13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 648 holding rows worth $174,123,000 by the sum of the rows.
- Accession
- 0001519113-22-000004
- Filer
- CIK 1519113
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 648 entries on the cover page, a total value of $215,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $174,123,000 with VALUE read as thousands by filing date, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $215,313,000, 24% more than the sum of the rows, $174,123,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UnitedHealth Group Inc | 91324P102 | COM | 25,340 | $12,798,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 60,267 | $8,329,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,775 | $6,702,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,675 | $6,589,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 27,300 | $5,529,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 22,640 | $5,103,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,401 | $4,250,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 227,500 | $3,533,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,600 | $3,109,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,437 | $3,040,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 30,240 | $2,908,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,725 | $2,732,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 62,294 | $2,492,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 29,163 | $2,348,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,120 | $2,210,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,174 | $2,151,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 18,980 | $2,145,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 117,925 | $1,888,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,787 | $1,867,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 47,641 | $1,835,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,976 | $1,721,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,075 | $1,701,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,208 | $1,663,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,630 | $1,660,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,903 | $1,629,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 268,459 | $1,611,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 80,794 | $1,595,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,658 | $1,469,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,745 | $1,398,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,280 | $1,388,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,550 | $1,368,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 53,727 | $1,360,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,205 | $1,357,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,956 | $1,288,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 102,272 | $1,176,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,734 | $1,071,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 500 | $1,071,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,000 | $1,050,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 11,700 | $979,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 75,139 | $963,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,430 | $954,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 29,900 | $933,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,344 | $916,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 24,362 | $908,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 8,362 | $906,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,290 | $901,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 11,096 | $887,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,425 | $882,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,200 | $843,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 46,001 | $838,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 28,900 | $827,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 33,500 | $826,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 47,942 | $798,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 17,746 | $790,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,271 | $771,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786WAD9 | Fixed Income | 760,000 | $755,000 | thousands by filing date | principal |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 65,607 | $751,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 44,250 | $750,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,703 | $731,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,082 | $731,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 21,082 | $712,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 7,500 | $684,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,450 | $682,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC SR NT 2 | 05580m827 | PFD | 27,834 | $666,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,750 | $637,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,796 | $606,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 43,700 | $590,000 | thousands by filing date | |
| MALVERN BANCORP INC SUB NT | 561409AC7 | Fixed Income | 575,000 | $568,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 89,626 | $551,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,600 | $536,000 | thousands by filing date | |
| CINCINNATI BELL TEL CO DEB | 171875AD9 | Fixed Income | 589,000 | $526,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 13,037 | $524,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,790 | $514,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 4,050 | $510,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 38,033 | $508,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 76,150 | $504,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,115 | $500,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP SR DEB | 674599BM6 | Fixed Income | 475,000 | $481,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 6,725 | $469,000 | thousands by filing date | |
| SIGNET UK FIN PLC SR NT | 82671AAA1 | Fixed Income | 485,000 | $466,000 | thousands by filing date | principal |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,275 | $464,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 56,750 | $458,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 137,972 | $454,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,464 | $435,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,052 | $432,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,400 | $428,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC JR SUB NT | 838518AA6 | Fixed Income | 510,000 | $414,000 | thousands by filing date | principal |
| ALBERTSONS INC MEDIUM TERM NTS MED | 01310QCY9 | Fixed Income | 425,000 | $411,000 | thousands by filing date | principal |
| HOMESTREET INC SR NT FULLY EXCHANGED | 43785VAD4 | Fixed Income | 415,000 | $410,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,750 | $408,000 | thousands by filing date | |
| NEW YORK CMNTY BANCORP INC FIXED-TO-FLOATING | 649445AC7 | Fixed Income | 410,000 | $405,000 | thousands by filing date | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,159 | $395,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 6,347 | $393,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 7,300 | $374,000 | thousands by filing date | |
| Chemours Co/The | 163851AE8 | Corporate Bond - Domestic | 429,000 | $373,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,600 | $367,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 5,916 | $363,000 | thousands by filing date | |
| HILLENBRAND INC SR NT | 431571AB4 | Fixed Income | 385,000 | $359,000 | thousands by filing date | principal |
| VIATRIS INC COM | 92556V106 | Stock | 41,784 | $356,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,796 | $346,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,832 | $330,000 | thousands by filing date | |
| RADIAN GROUP INC FXD RT SR NT | 750236AU5 | Fixed Income | 345,000 | $326,000 | thousands by filing date | principal |
| ALBERTSONS INC MEDIUM TERM NTS FXD RT | 01310QDA0 | Fixed Income | 346,000 | $324,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO NT | 216831AB3 | Fixed Income | 310,000 | $314,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 1,375 | $306,000 | thousands by filing date | |
| AMERIS BANCORP FIXED/FLTG SUB NT | 03076KAB4 | Fixed Income | 310,000 | $298,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC DEL FXD RT | 320867AC8 | Fixed Income | 295,000 | $296,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,193 | $294,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FIN INC SR | 65342VAA9 | Fixed Income | 310,000 | $283,000 | thousands by filing date | principal |
| Icahn Enterprises LP / Icahn Enterprises Finance Corp | 451102BT3 | Corporate Bond - Domestic | 300,000 | $279,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC NT | 032359AE1 | Fixed Income | 279,000 | $276,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 6,400 | $270,000 | thousands by filing date | |
| KERR MCGEE CORP NT | 492386AT4 | Fixed Income | 275,000 | $267,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 13,507 | $263,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 30,412 | $259,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,862 | $258,000 | thousands by filing date | |
| UNITED STATES TREAS BILLS | 912796YF0 | Fixed Income | 250,000 | $250,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,975 | $249,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 550 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,300 | $241,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,339 | $237,000 | thousands by filing date | |
| PINNACLE FINL PARTNERS INC SUB NT | 72346QAC8 | Fixed Income | 240,000 | $231,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 30,900 | $226,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,362 | $218,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 8,400 | $209,000 | thousands by filing date | |
| SEAGATE HDD CAYMAN GTD SR NT | 81180WAL5 | Fixed Income | 220,000 | $209,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO GTD FXD RT SR NT FULLY | 810186AP1 | Fixed Income | 225,000 | $208,000 | thousands by filing date | principal |
| Iron Mountain Inc | 46284VAF8 | Corporate Bond - Domestic | 250,000 | $205,000 | thousands by filing date | principal |
| FIRST CTZNS BK & TR RALEIGH SR NT | 125581AY4 | Fixed Income | 215,000 | $205,000 | thousands by filing date | principal |
| GTE CALIF INC DEB SER F MBIA-IBC 6.750 percent 05/15/27 REG DTD 05/15/98 | 362311AH5 | COUPON BEARING BOND | 200,000 | $201,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,340 | $200,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 18,278 | $199,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,500 | $198,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.75 02/15/2028 | 9128283W8 | Govt Bond | 210,000 | $197,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,000 | $189,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 520 | $186,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,705 | $185,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 5,392 | $184,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 567 | $183,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 37,500 | $183,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 600 | $182,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,722 | $182,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,759 | $182,000 | thousands by filing date | |
| BELO CORP | 080555af2 | FIXED | 180,000 | $176,000 | thousands by filing date | principal |
| Airbnb, Inc. Class A | 009066101 | COM | 1,650 | $173,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.75 05/15/2023 | 912828VB3 | Govt Bond | 175,000 | $173,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,200 | $169,000 | thousands by filing date | |
| ONEOK PARTNERS L P | 68268NAL7 | Fixed Income | 170,000 | $169,000 | thousands by filing date | principal |
| PG&E Corp | 69331CAJ7 | Corporate Bond - Domestic | 195,000 | $168,000 | thousands by filing date | principal |
| Newell Brands Inc | 651229AW6 | Corporate Bond - Domestic | 180,000 | $166,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS L P FXD RT SR NT | 118230AN1 | Fixed Income | 175,000 | $165,000 | thousands by filing date | principal |
| BANC OF CALIFORNIA INC | 05990kac0 | FIXED | 165,000 | $161,000 | thousands by filing date | principal |
| HERCULES INC JR SUB DEB | 427056AU0 | Fixed Income | 165,000 | $156,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,705 | $155,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,190 | $151,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,800 | $150,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 39,005 | $149,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,418 | $147,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,000 | $143,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $142,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 5,400 | $140,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 8,100 | $140,000 | thousands by filing date | |
| MYLAN INC | 628530bd8 | FIXED | 140,000 | $138,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,595 | $137,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,740 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,624 | $136,000 | thousands by filing date | |
| VERISIGN INC | 92343eal6 | FIXED | 140,000 | $135,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 800 | $134,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 500 | $134,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,000 | $133,000 | thousands by filing date | |
| Group 1 Automotive Inc | 398905AN9 | Corporate Bond - Domestic | 165,000 | $133,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 3,105 | $131,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,030 | $131,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 10,329 | $131,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 34,500 | $130,000 | thousands by filing date | |
| GRAPHIC PACKAGING INTL INC GTD FXD RT SR NT | 38869PAM6 | Fixed Income | 135,000 | $129,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,067 | $128,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,200 | $128,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,814 | $127,000 | thousands by filing date | |
| STARWOOD PPTY TR INC FXD RT SR | 85571BAL9 | Fixed Income | 140,000 | $127,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,687 | $125,000 | thousands by filing date | |
| ICAHN ENTERPRISES L P / ICAHN ENTERPRISES FIN | 451102BQ9 | Fixed Income | 130,000 | $123,000 | thousands by filing date | principal |
| PG&E Corp | 69331CAH1 | Corporate Bond - Domestic | 140,000 | $120,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,450 | $116,000 | thousands by filing date | |
| MORGAN STANLEY MEDIUM TERM | 61760QCS1 | Fixed Income | 175,000 | $116,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 9,652 | $115,000 | thousands by filing date | |
| UMHPROPERTIESINC | 903002509 | PREFERREDSTK | 4,811 | $115,000 | thousands by filing date | |
| ENBRIDGE INC 4 10/01/2023 | 29250NAF2 | Corp Bond | 115,000 | $114,000 | thousands by filing date | principal |
| ALBERTSONS INC MEDIUM TERM NTS MED | 01310QDB8 | Fixed Income | 120,000 | $112,000 | thousands by filing date | principal |
| EL PASO ENERGY CORP MEDIUM TERM NTS MEDIUM | 28368EAA4 | Fixed Income | 105,000 | $112,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $111,000 | thousands by filing date | |
| VULCAN MATLS CO NT | 929160AG4 | FIXED INCOME | 108,000 | $111,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 893 | $110,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,050 | $110,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 700 | $108,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 3,000 | $107,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 9,675 | $107,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T306 | CL A NEW | 4,706 | $107,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,683 | $104,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,520 | $104,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,238 | $103,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $101,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,400 | $101,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 350 | $100,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 969 | $99,000 | thousands by filing date | |
| SOUTHERN CO 2019A | 842587DC8 | Fixed Income | 100,000 | $99,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTE | 912828UN8 | Fixed Income | 100,000 | $99,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $97,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 600 | $97,000 | thousands by filing date | |
| MAPLEWOOD TWP N J GEN IMPT BDS 2018 | 565624LU5 | Fixed Income | 100,000 | $97,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AX9 | Fixed Income | 95,000 | $93,000 | thousands by filing date | principal |
| US TREASUR NT 2.25 PCT 02/27UST NOTE DUE 02/15/27 | 912828V98 | US Treasury Bills | 100,000 | $92,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 585 | $90,000 | thousands by filing date | |
| RANGE RES CORP GTD FXD RT | 75281AAS8 | Fixed Income | 95,000 | $90,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 2,130 | $89,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 5,500 | $89,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $88,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,050 | $88,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CALIF SUB | 740367NL7 | Fixed Income | 100,000 | $88,000 | thousands by filing date | principal |
| TRANSDIGM INC SR SUB NT | 893647BH9 | Fixed Income | 90,000 | $86,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,808 | $85,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 750 | $85,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 975 | $85,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,045 | $83,000 | thousands by filing date | |
| AMSOUTHBANCORPORATION SUBDEB | 032165AD4 | FIXED INCOME | 80,000 | $83,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 991 | $80,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,000 | $80,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,500 | $79,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,500 | $78,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 3,800 | $76,000 | thousands by filing date | |
| VALLEY NATL BANCORP SUB | 919794AD9 | Fixed Income | 78,000 | $75,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 900 | $74,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 3,950 | $74,000 | thousands by filing date | |
| Credit Acceptance Corp | 225310AM3 | Corporate Bond - Domestic | 80,000 | $74,000 | thousands by filing date | principal |
| WILLIAMS COS INC | 969457BU3 | Fixed Income | 74,000 | $74,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $72,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 500 | $72,000 | thousands by filing date | |
| Scotts Miracle-Gro Co/The | 810186AS5 | Corporate Bond - Domestic | 100,000 | $72,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP FXD RT SR | 674599CG8 | Fixed Income | 75,000 | $72,000 | thousands by filing date | principal |
| SLM CORP EDNOTES EDNOTES | 78490FST7 | Fixed Income | 100,000 | $72,000 | thousands by filing date | principal |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,676 | $71,000 | thousands by filing date | |
| SLM CORP EDNOTES EDNOTES | 78490FB40 | Fixed Income | 100,000 | $71,000 | thousands by filing date | principal |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 400 | $70,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $69,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,825 | $69,000 | thousands by filing date | |
| YUM! BRANDS, IN 3.875 23 | 988498AJ0 | CORPORATE BONDS | 70,000 | $69,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 150 | $68,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1,600 | $68,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $67,000 | thousands by filing date | |
| BRC GROUP HLDGS INC SR NT CPN 5.00 percent QUARTERLY FREQUENCY MATURITY 12/31/2026 CALLABLE 10/02/2026 @25.00 | 05580M793 | PREFERRED STOCK | 3,000 | $67,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP | 744573AN6 | Fixed Income | 70,000 | $67,000 | thousands by filing date | principal |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 3,274 | $66,000 | thousands by filing date | |
| BAC CAP TR XIV FIXED TO FLT RT HYBRID | 05518VAA3 | Fixed Income | 90,000 | $66,000 | thousands by filing date | principal |
| BARCLAYS BK PLCCONTINGENT CAP | 06740L8C2 | FIXED INCOME | 65,000 | $65,000 | thousands by filing date | principal |
| INDEPENDENT BK GROUP INC SUB | 45384BAA4 | Fixed Income | 65,000 | $65,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 296 | $63,000 | thousands by filing date | |
| MGM Resorts International | 552953CE9 | Corporate Bond - Domestic | 65,000 | $62,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 405 | $60,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 400 | $60,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,600 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 550 | $59,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 250 | $59,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW SUB | 910304AA2 | Fixed Income | 60,000 | $59,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 800 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,800 | $57,000 | thousands by filing date | |
| REPUBLIC SVCS INC NT | 760759AU4 | Fixed Income | 60,000 | $57,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 850 | $56,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,400 | $56,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 750 | $56,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 1,280 | $56,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 3,500 | $55,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 50 | $54,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 5,770 | $53,000 | thousands by filing date | |
| Allison Transmission Inc | 019736AE7 | Corporate Bond - Domestic | 60,000 | $53,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 200 | $52,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,000 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $52,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 992 | $51,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 4,106 | $51,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 1,500 | $51,000 | thousands by filing date | |
| Valley National Bancorp | 919794206 | VLYPP | 2,000 | $51,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.625 11/15/2022 | 912828TY6 | Govt Bond | 50,000 | $50,000 | thousands by filing date | principal |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV SECOND GEN REV BDS 2013 DD 3.125 06/15/27 B/E DTD 03/21/13 PRF | 64972GBU7 | Municipal Bond | 50,000 | $50,000 | thousands by filing date | principal |
| HUGHES SATELLITE SYS CORP GTD | 444454AC6 | Fixed Income | 55,000 | $50,000 | thousands by filing date | principal |
| ESCALON CALIF UNI SCH | 296065CG8 | Fixed Income | 50,000 | $50,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOGY | 459902AT9 | Fixed Income | 50,000 | $50,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC FXD RT | 693475AP0 | Fixed Income | 50,000 | $49,000 | thousands by filing date | principal |
| AMC NETWORKS INC GTD FXD RT SR NT | 00164VAE3 | Fixed Income | 55,000 | $49,000 | thousands by filing date | principal |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,000 | $48,000 | thousands by filing date | |
| UNION CNTY N J BDS 2018 | 90634PNB1 | Fixed Income | 50,000 | $48,000 | thousands by filing date | principal |
| LAWRENCE TWP N J SCH DIST BDS 2018 | 520390LZ6 | Fixed Income | 50,000 | $48,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 350 | $47,000 | thousands by filing date | |
| ICAHN ENTERPRISES L P / ICAHN ENTERPRISES | 451102BW6 | Fixed Income | 50,000 | $47,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 500 | $46,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 225 | $46,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 200 | $46,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 431 | $45,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 327 | $45,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 600 | $43,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,500 | $43,000 | thousands by filing date | |
| TransDigm Inc | 893647BL0 | Corporate Bond - Domestic | 50,000 | $43,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP NT | 674599CW3 | Fixed Income | 45,000 | $43,000 | thousands by filing date | principal |
| TRANSDIGM INC GTD FXD RT SR SUB | 893647BB2 | Fixed Income | 45,000 | $43,000 | thousands by filing date | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,250 | $41,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,532 | $41,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 500 | $40,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 800 | $40,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 517 | $40,000 | thousands by filing date | |
| US TREASUR NT 1.25 08/31UST NOTE DUE 08/15/31 | 91282CCS8 | TREASURY | 50,000 | $40,000 | thousands by filing date | principal |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 38,000 | $40,000 | thousands by filing date | |
| RANGE RES CORP GTD FXD | 75281ABA6 | Fixed Income | 40,000 | $40,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 500 | $38,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,080 | $38,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 700 | $38,000 | thousands by filing date | |
| PUERTO RICO PUB FINCORP | 745291SZ8 | FIXED INCOME | 35,000 | $38,000 | thousands by filing date | principal |
| US TREASUR NT | 91282CEQ0 | FIX | 40,000 | $38,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 277 | $37,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 507 | $37,000 | thousands by filing date | |
| Netflix, Inc 04/15/2028 4.875 | 64110LAS5 | Fixed Income | 40,000 | $37,000 | thousands by filing date | principal |
| Range Resources Corp | 75281ABJ7 | Corporate Bond - Domestic | 35,000 | $36,000 | thousands by filing date | principal |
| TREEHOUSE FOODS INC | 89469aad6 | FIXED | 45,000 | $36,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,000 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 55,000 | $35,000 | thousands by filing date | principal |
| WILLIAMS COS INC FXD RT NT | 969457BW9 | Fixed Income | 35,000 | $35,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $34,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,200 | $34,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,035 | $33,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 1,550 | $33,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,000 | $33,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 588 | $32,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $32,000 | thousands by filing date | |
| INDIANA BD BK SEW WKS REV | 454625BB9 | Fixed Income | 30,000 | $30,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,822 | $29,000 | thousands by filing date | |
| SAFEWAY INC SR 30 YEAR DEB | 786514AS8 | Fixed Income | 30,000 | $29,000 | thousands by filing date | principal |
| SLM CORP EDNOTES EDNOTES | 78490FRA9 | Fixed Income | 40,000 | $29,000 | thousands by filing date | principal |
| CADENCE BK N A BIRMINGHAM ALA SUB NT | 12739JAA9 | Fixed Income | 30,000 | $29,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 400 | $28,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $28,000 | thousands by filing date | |
| Methanex Corp | 59151KAM0 | Corporate Bond - Foreign US$ | 33,000 | $28,000 | thousands by filing date | principal |
| ZIONS BANCORPORATIONDEP SHS | 98973A104 | EQUITIES | 1,400 | $28,000 | thousands by filing date | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 25,000 | $28,000 | thousands by filing date | principal |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 913 | $27,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,100 | $27,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 333 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 353 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 608 | $26,000 | thousands by filing date | |
| ROSEVILLE CALIF NATGAS FING AUTH GASREV | 777863AT8 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| KINDER MORGAN ENERGY PARTNERS | 494550BQ8 | Fixed Income | 26,000 | $26,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 203 | $25,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 438 | $25,000 | thousands by filing date | |
| OLD REP INTL CORP FIXED RATE SR NT | 680223AJ3 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| WEBSTER FINL CORP WATERBURY | 947890AH2 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| LEUCADIA NATL CORP | 527288BE3 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| WELLS FARGO | 94974BFN5 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 7451904B1 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 456 | $24,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 750 | $24,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,800 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $24,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.25 11/15/2025 | 912828M56 | Govt Bond | 25,000 | $24,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH 0 43GO UTX DUE 11/01/43XTRO TAXBL | 74514L3T2 | FIX | 48,025 | $24,000 | thousands by filing date | principal |
| NORTH BERGEN TWP N J GEN IMPT BDS | 657645VY0 | Fixed Income | 25,000 | $24,000 | thousands by filing date | principal |
| ENBRIDGE INC SR NT | 29250NAH8 | Fixed Income | 25,000 | $24,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 252 | $23,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 150 | $23,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 280 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,000 | $23,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,500 | $23,000 | thousands by filing date | |
| WILLIAMS COS INC NT | 969457BM1 | FIXED INCOME | 20,000 | $23,000 | thousands by filing date | principal |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 8,050 | $23,000 | thousands by filing date | |
| Western Digital Corp | 958102AM7 | Corporate Bond - Domestic | 25,000 | $23,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUTH REV SCH FACS | 6459186K4 | Fixed Income | 25,000 | $23,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 350 | $22,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 500 | $22,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $22,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 500 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 153 | $22,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 500 | $22,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848ag8 | FIXED | 25,000 | $22,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 4,000 | $21,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,700 | $21,000 | thousands by filing date | |
| Teva Pharmaceutical Finance Netherlands III BV | 88167AAE1 | Corporate Bond - Foreign US$ | 25,000 | $21,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 250 | $20,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,796 | $20,000 | thousands by filing date | |
| STRAFFORD CNTY N H | 852422BH6 | FIXED INCOME | 20,000 | $20,000 | thousands by filing date | principal |
| PUERTO RICO MUN FIN AGY REF BDS | 745277QN6 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| ALLEGIANCE BK HOUSTON TEX SUB NT FXD/FLTG | 01748DAZ9 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| GENWORTH FINL INC FXD RT | 37247DAB2 | Fixed Income | 25,000 | $20,000 | thousands by filing date | principal |
| CHARTER COMMUNICATIONS OPER LLC | 161175AY0 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC GTD FXD RT SR | 21036PAN8 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP FXD RT SUB | 919794AB3 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,700 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 600 | $19,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,250 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 1,124 | $19,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 300 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 350 | $19,000 | thousands by filing date | |
| OAKTREE SPECIALTY LEND | 67401pab4 | FIXED | 20,000 | $19,000 | thousands by filing date | principal |
| US TREASU NT 2.125 11/24UST NOTE DUE 11/30/24 | 9128283J7 | TREASURY | 20,000 | $19,000 | thousands by filing date | principal |
| US TREASUR NT 2.5 01 25UST NOTE DUE 01 31 25 | 9128283V0 | NOT | 20,000 | $19,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACS AUTH REV REV | 646066CF5 | Fixed Income | 20,000 | $19,000 | thousands by filing date | principal |
| SLM CORP EDNOTES EDNOTES | 78490FQP7 | Fixed Income | 25,000 | $19,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP FXD RT SR NT | 14040HBZ7 | Fixed Income | 20,000 | $19,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $18,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 200 | $18,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 400 | $18,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 267 | $18,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $18,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 721 | $18,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 884 | $18,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 600 | $18,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 75 | $17,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 500 | $17,000 | thousands by filing date | |
| NAVIENT CORP | 63938C405 | PREFERRED DEBT | 800 | $17,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 250 | $16,000 | thousands by filing date | |
| TransDigm Inc | 893647BQ9 | Corporate Bond - Domestic | 20,000 | $16,000 | thousands by filing date | principal |
| PUERTO RICO PUB FINCORP | 745291SX3 | FIXED INCOME | 15,000 | $16,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 220 | $15,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 200 | $15,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 75 | $15,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 1,000 | $15,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 950 | $15,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,623 | $15,000 | thousands by filing date | |
| PILBARA MINERALS LIMITED | Q7539C100 | COMMON STK | 5,000 | $15,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,600 | $15,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 750 | $15,000 | thousands by filing date | |
| DCP MIDSTREAM OPERATING | 23311vag2 | FIXED | 15,000 | $15,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWR AUTH PWR | 74526QA28 | Fixed Income | 20,000 | $15,000 | thousands by filing date | principal |
| SLM CORP EDNOTES EDNOTES SER B | 78490FLE7 | Fixed Income | 20,000 | $15,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 250 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 290 | $14,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $14,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,351 | $14,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 4,250 | $14,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 5,200 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 650 | $14,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 700 | $14,000 | thousands by filing date | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 461 | $14,000 | thousands by filing date | |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 15,000 | $14,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 500 | $13,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 450 | $13,000 | thousands by filing date | |
| POPULAR CAP TR GTD MTLYINCOME | 73317H206 | EQUITIES | 500 | $13,000 | thousands by filing date | |
| PUERTO RICO COMWLTH GO | 74514L4G9 | Fixed Income | 36,526 | $13,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $12,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 500 | $12,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $12,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 280 | $12,000 | thousands by filing date | |
| SLM CORP EDNOTES EDNOTES SER B | 78490FKS7 | Fixed Income | 16,000 | $12,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 150 | $11,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 250 | $11,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,000 | $11,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,000 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 136 | $10,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 140 | $10,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 300 | $10,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 109 | $10,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 103 | $10,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 400 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,031 | $10,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.25 11/15/2024 | 912828G38 | Govt Bond | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COM 5.625 29GO UTX DUE 07/01/29 | 74514L3H8 | FIX | 10,043 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COM 5.625 27GO UTX DUE 07/01/27 | 74514L3G0 | FIX | 10,208 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMW 5.75 31GO UTX DUE 07/01/31 | 74514L3J4 | FIX | 9,755 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COM 5.375%25GO UTX DUE 07/01/25 | 74514L3F2 | FIX | 10,299 | $10,000 | thousands by filing date | principal |
| Mid Amer Apt Cmntys In Pfd Ser | 59522J889 | PFD | 175 | $10,000 | thousands by filing date | |
| US TREASUR NT 2.5.05/24 | 91282CER8 | TREASURY | 10,000 | $10,000 | thousands by filing date | principal |
| TRIUMPH BANCORP INC SUB NT FIXED | 89679EAB8 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| UNITED CMNTY BKS INC FIXED TO FLTG | 90985FAG1 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP SR NT | 674599EE1 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP SUB NT FXD/FLTG | 675234AB4 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| CLIFTON N J GO BDS 2013 | 187090W50 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC GTD | 910047AH2 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| JPMORGAN CHASE FINL CO LLC | 46625HJJ0 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| FREEPORT | 35671DAZ8 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190SG4 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190ZN1 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $9,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 700 | $9,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 932 | $9,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,000 | $9,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 300 | $9,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,200 | $9,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 140 | $9,000 | thousands by filing date | |
| US TREASUR NT 2 11/26UST NOTE DUE 11/15/26 | 912828U24 | TREASURY | 10,000 | $9,000 | thousands by filing date | principal |
| United States Treasury Notes 2.375 04/30/26 04/30/2026 2.375 | 9128286S4 | Fixed Income | 10,000 | $9,000 | thousands by filing date | principal |
| UNIVERSITY P R UNIV REVS REV BDS SERIES-Q | 914811PR9 | Fixed Income | 10,000 | $9,000 | thousands by filing date | principal |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 50 | $8,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 50 | $8,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 250 | $8,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 148 | $8,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 150 | $8,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $8,000 | thousands by filing date | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 275 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 100 | $8,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 300 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 339 | $8,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 523 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-22-000004 | this filing | 2022-11-14 | acceptance time not in the bulk data set |