Hoxton Financial, Inc.

13F filer, CIK 1497943, SHEPHERDSTOWN, WV

Hoxton Financial, Inc. reported $228,285,000 across 334 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-10-22. Its ten largest share positions make up 57.77% of the portfolio.

Filed 2014-10-22 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC13F-HR 0001497943-14-000005

Period: 2014-09-30
Reported value: $228M
Holdings: 334
Top 10 weight: 57.77%
New: 37
Sold out: 22

Largest buys vs the previous quarter

Security	Shares change	Approx. value
POWERSHARESadded	+42,556	$1.03M
SPSBadded	+20,054	$615K
POWERSHARES ETF TRUST IIadded	+17,006	$610K
POWERSHARES ETF TRUST DWA T…added	+15,191	$597K
ACTVISION BLIZZARD INCadded	+24,046	$500K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
XHBexited	-267,238	-$8.75M
WHOLE FOODS MKT INCreduced	-6,766	-$254K
XPHreduced	-1,355	-$144K
SUSSER HOLDINGS CORPexited	-1,320	-$107K
LULUexited	-1,994	-$81K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001497943-14-000005, largest first. % of portfolio is the value over $228,285,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
POWERSHARESPOWERSHARES	995,356	$24.2M	10.59%	+42,556
SPSBSPDR SERIES TRUST	591,779	$18.2M	7.96%	+20,054		Timeline
POWERSHARESPOWERSHARES	498,029	$12.1M	5.32%	+10,967
FLOTISHARES TR	235,573	$12M	5.25%	+8,777		Timeline
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	330,453	$11.9M	5.19%	+17,006
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	608,362	$11.4M	4.98%	+11,065
FXHFIRST TR EXCHANGE-TRADED FD	197,741	$11M	4.83%	-525		Timeline
FXGFIRST TR EXCHANGE-TRADED FD	277,313	$10.8M	4.75%	+1,520		Timeline
FDNFIRST TR EXCHANGE-TRADED FD	169,473	$10.3M	4.52%	+968		Timeline
FXDFIRST TR EXCHANGE-TRADED FD	309,347	$10M	4.39%	+2,093		Timeline
XPHSPDR SERIES TRUST	91,289	$9.68M	4.24%	-1,355		Timeline
IYGISHARES TR	99,919	$8.6M	3.77%	+923		Timeline
ITAISHARES TR	75,676	$8.14M	3.57%	+2,065		Timeline
PFFISHARES TR	204,917	$8.1M	3.55%	+5,754		Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	124,598	$7.22M	3.16%	+3,914
EMBISHARES TR	60,225	$6.8M	2.98%	+3,154		Timeline
EPHEISHARES TR	151,556	$5.77M	2.53%	+820		Timeline
XBISPDR SERIES TRUST	34,093	$5.32M	2.33%	-476		Timeline
EWWISHARES INC	76,652	$5.27M	2.31%	+1,056		Timeline
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	86,507	$3.4M	1.49%	+15,191
POWERSHARES ETF TRUST DYN L…POWERSHARES ETF TRUST DYN LSR	59,512	$1.99M	0.87%	-330
VYMVANGUARD WHITEHALL FDS	14,619	$971K	0.43%	+950		Timeline
HDVISHARES TR	11,979	$901K	0.39%	+832		Timeline
IBMINTERNATIONAL BUSINESS MACHS	3,220	$611K	0.27%	0		Timeline
AAPLAPPLE INC	6,018	$606K	0.27%	+195		Timeline
VZVERIZON COMMUNICATIONS INC	11,138	$557K	0.24%	+471		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	24,656	$513K	0.22%	+24,046
XOMEXXON MOBIL CORP	5,173	$487K	0.21%	+16		Timeline
TENNECO INCTENNECO INC	8,837	$462K	0.2%	new
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	11,935	$417K	0.18%	+1,844
DUKDUKE ENERGY CORP NEW	5,300	$396K	0.17%	0		Timeline
HEALTHSOUTH CORPHEALTHSOUTH CORP	10,575	$390K	0.17%	0
CVXCHEVRON CORPORATION	3,219	$384K	0.17%	+29		Timeline
LOWLOWES COS INC	6,956	$368K	0.16%	-140		Timeline
DISDISNEY WALT CO	3,997	$356K	0.16%	+82		Timeline
EFVISHARES TR	6,193	$339K	0.15%	+525		Timeline
HYGISHARES TR	3,575	$329K	0.14%	0		Timeline
JARDEN CORPJARDEN CORP	5,445	$327K	0.14%	-92
WFCWELLS FARGO & CO	6,261	$325K	0.14%	-101		Timeline
TAT&T INC	9,180	$323K	0.14%	+793		Timeline
EPDENTERPRISE PRODS PARTNERS L	7,954	$321K	0.14%	+3,880		Timeline
USBUS BANCORP	7,657	$320K	0.14%	-45		Timeline
SNASNAP ON INC	2,621	$317K	0.14%	-53		Timeline
ALLIANT TECHSYSTEMS INCALLIANT TECHSYSTEMS INC	2,477	$316K	0.14%	+59
TOLTOLL BROTHERS INC	9,867	$307K	0.13%	+106		Timeline
HDHOME DEPOT INC	3,289	$302K	0.13%	-97		Timeline
ISHARES TRISHARES TR	25,258	$298K	0.13%	+2,346
MOALTRIA GROUP INC	6,115	$281K	0.12%	0		Timeline
AshlandAshland	2,700	$281K	0.12%	-36
IAC INTERACTIVECORPIAC INTERACTIVECORP	4,218	$278K	0.12%	-72
BOFI HOLDING INCBOFI HOLDING INC	3,758	$273K	0.12%	+87
BNYBANK OF NY MELLON CORP	7,000	$271K	0.12%	0		Timeline
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	3,768	$266K	0.12%	-62
JNJJOHNSON & JOHNSON	2,468	$263K	0.12%	-100		Timeline
LENLENNAR CORP	6,685	$260K	0.11%	+30		Timeline
CTRIP COM INTL LTDCTRIP COM INTL LTD	4,568	$259K	0.11%	-34
MANMANPOWERGROUP INC WIS	3,650	$256K	0.11%	+138		Timeline
PFEPFIZER INC	8,623	$255K	0.11%	+84		Timeline
TSCOTRACTOR SUPPLY CO	4,109	$253K	0.11%	-29		Timeline
DDOMINION ENERGY INC	3,643	$252K	0.11%	0		Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	4,215	$249K	0.11%	-32
VRSNVERISIGN INC	4,399	$242K	0.11%	0		Timeline
UPSUNITED PARCEL SVCS INC	2,389	$235K	0.1%	0		Timeline
ENCORE WIRE CORPENCORE WIRE CORP	6,195	$230K	0.1%	+320
MMM3M CO	1,602	$227K	0.1%	+13		Timeline
CSIQCANADIAN SOLAR INC	6,331	$226K	0.1%	-480		Timeline
UNHUNITEDHEALTH GROUP INC	2,599	$224K	0.1%	0		Timeline
GENERAL ELEC COGENERAL ELEC CO	8,341	$214K	0.09%	-214
SBNYSIGNATURE BANK	1,869	$209K	0.09%	-68		Timeline
MEDTRONIC INCMEDTRONIC INC	3,325	$206K	0.09%	0
MEDIVATION INCMEDIVATION INC	1,920	$190K	0.08%	-117
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD	2,790	$188K	0.08%	+26
SHYISHARES TR	2,194	$185K	0.08%	new		Timeline
RPMRPM INTL INC	3,962	$181K	0.08%	+530		Timeline
DTEDTE ENERGY CO	2,234	$170K	0.07%	0		Timeline
BCEBCE INC	3,913	$167K	0.07%	+668		Timeline
CALAMP CORPCALAMP CORP	9,497	$167K	0.07%	+46
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	792	$164K	0.07%	0
PGPROCTER & GAMBLE CO	1,931	$162K	0.07%	+210		Timeline
PPCPILGRIMS PRIDE CORP	5,298	$162K	0.07%	0		Timeline
VALARIS ORDVALARIS ORD	2,053	$162K	0.07%	0
BRK-BBERKSHIRE HATHAWAY INC DEL	1,163	$161K	0.07%	0		Timeline
COMCAST CORP NEWCOMCAST CORP NEW	3,000	$161K	0.07%	0
ENZLISHARES TR	4,136	$159K	0.07%	0		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	1,450	$153K	0.07%	0
UBSIUNITED BANKSHARES INC WEST V	4,907	$152K	0.07%	+179		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	1,222	$148K	0.06%	0
AXPAMERICAN EXPRESS CO	1,666	$146K	0.06%	+21		Timeline
EXREXTRA SPACE STORAGE INC	2,806	$145K	0.06%	0		Timeline
GLPIGAMING & LEISURE P	4,506	$139K	0.06%	0		Timeline
JPMJPMORGAN CHASE & CO	2,243	$135K	0.06%	+132		Timeline
BB & T CORPBB & T CORP	3,561	$133K	0.06%	0
ACADACADIA PHARMACEUTICALS INC	5,305	$131K	0.06%	-218		Timeline
GENESEE & WYOMING INCGENESEE & WYOMING INC	1,378	$131K	0.06%	0
LLYELI LILLY & CO	2,000	$130K	0.06%	0		Timeline
ADPAUTOMATIC DATA PROCESSING IN	1,540	$128K	0.06%	0		Timeline
KOCOCA COLA CO	2,970	$127K	0.06%	0		Timeline
WGL HLDGS INCWGL HLDGS INC	3,025	$127K	0.06%	0
SLBSLB LIMITED	1,200	$122K	0.05%	-46		Timeline
MHKMOHAWK INDS INC	891	$120K	0.05%	0		Timeline
HONHONEYWELL INTL INC	1,200	$112K	0.05%	0		Timeline
ATRCATRICURE INC	7,162	$105K	0.05%	0		Timeline
WYWEYERHAEUSER CO	3,266	$104K	0.05%	0		Timeline
CSCOCISCO SYS INC	3,844	$97K	0.04%	+756		Timeline
IWDISHARES TR	970	$97K	0.04%	0		Timeline
IWFISHARES TR	1,030	$94K	0.04%	0		Timeline
CATCATERPILLAR INC	940	$93K	0.04%	+20		Timeline
Chubb CorporationChubb Corporation	950	$87K	0.04%	0
MSFTMICROSOFT CORP	1,856	$86K	0.04%	-48		Timeline
WRBBERKLEY W R CORP	1,800	$86K	0.04%	0		Timeline
NUENUCOR CORP	1,514	$82K	0.04%	0		Timeline
MTBM & T BK CORP	649	$80K	0.04%	0		Timeline
LPXLOUISIANA PAC CORP	5,757	$78K	0.03%	0		Timeline
TDTORONTO DOMINION BK ONT	1,500	$74K	0.03%	0		Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	1,030	$74K	0.03%	+1,008
OREALTY INCOME CORP	1,712	$70K	0.03%	0		Timeline
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	1,061	$70K	0.03%	0
INTCINTEL CORP	1,960	$68K	0.03%	0		Timeline
Dow Chemical CompanyDow Chemical Company	1,290	$68K	0.03%	-126
PROSHARES TRPROSHARES TR	2,585	$64K	0.03%	0
CMCSACOMCAST CORP NEW	1,150	$62K	0.03%	-170		Timeline
PEPPEPSICO INC	671	$62K	0.03%	-54		Timeline
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	761	$62K	0.03%	0
ABBVABBVIE INC	1,042	$60K	0.03%	-55		Timeline
EIXEDISON INTL	1,071	$60K	0.03%	0		Timeline
BLACKROCK INCBLACKROCK INC	175	$57K	0.02%	0
OXYOCCIDENTAL PETE CORP	585	$56K	0.02%	0		Timeline
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	602	$56K	0.02%	+102
ALLIED WRLD ASSUR COM HLDG AALLIED WRLD ASSUR COM HLDG A	1,524	$56K	0.02%	0
TJXTJX COS INC NEW	896	$53K	0.02%	0		Timeline
USMVISHARES TR	1,350	$51K	0.02%	0		Timeline
GISGENERAL MILLS INC	1,009	$51K	0.02%	0		Timeline
MCDMCDONALDS CORP	523	$50K	0.02%	0		Timeline
UNFIUNITED NAT FOODS INC	734	$45K	0.02%	0		Timeline
ABTABBOTT LABORATORIES	1,012	$42K	0.02%	-55		Timeline
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	1,301	$42K	0.02%	new
MRKMERCK & CO INC	672	$40K	0.02%	0		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	155	$39K	0.02%	0		Timeline
PENNPENN ENTERTAINMENT INC	3,480	$39K	0.02%	0		Timeline
WELLTOWER INCWELLTOWER INC	629	$39K	0.02%	0
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	1,108	$38K	0.02%	0
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLC	397	$37K	0.02%	+6
OHR PHARMACEUTICAL INCOHR PHARMACEUTICAL INC	4,897	$36K	0.02%	0
EMREMERSON ELEC CO	561	$35K	0.02%	0		Timeline
MONSANTO CO NEWMONSANTO CO NEW	314	$35K	0.02%	0
OHIOMEGA HEALTHCARE INVS INC	984	$34K	0.01%	0		Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	1,205	$34K	0.01%	new
PBAPEMBINA PIPELINE CORP	765	$32K	0.01%	0		Timeline
UNION BANKSHARES CORPUNION BANKSHARES CORP	1,400	$32K	0.01%	0
COFCAPITAL ONE FINL CORP	375	$31K	0.01%	0		Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	568	$31K	0.01%	0
SBUXSTARBUCKS CORP	400	$30K	0.01%	0		Timeline
CWBSPDR SERIES TRUST	600	$30K	0.01%	0		Timeline
WEAWESTERN ASSET PREMIER BD FD	2,000	$29K	0.01%	0		Timeline
AMGNAMGEN INC	200	$28K	0.01%	-57		Timeline
BMYBRISTOL-MYERS SQUIBB CO	545	$28K	0.01%	0		Timeline
METAMETA PLATFORMS INC	338	$27K	0.01%	+12		Timeline
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	1,539	$27K	0.01%	0
ALCOA INCALCOA INC	1,700	$27K	0.01%	-240
SCHWCHARLES SCHWAB CORP (THE)	900	$26K	0.01%	0		Timeline
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	400	$26K	0.01%	0
SPYSTATE STR SPDR S&P 500 ETF T	125	$25K	0.01%	0		Timeline
MCHPMICROCHIP TECHNOLOGY INC.	526	$25K	0.01%	0		Timeline
IPINTERNATIONAL PAPER CO	527	$25K	0.01%	0		Timeline
AMATAPPLIED MATLS INC	1,100	$24K	0.01%	0		Timeline
AWKAMERICAN WTR WKS CO INC NEW	500	$24K	0.01%	0		Timeline
IWVISHARES TR	199	$23K	0.01%	-43		Timeline
BIIBBIOGEN INC	70	$23K	0.01%	0		Timeline
FFORD MTR CO	1,462	$22K	0.01%	+161		Timeline
NSCNORFOLK SOUTHN CORP	200	$22K	0.01%	0		Timeline
ADBEADOBE INC	300	$21K	0.01%	0		Timeline
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC	861	$21K	0.01%	0
ALPHA NATURAL RESOURCES INCALPHA NATURAL RESOURCES INC	8,398	$21K	0.01%	0
SJMSMUCKER J M CO	205	$20K	0.01%	+2		Timeline
FLCFLAHERTY & CRUMRINE TOTAL RE	1,000	$20K	0.01%	0		Timeline
WALGREEN COWALGREEN CO	318	$19K	0.01%	0
XFFCXFLAHERTY & CRUMRIN PFD & INM	1,000	$19K	0.01%	0		Timeline
ENCANA CORPENCANA CORP	900	$19K	0.01%	0
MSEXMIDDLESEX WTR CO	907	$18K	0.01%	0		Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	440	$18K	0.01%	new
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	923	$18K	0.01%	0
CABELAS INCCABELAS INC	300	$18K	0.01%	0
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTD	1,274	$18K	0.01%	0
BACBANK OF AMER CORP	1,000	$17K	0.01%	0		Timeline
IGRCBRE GBL REAL ESTATE INC FD	2,000	$17K	0.01%	0		Timeline
CHCOCITY HLDG CO	400	$17K	0.01%	-50		Timeline
IGIBISHARES TR	150	$16K	0.01%	0		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	285	$16K	0.01%	0
JRSNUVEEN REAL ESTATE INCOME FD	1,500	$16K	0.01%	0		Timeline
BTZBLACKROCK CR ALLOCATION	1,202	$16K	0.01%	0		Timeline
BROADCOM CORPBROADCOM CORP	400	$16K	0.01%	0
WMTWALMART INC	200	$15K	0.01%	0		Timeline
DRIDARDEN RESTAURANTS INC	300	$15K	0.01%	0		Timeline
ELLAUDER ESTEE COS INC	200	$15K	0.01%	0		Timeline
EFAISHARES TR	214	$14K	0.01%	0		Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	1,000	$14K	0.01%	0		Timeline
UNILEVER N VUNILEVER N V	345	$14K	0.01%	0
ICLNISHARES TR	1,183	$13K	0.01%	0		Timeline
ALGNALIGN TECHNOLOGY INC	245	$13K	0.01%	0		Timeline
SUSAISHARES TR	163	$13K	0.01%	0		Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INC	200	$13K	0.01%	0
CELGENE CORPCELGENE CORP	134	$13K	0.01%	0
BARCLAYS BANK PLCBARCLAYS BANK PLC	521	$13K	0.01%	new
TREXTREX INC	340	$12K	0.01%	0		Timeline
MARATHON OIL CORPMARATHON OIL CORP	307	$12K	0.01%	0
MGEEMGE ENERGY INC	315	$12K	0.01%	0		Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	2,000	$12K	0.01%	0
GILDGILEAD SCIENCES INC	100	$11K	<0.01%	0		Timeline
ORCLORACLE CORP	300	$11K	<0.01%	+80		Timeline
IGSBISHARES TR	100	$11K	<0.01%	0		Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	200	$11K	<0.01%	0		Timeline
PAAPLAINS ALL AMERN PIPELINE L	192	$11K	<0.01%	0		Timeline
UAAUNDER ARMOUR INC	152	$11K	<0.01%	+6		Timeline
2U INC2U INC	720	$11K	<0.01%	0
IJRISHARES TR	100	$10K	<0.01%	+22		Timeline
QCOMQUALCOMM INC	138	$10K	<0.01%	-5		Timeline
SUMMIT FINL GROUP INCSUMMIT FINL GROUP INC	1,000	$10K	<0.01%	0
PSXPHILLIPS 66	108	$9K	<0.01%	+44		Timeline
TIME WARNER INCTIME WARNER INC	122	$9K	<0.01%	new
GAIN CAPITAL HOLDINGS INCGAIN CAPITAL HOLDINGS INC	1,471	$9K	<0.01%	0
SYYSYSCO CORP	200	$8K	<0.01%	new		Timeline
ELMEELME COMMUNITIES	300	$8K	<0.01%	0		Timeline
ENERPLUS CORPENERPLUS CORP	400	$8K	<0.01%	0
YAHOO INCYAHOO INC	200	$8K	<0.01%	0
GLWCORNING INC	387	$7K	<0.01%	+1		Timeline
PNCPNC FINL SVCS GROUP INC	84	$7K	<0.01%	new		Timeline
AEEAMEREN CORP	183	$7K	<0.01%	0		Timeline
AMWDAMERICAN WOODMARK CORP	200	$7K	<0.01%	0		Timeline
NOBLE CORP PLCNOBLE CORP PLC	300	$7K	<0.01%	0
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	400	$7K	<0.01%	0
LMTLOCKHEED MARTIN CORP	32	$6K	<0.01%	0		Timeline
DVADAVITA INC	88	$6K	<0.01%	0		Timeline
MGAMAGNA INTL INC	68	$6K	<0.01%	0		Timeline
NEUNEWMARKET CORP	16	$6K	<0.01%	new		Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	65	$6K	<0.01%	0		Timeline
TRVTRAVELERS COMPANIES INC	68	$6K	<0.01%	-100		Timeline
ADSKAUTODESK INC	100	$6K	<0.01%	0		Timeline
PPGPPG INDS INC	32	$6K	<0.01%	0		Timeline
JCENUVEEN CORE EQUITY ALPHA FD	351	$6K	<0.01%	0		Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	160	$6K	<0.01%	-6,766
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	512	$6K	<0.01%	0
BABOEING CO	40	$5K	<0.01%	0		Timeline
COPCONOCOPHILLIPS	63	$5K	<0.01%	+48		Timeline
XLFSELECT SECTOR SPDR TR	230	$5K	<0.01%	0		Timeline
NFLXNETFLIX INC.	11	$5K	<0.01%	0		Timeline
NEENEXTERA ENERGY INC	52	$5K	<0.01%	0		Timeline
TIFFANY & CO NEWTIFFANY & CO NEW	50	$5K	<0.01%	0
RAYTHEON CORAYTHEON CO	50	$5K	<0.01%	new
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LP	137	$5K	<0.01%	new
GLDSPDR GOLD TR	36	$4K	<0.01%	0		Timeline
SWKSSKYWORKS SOLUTIONS INC	75	$4K	<0.01%	new		Timeline
DEMWISDOMTREE TR	77	$4K	<0.01%	0		Timeline
MYGNMYRIAD GENETICS INC	100	$4K	<0.01%	new		Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	1,100	$4K	<0.01%	0
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	100	$4K	<0.01%	0
TIME WARNER CABLE INCTIME WARNER CABLE INC	27	$4K	<0.01%	new
WESTERN ASSET WORLDWIDE INCOWESTERN ASSET WORLDWIDE INCO	365	$4K	<0.01%	0
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	144	$4K	<0.01%	0
AMZNAMAZON COM INC	10	$3K	<0.01%	-3		Timeline
DEDEERE & CO	40	$3K	<0.01%	0		Timeline
TIPISHARES TR	24	$3K	<0.01%	0		Timeline
AALAMERICAN AIRLINES GROUP INC	72	$3K	<0.01%	0		Timeline
CMICUMMINS INC	20	$3K	<0.01%	new		Timeline
EXCEXELON CORP	100	$3K	<0.01%	0		Timeline
IWBISHARES TR	27	$3K	<0.01%	0		Timeline
TGTTARGET CORP	50	$3K	<0.01%	new		Timeline
EWCISHARES INC	100	$3K	<0.01%	new		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	58	$3K	<0.01%	0
GOOGLE INCGOOGLE INC	5	$3K	<0.01%	0
SENIOR HSG PPTYS TRSENIOR HSG PPTYS TR	149	$3K	<0.01%	0
HLITHARMONIC INC	500	$3K	<0.01%	new		Timeline
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORP	210	$3K	<0.01%	0
SPRINT CORPSPRINT CORP	500	$3K	<0.01%	new
GoogleGoogle	5	$3K	<0.01%	0
CAHCARDINAL HEALTH INC	30	$2K	<0.01%	0		Timeline
LUVSOUTHWEST AIRLS CO	66	$2K	<0.01%	-154		Timeline
FEFIRSTENERGY CORP	66	$2K	<0.01%	0		Timeline
KMBKIMBERLY-CLARK CORP	14	$2K	<0.01%	0		Timeline
GDGENERAL DYNAMICS CORP	13	$2K	<0.01%	0		Timeline
TDYTELEDYNE TECHNOLOGIES INC	20	$2K	<0.01%	new		Timeline
DIRECTVDIRECTV	25	$2K	<0.01%	0
DDD3D SYS CORP DEL	40	$2K	<0.01%	new		Timeline
EWZSISHARES TR	100	$2K	<0.01%	new		Timeline
iShares Gold TrustiShares Gold Trust	190	$2K	<0.01%	0
OREXIGEN THERAPEUTICS INCOREXIGEN THERAPEUTICS INC	400	$2K	<0.01%	0
SanDisk CorporationSanDisk Corporation	20	$2K	<0.01%	new
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	104	$2K	<0.01%	0
MYLAN INCMYLAN INC	45	$2K	<0.01%	0
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	16	$2K	<0.01%	new
ITWILLINOIS TOOL WKS INC	16	$1K	<0.01%	0		Timeline
NKENIKE INC	8	$1K	<0.01%	0		Timeline
PMPHILIP MORRIS INTL INC	15	$1K	<0.01%	new		Timeline
SOSOUTHERN CO	19	$1K	<0.01%	0		Timeline
VTIVANGUARD INDEX FDS	10	$1K	<0.01%	new		Timeline
WMWASTE MGMT INC DEL	20	$1K	<0.01%	0		Timeline
DEODIAGEO PLC	8	$1K	<0.01%	0		Timeline
GPCGENUINE PARTS CO	11	$1K	<0.01%	0		Timeline
AEPAMERICAN ELEC PWR CO INC	20	$1K	<0.01%	0		Timeline
VODVODAFONE GROUP PLC	16	$1K	<0.01%	-70		Timeline
DPZDOMINOS PIZZA INC	14	$1K	<0.01%	-6		Timeline
DOVDOVER CORP	11	$1K	<0.01%	0		Timeline
EXPEEXPEDIA GROUP INC	10	$1K	<0.01%	0		Timeline
SONSONOCO PRODS CO	24	$1K	<0.01%	0		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	13	$1K	<0.01%	0
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	30	$1K	<0.01%	0
CENTURYLINK INCCENTURYLINK INC	16	$1K	<0.01%	new
HEWLETT PACKARD COHEWLETT PACKARD CO	20	$1K	<0.01%	0
PARAGON OFFSHORE PLC XXXPARAGON OFFSHORE PLC XXX	99	$1K	<0.01%	new
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	80	$1K	<0.01%	0
HCP INCHCP INC	20	$1K	<0.01%	0
GROWU S GLOBAL INVS INC	380	$1K	<0.01%	0		Timeline
FTEKFUEL TECH INC	200	$1K	<0.01%	0		Timeline
SANOFISANOFI	2,039	$1K	<0.01%	0
CAREFUSION CORPCAREFUSION CORP	15	$1K	<0.01%	0
Bowater IncBowater Inc	265	$1K	<0.01%	0
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	18	$1K	<0.01%	-31
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	34	$1K	<0.01%	0
MAST THERAPEUTICS INCMAST THERAPEUTICS INC	1,091	$1K	<0.01%	0
JDS UNIPHASE CORPJDS UNIPHASE CORP	93	$1K	<0.01%	new
HANSEN MEDICAL INCHANSEN MEDICAL INC	800	$1K	<0.01%	0
RITEAID CORPRITEAID CORP	27	$0	0%	new	Value filed as zero, left out of ratios.
PTCPTC INC	6	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
KNKNOWLES CORP	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP	10	$0	0%	0	Value filed as zero, left out of ratios.
AGENUS INCAGENUS INC	1	$0	0%	new	Value filed as zero, left out of ratios.
VERITIV CORPVERITIV CORP	7	$0	0%	new	Value filed as zero, left out of ratios.
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	52	$0	0%	0	Value filed as zero, left out of ratios.
POTBELLY CORPPOTBELLY CORP	22	$0	0%	-11	Value filed as zero, left out of ratios.
ALCATEL-LUCENTALCATEL-LUCENT	11	$0	0%	0	Value filed as zero, left out of ratios.
AOL INCAOL INC	9	$0	0%	new	Value filed as zero, left out of ratios.
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	200	$0	0%	-1,400	Value filed as zero, left out of ratios.
GLOBALSCAPE INCGLOBALSCAPE INC	10	$0	0%	new	Value filed as zero, left out of ratios.
TIME INC NEWTIME INC NEW	15	$0	0%	new	Value filed as zero, left out of ratios.
CEL SCI CORPCEL SCI CORP	58	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
XHBSPDR SERIES TRUST	267,238	$8.75M	shares
SUSSER HOLDINGS CORPSUSSER HOLDINGS CORP	1,320	$107K	shares
LULULULULEMON ATHLETICA INC	1,994	$81K	shares
IDVISHARES TR	1,659	$66K	shares
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	1,966	$54K	shares
Apollo Global ManagementApollo Global Management	1,314	$36K	shares
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	2,069	$30K	shares
VIACOM INCVIACOM INC	94	$8K	shares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	120	$7K	shares
PALL CORPPALL CORP	75	$6K	shares
TXNTEXAS INSTRS INC	95	$5K	shares
UNILEVER PLCUNILEVER PLC	100	$5K	shares
AGGISHARES TR	40	$4K	shares
MDLZMONDELEZ INTL INC	95	$4K	shares
MSMORGAN STANLEY	120	$4K	shares
METMETLIFE INC	75	$4K	shares
SUSUNCOR ENERGY INC NEW	95	$4K	shares
STTSTATE STR CORP	65	$4K	shares
TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD	80	$4K	shares
CVECENOVUS ENERGY INC	100	$3K	shares
PNRPENTAIR PLC	19	$1K	shares
THE ADT CORPORATIONTHE ADT CORPORATION	40	$1K	shares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001497943-14-000005	base		2014-10-22	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC