Highlander Capital Management, LLC
Follow13F filer, CIK 1519113, SHORT HILLS, NJ
Highlander Capital Management, LLC reported holdings worth $174,123,000 (the sum of its rows) across 648 holdings for the quarter ended 2022-09-30, in a 13F-HR filed 2022-11-14. The total stated on the cover page is $215,313,000. Its ten largest share positions make up 33.87% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001519113-22-000004
The cover page states a total of $215,313,000, 24% more than the sum of the rows, $174,123,000. This page uses the sum of the rows.
- Period
- 2022-09-30
- Value, sum of rows
- $174M
- Stated on the cover page
- $215M
- Holdings
- 648
- Top 10 weight
- 33.87%
- New
- 26
- Sold out
- 34
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| GOOGadded | +28,728 | $2.76M |
| GOOGLadded | +5,320 | $509K |
| JEPQadded | +4,575 | $191K |
| JEPIadded | +2,550 | $131K |
| AVGOadded | +250 | $111K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| JNJreduced | -2,400 | -$392K |
| ADPreduced | -1,166 | -$264K |
| CDK GLOBAL INCexited | -3,332 | -$182K |
| RSGreduced | -1,200 | -$163K |
| IBMreduced | -1,300 | -$154K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 465 share positions
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| CONNECTONE BANCORP INCCONNECTONE BANCORP INC Fixed Income | principal | 760,000 | $755K | -25,000 |
| MALVERN BANCORP INC SUB NTMALVERN BANCORP INC SUB NT Fixed Income | principal | 575,000 | $568K | -30,000 |
| CINCINNATI BELL TEL CO DEBCINCINNATI BELL TEL CO DEB Fixed Income | principal | 589,000 | $526K | -10,000 |
| OCCIDENTAL PETE CORP SR DEBOCCIDENTAL PETE CORP SR DEB Fixed Income | principal | 475,000 | $481K | -15,000 |
| SIGNET UK FIN PLC SR NTSIGNET UK FIN PLC SR NT Fixed Income | principal | 485,000 | $466K | +195,000 |
| SOUTH JERSEY INDS INC JR SU…SOUTH JERSEY INDS INC JR SUB NT Fixed Income | principal | 510,000 | $414K | new |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income | principal | 425,000 | $411K | 0 |
| HOMESTREET INC SR NT FULLY …HOMESTREET INC SR NT FULLY EXCHAN… Fixed Income | principal | 415,000 | $410K | 0 |
| NEW YORK CMNTY BANCORP INC …NEW YORK CMNTY BANCORP INC FIXED-… Fixed Income | principal | 410,000 | $405K | 0 |
| Chemours Co/TheChemours Co/The Corporate Bond - Domestic | principal | 429,000 | $373K | +35,000 |
| HILLENBRAND INC SR NTHILLENBRAND INC SR NT Fixed Income | principal | 385,000 | $359K | -10,000 |
| RADIAN GROUP INC FXD RT SR …RADIAN GROUP INC FXD RT SR NT Fixed Income | principal | 345,000 | $326K | +20,000 |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS FX… Fixed Income | principal | 346,000 | $324K | 0 |
| COOPER TIRE & RUBR CO NTCOOPER TIRE & RUBR CO NT Fixed Income | principal | 310,000 | $314K | -10,000 |
| AMERIS BANCORP FIXED/FLTG S…AMERIS BANCORP FIXED/FLTG SUB NT Fixed Income | principal | 310,000 | $298K | 0 |
| FIRST MIDWEST BANCORP INC D…FIRST MIDWEST BANCORP INC DEL FXD… Fixed Income | principal | 295,000 | $296K | -25,000 |
| NEXPOINT REAL ESTATE FIN IN…NEXPOINT REAL ESTATE FIN INC SR Fixed Income | principal | 310,000 | $283K | -10,000 |
| Icahn Enterprises LP / Icah…Icahn Enterprises LP / Icahn Ente… Corporate Bond - Domestic | principal | 300,000 | $279K | -10,000 |
| AMTRUST FINL SVCS INC NTAMTRUST FINL SVCS INC NT Fixed Income | principal | 279,000 | $276K | 0 |
| KERR MCGEE CORP NTKERR MCGEE CORP NT Fixed Income | principal | 275,000 | $267K | -50,000 |
| UNITED STATES TREAS BILLSUNITED STATES TREAS BILLS Fixed Income | principal | 250,000 | $250K | new |
| PINNACLE FINL PARTNERS INC …PINNACLE FINL PARTNERS INC SUB NT Fixed Income | principal | 240,000 | $231K | 0 |
| SEAGATE HDD CAYMAN GTD SR NTSEAGATE HDD CAYMAN GTD SR NT Fixed Income | principal | 220,000 | $209K | 0 |
| SCOTTS MIRACLE-GRO CO GTD F…SCOTTS MIRACLE-GRO CO GTD FXD RT … Fixed Income | principal | 225,000 | $208K | -15,000 |
| Iron Mountain IncIron Mountain Inc Corporate Bond - Domestic | principal | 250,000 | $205K | 0 |
| FIRST CTZNS BK & TR RALEIGH…FIRST CTZNS BK & TR RALEIGH SR NT Fixed Income | principal | 215,000 | $205K | 0 |
| GTE CALIF INC DEB SER F MBI…GTE CALIF INC DEB SER F MBIA-IBC … COUPON BEARING BOND | principal | 200,000 | $201K | 0 |
| UNITED STATES TREAS NTS 2.7…UNITED STATES TREAS NTS 2.75 02/1… Govt Bond | principal | 210,000 | $197K | 0 |
| BELO CORPBELO CORP FIXED | principal | 180,000 | $176K | -10,000 |
| UNITED STATES TREAS NTS 1.7…UNITED STATES TREAS NTS 1.75 05/1… Govt Bond | principal | 175,000 | $173K | 0 |
| ONEOK PARTNERS L PONEOK PARTNERS L P Fixed Income | principal | 170,000 | $169K | -25,000 |
| PG&E CorpPG&E Corp Corporate Bond - Domestic | principal | 195,000 | $168K | 0 |
| Newell Brands IncNewell Brands Inc Corporate Bond - Domestic | principal | 180,000 | $166K | -15,000 |
| BUCKEYE PARTNERS L P FXD RT…BUCKEYE PARTNERS L P FXD RT SR NT Fixed Income | principal | 175,000 | $165K | 0 |
| BANC OF CALIFORNIA INCBANC OF CALIFORNIA INC FIXED | principal | 165,000 | $161K | 0 |
| HERCULES INC JR SUB DEBHERCULES INC JR SUB DEB Fixed Income | principal | 165,000 | $156K | -15,000 |
| MYLAN INCMYLAN INC FIXED | principal | 140,000 | $138K | -15,000 |
| VERISIGN INCVERISIGN INC FIXED | principal | 140,000 | $135K | 0 |
| Group 1 Automotive IncGroup 1 Automotive Inc Corporate Bond - Domestic | principal | 165,000 | $133K | 0 |
| GRAPHIC PACKAGING INTL INC …GRAPHIC PACKAGING INTL INC GTD FX… Fixed Income | principal | 135,000 | $129K | +15,000 |
| STARWOOD PPTY TR INC FXD RT…STARWOOD PPTY TR INC FXD RT SR Fixed Income | principal | 140,000 | $127K | -15,000 |
| ICAHN ENTERPRISES L P / ICA…ICAHN ENTERPRISES L P / ICAHN ENT… Fixed Income | principal | 130,000 | $123K | +55,000 |
| PG&E CorpPG&E Corp Corporate Bond - Domestic | principal | 140,000 | $120K | +15,000 |
| MORGAN STANLEY MEDIUM TERMMORGAN STANLEY MEDIUM TERM Fixed Income | principal | 175,000 | $116K | 0 |
| ENBRIDGE INC 4 10/01/2023ENBRIDGE INC 4 10/01/2023 Corp Bond | principal | 115,000 | $114K | new |
| ALBERTSONS INC MEDIUM TERM …ALBERTSONS INC MEDIUM TERM NTS MED Fixed Income | principal | 120,000 | $112K | +30,000 |
| EL PASO ENERGY CORP MEDIUM …EL PASO ENERGY CORP MEDIUM TERM N… Fixed Income | principal | 105,000 | $112K | 0 |
| VULCAN MATLS CO NTVULCAN MATLS CO NT FIXED INCOME | principal | 108,000 | $111K | 0 |
| SOUTHERN CO 2019ASOUTHERN CO 2019A Fixed Income | principal | 100,000 | $99K | new |
| UNITED STATES TREASURY NOTEUNITED STATES TREASURY NOTE Fixed Income | principal | 100,000 | $99K | 0 |
| MAPLEWOOD TWP N J GEN IMPT …MAPLEWOOD TWP N J GEN IMPT BDS 20… Fixed Income | principal | 100,000 | $97K | 0 |
| RADIAN GROUP INCRADIAN GROUP INC Fixed Income | principal | 95,000 | $93K | +80,000 |
| US TREASUR NT 2.25 PCT 02/2…US TREASUR NT 2.25 PCT 02/27UST N… US Treasury Bills | principal | 100,000 | $92K | 0 |
| RANGE RES CORP GTD FXD RTRANGE RES CORP GTD FXD RT Fixed Income | principal | 95,000 | $90K | +15,000 |
| PREFERRED BK LOS ANGELES CA…PREFERRED BK LOS ANGELES CALIF SUB Fixed Income | principal | 100,000 | $88K | new |
| TRANSDIGM INC SR SUB NTTRANSDIGM INC SR SUB NT Fixed Income | principal | 90,000 | $86K | +50,000 |
| AMSOUTHBANCORPORATION SUBDEBAMSOUTHBANCORPORATION SUBDEB FIXED INCOME | principal | 80,000 | $83K | 0 |
| VALLEY NATL BANCORP SUBVALLEY NATL BANCORP SUB Fixed Income | principal | 78,000 | $75K | 0 |
| Credit Acceptance CorpCredit Acceptance Corp Corporate Bond - Domestic | principal | 80,000 | $74K | new |
| WILLIAMS COS INCWILLIAMS COS INC Fixed Income | principal | 74,000 | $74K | 0 |
| Scotts Miracle-Gro Co/TheScotts Miracle-Gro Co/The Corporate Bond - Domestic | principal | 100,000 | $72K | 0 |
| OCCIDENTAL PETE CORP FXD RT…OCCIDENTAL PETE CORP FXD RT SR Fixed Income | principal | 75,000 | $72K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 100,000 | $72K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 100,000 | $71K | 0 |
| YUM! BRANDS, IN 3.875 23YUM! BRANDS, IN 3.875 23 CORPORATE BONDS | principal | 70,000 | $69K | 0 |
| PUBLIC SVC ENTERPRISE GROUPPUBLIC SVC ENTERPRISE GROUP Fixed Income | principal | 70,000 | $67K | 0 |
| BAC CAP TR XIV FIXED TO FLT…BAC CAP TR XIV FIXED TO FLT RT HY… Fixed Income | principal | 90,000 | $66K | 0 |
| BARCLAYS BK PLCCONTINGENT C…BARCLAYS BK PLCCONTINGENT CAP FIXED INCOME | principal | 65,000 | $65K | 0 |
| INDEPENDENT BK GROUP INC SUBINDEPENDENT BK GROUP INC SUB Fixed Income | principal | 65,000 | $65K | -10,000 |
| MGM Resorts InternationalMGM Resorts International Corporate Bond - Domestic | principal | 65,000 | $62K | new |
| UNITED FINL BANCORP INC NEW…UNITED FINL BANCORP INC NEW SUB Fixed Income | principal | 60,000 | $59K | 0 |
| REPUBLIC SVCS INC NTREPUBLIC SVCS INC NT Fixed Income | principal | 60,000 | $57K | 0 |
| Allison Transmission IncAllison Transmission Inc Corporate Bond - Domestic | principal | 60,000 | $53K | -15,000 |
| UNITED STATES TREAS NTS 1.6…UNITED STATES TREAS NTS 1.625 11/… Govt Bond | principal | 50,000 | $50K | 0 |
| NEW YORK N Y CITY MUN WTR F…NEW YORK N Y CITY MUN WTR FIN AUT… Municipal Bond | principal | 50,000 | $50K | 0 |
| HUGHES SATELLITE SYS CORP G…HUGHES SATELLITE SYS CORP GTD Fixed Income | principal | 55,000 | $50K | 0 |
| ESCALON CALIF UNI SCHESCALON CALIF UNI SCH Fixed Income | principal | 50,000 | $50K | 0 |
| INTERNATIONAL GAME TECHNOLO…INTERNATIONAL GAME TECHNOLOGY Fixed Income | principal | 50,000 | $50K | 0 |
| PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT Fixed Income | principal | 50,000 | $49K | 0 |
| AMC NETWORKS INC GTD FXD RT…AMC NETWORKS INC GTD FXD RT SR NT Fixed Income | principal | 55,000 | $49K | 0 |
| UNION CNTY N J BDS 2018UNION CNTY N J BDS 2018 Fixed Income | principal | 50,000 | $48K | 0 |
| LAWRENCE TWP N J SCH DIST B…LAWRENCE TWP N J SCH DIST BDS 2018 Fixed Income | principal | 50,000 | $48K | 0 |
| ICAHN ENTERPRISES L P / ICA…ICAHN ENTERPRISES L P / ICAHN ENT… Fixed Income | principal | 50,000 | $47K | +20,000 |
| TransDigm IncTransDigm Inc Corporate Bond - Domestic | principal | 50,000 | $43K | 0 |
| OCCIDENTAL PETE CORP NTOCCIDENTAL PETE CORP NT Fixed Income | principal | 45,000 | $43K | 0 |
| TRANSDIGM INC GTD FXD RT SR…TRANSDIGM INC GTD FXD RT SR SUB Fixed Income | principal | 45,000 | $43K | 0 |
| US TREASUR NT 1.25 08/31UST…US TREASUR NT 1.25 08/31UST NOTE … TREASURY | principal | 50,000 | $40K | 0 |
| RANGE RES CORP GTD FXDRANGE RES CORP GTD FXD Fixed Income | principal | 40,000 | $40K | 0 |
| PUERTO RICO PUB FINCORPPUERTO RICO PUB FINCORP FIXED INCOME | principal | 35,000 | $38K | 0 |
| US TREASUR NTUS TREASUR NT FIX | principal | 40,000 | $38K | new |
| Netflix, Inc 04/15/2028 4.8…Netflix, Inc 04/15/2028 4.875 Fixed Income | principal | 40,000 | $37K | 0 |
| Range Resources CorpRange Resources Corp Corporate Bond - Domestic | principal | 35,000 | $36K | 0 |
| TREEHOUSE FOODS INCTREEHOUSE FOODS INC FIXED | principal | 45,000 | $36K | 0 |
| LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB Fixed Income | principal | 55,000 | $35K | 0 |
| WILLIAMS COS INC FXD RT NTWILLIAMS COS INC FXD RT NT Fixed Income | principal | 35,000 | $35K | 0 |
| INDIANA BD BK SEW WKS REVINDIANA BD BK SEW WKS REV Fixed Income | principal | 30,000 | $30K | 0 |
| SAFEWAY INC SR 30 YEAR DEBSAFEWAY INC SR 30 YEAR DEB Fixed Income | principal | 30,000 | $29K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 40,000 | $29K | 0 |
| CADENCE BK N A BIRMINGHAM A…CADENCE BK N A BIRMINGHAM ALA SUB… Fixed Income | principal | 30,000 | $29K | 0 |
| Methanex CorpMethanex Corp Corporate Bond - Foreign US$ | principal | 33,000 | $28K | new |
| SERVICEMASTER CO LPSERVICEMASTER CO LP Fixed Income | principal | 25,000 | $28K | -25,000 |
| ROSEVILLE CALIF NATGAS FING…ROSEVILLE CALIF NATGAS FING AUTH … FIXED INCOME | principal | 25,000 | $26K | 0 |
| KINDER MORGAN ENERGY PARTNE…KINDER MORGAN ENERGY PARTNERS Fixed Income | principal | 26,000 | $26K | 0 |
| OLD REP INTL CORP FIXED RAT…OLD REP INTL CORP FIXED RATE SR NT Fixed Income | principal | 25,000 | $25K | 0 |
| WEBSTER FINL CORP WATERBURYWEBSTER FINL CORP WATERBURY Fixed Income | principal | 25,000 | $25K | 0 |
| LEUCADIA NATL CORPLEUCADIA NATL CORP Fixed Income | principal | 25,000 | $25K | 0 |
| WELLS FARGOWELLS FARGO Fixed Income | principal | 25,000 | $25K | -25,000 |
| PUERTO RICO COMWLTH HWYPUERTO RICO COMWLTH HWY Fixed Income | principal | 25,000 | $25K | 0 |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 11/1… Govt Bond | principal | 25,000 | $24K | 0 |
| PUERTO RICO COMWLTH 0 43GO …PUERTO RICO COMWLTH 0 43GO UTX … FIX | principal | 48,025 | $24K | 0 |
| NORTH BERGEN TWP N J GEN IM…NORTH BERGEN TWP N J GEN IMPT BDS Fixed Income | principal | 25,000 | $24K | 0 |
| ENBRIDGE INC SR NTENBRIDGE INC SR NT Fixed Income | principal | 25,000 | $24K | 0 |
| WILLIAMS COS INC NTWILLIAMS COS INC NT FIXED INCOME | principal | 20,000 | $23K | -3,000 |
| Western Digital CorpWestern Digital Corp Corporate Bond - Domestic | principal | 25,000 | $23K | 0 |
| NEW JERSEY ECONOMIC DEV AUT…NEW JERSEY ECONOMIC DEV AUTH REV … Fixed Income | principal | 25,000 | $23K | 0 |
| MGIC INVESTMENT CORPMGIC INVESTMENT CORP FIXED | principal | 25,000 | $22K | 0 |
| Teva Pharmaceutical Finance…Teva Pharmaceutical Finance Nethe… Corporate Bond - Foreign US$ | principal | 25,000 | $21K | 0 |
| STRAFFORD CNTY N HSTRAFFORD CNTY N H FIXED INCOME | principal | 20,000 | $20K | 0 |
| PUERTO RICO MUN FIN AGY REF…PUERTO RICO MUN FIN AGY REF BDS Fixed Income | principal | 20,000 | $20K | 0 |
| ALLEGIANCE BK HOUSTON TEX S…ALLEGIANCE BK HOUSTON TEX SUB NT … Fixed Income | principal | 20,000 | $20K | 0 |
| GENWORTH FINL INC FXD RTGENWORTH FINL INC FXD RT Fixed Income | principal | 25,000 | $20K | 0 |
| CHARTER COMMUNICATIONS OPER…CHARTER COMMUNICATIONS OPER LLC Fixed Income | principal | 20,000 | $20K | 0 |
| CONSTELLATION BRANDS INC GT…CONSTELLATION BRANDS INC GTD FXD … Fixed Income | principal | 20,000 | $20K | 0 |
| VALLEY NATL BANCORP FXD RT …VALLEY NATL BANCORP FXD RT SUB Fixed Income | principal | 20,000 | $20K | 0 |
| OAKTREE SPECIALTY LENDOAKTREE SPECIALTY LEND FIXED | principal | 20,000 | $19K | 0 |
| US TREASU NT 2.125 11/24UST…US TREASU NT 2.125 11/24UST NOTE … TREASURY | principal | 20,000 | $19K | new |
| US TREASUR NT 2.5 01 25UST …US TREASUR NT 2.5 01 25UST NOTE D… NOT | principal | 20,000 | $19K | 0 |
| NEW JERSEY ST EDL FACS AUTH…NEW JERSEY ST EDL FACS AUTH REV R… Fixed Income | principal | 20,000 | $19K | 0 |
| SLM CORP EDNOTES EDNOTESSLM CORP EDNOTES EDNOTES Fixed Income | principal | 25,000 | $19K | 0 |
| CAPITAL ONE FINL CORP FXD R…CAPITAL ONE FINL CORP FXD RT SR NT Fixed Income | principal | 20,000 | $19K | 0 |
| TransDigm IncTransDigm Inc Corporate Bond - Domestic | principal | 20,000 | $16K | 0 |
| PUERTO RICO PUB FINCORPPUERTO RICO PUB FINCORP FIXED INCOME | principal | 15,000 | $16K | 0 |
| DCP MIDSTREAM OPERATINGDCP MIDSTREAM OPERATING FIXED | principal | 15,000 | $15K | new |
| PUERTO RICO ELEC PWR AUTH P…PUERTO RICO ELEC PWR AUTH PWR Fixed Income | principal | 20,000 | $15K | 0 |
| SLM CORP EDNOTES EDNOTES SE…SLM CORP EDNOTES EDNOTES SER B Fixed Income | principal | 20,000 | $15K | 0 |
| PUERTO RICO COMWLTH HWYPUERTO RICO COMWLTH HWY Fixed Income | principal | 15,000 | $14K | 0 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 36,526 | $13K | 0 |
| SLM CORP EDNOTES EDNOTES SE…SLM CORP EDNOTES EDNOTES SER B Fixed Income | principal | 16,000 | $12K | 0 |
| UNITED STATES TREAS NTS 2.2…UNITED STATES TREAS NTS 2.25 11/1… Govt Bond | principal | 10,000 | $10K | new |
| PUERTO RICO COM 5.625 29GO …PUERTO RICO COM 5.625 29GO UTX … FIX | principal | 10,043 | $10K | 0 |
| PUERTO RICO COM 5.625 27GO …PUERTO RICO COM 5.625 27GO UTX … FIX | principal | 10,208 | $10K | 0 |
| PUERTO RICO COMW 5.75 31GO …PUERTO RICO COMW 5.75 31GO UTX … FIX | principal | 9,755 | $10K | 0 |
| PUERTO RICO COM 5.375&#…PUERTO RICO COM 5.375%25G… FIX | principal | 10,299 | $10K | 0 |
| US TREASUR NT 2.5.05/24US TREASUR NT 2.5.05/24 TREASURY | principal | 10,000 | $10K | new |
| TRIUMPH BANCORP INC SUB NT …TRIUMPH BANCORP INC SUB NT FIXED Fixed Income | principal | 10,000 | $10K | 0 |
| UNITED CMNTY BKS INC FIXED …UNITED CMNTY BKS INC FIXED TO FLTG Fixed Income | principal | 10,000 | $10K | 0 |
| OCCIDENTAL PETE CORP SR NTOCCIDENTAL PETE CORP SR NT Fixed Income | principal | 10,000 | $10K | 0 |
| OCEANFIRST FINL CORP SUB NT…OCEANFIRST FINL CORP SUB NT FXD/F… Fixed Income | principal | 10,000 | $10K | 0 |
| CLIFTON N J GO BDS 2013CLIFTON N J GO BDS 2013 Fixed Income | principal | 10,000 | $10K | 0 |
| UNITED AIRLS HLDGS INC GTDUNITED AIRLS HLDGS INC GTD Fixed Income | principal | 10,000 | $10K | 0 |
| JPMORGAN CHASE FINL CO LLCJPMORGAN CHASE FINL CO LLC Fixed Income | principal | 10,000 | $10K | 0 |
| FREEPORTFREEPORT Fixed Income | principal | 10,000 | $10K | 0 |
| PUERTO RICO COMWLTH HWYPUERTO RICO COMWLTH HWY Fixed Income | principal | 10,000 | $10K | 0 |
| PUERTO RICO COMWLTH HWYPUERTO RICO COMWLTH HWY Fixed Income | principal | 10,000 | $10K | 0 |
| US TREASUR NT 2 11/26UST NO…US TREASUR NT 2 11/26UST NOTE DUE… TREASURY | principal | 10,000 | $9K | 0 |
| United States Treasury Note…United States Treasury Notes 2.37… Fixed Income | principal | 10,000 | $9K | 0 |
| UNIVERSITY P R UNIV REVS RE…UNIVERSITY P R UNIV REVS REV BDS … Fixed Income | principal | 10,000 | $9K | 0 |
| US TREASU NT 1.375 11/31UST…US TREASU NT 1.375 11/31UST NOTE … NOT | principal | 10,000 | $8K | 0 |
| US TREASU NT 1.125 02/31UST…US TREASU NT 1.125 02/31UST NOTE … FIX | principal | 10,000 | $8K | 0 |
| PUERTO RICO COMWLTH 4 46GO …PUERTO RICO COMWLTH 4 46GO UTX … FIX | principal | 10,089 | $8K | 0 |
| PUERTO RICO COMWLTH 4 41GO …PUERTO RICO COMWLTH 4 41GO UTX … FIX | principal | 9,698 | $8K | 0 |
| PUERTO RICO COMWLTH 4 33GO …PUERTO RICO COMWLTH 4 33GO UTX … FIX | principal | 9,247 | $8K | 0 |
| United States Treasury Note…United States Treasury Note/Bond US Government Note/Bond | principal | 10,000 | $8K | 0 |
| PUERTO RICO COMWLTH 0 33GO …PUERTO RICO COMWLTH 0 33GO UTX … FIX | principal | 11,901 | $7K | 0 |
| PUERTO RICO COMWLTH 4 35GO …PUERTO RICO COMWLTH 4 35GO UTX … FIX | principal | 8,311 | $7K | 0 |
| PUERTO RICO COMWLTH 4 37GO …PUERTO RICO COMWLTH 4 37GO UTX … FIX | principal | 7,134 | $6K | 0 |
| US Treasury 10-Year 2.375PC…US Treasury 10-Year 2.375PCT Note Bond | principal | 5,000 | $5K | 0 |
| RUBIDOUX CALIF CMNTYSVCS DI…RUBIDOUX CALIF CMNTYSVCS DIST CTF… FIXED INCOME | principal | 5,000 | $5K | 0 |
| WENDYS INTLWENDYS INTL Bond | principal | 5,000 | $5K | 0 |
| US TREASURYUS TREASURY FIXED | principal | 5,000 | $5K | new |
| HUDSON CNTY N J IMPT AUTH W…HUDSON CNTY N J IMPT AUTH WATERFR… Fixed Income | principal | 5,000 | $5K | 0 |
| ALLEGIANCE BANCSHARES INC S…ALLEGIANCE BANCSHARES INC SUB NT Fixed Income | principal | 5,000 | $5K | 0 |
| PUERTO RICOPUERTO RICO Fixed Income | principal | 5,164 | $5K | -5,164 |
| UNITED STATES TREAS NTSUNITED STATES TREAS NTS Fixed Income | principal | 5,000 | $4K | 0 |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 26,963 | $4K | new |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 5,970 | $3K | new |
| PUERTO RICO COMWLTH GOPUERTO RICO COMWLTH GO Fixed Income | principal | 3,086 | $3K | -1,668 |
| PUERTO RICO COMWLTH HWYPUERTO RICO COMWLTH HWY Fixed Income | principal | 10,000 | $2K | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 15,000 | $0 | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 5,000 | $0 | 0 |
| FEDERAL HOME LN MTGCORP PAR…FEDERAL HOME LN MTGCORP PARTN FIXED INCOME | principal | 5,000 | $0 | 0 |
| PUERTO RICO COMWLTHHWY & TR…PUERTO RICO COMWLTHHWY & TRANSN A… FIXED INCOME | principal | 15,000 | $0 | 0 |
| PUERTO RICO COMWLTH HWYPUERTO RICO COMWLTH HWY Fixed Income | principal | 20,000 | $0 | 0 |
Sold out in Q3 2022
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| INVESTAR HLDG CORP SUB NTINVESTAR HLDG CORP SUB NT | 431,000 | $431K | principal |
| CAPISTRANO CALIF UNI SCH DI…CAPISTRANO CALIF UNI SCH DIST SCH | 400,000 | $401K | principal |
| CDK GLOBAL INCCDK GLOBAL INC | 3,332 | $182K | shares |
| TOWNEBANK PORTSMOUTH VATOWNEBANK PORTSMOUTH VA | 130,000 | $130K | principal |
| CEDAR REALTY TRUST INCCEDAR REALTY TRUST INC | 3,710 | $107K | shares |
| DIGITALBRIDGE GROUP INCDIGITALBRIDGE GROUP INC | 16,686 | $81K | shares |
| SICPQSILVERGATE CAP CORP CL A (MD) | 1,500 | $80K | shares |
| XLISELECT SECTOR SPDR TR | 850 | $74K | shares |
| EOGEOG RES INC | 500 | $55K | shares |
| GPCGENUINE PARTS CO | 300 | $40K | shares |
| PUERTO RICO COMWLTHAQUEDUCT…PUERTO RICO COMWLTHAQUEDUCT & SWR | 30,000 | $30K | principal |
| LNGCHENIERE ENERGY INC | 200 | $27K | shares |
| ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT | 4,500 | $27K | shares |
| TPGTPG INC | 1,000 | $24K | shares |
| HTZHERTZ GLOBAL HLDGS INC | 1,500 | $24K | shares |
| RBLXROBLOX CORP | 675 | $22K | shares |
| DXCMDEXCOM INC | 300 | $22K | shares |
| MERCK & CO INCMERCK & CO INC | 20,000 | $20K | principal |
| NGGNATIONAL GRID PLC | 300 | $19K | shares |
| PCYOPURE CYCLE CORP | 1,500 | $16K | shares |
| FULTFULTON FINL CORP PA | 983 | $14K | shares |
| LEVEL 3 FING INC GTD FXD RTLEVEL 3 FING INC GTD FXD RT | 14,000 | $13K | principal |
| GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR | 266 | $12K | shares |
| DKSDICKS SPORTING GOODS INC | 150 | $11K | shares |
| GHCGRAHAM HLDGS CO | 20 | $11K | shares |
| DOCUDOCUSIGN INC | 200 | $11K | shares |
| FAIRMONT W VA WTRWKSREVFAIRMONT W VA WTRWKSREV | 10,000 | $10K | principal |
| NEW JERSEY ST TPK AUTHNEW JERSEY ST TPK AUTH | 10,000 | $10K | principal |
| CABLEVISION SYS CORP SRCABLEVISION SYS CORP SR | 10,000 | $10K | principal |
| BAUXITE ARK WTR REV WTRBAUXITE ARK WTR REV WTR | 5,000 | $5K | principal |
| GENGEN DIGITAL INC | 200 | $4K | shares |
| TBTPROSHARES TR | 125 | $3K | shares |
| ARKFARK ETF TR | 50 | $1K | shares |
| LUPAKA GOLD CORPLUPAKA GOLD CORP | 490 | $0 | shares |
How Q3 2022 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001519113-22-000004 | base | 2022-11-14 | acceptance time not in the bulk data set |