Skip to content
Disclosery

HHG & Company, LLC

Follow

13F filer, CIK 1307203, DARIEN, CT

HHG & Company, LLC reported $329,539,000 across 128 holdings for the quarter ended 2015-09-30, in a 13F-HR filed 2015-10-14. Its ten largest share positions make up 38.29% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001420506-15-000518

Period
2015-09-30
Reported value
$330M
Holdings
128
Top 10 weight
38.29%
New
6
Sold out
9

Largest buys vs the previous quarter

SecurityShares changeApprox. value
WELLnew+46,668$3.16M
SPYnew+10,638$2.04M
MAnew+15,895$1.43M
WESTROCK COnew+21,388$1.1M
WTnew+56,000$903K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WELLTOWER INCexited-47,595-$3.12M
MEADWESTVACO CORPexited-29,217-$1.38M
VARIAN MED SYS INCexited-14,543-$1.23M
VZreduced-19,066-$830K
ROYAL DUTCH SHELL PLC SPN A…exited-10,939-$624K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR 0001420506-15-000518, largest first. % of portfolio is the value over $329,539,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: 1,167,151 shares; 2014Q4: 1,280,515 shares; 2015Q1: 1,234,038 shares; 2015Q2: 1,035,264 shares; 2015Q3: 1,037,917 shares 1,037,917$50.2M15.23%+2,653
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 124,382 shares; 2014Q3: 133,955 shares; 2014Q4: 251,924 shares; 2015Q1: 278,025 shares; 2015Q2: 181,185 shares; 2015Q3: 190,767 shares 190,767$14.2M4.3%+9,582Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 442,182 shares; 2014Q3: 289,203 shares; 2014Q4: 365,218 shares; 2015Q1: 362,020 shares; 2015Q2: 360,809 shares; 2015Q3: 376,180 shares 376,180$11.8M3.59%+15,371Timeline
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 288,465 shares; 2014Q3: 336,314 shares; 2014Q4: 353,092 shares; 2015Q1: 355,584 shares; 2015Q2: 357,806 shares; 2015Q3: 364,628 shares 364,628$9.88M3%+6,822
BUDANHEUSER BUSCH INBEV SA NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 79,544 shares; 2015Q1: 79,137 shares; 2015Q2: 79,080 shares; 2015Q3: 79,185 shares 79,185$8.42M2.55%+105Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 45,764 shares; 2014Q3: 42,995 shares; 2014Q4: 43,555 shares; 2015Q1: 43,633 shares; 2015Q2: 54,330 shares; 2015Q3: 53,552 shares 53,552$7.76M2.36%-778Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 39,992 shares; 2014Q3: 43,242 shares; 2014Q4: 47,820 shares; 2015Q1: 61,776 shares; 2015Q2: 65,867 shares; 2015Q3: 73,517 shares 73,517$6.86M2.08%+7,650Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 119,189 shares; 2014Q3: 114,189 shares; 2014Q4: 158,442 shares; 2015Q1: 163,014 shares; 2015Q2: 164,778 shares; 2015Q3: 145,712 shares 145,712$6.34M1.92%-19,066Timeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 67,122 shares; 2015Q1: 68,300 shares; 2015Q2: 68,242 shares; 2015Q3: 67,682 shares 67,682$5.63M1.71%-560Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 22,071 shares; 2014Q3: 19,552 shares; 2014Q4: 45,850 shares; 2015Q1: 45,582 shares; 2015Q2: 45,722 shares; 2015Q3: 46,432 shares 46,432$5.09M1.55%+710Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 169,613 shares; 2014Q3: 172,146 shares; 2014Q4: 188,416 shares; 2015Q1: 187,674 shares; 2015Q2: 186,563 shares; 2015Q3: 184,566 shares 184,566$4.66M1.41%-1,997
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 117,641 shares; 2014Q3: 128,670 shares; 2014Q4: 135,600 shares; 2015Q1: 139,054 shares; 2015Q2: 137,513 shares; 2015Q3: 140,532 shares 140,532$4.58M1.39%+3,019Timeline
MMM3M COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 32,560 shares; 2014Q3: 32,500 shares; 2014Q4: 32,341 shares; 2015Q1: 31,657 shares; 2015Q2: 31,476 shares; 2015Q3: 31,992 shares 31,992$4.54M1.38%+516Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 103,756 shares; 2014Q3: 554,394 shares; 2014Q4: 104,521 shares; 2015Q1: 98,352 shares; 2015Q2: 97,881 shares; 2015Q3: 98,877 shares 98,877$4.38M1.33%+996Timeline
AORISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 463,322 shares; 2015Q1: 210,134 shares; 2015Q2: 113,051 shares; 2015Q3: 113,102 shares 113,102$4.32M1.31%+51Timeline
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 253,733 shares; 2015Q1: 212,737 shares; 2015Q2: 215,896 shares; 2015Q3: 223,429 shares 223,429$4.09M1.24%+7,533
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 41,084 shares; 2014Q3: 43,380 shares; 2014Q4: 45,348 shares; 2015Q1: 40,849 shares; 2015Q2: 40,795 shares; 2015Q3: 41,239 shares 41,239$4.07M1.24%+444Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 30,761 shares; 2014Q3: 31,634 shares; 2014Q4: 37,456 shares; 2015Q1: 36,920 shares; 2015Q2: 37,044 shares; 2015Q3: 36,591 shares 36,591$4.04M1.22%-453Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 42,903 shares; 2014Q3: 40,943 shares; 2014Q4: 41,144 shares; 2015Q1: 37,886 shares; 2015Q2: 38,054 shares; 2015Q3: 39,094 shares 39,094$3.69M1.12%+1,040Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 21,571 shares; 2014Q3: 21,463 shares; 2014Q4: 23,830 shares; 2015Q1: 23,330 shares; 2015Q2: 23,330 shares; 2015Q3: 26,566 shares 26,566$3.46M1.05%+3,236Timeline
IVWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 37,600 shares; 2014Q3: 21,593 shares; 2014Q4: 25,483 shares; 2015Q1: 30,283 shares; 2015Q2: 30,299 shares; 2015Q3: 29,965 shares 29,965$3.23M0.98%-334Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 23,505 shares; 2014Q3: 25,585 shares; 2014Q4: 28,387 shares; 2015Q1: 29,375 shares; 2015Q2: 29,634 shares; 2015Q3: 29,525 shares 29,525$3.22M0.98%-109Timeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 46,668 shares 46,668$3.16M0.96%newTimeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 51,000 shares; 2014Q3: 52,250 shares; 2014Q4: 52,450 shares; 2015Q1: 52,664 shares; 2015Q2: 52,634 shares; 2015Q3: 52,634 shares 52,634$3.12M0.95%0Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 79,991 shares; 2014Q3: 80,163 shares; 2014Q4: 79,761 shares; 2015Q1: 80,052 shares; 2015Q2: 81,769 shares; 2015Q3: 79,994 shares 79,994$3.09M0.94%-1,775Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 24,422 shares; 2014Q3: 26,366 shares; 2014Q4: 29,539 shares; 2015Q1: 29,660 shares; 2015Q2: 31,288 shares; 2015Q3: 31,295 shares 31,295$2.88M0.87%+7Timeline
ADPAUTOMATIC DATA PROCESSING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 52,440 shares; 2014Q3: 55,986 shares; 2014Q4: 33,212 shares; 2015Q1: 34,642 shares; 2015Q2: 35,125 shares; 2015Q3: 35,115 shares 35,115$2.82M0.86%-10Timeline
DVYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 36,572 shares; 2014Q3: 36,000 shares; 2014Q4: 38,333 shares; 2015Q1: 38,349 shares; 2015Q2: 38,314 shares; 2015Q3: 38,578 shares 38,578$2.81M0.85%+264Timeline
STERIS CORPSTERIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 31,942 shares; 2014Q3: 36,010 shares; 2014Q4: 40,483 shares; 2015Q1: 42,300 shares; 2015Q2: 42,828 shares; 2015Q3: 42,313 shares 42,313$2.75M0.83%-515
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 57,037 shares; 2014Q3: 53,622 shares; 2014Q4: 55,185 shares; 2015Q1: 59,231 shares; 2015Q2: 35,837 shares; 2015Q3: 38,051 shares 38,051$2.74M0.83%+2,214Timeline
VFCV F CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 31,274 shares; 2014Q3: 34,089 shares; 2014Q4: 38,230 shares; 2015Q1: 39,810 shares; 2015Q2: 40,349 shares; 2015Q3: 39,714 shares 39,714$2.71M0.82%-635Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 26,580 shares; 2014Q3: 28,465 shares; 2014Q4: 33,475 shares; 2015Q1: 34,414 shares; 2015Q2: 34,415 shares; 2015Q3: 34,330 shares 34,330$2.71M0.82%-85Timeline
WECWEC ENERGY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50,181 shares; 2015Q3: 49,826 shares 49,826$2.6M0.79%-355Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 29,763 shares; 2014Q3: 35,172 shares; 2014Q4: 42,930 shares; 2015Q1: 45,154 shares; 2015Q2: 45,847 shares; 2015Q3: 45,562 shares 45,562$2.56M0.78%-285Timeline
ACNACCENTURE PLC IRELANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 28,718 shares; 2015Q1: 28,304 shares; 2015Q2: 28,474 shares; 2015Q3: 25,994 shares 25,994$2.55M0.78%-2,480Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 5,900 shares; 2014Q3: 5,900 shares; 2014Q4: 22,840 shares; 2015Q1: 22,840 shares; 2015Q2: 44,640 shares; 2015Q3: 44,640 shares 44,640$2.54M0.77%0Timeline
BDXBECTON DICKINSON & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 25,336 shares; 2014Q3: 24,716 shares; 2014Q4: 23,623 shares; 2015Q1: 19,670 shares; 2015Q2: 19,821 shares; 2015Q3: 18,962 shares 18,962$2.52M0.76%-859Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 64,808 shares; 2014Q3: 64,281 shares; 2014Q4: 64,288 shares; 2015Q1: 63,525 shares; 2015Q2: 67,072 shares; 2015Q3: 68,278 shares 68,278$2.47M0.75%+1,206Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 15,712 shares; 2014Q3: 21,743 shares; 2014Q4: 22,980 shares; 2015Q1: 24,300 shares; 2015Q2: 24,704 shares; 2015Q3: 24,709 shares 24,709$2.44M0.74%+5Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 38,674 shares; 2014Q3: 40,175 shares; 2014Q4: 38,465 shares; 2015Q1: 37,546 shares; 2015Q2: 37,907 shares; 2015Q3: 33,246 shares 33,246$2.37M0.72%-4,661Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 80,797 shares; 2015Q1: 86,689 shares; 2015Q2: 85,491 shares; 2015Q3: 85,704 shares 85,704$2.37M0.72%+213Timeline
RSGREPUBLIC SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 39,299 shares; 2014Q3: 45,263 shares; 2014Q4: 51,927 shares; 2015Q1: 54,852 shares; 2015Q2: 55,869 shares; 2015Q3: 55,585 shares 55,585$2.29M0.69%-284Timeline
XELXCEL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 59,124 shares; 2015Q1: 62,511 shares; 2015Q2: 63,695 shares; 2015Q3: 63,476 shares 63,476$2.25M0.68%-219Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 22,498 shares; 2014Q3: 22,187 shares; 2014Q4: 24,539 shares; 2015Q1: 23,995 shares; 2015Q2: 24,105 shares; 2015Q3: 24,943 shares 24,943$2.22M0.67%+838
CBSHCOMMERCE BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 31,921 shares; 2014Q3: 36,800 shares; 2014Q4: 44,649 shares; 2015Q1: 47,843 shares; 2015Q2: 48,837 shares; 2015Q3: 48,656 shares 48,656$2.22M0.67%-181Timeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 53,450 shares; 2015Q3: 53,352 shares 53,352$2.2M0.67%-98Timeline
VALARIS ORDVALARIS ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 21,886 shares; 2014Q3: 24,688 shares; 2014Q4: 28,005 shares; 2015Q1: 29,412 shares; 2015Q2: 29,843 shares; 2015Q3: 29,745 shares 29,745$2.14M0.65%-98
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 40,952 shares; 2014Q3: 40,997 shares; 2014Q4: 40,884 shares; 2015Q1: 39,201 shares; 2015Q2: 39,151 shares; 2015Q3: 43,583 shares 43,583$2.1M0.64%+4,432
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 33,126 shares; 2014Q3: 35,796 shares; 2014Q4: 40,562 shares; 2015Q1: 42,786 shares; 2015Q2: 43,532 shares; 2015Q3: 44,047 shares 44,047$2.09M0.63%+515
PRAXAIR INCPRAXAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 20,906 shares; 2014Q3: 19,747 shares; 2014Q4: 19,843 shares; 2015Q1: 19,717 shares; 2015Q2: 19,771 shares; 2015Q3: 20,386 shares 20,386$2.08M0.63%+615
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 38,489 shares; 2014Q3: 38,654 shares; 2014Q4: 39,993 shares; 2015Q1: 38,783 shares; 2015Q2: 38,334 shares; 2015Q3: 38,104 shares 38,104$2.07M0.63%-230Timeline
CLCOLGATE PALMOLIVE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 40,257 shares; 2014Q3: 35,508 shares; 2014Q4: 33,782 shares; 2015Q1: 31,431 shares; 2015Q2: 31,552 shares; 2015Q3: 32,443 shares 32,443$2.06M0.62%+891Timeline
VIGVANGUARD SPECIALIZED FUNDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 85,878 shares; 2014Q3: 23,523 shares; 2014Q4: 23,866 shares; 2015Q1: 26,154 shares; 2015Q2: 26,154 shares; 2015Q3: 27,913 shares 27,913$2.06M0.62%+1,759Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 28,788 shares; 2014Q3: 7,200 shares; 2014Q4: 8,107 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 10,638 shares 10,638$2.04M0.62%newTimeline
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 33,319 shares; 2014Q3: 39,799 shares; 2014Q4: 45,915 shares; 2015Q1: 48,603 shares; 2015Q2: 49,583 shares; 2015Q3: 49,712 shares 49,712$2.01M0.61%+129
Lowes Companies IncLowes Companies IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 37,923 shares; 2014Q3: 22,922 shares; 2014Q4: 22,922 shares; 2015Q1: 33,117 shares; 2015Q2: 33,117 shares; 2015Q3: 33,117 shares 33,117$1.99M0.61%0
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 29,774 shares; 2014Q3: 28,926 shares; 2014Q4: 31,586 shares; 2015Q1: 30,985 shares; 2015Q2: 30,828 shares; 2015Q3: 30,423 shares 30,423$1.85M0.56%-405Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 34,466 shares; 2015Q3: 26,302 shares 26,302$1.76M0.53%-8,164Timeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 25,625 shares; 2014Q3: 17,501 shares; 2014Q4: 18,873 shares; 2015Q1: 18,835 shares; 2015Q2: 17,464 shares; 2015Q3: 16,304 shares 16,304$1.74M0.53%-1,160Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 110,608 shares; 2014Q3: 62,371 shares; 2014Q4: 65,224 shares; 2015Q1: 62,790 shares; 2015Q2: 58,025 shares; 2015Q3: 57,710 shares 57,710$1.74M0.53%-315Timeline
NEENEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 19,698 shares; 2015Q1: 19,857 shares; 2015Q2: 17,834 shares; 2015Q3: 17,741 shares 17,741$1.73M0.53%-93Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 60,886 shares; 2014Q3: 62,886 shares; 2014Q4: 67,495 shares; 2015Q1: 64,274 shares; 2015Q2: 63,103 shares; 2015Q3: 64,181 shares 64,181$1.69M0.51%+1,078Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 2,452 shares; 2015Q1: not reported; 2015Q2: 16,824 shares; 2015Q3: 16,926 shares 16,926$1.63M0.5%+102Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 56,663 shares; 2014Q3: 56,631 shares; 2014Q4: 38,866 shares; 2015Q1: 39,121 shares; 2015Q2: 38,581 shares; 2015Q3: 39,391 shares 39,391$1.58M0.48%+810Timeline
SDYSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 17,060 shares; 2014Q3: not reported; 2014Q4: 21,332 shares; 2015Q1: 23,927 shares; 2015Q2: 23,885 shares; 2015Q3: 21,871 shares 21,871$1.58M0.48%-2,014Timeline
OMCOMNICOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 24,886 shares; 2014Q3: 24,528 shares; 2014Q4: 23,350 shares; 2015Q1: 22,700 shares; 2015Q2: 23,010 shares; 2015Q3: 23,815 shares 23,815$1.57M0.48%+805Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 7,678 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 15,895 shares 15,895$1.43M0.43%newTimeline
RAYTHEON CORAYTHEON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 12,133 shares; 2014Q3: 12,258 shares; 2014Q4: 13,473 shares; 2015Q1: 13,417 shares; 2015Q2: 13,293 shares; 2015Q3: 13,053 shares 13,053$1.43M0.43%-240
CBS CORP NEWCBS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 35,769 shares; 2015Q1: 35,769 shares; 2015Q2: 35,769 shares; 2015Q3: 35,626 shares 35,626$1.42M0.43%-143
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 10,654 shares; 2014Q3: 10,709 shares; 2014Q4: 13,261 shares; 2015Q1: 17,320 shares; 2015Q2: 17,321 shares; 2015Q3: 16,823 shares 16,823$1.41M0.43%-498Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 14,517 shares; 2014Q3: 14,048 shares; 2014Q4: 13,292 shares; 2015Q1: 13,113 shares; 2015Q2: 10,763 shares; 2015Q3: 11,233 shares 11,233$1.38M0.42%+470Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 28,925 shares; 2014Q3: 29,315 shares; 2014Q4: 30,361 shares; 2015Q1: 30,034 shares; 2015Q2: 29,799 shares; 2015Q3: 27,741 shares 27,741$1.37M0.42%-2,058Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 10,497 shares; 2015Q1: 11,120 shares; 2015Q2: 11,300 shares; 2015Q3: 11,690 shares 11,690$1.36M0.41%+390Timeline
APHAMPHENOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 12,850 shares; 2014Q3: 12,731 shares; 2014Q4: 24,221 shares; 2015Q1: 23,661 shares; 2015Q2: 23,971 shares; 2015Q3: 24,681 shares 24,681$1.26M0.38%+710Timeline
DLSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 22,658 shares; 2014Q3: 22,788 shares; 2014Q4: 22,788 shares; 2015Q1: 22,788 shares; 2015Q2: 22,038 shares; 2015Q3: 22,038 shares 22,038$1.22M0.37%0Timeline
IWPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,486 shares; 2014Q3: 11,486 shares; 2014Q4: 12,758 shares; 2015Q1: 13,524 shares; 2015Q2: 13,625 shares; 2015Q3: 13,625 shares 13,625$1.21M0.37%0Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 26,970 shares; 2014Q3: 26,800 shares; 2014Q4: 20,524 shares; 2015Q1: 20,171 shares; 2015Q2: 18,491 shares; 2015Q3: 19,131 shares 19,131$1.2M0.36%+640Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 14,213 shares; 2014Q3: 14,276 shares; 2014Q4: 15,197 shares; 2015Q1: 15,143 shares; 2015Q2: 15,182 shares; 2015Q3: 15,093 shares 15,093$1.2M0.36%-89Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 5,187 shares; 2014Q3: 5,187 shares; 2014Q4: 11,050 shares; 2015Q1: 11,458 shares; 2015Q2: 11,458 shares; 2015Q3: 11,459 shares 11,459$1.17M0.36%+1Timeline
BCEBCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,847 shares; 2015Q1: 30,035 shares; 2015Q2: 29,950 shares; 2015Q3: 28,375 shares 28,375$1.16M0.35%-1,575Timeline
UNILEVER N VUNILEVER N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 28,435 shares; 2014Q3: 28,435 shares; 2014Q4: 29,379 shares; 2015Q1: 29,152 shares; 2015Q2: 29,057 shares; 2015Q3: 28,867 shares 28,867$1.16M0.35%-190
VGKVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 4,663 shares; 2014Q3: 4,827 shares; 2014Q4: 13,307 shares; 2015Q1: 23,379 shares; 2015Q2: 23,397 shares; 2015Q3: 23,449 shares 23,449$1.15M0.35%+52Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 15,905 shares; 2015Q2: 22,319 shares; 2015Q3: 22,157 shares 22,157$1.14M0.35%-162Timeline
WESTROCK COWESTROCK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 21,388 shares 21,388$1.1M0.33%new
TROWPRICE T ROWE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 16,381 shares; 2014Q3: 16,032 shares; 2014Q4: 15,337 shares; 2015Q1: 15,048 shares; 2015Q2: 15,228 shares; 2015Q3: 15,693 shares 15,693$1.09M0.33%+465Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,302 shares; 2014Q3: 11,425 shares; 2014Q4: 11,488 shares; 2015Q1: 11,421 shares; 2015Q2: 11,430 shares; 2015Q3: 11,305 shares 11,305$1.07M0.32%-125Timeline
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 26,263 shares; 2014Q3: 25,993 shares; 2014Q4: 25,566 shares; 2015Q1: 27,262 shares; 2015Q2: 27,424 shares; 2015Q3: 23,802 shares 23,802$1.05M0.32%-3,622Timeline
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,395 shares; 2014Q3: 11,395 shares; 2014Q4: 11,705 shares; 2015Q1: 11,690 shares; 2015Q2: 11,585 shares; 2015Q3: 10,048 shares 10,048$1M0.3%-1,537Timeline
HCP INCHCP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 27,715 shares; 2014Q3: 27,715 shares; 2014Q4: 28,649 shares; 2015Q1: 27,921 shares; 2015Q2: 27,705 shares; 2015Q3: 26,519 shares 26,519$988K0.3%-1,186
METMETLIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 20,650 shares; 2014Q3: 20,800 shares; 2014Q4: 21,423 shares; 2015Q1: 21,485 shares; 2015Q2: 21,375 shares; 2015Q3: 20,846 shares 20,846$983K0.3%-529Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 3,300 shares; 2014Q3: 3,300 shares; 2014Q4: 3,524 shares; 2015Q1: 14,092 shares; 2015Q2: 14,292 shares; 2015Q3: 13,792 shares 13,792$961K0.29%-500Timeline
AON PLCAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 10,111 shares; 2015Q1: 10,111 shares; 2015Q2: 10,111 shares; 2015Q3: 10,525 shares 10,525$933K0.28%+414
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 21,624 shares; 2014Q3: 21,514 shares; 2014Q4: 22,221 shares; 2015Q1: 21,415 shares; 2015Q2: 10,909 shares; 2015Q3: 10,834 shares 10,834$907K0.28%-75Timeline
WTWISDOMTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 56,000 shares 56,000$903K0.27%newTimeline
GPCGENUINE PARTS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,715 shares; 2014Q3: 11,715 shares; 2014Q4: 11,565 shares; 2015Q1: 11,011 shares; 2015Q2: 10,926 shares; 2015Q3: 10,831 shares 10,831$898K0.27%-95Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 20,862 shares; 2014Q3: 20,954 shares; 2014Q4: 21,748 shares; 2015Q1: 21,486 shares; 2015Q2: 20,284 shares; 2015Q3: 18,101 shares 18,101$868K0.26%-2,183Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 24,062 shares; 2014Q3: 26,722 shares; 2014Q4: 26,596 shares; 2015Q1: 26,553 shares; 2015Q2: 25,267 shares; 2015Q3: 25,944 shares 25,944$823K0.25%+677Timeline
VIACOM INCVIACOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 18,800 shares; 2015Q1: 18,800 shares; 2015Q2: 18,800 shares; 2015Q3: 18,676 shares 18,676$806K0.24%-124
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 17,350 shares; 2014Q3: 18,487 shares; 2014Q4: 18,110 shares; 2015Q1: 18,018 shares; 2015Q2: 17,891 shares; 2015Q3: 18,117 shares 18,117$752K0.23%+226
AZNASTRAZENECA PLC-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,500 shares; 2014Q3: 11,529 shares; 2014Q4: 11,709 shares; 2015Q1: 11,766 shares; 2015Q2: 11,671 shares; 2015Q3: 23,282 shares 23,282$741K0.22%+11,611Timeline
SYMANTEC CORPSYMANTEC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 39,045 shares; 2015Q1: 37,882 shares; 2015Q2: 37,547 shares; 2015Q3: 37,252 shares 37,252$725K0.22%-295
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 6,231 shares; 2014Q3: 6,231 shares; 2014Q4: 6,231 shares; 2015Q1: 24,924 shares; 2015Q2: 24,924 shares; 2015Q3: 24,924 shares 24,924$721K0.22%0
MARKET VECTORS ETF TRMARKET VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 24,076 shares; 2015Q2: 24,031 shares; 2015Q3: 25,031 shares 25,031$688K0.21%+1,000
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 36,854 shares; 2015Q1: 36,854 shares; 2015Q2: 36,854 shares; 2015Q3: 36,854 shares 36,854$673K0.2%0
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 18,300 shares; 2014Q3: 16,945 shares; 2014Q4: 17,692 shares; 2015Q1: 17,625 shares; 2015Q2: 17,672 shares; 2015Q3: 17,207 shares 17,207$652K0.2%-465Timeline
DXJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 6,922 shares; 2015Q1: 12,365 shares; 2015Q2: 12,365 shares; 2015Q3: 12,241 shares 12,241$596K0.18%-124Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 10,150 shares; 2014Q3: 10,150 shares; 2014Q4: 10,150 shares; 2015Q1: 10,150 shares; 2015Q2: 10,150 shares; 2015Q3: 10,150 shares 10,150$506K0.15%0Timeline
ALERIAN MLP ETFALERIAN MLP ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 29,235 shares; 2014Q3: 31,222 shares; 2014Q4: 48,432 shares; 2015Q1: 60,045 shares; 2015Q2: 60,053 shares; 2015Q3: 40,501 shares 40,501$505K0.15%-19,552
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 46,667 shares; 2014Q3: 45,667 shares; 2014Q4: 38,058 shares; 2015Q1: 32,558 shares; 2015Q2: 32,558 shares; 2015Q3: 30,758 shares 30,758$470K0.14%-1,800Timeline
HEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 17,862 shares 17,862$439K0.13%newTimeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 71,616 shares; 2014Q3: 7,145 shares; 2014Q4: 10,402 shares; 2015Q1: 14,404 shares; 2015Q2: 14,406 shares; 2015Q3: 11,452 shares 11,452$408K0.12%-2,954Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 7,245 shares; 2014Q3: 14,570 shares; 2014Q4: 15,475 shares; 2015Q1: 20,497 shares; 2015Q2: 20,035 shares; 2015Q3: 16,039 shares 16,039$399K0.12%-3,996Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 24,020 shares; 2015Q1: 23,515 shares; 2015Q2: 23,387 shares; 2015Q3: 23,064 shares 23,064$395K0.12%-323Timeline
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 30,965 shares; 2015Q1: 30,965 shares; 2015Q2: 30,965 shares; 2015Q3: 30,965 shares 30,965$381K0.12%0
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 17,119 shares; 2014Q3: 18,329 shares; 2014Q4: 20,083 shares; 2015Q1: 19,032 shares; 2015Q2: 19,072 shares; 2015Q3: 19,140 shares 19,140$360K0.11%+68
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 23,244 shares; 2014Q3: 23,403 shares; 2014Q4: 24,885 shares; 2015Q1: 24,742 shares; 2015Q2: 21,672 shares; 2015Q3: 21,687 shares 21,687$341K0.1%+15
IDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 10,870 shares; 2014Q3: 10,978 shares; 2014Q4: 11,090 shares; 2015Q1: 11,090 shares; 2015Q2: 11,124 shares; 2015Q3: 11,209 shares 11,209$315K0.1%+85Timeline
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 36,765 shares; 2015Q2: 36,765 shares; 2015Q3: 36,765 shares 36,765$309K0.09%0Timeline
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: 147,175 shares; 2015Q2: 146,925 shares; 2015Q3: 152,925 shares 152,925$309K0.09%+6,000
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,275 shares; 2014Q3: 11,275 shares; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11,275 shares; 2015Q3: 11,275 shares 11,275$288K0.09%0
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 9,300 shares; 2014Q3: 9,300 shares; 2014Q4: 10,475 shares; 2015Q1: 10,491 shares; 2015Q2: 10,362 shares; 2015Q3: 10,385 shares 10,385$257K0.08%+23
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 11,719 shares; 2014Q3: 11,719 shares; 2014Q4: 11,719 shares; 2015Q1: 11,719 shares; 2015Q2: 11,719 shares; 2015Q3: 11,719 shares 11,719$245K0.07%0
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: 13,354 shares; 2014Q3: 14,354 shares; 2014Q4: 18,112 shares; 2015Q1: 18,124 shares; 2015Q2: 17,565 shares; 2015Q3: 16,575 shares 16,575$225K0.07%-990Timeline
BulletShares 2024 CorporateBulletShares 2024 CorporateQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: 10,500 shares; 2015Q1: 10,500 shares; 2015Q2: 10,500 shares; 2015Q3: 10,500 shares 10,500$211K0.06%0
UBSUBS GROUP AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: not reported; 2014Q3: not reported; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12,697 shares; 2015Q3: 11,118 shares 11,118$205K0.06%-1,579Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
DLRDIGITAL RLTY TR INC REITprincipal38,574$2.52M+604
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP COMMON STOCKprincipal87,180$2.38M+2,284
OREALTY INCOME CORP REITprincipal45,787$2.17M-79

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WELLTOWER INCWELLTOWER INC47,595$3.12Mshares
MEADWESTVACO CORPMEADWESTVACO CORP29,217$1.38Mshares
VARIAN MED SYS INCVARIAN MED SYS INC14,543$1.23Mshares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR10,939$624Kshares
ISHARESISHARES41,584$533Kshares
FXIISHARES TR10,030$462Kshares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN17,706$457Kshares
VWOVANGUARD INTL EQUITY INDEX F10,582$433Kshares
POWERSHARESPOWERSHARES11,887$214Kshares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001420506-15-000518 base2015-10-14acceptance time not in the bulk data set