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GUGGENHEIM CAPITAL LLC

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13F filer, CIK 1283072, CHICAGO, IL

GUGGENHEIM CAPITAL LLC reported $13,780,176,604 across 1,572 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-13. Its ten largest share positions make up 24.25% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001283072-25-000005

Period
2025-09-30
Reported value
$13.8B
Holdings
1,572
Top 10 weight
24.25%
New
94
Sold out
106

Part of the filer group GUGGENHEIM CAPITAL LLC

How groups are built

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYadded+75,010$50M
IVVadded+54,000$36.1M
SLVadded+785,962$33.3M
TRInew+102,165$15.9M
ADBEadded+29,311$10.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
NVDAreduced-96,378-$18M
IBMreduced-38,947-$11M
ANSYS INCexited-25,440-$8.94M
TSLAreduced-19,502-$8.67M
QCOMreduced-47,675-$7.93M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001283072-25-000005, largest first. % of portfolio is the value over $13,472,934,604, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SUZSUZANO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 65,122 shares; 2024Q4: 66,040 shares; 2025Q1: 66,312 shares; 2025Q2: 57,091 shares; 2025Q3: 22,914 shares 22,914$215K<0.01%-34,177Timeline
MTDRMATADOR RES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,216 shares; 2024Q4: 4,617 shares; 2025Q1: 5,004 shares; 2025Q2: 4,614 shares; 2025Q3: 4,775 shares 4,775$215K<0.01%+161Timeline
CCUCOMPANIA CERVECERIAS UNIDASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 61,209 shares; 2024Q4: 46,999 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 17,670 shares 17,670$214K<0.01%newTimeline
PPLIPEOPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 4,902 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,277 shares 6,277$214K<0.01%newTimeline
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,522 shares 12,522$213K<0.01%new
RGAREINSURANCE GROUP AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,599 shares; 2024Q4: 1,108 shares; 2025Q1: 1,088 shares; 2025Q2: not reported; 2025Q3: 1,107 shares 1,107$213K<0.01%newTimeline
ABEVAMBEV SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 183,125 shares; 2024Q4: 185,895 shares; 2025Q1: 189,691 shares; 2025Q2: 169,421 shares; 2025Q3: 95,077 shares 95,077$212K<0.01%-74,344Timeline
HWCHANCOCK WHITNEY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,983 shares; 2024Q4: not reported; 2025Q1: 5,627 shares; 2025Q2: 6,064 shares; 2025Q3: 3,369 shares 3,369$211K<0.01%-2,695Timeline
BRXBRIXMOR PPTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 140,298 shares; 2024Q4: 24,858 shares; 2025Q1: 16,625 shares; 2025Q2: 16,049 shares; 2025Q3: 7,608 shares 7,608$211K<0.01%-8,441Timeline
UNITUNITI GROUP LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 34,018 shares 34,018$208K<0.01%newTimeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 41,443 shares; 2024Q4: 34,202 shares; 2025Q1: 24,805 shares; 2025Q2: 20,195 shares; 2025Q3: 9,233 shares 9,233$207K<0.01%-10,962Timeline
CHHCHOICE HOTELS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 2,176 shares; 2025Q1: 2,038 shares; 2025Q2: 2,009 shares; 2025Q3: 1,934 shares 1,934$207K<0.01%-75Timeline
ODPTHE ODP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,411 shares 7,411$206K<0.01%newTimeline
SOLVSOLVENTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,234 shares; 2024Q4: 10,925 shares; 2025Q1: 6,304 shares; 2025Q2: not reported; 2025Q3: 2,809 shares 2,809$205K<0.01%newTimeline
CFRCULLEN FROST BANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,241 shares; 2024Q4: not reported; 2025Q1: 2,703 shares; 2025Q2: 3,028 shares; 2025Q3: 1,597 shares 1,597$202K<0.01%-1,431Timeline
TIMBTIM S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 9,059 shares 9,059$202K<0.01%newTimeline
SLGNSILGAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,421 shares; 2024Q4: not reported; 2025Q1: 4,067 shares; 2025Q2: 3,825 shares; 2025Q3: 4,663 shares 4,663$201K<0.01%+838Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,780 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,228 shares 5,228$200K<0.01%newTimeline
CRGYCRESCENT ENERGY COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 22,190 shares; 2025Q1: 23,815 shares; 2025Q2: 21,396 shares; 2025Q3: 22,297 shares 22,297$199K<0.01%+901Timeline
GOODGLADSTONE COMMERCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 15,699 shares 15,699$193K<0.01%newTimeline
NIONIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,493 shares; 2024Q4: 38,888 shares; 2025Q1: 31,846 shares; 2025Q2: 44,229 shares; 2025Q3: 24,954 shares 24,954$190K<0.01%-19,275Timeline
SNDXSYNDAX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 11,881 shares; 2025Q1: 12,490 shares; 2025Q2: 12,748 shares; 2025Q3: 12,143 shares 12,143$187K<0.01%-605Timeline
VIMEO INCVIMEO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 23,006 shares 23,006$178K<0.01%new
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 24,788 shares; 2025Q1: 22,377 shares; 2025Q2: 12,563 shares; 2025Q3: 17,310 shares 17,310$176K<0.01%+4,747Timeline
INTEGRAL AD SCIENCE HLDNG COINTEGRAL AD SCIENCE HLDNG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 17,114 shares 17,114$174K<0.01%new
WTTRSELECT WATER SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,538 shares; 2024Q4: 16,483 shares; 2025Q1: 15,142 shares; 2025Q2: 16,088 shares; 2025Q3: 16,088 shares 16,088$172K<0.01%0Timeline
TWITITAN INTL INC ILLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 26,088 shares; 2025Q1: 23,336 shares; 2025Q2: 21,913 shares; 2025Q3: 22,635 shares 22,635$171K<0.01%+722Timeline
FLGFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,991 shares; 2024Q4: 11,844 shares; 2025Q1: 22,273 shares; 2025Q2: 26,123 shares; 2025Q3: 14,095 shares 14,095$163K<0.01%-12,028Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,046 shares; 2024Q4: 15,272 shares; 2025Q1: 21,538 shares; 2025Q2: 39,703 shares; 2025Q3: 45,349 shares 45,349$157K<0.01%+5,646Timeline
PCTPURECYCLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,631 shares; 2024Q4: 11,004 shares; 2025Q1: 13,900 shares; 2025Q2: 11,263 shares; 2025Q3: 11,878 shares 11,878$156K<0.01%+615Timeline
XIFRXPLR INFRASTRUCTURE LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,131 shares; 2024Q4: 16,042 shares; 2025Q1: 13,364 shares; 2025Q2: 15,989 shares; 2025Q3: 14,735 shares 14,735$150K<0.01%-1,254Timeline
JBLUJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 55,158 shares; 2024Q4: 34,342 shares; 2025Q1: 31,330 shares; 2025Q2: 30,396 shares; 2025Q3: 30,448 shares 30,448$150K<0.01%+52Timeline
HARBORONE BANCORP INC NEWHARBORONE BANCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,508 shares; 2025Q3: 10,508 shares 10,508$143K<0.01%0
IMTXIMMATICS N.VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 14,210 shares; 2025Q1: 15,664 shares; 2025Q2: 16,557 shares; 2025Q3: 16,278 shares 16,278$139K<0.01%-279Timeline
DCHDAUCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,023 shares; 2024Q4: 25,541 shares; 2025Q1: 22,911 shares; 2025Q2: 21,574 shares; 2025Q3: 22,264 shares 22,264$134K<0.01%+690Timeline
RWAYRUNWAY GROWTH FINANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,555 shares; 2024Q4: 13,282 shares; 2025Q1: 13,254 shares; 2025Q2: 13,150 shares; 2025Q3: 13,155 shares 13,155$134K<0.01%+5Timeline
HOSHORNBECK OFFSHORE SERVICES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,531 shares; 2024Q4: 23,807 shares; 2025Q1: 18,221 shares; 2025Q2: 22,033 shares; 2025Q3: 20,192 shares 20,192$132K<0.01%-1,841Timeline
TNDMTANDEM DIABETES CARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,499 shares; 2024Q4: 16,107 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,692 shares 10,692$130K<0.01%newTimeline
DRHDIAMONDROCK HOSPITALITY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,197 shares; 2024Q4: 17,308 shares; 2025Q1: 14,801 shares; 2025Q2: 16,145 shares; 2025Q3: 16,232 shares 16,232$129K<0.01%+87Timeline
AHCOADAPTHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,088 shares; 2024Q4: 16,613 shares; 2025Q1: 14,929 shares; 2025Q2: 13,985 shares; 2025Q3: 14,428 shares 14,428$129K<0.01%+443Timeline
GPREGREEN PLAINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,625 shares; 2024Q4: 42,199 shares; 2025Q1: 21,801 shares; 2025Q2: 21,233 shares; 2025Q3: 14,630 shares 14,630$129K<0.01%-6,603Timeline
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 20,498 shares; 2025Q1: 29,794 shares; 2025Q2: 28,903 shares; 2025Q3: 28,072 shares 28,072$127K<0.01%-831Timeline
MFICMIDCAP FINANCIAL INVSTMNT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 10,564 shares; 2025Q2: 10,443 shares; 2025Q3: 10,378 shares 10,378$124K<0.01%-65Timeline
SSLSASOL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,365 shares; 2024Q4: 20,605 shares; 2025Q1: 21,056 shares; 2025Q2: 19,861 shares; 2025Q3: 19,740 shares 19,740$123K<0.01%-121Timeline
ECECOPETROL S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 13,201 shares 13,201$122K<0.01%newTimeline
TDOCTELADOC HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 37,208 shares; 2024Q4: 25,177 shares; 2025Q1: 21,784 shares; 2025Q2: not reported; 2025Q3: 15,267 shares 15,267$118K<0.01%newTimeline
SHOSUNSTONE HOTEL INVS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 51,617 shares; 2024Q4: 13,185 shares; 2025Q1: 11,290 shares; 2025Q2: 12,205 shares; 2025Q3: 12,228 shares 12,228$115K<0.01%+23Timeline
TALOTALOS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 320,156 shares; 2024Q4: 13,694 shares; 2025Q1: 12,339 shares; 2025Q2: 11,441 shares; 2025Q3: 11,790 shares 11,790$113K<0.01%+349Timeline
PTONPELOTON INTERACTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,218 shares; 2024Q4: not reported; 2025Q1: 12,419 shares; 2025Q2: 13,976 shares; 2025Q3: 12,406 shares 12,406$112K<0.01%-1,570Timeline
PLUGPLUG PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,813 shares; 2024Q4: 65,352 shares; 2025Q1: 65,462 shares; 2025Q2: 68,492 shares; 2025Q3: 45,334 shares 45,334$106K<0.01%-23,158Timeline
FIGSFIGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,098 shares; 2024Q4: 15,387 shares; 2025Q1: 15,387 shares; 2025Q2: 15,011 shares; 2025Q3: 15,011 shares 15,011$100K<0.01%0Timeline
AHRTAH RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,875 shares; 2024Q4: 30,978 shares; 2025Q1: 25,069 shares; 2025Q2: 24,931 shares; 2025Q3: 14,203 shares 14,203$99.6K<0.01%-10,728Timeline
ARRYARRAY TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,155 shares; 2024Q4: 19,271 shares; 2025Q1: 19,231 shares; 2025Q2: 18,851 shares; 2025Q3: 11,920 shares 11,920$97.1K<0.01%-6,931Timeline
SIDCOMPANHIA SIDERURGICA NACIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 413,509 shares; 2024Q4: 358,520 shares; 2025Q1: 179,945 shares; 2025Q2: 139,780 shares; 2025Q3: 64,552 shares 64,552$96.8K<0.01%-75,228Timeline
RESRPC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,588 shares; 2024Q4: 23,571 shares; 2025Q1: 18,123 shares; 2025Q2: 21,843 shares; 2025Q3: 19,780 shares 19,780$94.2K<0.01%-2,063Timeline
PUMPPROPETRO HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 58,054 shares; 2024Q4: 26,778 shares; 2025Q1: 22,873 shares; 2025Q2: 25,164 shares; 2025Q3: 17,930 shares 17,930$94K<0.01%-7,234Timeline
EVHEVOLENT HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,170 shares; 2024Q4: 11,367 shares; 2025Q1: 11,261 shares; 2025Q2: 11,025 shares; 2025Q3: 10,849 shares 10,849$91.8K<0.01%-176Timeline
GOGOGOGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 35,649 shares; 2024Q4: 23,939 shares; 2025Q1: 20,164 shares; 2025Q2: not reported; 2025Q3: 10,188 shares 10,188$87.5K<0.01%newTimeline
ADAMADAMAS TRUST INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 13,221 shares; 2025Q1: 11,891 shares; 2025Q2: 11,159 shares; 2025Q3: 11,508 shares 11,508$80.2K<0.01%+349Timeline
ICLICL GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,395 shares; 2024Q4: 56,753 shares; 2025Q1: 46,186 shares; 2025Q2: 45,396 shares; 2025Q3: 12,836 shares 12,836$79.8K<0.01%-32,560Timeline
BMBLBUMBLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,214 shares 12,214$74.4K<0.01%newTimeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,884 shares; 2024Q4: 14,016 shares; 2025Q1: 13,932 shares; 2025Q2: 13,386 shares; 2025Q3: 14,151 shares 14,151$70.6K<0.01%+765Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,954 shares 10,954$66.6K<0.01%newTimeline
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,954 shares; 2024Q4: 13,370 shares; 2025Q1: 13,305 shares; 2025Q2: 12,925 shares; 2025Q3: 13,434 shares 13,434$64.9K<0.01%+509Timeline
SABRSABRE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,236 shares; 2024Q4: 35,249 shares; 2025Q1: 30,658 shares; 2025Q2: 34,424 shares; 2025Q3: 34,852 shares 34,852$63.8K<0.01%+428Timeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,996 shares; 2024Q4: 11,459 shares; 2025Q1: 10,430 shares; 2025Q2: not reported; 2025Q3: 10,185 shares 10,185$59K<0.01%newTimeline
COTYCOTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,990 shares; 2024Q4: 13,534 shares; 2025Q1: 13,351 shares; 2025Q2: 12,093 shares; 2025Q3: 13,917 shares 13,917$56.2K<0.01%+1,824Timeline
GERNGERON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 214,828 shares; 2025Q1: 212,699 shares; 2025Q2: 176,450 shares; 2025Q3: 36,737 shares 36,737$50.3K<0.01%-139,713Timeline
NFENEW FORTRESS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 14,671 shares; 2025Q2: 21,466 shares; 2025Q3: 19,120 shares 19,120$42.3K<0.01%-2,346Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput230,600$154M+11,000
SPYSTATE STR SPDR S&P 500 ETF T SHScall230,600$154M+11,000

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
BLOCK INCBLOCK INC NOTE 5/0principal24,791,000$24.1M0

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 106. All 106

SecurityShares beforeValue beforeType
ANSYS INCANSYS INC25,440$8.94Mshares
CABLE ONE INCCABLE ONE INC7,500,000$7.1Mprincipal
PIONEER MUN HIGH INCOME OPPOPIONEER MUN HIGH INCOME OPPO408,896$4.82Mshares
SouthState CorpSouthState Corp51,652$4.75Mshares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME507,956$4.65Mshares
PIMCO MUN INCOME FDPIMCO MUN INCOME FD523,321$4.18Mshares
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC478,784$3.87Mshares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME448,968$3.73Mshares
PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III509,354$3.49Mshares
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC553,273$2.97Mshares
MAG SILVER CORPMAG SILVER CORP114,266$2.41Mshares
HESS CORPHESS CORP16,960$2.35Mshares
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC373,143$2.32Mshares
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC199,035$2.28Mshares
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP14,624$1.87Mshares
PNIPIMCO NEW YORK MUN FD II246,809$1.66Mshares
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD189,232$1.32Mshares
JUNIPER NETWORKS INCJUNIPER NETWORKS INC28,479$1.14Mshares
HAEHAEMONETICS CORP MASS12,962$967Kshares
CHCOCITY HLDG CO7,708$944Kshares
SFNCSIMMONS FIRST NATL CORP49,637$941Kshares
CHAMPIONX CORPORATIONCHAMPIONX CORPORATION36,942$918Kshares
SPRINGWORKS THERAPEUTICS INCSPRINGWORKS THERAPEUTICS INC19,364$910Kshares
VIPER ENERGY INC-CL AVIPER ENERGY INC-CL A23,028$878Kshares
XBKNXBLACKROCK INVEST QLTY MUNI74,309$811Kshares
EVERI HLDGS INCEVERI HLDGS INC56,979$811Kshares
ALLEALLEGION PLC5,606$808Kshares
SHGSHINHAN FINANCIAL GROUP CO L17,131$774Kshares
PARAMOUNT GLOBALPARAMOUNT GLOBAL59,541$768Kshares
REDFIN CORPREDFIN CORP59,974$671Kshares
DUN & BRADSTREET HLDGS INCDUN & BRADSTREET HLDGS INC69,803$635Kshares
AZEK CO INCAZEK CO INC10,075$548Kshares
SCHNITZER STEEL INDUSTRIES …SCHNITZER STEEL INDUSTRIES INC17,808$529Kshares
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC11,246$494Kshares
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW17,566$452Kshares
SKXSKECHERS U S A INC7,055$445Kshares
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC20,687$436Kshares
PLAYAGS INCPLAYAGS INC32,602$407Kshares
MKTXMARKETAXESS HLDGS INC1,812$405Kshares
JBSJBS N.V.25,726$376Kshares
CBRLCRACKER BARREL OLD CTRY STOR6,056$370Kshares
PIMCO NEW YORK MUN INCMPIMCO NEW YORK MUN INCM70,106$367Kshares
INSPINSPIRE MED SYS INC2,798$363Kshares
E2OPEN PARENT HOLDINGS INCE2OPEN PARENT HOLDINGS INC107,974$349Kshares
AMEDISYS INCAMEDISYS INC3,365$331Kshares
YUMCYUM CHINA HLDGS INC7,293$326Kshares
ARESARES MANAGEMENT CORPORATION1,845$320Kshares
Surmodics IncSurmodics Inc10,694$318Kshares
ALXALEXANDERS INC1,335$301Kshares
CHECHEMED CORP NEW617$300Kshares
SHAKSHAKE SHACK INC2,128$299Kshares
TCBITEXAS CAP BANCSHARES INC3,692$293Kshares
IBOCINTERNATIONAL BANCSHARES COR4,066$271Kshares
SPARTANNASH COSPARTANNASH CO10,034$266Kshares
BMOBANK OF MONTREAL2,400$266Kshares
FULTFULTON FINL CORP PA14,605$263Kshares
BNBROOKFIELD CORP4,227$261Kshares
LAMRLAMAR ADVERTISING CO2,126$258Kshares
GGALGRUPO FINANCIERO GALICIA S.A5,120$258Kshares
WSFSWSFS FINL CORP4,669$257Kshares
NGVTINGEVITY CORP5,903$254Kshares
ALKSALKERMES PLC8,869$254Kshares
CATYCATHAY GEN BANCORP5,550$253Kshares
FOOT LOCKER INCFOOT LOCKER INC10,300$252Kshares
AMHAMERICAN HOMES 4 RENT6,951$251Kshares
SUISUN CMNTYS INC1,964$248Kshares
EBCEASTERN BANKSHARES INC16,243$248Kshares
FLRFLUOR CORP4,693$241Kshares
ALGTALLEGIANT TRAVEL CO4,309$237Kshares
FIBKFIRST INTST BANCSYSTEM INC8,186$236Kshares
MCNXAI MADISON EQUITY PREMIUM I37,496$234Kshares
FTITECHNIPFMC PLC6,802$234Kshares
CVBFCVB FINL CORP11,750$233Kshares
FHBFIRST HAWAIIAN INC9,166$229Kshares
INDBINDEPENDENT BK CORP MASS3,624$228Kshares
FDSFACTSET RESH SYS INC500$224Kshares
SBCFSEACOAST BKG CORP FLA8,070$223Kshares
TOSTTOAST INC4,942$219Kshares
WAFDWAFD INC7,402$217Kshares
FFBC1ST FINL BANCORP8,738$212Kshares
LILI AUTO INC7,813$212Kshares
PHRPHREESIA INC7,402$211Kshares
SOFISOFI TECHNOLOGIES INC11,350$207Kshares
JEFJEFFERIES FINANCIAL GROUP IN3,756$205Kshares
WDFCWD 40 CO898$205Kshares
CGCARLYLE GROUP INC3,969$204Kshares
AFRMAFFIRM HLDGS INC2,948$204Kshares
GKOSGLAUKOS CORP1,957$202Kshares
WKCWORLD KINECT CORPORATION7,105$201Kshares
SPHSUBURBAN PROPANE PARTNERS L10,461$194Kshares
BANCBANC OF CALIFORNIA INC13,397$188Kshares
BBDCBARINGS BDC INC16,444$150Kshares
CERTCERTARA INC12,624$148Kshares
PBR-APETROLEO BRASILEIRO S A11,439$132Kshares
AEGAEGON LTD15,921$115Kshares
BGSB & G FOODS INC26,407$112Kshares
ACHACCENDRA HEALTH INC10,901$99.2Kshares
LEGLEGGETT & PLATT INC10,397$92.7Kshares
BSBRBANCO SANTANDER BRASIL S A14,835$80.9Kshares
QSQUANTUMSCAPE CORP10,870$73Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001283072-25-000005 base2025-11-13acceptance time not in the bulk data set