Q4: 11,370 shares; 2026Q1: 11,370 shares; 2026Q2: 11,238 shares; 2026Q3: 11,238 shares 11,238$7.79K<0.01%0Timeline
DVLTDATAVAULT AI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 52,000 shares; 2025Q4: 99,000 shares; 2026Q1: 99,000 shares; 2026Q2: 58,000 shares; 2026Q3: 30,000 shares 30,000$4.67K<0.01%-28,000Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1principal32,000$35K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal15,000$33.7K0

Sold out in Q3 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 123. All 123

SecurityShares beforeValue beforeType
XOMEXXON MOBIL CORP76,288$10.4Mshares
MUUDIREXION SHARES ETF TRUST2,982$3.13Mshares
PRNINVESCO EXCHANGE TRADED FD T7,946$2.07Mshares
VSHVISHAY INTERTECHNOLOGY INC25,303$1.36Mshares
TDCTERADATA CORP DEL36,225$1.26Mshares
DOVDOVER CORP5,230$1.17Mshares
WYWEYERHAEUSER CO48,212$1.15Mshares
LITGLOBAL X FDS13,909$1.09Mshares
SNDUETF OPPORTUNITIES TRUST15,575$1.06Mshares
NASATEMA ETF TRUST33,378$1.01Mshares
DYDYCOM INDS INC1,950$986Kshares
SNXXINVESTMENT MANAGERS SER TR I23,382$983Kshares
MYRGMYR GROUP INC1,900$951Kshares
VIRTVIRTU FINL INC13,369$796Kshares
UWMPROSHARES TR11,435$769Kshares
CASYCASEYS GEN STORES INC940$747Kshares
SILASILA REALTY TRUST INC23,989$728Kshares
PTFINVESCO EXCHANGE TRADED FD T4,965$677Kshares
HASHASBRO INC7,404$611Kshares
ORNORION GROUP HLDGS INC35,500$597Kshares
LSCCLATTICE SEMICONDUCTOR CORP3,815$584Kshares
FCNCAFIRST CTZNS BANCSHARES INC D280$583Kshares
SSENTINELONE INC33,282$565Kshares
PBDINVESCO EXCH TRADED FD TR II28,559$560Kshares
CRMLCRITICAL METALS CORP53,900$552Kshares
BTRNORTHERN LTS FD TR II19,250$532Kshares
OKEONEOK INC NEW5,983$520Kshares
MTSIMACOM TECH SOLUTIONS HLDGS I1,317$501Kshares
AAONAAON INC3,885$493Kshares
TOLTOLL BROTHERS INC2,958$487Kshares
GJUNFIRST TR EXCHNG TRADED FD VI11,459$472Kshares
BCSFBAIN CAP SPECIALTY FIN INC35,386$443Kshares
SQMSOCIEDAD QUIMICA Y MINERA DE5,947$440Kshares
CRUSCIRRUS LOGIC INC2,866$426Kshares
PCYINVESCO EXCH TRADED FD TR II18,935$410Kshares
UFOPROCURE ETF TRUST II7,345$372Kshares
XJUNFIRST TR EXCHNG TRADED FD VI8,336$370Kshares
CDNSCADENCE DESIGN SYSTEM INC986$370Kshares
UPSTUPSTART HLDGS INC10,103$358Kshares
MMSIMERIT MED SYS INC5,021$348Kshares
LNCLINCOLN NATL CORP IND9,755$345Kshares
ARHSARHAUS INC40,000$337Kshares
ONON SEMICONDUCTOR CORP3,437$325Kshares
VICRVICOR CORP840$319Kshares
WHRWHIRLPOOL CORP8,000$315Kshares
ORLYOREILLY AUTOMOTIVE INC3,405$314Kshares
RAVIFLEXSHARES TR4,073$307Kshares
BUFDFIRST TR EXCHNG TRADED FD VI9,731$289Kshares
WDWALKER & DUNLOP INC5,193$284Kshares
MAYUAIM ETF PRODUCTS TRUST8,093$276Kshares
IMSTBITWISE FUNDS TRUST40,371$273Kshares
MPLXMPLX LP4,796$270Kshares
FEBTAIM ETF PRODUCTS TRUST6,526$268Kshares
SOXLDIREXION SHARES ETF TRUST1,000$267Kshares
EZPWEZCORP INC7,650$264Kshares
STIPISHARES TR2,579$263Kshares
CIMCHIMERA INVT CORP19,557$261Kshares
MTZMASTEC INC614$255Kshares
VONGVANGUARD SCOTTSDALE FDS1,981$253Kshares
IDAIDACORP INC1,653$250Kshares
TPRTAPESTRY INC1,708$250Kshares
GHGUARDANT HEALTH INC1,637$246Kshares
PSCTINVESCO EXCH TRADED FD TR II2,618$242Kshares
NOKNOKIA CORP17,942$238Kshares
BUDANHEUSER BUSCH INBEV SA NV2,881$237Kshares
TEAMATLASSIAN CORPORATION3,043$237Kshares
DECKDECKERS OUTDOOR CORP2,379$236Kshares
FPXIFIRST TR EXCHANGE-TRADED FD2,820$236Kshares
MSCIMSCI INC421$236Kshares
LGLVSPDR SERIES TRUST1,285$233Kshares
CZRCAESARS ENTERTAINMENT INC NE7,721$233Kshares
TPLTEXAS PACIFIC LAND CORPORATI532$233Kshares
NVMINOVA LTD421$229Kshares
BNBROOKFIELD CORP5,321$227Kshares
UTIUNIVERSAL TECHNICAL INST INC5,303$227Kshares
DFIVDIMENSIONAL ETF TRUST4,174$225Kshares
CPRXCATALYST PHARMACEUTICALS INC7,097$223Kshares
GISGENERAL MILLS INC6,397$223Kshares
SPBXAIM ETF PRODUCTS TRUST7,607$222Kshares
SOLSSOLSTICE ADVANCED MATLS INC2,502$222Kshares
OTISOTIS WORLDWIDE CORP3,092$221Kshares
DFCFDIMENSIONAL ETF TRUST5,133$217Kshares
TXTTEXTRON INC2,359$216Kshares
MASMASCO CORP2,645$215Kshares
SPBUAIM ETF PRODUCTS TRUST7,100$215Kshares
HDBHDFC BANK LTD8,212$212Kshares
ROKROCKWELL AUTOMATION INC426$211Kshares
AAGILENT TECHNOLOGIES INC1,587$211Kshares
JMUBJ P MORGAN EXCHANGE TRADED F4,151$210Kshares
PNWPINNACLE WEST CAP CORP1,963$210Kshares
TBUXT ROWE PRICE EXCHANGE-TRADED4,208$209Kshares
SOXQINVESCO EXCH TRADED FD TR II1,866$209Kshares
FOTOETF OPPORTUNITIES TRUST8,900$209Kshares
EBAYEBAY INC.1,862$208Kshares
CRSCARPENTER TECHNOLOGY CORP332$205Kshares
UVVUNIVERSAL CORP VA MTNS BK EN3,915$204Kshares
FIDUFIDELITY COVINGTON TRUST2,050$204Kshares
OSEAHARBOR ETF TRUST6,656$203Kshares
XPOXPO INC988$203Kshares
LYVLIVE NATION ENTERTAINMENT IN1,103$202Kshares

How Q3 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000275484-26-000032 base2026-10-13