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Disclosery

GOFEN & GLOSSBERG LLC /IL/

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13F filer, CIK 315498, CHICAGO, IL

GOFEN & GLOSSBERG LLC /IL/ reported $4,266,724,000 across 623 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-10-13. Its ten largest share positions make up 30.15% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000315498-21-000004

Period
2021-09-30
Reported value
$4.27B
Holdings
623
Top 10 weight
30.15%
New
57
Sold out
12

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ICSHadded+223,030$11.3M
NVDAadded+45,052$9.33M
STZadded+38,997$8.22M
TENAX THERAPEUTICS INCnew+3,819,170$6.76M
AMZNadded+1,018$3.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GENERAL ELEC COexited-259,034-$3.49M
AAPLreduced-18,170-$2.57M
IVOLreduced-89,701-$2.5M
ASMLreduced-3,338-$2.49M
MSFTreduced-7,599-$2.14M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2021

Share positions as resolved from 13F-HR 0000315498-21-000004, largest first. % of portfolio is the value over $4,266,729,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
COLLEGE RETIREMENT EQU STK …COLLEGE RETIREMENT EQU STK ACCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 325 shares; 2021Q2: 325 shares; 2021Q3: 325 shares 325$241K0.01%0
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,756 shares; 2021Q2: 3,815 shares; 2021Q3: 3,888 shares 3,888$240K0.01%+73Timeline
DFIEXINTERNATIONAL CORE EQUITY 2Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 14,856 shares; 2021Q2: 15,002 shares; 2021Q3: 15,096 shares 15,096$240K0.01%+94Timeline
XARSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,004 shares; 2021Q2: 2,004 shares; 2021Q3: 2,004 shares 2,004$239K0.01%0Timeline
LBRDALIBERTY BROADBAND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,422 shares 1,422$239K0.01%newTimeline
VWIUXVANGUARD I/T TAX EXMPT-ADMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 18,271 shares; 2021Q2: 23,549 shares; 2021Q3: 16,267 shares 16,267$239K0.01%-7,282Timeline
FIDELITY ADVISOR NEW INSIGH…FIDELITY ADVISOR NEW INSIGHTS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 6,176 shares; 2021Q2: 5,771 shares; 2021Q3: 5,771 shares 5,771$238K0.01%0
EQIXEQUINIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 300 shares; 2021Q2: 300 shares; 2021Q3: 300 shares 300$237K0.01%0Timeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 4,205 shares; 2021Q2: 4,205 shares; 2021Q3: 4,205 shares 4,205$235K0.01%0Timeline
ATLASSIAN CORPATLASSIAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 600 shares 600$235K0.01%new
VANGUARD SHORT-TERM TAX-EXE…VANGUARD SHORT-TERM TAX-EXEMPT FU…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 14,775 shares; 2021Q2: 14,775 shares; 2021Q3: 14,775 shares 14,775$235K0.01%0
FDXFEDEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 1,310 shares; 2021Q2: 1,340 shares; 2021Q3: 1,065 shares 1,065$234K0.01%-275Timeline
T. ROWE PRICE SCIENCE & TECHT. ROWE PRICE SCIENCE & TECHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 4,064 shares; 2021Q2: 4,522 shares; 2021Q3: 3,914 shares 3,914$234K0.01%-608
OAKMARK SELECT INVESTOROAKMARK SELECT INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,749 shares; 2021Q2: 3,749 shares; 2021Q3: 3,749 shares 3,749$234K0.01%0
PINSPINTEREST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 4,446 shares; 2021Q2: 4,446 shares; 2021Q3: 4,566 shares 4,566$233K0.01%+120Timeline
AJGGALLAGHER ARTHUR J & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 1,516 shares; 2021Q3: 1,562 shares 1,562$232K0.01%+46Timeline
DISCOVERY INCDISCOVERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 5,516 shares; 2021Q2: not reported; 2021Q3: 9,566 shares 9,566$232K0.01%new
DFA US LARGE CAP GROWTHDFA US LARGE CAP GROWTHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 7,552 shares; 2021Q2: 7,552 shares; 2021Q3: 7,552 shares 7,552$231K0.01%0
ESBAEMPIRE ST RLTY OP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 22,903 shares; 2021Q2: 22,903 shares; 2021Q3: 22,903 shares 22,903$230K0.01%0Timeline
ORLYOREILLY AUTOMOTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 370 shares; 2021Q3: 375 shares 375$229K0.01%+5Timeline
EPAMEPAM SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 400 shares; 2021Q3: 400 shares 400$228K0.01%0Timeline
PODDINSULET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 800 shares; 2021Q2: 800 shares; 2021Q3: 800 shares 800$227K0.01%0Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,472 shares; 2021Q2: 3,478 shares; 2021Q3: 3,483 shares 3,483$226K0.01%+5Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,187 shares 2,187$225K0.01%newTimeline
XSOEWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 6,033 shares; 2021Q2: 6,033 shares; 2021Q3: 6,033 shares 6,033$225K0.01%0Timeline
TBFPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 13,500 shares; 2021Q2: 13,500 shares; 2021Q3: 13,500 shares 13,500$225K0.01%0Timeline
PIMIXPIMCO INCOME FUND-INSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,662 shares 18,662$225K0.01%newTimeline
Janus Henderson Research DJanus Henderson Research DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,123 shares; 2021Q2: 3,123 shares; 2021Q3: 3,123 shares 3,123$223K0.01%0
MRNAMODERNA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 576 shares 576$222K0.01%newTimeline
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 7,592 shares; 2021Q3: 6,561 shares 6,561$219K0.01%-1,031Timeline
FUNDAMENTAL INVESTORSFUNDAMENTAL INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,875 shares; 2021Q2: 2,903 shares; 2021Q3: 2,905 shares 2,905$219K0.01%+2
DODFXDODGE & COX INTL STCK-IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 4,608 shares; 2021Q2: 4,608 shares; 2021Q3: 4,608 shares 4,608$218K0.01%0Timeline
T ROWE PRICE TAX FREE INCOM…T ROWE PRICE TAX FREE INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,945 shares; 2021Q2: 20,945 shares; 2021Q3: 20,945 shares 20,945$218K0.01%0
BXPBXP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,000 shares; 2021Q2: 2,000 shares; 2021Q3: 2,000 shares 2,000$217K0.01%0Timeline
RSIRUSH STREET INTERACTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,300 shares 11,300$217K0.01%newTimeline
ABMABM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 4,800 shares; 2021Q2: 4,800 shares; 2021Q3: 4,800 shares 4,800$216K0.01%0Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,502 shares; 2021Q2: 1,648 shares; 2021Q3: 1,648 shares 1,648$215K0.01%0Timeline
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,250 shares; 2021Q2: 8,750 shares; 2021Q3: 8,250 shares 8,250$215K0.01%-500
FFORD MTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 14,048 shares; 2021Q2: 15,048 shares; 2021Q3: 15,148 shares 15,148$214K0.01%+100Timeline
PUKPRUDENTIAL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 5,456 shares 5,456$214K0.01%newTimeline
GLGLOBE LIFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 2,391 shares; 2021Q2: 2,391 shares; 2021Q3: 2,391 shares 2,391$213K<0.01%0Timeline
OAKMARK ADVISOROAKMARK ADVISORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,834 shares 1,834$212K<0.01%new
EFGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,982 shares 1,982$211K<0.01%newTimeline
VANGUARD WELLESLEY INCOME FDVANGUARD WELLESLEY INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,187 shares; 2021Q2: 2,978 shares; 2021Q3: 2,978 shares 2,978$211K<0.01%0
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 2,032 shares; 2021Q3: 2,096 shares 2,096$210K<0.01%+64Timeline
BCEBCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 4,188 shares; 2021Q3: 4,188 shares 4,188$210K<0.01%0Timeline
AUPHAURINIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 9,500 shares 9,500$210K<0.01%newTimeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 3,365 shares; 2021Q2: 3,265 shares; 2021Q3: 3,265 shares 3,265$209K<0.01%0Timeline
Dreyfus Mid Cap Index I FdDreyfus Mid Cap Index I FdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 5,500 shares; 2021Q2: 5,500 shares; 2021Q3: 5,500 shares 5,500$209K<0.01%0
VXUSVANGUARD STAR FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 9,671 shares; 2021Q2: 7,508 shares; 2021Q3: 3,292 shares 3,292$208K<0.01%-4,216Timeline
SOFISOFI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 13,075 shares 13,075$208K<0.01%newTimeline
JP Morgan Global Allocation…JP Morgan Global Allocation fdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 9,071 shares 9,071$208K<0.01%new
WASHINGTON MUTUAL INVS FDWASHINGTON MUTUAL INVS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 3,747 shares; 2021Q3: 3,748 shares 3,748$207K<0.01%+1
SouthState CorpSouthState CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,758 shares 2,758$206K<0.01%new
RYANRYAN SPECIALTY HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 6,063 shares 6,063$205K<0.01%newTimeline
NHFIXNorthern High Yield Fixed IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 29,120 shares; 2021Q2: 29,503 shares; 2021Q3: 29,823 shares 29,823$204K<0.01%+320Timeline
HEDJWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 2,663 shares; 2021Q3: 2,664 shares 2,664$203K<0.01%+1Timeline
HARVEST HEALTH & REC INC CO…HARVEST HEALTH & REC INC COM SUB …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 64,000 shares; 2021Q2: 64,000 shares; 2021Q3: 64,000 shares 64,000$200K<0.01%0
QURATE RETAIL INCQURATE RETAIL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 13,915 shares; 2021Q2: 13,915 shares; 2021Q3: 18,915 shares 18,915$193K<0.01%+5,000
BLACKROCK STRATEGIC INCOME …BLACKROCK STRATEGIC INCOME OPPS I…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,211 shares 18,211$188K<0.01%new
Catalyst Enhanced Inc Strat…Catalyst Enhanced Inc Strat FdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 16,841 shares; 2021Q2: 16,841 shares; 2021Q3: 16,841 shares 16,841$188K<0.01%0
Segall Bryant & Hamill Shrt…Segall Bryant & Hamill Shrt TrQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 18,261 shares; 2021Q3: 18,261 shares 18,261$185K<0.01%0
T. ROWE PRICE INTERNATIOT. ROWE PRICE INTERNATIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,034 shares 11,034$181K<0.01%new
MIND MEDICINE (MINDMED) INCMIND MEDICINE (MINDMED) INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 72,500 shares; 2021Q2: 72,500 shares; 2021Q3: 72,500 shares 72,500$169K<0.01%0
T. ROWE PRICE ULTRA SHORT-T…T. ROWE PRICE ULTRA SHORT-TERM BO…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 32,580 shares; 2021Q2: 32,640 shares; 2021Q3: 32,696 shares 32,696$166K<0.01%+56
Vanguard Long-Term Tax-Exem…Vanguard Long-Term Tax-ExemptQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 13,374 shares; 2021Q2: 13,374 shares; 2021Q3: 13,374 shares 13,374$162K<0.01%0
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,073 shares; 2021Q2: 19,049 shares; 2021Q3: 15,049 shares 15,049$160K<0.01%-4,000Timeline
VTRSVIATRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 14,149 shares; 2021Q2: 12,302 shares; 2021Q3: 11,770 shares 11,770$159K<0.01%-532Timeline
Litman Gregory Master Alter…Litman Gregory Master Alter StQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,791 shares 12,791$156K<0.01%new
AllianceBernstein Sm/Mdcap …AllianceBernstein Sm/Mdcap GrQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,183 shares; 2021Q2: 10,183 shares; 2021Q3: 10,183 shares 10,183$154K<0.01%0
FEDERATED HERMES INSTL HIGH…FEDERATED HERMES INSTL HIGH YIELD…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 14,938 shares; 2021Q3: 14,938 shares 14,938$149K<0.01%0
JOHN HANCOCK INCOME FUNDJOHN HANCOCK INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 21,554 shares 21,554$143K<0.01%new
POTBELLY CORPPOTBELLY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares 20,000$136K<0.01%0
NEOVNEOVOLTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 19,000 shares; 2021Q2: 19,000 shares; 2021Q3: 19,000 shares 19,000$133K<0.01%0Timeline
JPMORGAN INCOME BUILDER FUN…JPMORGAN INCOME BUILDER FUND CLAS…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,428 shares 11,428$131K<0.01%new
ARCIMOTO INCARCIMOTO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 11,000 shares; 2021Q2: 11,000 shares; 2021Q3: 11,000 shares 11,000$126K<0.01%0
TSNDFTERRASCEND CORP (CANADA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 17,000 shares; 2021Q2: 17,000 shares; 2021Q3: 17,000 shares 17,000$120K<0.01%0Timeline
T ROWE PRICE HIGH YIELD FUNDT ROWE PRICE HIGH YIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 17,807 shares; 2021Q2: 17,807 shares; 2021Q3: 17,807 shares 17,807$119K<0.01%0
RIV CapitalRIV CapitalQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 100,000 shares 100,000$117K<0.01%new
PIMCO INTERNATIONAL BOND (U…PIMCO INTERNATIONAL BOND (USD-HDG…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 10,517 shares; 2021Q3: 10,517 shares 10,517$114K<0.01%0
Eaton Vance Emerging Market…Eaton Vance Emerging Markets Dbt …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 12,768 shares; 2021Q3: 12,768 shares 12,768$113K<0.01%0
Goodness Growth Holdings IncGoodness Growth Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 65,000 shares; 2021Q3: 65,000 shares 65,000$104K<0.01%0
Tudor GoldTudor GoldQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 40,000 shares; 2021Q2: 56,000 shares; 2021Q3: 56,000 shares 56,000$101K<0.01%0
GLASGLASS HOUSE BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 20,000 shares 20,000$100K<0.01%newTimeline
BRIACELL THERAPEUTICS ORDBRIACELL THERAPEUTICS ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares 10,000$81K<0.01%new
Cannabist Company Holdings …Cannabist Company Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 15,600 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares 20,000$78K<0.01%0
LFMDLIFEMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,250 shares 12,250$76K<0.01%newTimeline
FFNTF4FRONT VENTURES CORP COM SUB VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 70,000 shares; 2021Q2: 70,000 shares; 2021Q3: 70,000 shares 70,000$73K<0.01%0Timeline
VWEAXVANGUARD HIGH YIELD CORPORATE BON…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,719 shares 11,719$70K<0.01%newTimeline
TPCO HOLDING CORP 1:1 EXC 7…TPCO HOLDING CORP 1:1 EXC 7/11/23…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 10,000 shares; 2021Q3: 20,000 shares 20,000$64K<0.01%+10,000
VEXTFVEXT SCIENCE INC COM (CAN)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 50,000 shares; 2021Q2: 50,000 shares; 2021Q3: 100,000 shares 100,000$63K<0.01%+50,000Timeline
QUOTIENT LTDQUOTIENT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$59K<0.01%new
CYBIN INCCYBIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 25,000 shares; 2021Q3: 25,000 shares 25,000$55K<0.01%0
LORD ABBETT SH/DUR CLORD ABBETT SH/DUR CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 12,881 shares; 2021Q2: 12,938 shares; 2021Q3: 12,990 shares 12,990$55K<0.01%+52
RVVTFREVIVE THERAPEUTICS LTD COM (CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 150,000 shares; 2021Q2: 150,000 shares; 2021Q3: 150,000 shares 150,000$53K<0.01%0Timeline
CXXIFC21 INVTS INC COM (CANADA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 75,000 shares 75,000$53K<0.01%newTimeline
NYMXFNYMOX PHARMACEUTICAL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 25,000 shares; 2021Q2: 25,000 shares; 2021Q3: 25,000 shares 25,000$52K<0.01%0Timeline
North Energy ASANorth Energy ASAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 17,350 shares 17,350$48K<0.01%new
FIELD TRIP HEALTH LTDFIELD TRIP HEALTH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares 10,000$46K<0.01%new
Gage GrowthGage GrowthQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$46K<0.01%new
Harborside IncHarborside IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 50,000 shares; 2021Q2: 50,000 shares; 2021Q3: 53,396 shares 53,396$44K<0.01%+3,396
JUSHFJUSHI HLDGS INC CL B SUB VTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares 10,000$42K<0.01%newTimeline
GREENLANE HLDGS INCGREENLANE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 15,080 shares 15,080$36K<0.01%new
IM CANNABIS CORPIM CANNABIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares 10,000$35K<0.01%new
NUMIFNUMINUS WELLNESS INC COM (CAN)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 50,000 shares 50,000$31K<0.01%newTimeline
Slang Worldwide IncSlang Worldwide IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 200,000 shares; 2021Q2: 200,000 shares; 2021Q3: 200,000 shares 200,000$31K<0.01%0
MERIDA MERGER CORP IMERIDA MERGER CORP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$30K<0.01%new
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 20,000 shares; 2021Q2: 20,000 shares; 2021Q3: 20,000 shares 20,000$29K<0.01%0Timeline
Hollister BiosciencesHollister BiosciencesQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 100,000 shares; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares 100,000$18K<0.01%0
NWBONORTHWEST BIOTHERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 12,740 shares; 2021Q2: 12,740 shares; 2021Q3: 12,740 shares 12,740$16K<0.01%0Timeline
TONIX PHARMACEUTICALS HOLDINTONIX PHARMACEUTICALS HOLDINQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 25,000 shares 25,000$15K<0.01%new
BellRock BrandsBellRock BrandsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 185,000 shares; 2021Q2: 185,000 shares; 2021Q3: 185,000 shares 185,000$15K<0.01%0
TLSSTRANSPORTATION & LOGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 540,000 shares 540,000$14K<0.01%newTimeline
BRAXIA SCIENTIFIC CORP COM …BRAXIA SCIENTIFIC CORP COM NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 40,000 shares; 2021Q3: 40,000 shares 40,000$7K<0.01%0
EVOFEM BIOSCIENCES INCEVOFEM BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares 10,000$7K<0.01%new
DFTCDEFENTECT GROUP INC COM STK (DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 23,000 shares; 2021Q2: 23,000 shares; 2021Q3: 23,000 shares 23,000$2K<0.01%0Timeline
NPHCNUTRA PHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: not reported; 2021Q2: 500,000 shares; 2021Q3: 500,000 shares 500,000$1K<0.01%0Timeline
Medical Cannabis Pymt Solut…Medical Cannabis Pymt SolutionQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 101,000 shares; 2021Q2: 101,000 shares; 2021Q3: 101,000 shares 101,000$1K<0.01%0
CANNABIS SCIENCE INC XXXCANNABIS SCIENCE INC XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 10,000 shares; 2021Q2: 10,000 shares; 2021Q3: 10,000 shares 10,000$00%0Value filed as zero, left out of ratios.
Options Media GroupOptions Media GroupQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 234,993 shares; 2021Q2: 234,993 shares; 2021Q3: 234,993 shares 234,993$00%0Value filed as zero, left out of ratios.
VIASPACE INCVIASPACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 100,000 shares; 2021Q2: 100,000 shares; 2021Q3: 100,000 shares 100,000$00%0Value filed as zero, left out of ratios.
VITRO TECHVITRO TECHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 15,000 shares; 2021Q2: 15,000 shares; 2021Q3: 15,000 shares 15,000$00%0Value filed as zero, left out of ratios.
Dragontail SystemsDragontail SystemsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q4: restricted; 2020Q1: restricted; 2020Q2: restricted; 2020Q3: restricted; 2020Q4: restricted; 2021Q1: 52,500 shares; 2021Q2: 52,500 shares; 2021Q3: 52,500 shares 52,500$00%0Value filed as zero, left out of ratios.

Sold out in Q3 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GENERAL ELEC COGENERAL ELEC CO259,034$3.49Mshares
EARGO INCEARGO INC7,262$290Kshares
TMUST-MOBILE US INC1,866$270Kshares
TWLOTWILIO INC600$236Kshares
VTEBVANGUARD MUN BD FDS4,005$221Kshares
BNY Mellon Small Cap Stock …BNY Mellon Small Cap Stock Fun8,671$215Kshares
XBISPDR SERIES TRUST1,510$204Kshares
OTEXOPEN TEXT CORP4,000$203Kshares
T. ROWE PRICE TAX-FREE HT. ROWE PRICE TAX-FREE H11,803$150Kshares
VWLUXVANGUARD L/T TAX EXMPT-ADM11,215$138Kshares
C21 InvestmentsC21 Investments70,000$68Kshares
KUSHCO HOLDINGS INCKUSHCO HOLDINGS INC50,000$57Kshares

How Q3 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000315498-21-000004 base2021-10-13acceptance time not in the bulk data set