GOFEN & GLOSSBERG LLC /IL/

13F filer, CIK 315498, CHICAGO, IL

GOFEN & GLOSSBERG LLC /IL/ reported $4,208,144,000 across 578 holdings for the quarter ended 2021-06-30, in a 13F-HR filed 2021-07-13. Its ten largest share positions make up 29.48% of the portfolio.

Filed 2021-07-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:38:33 UTC13F-HR 0000315498-21-000003

Period: 2021-06-30
Reported value: $4.21B
Holdings: 578
Top 10 weight: 29.48%
New: 35
Sold out: 13

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SHWadded	+40,377	$11M
ALCadded	+102,680	$7.21M
SPLUNK INCadded	+22,229	$3.21M
IVOLadded	+102,370	$2.83M
STZadded	+11,819	$2.76M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ASMLreduced	-3,562	-$2.46M
TAILreduced	-118,855	-$2.22M
AAPLreduced	-12,863	-$1.76M
GOOGreduced	-687	-$1.72M
MSFTreduced	-6,270	-$1.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2021

Share positions as resolved from 13F-HR 0000315498-21-000003, largest first. % of portfolio is the value over $4,208,142,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
BXPBXP INC	2,000	$229K	0.01%	0		Timeline
GLGLOBE LIFE INC	2,391	$228K	0.01%	0		Timeline
TBFPROSHARES TR	13,500	$228K	0.01%	0		Timeline
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	8,750	$228K	0.01%	-1,500
RMDRESMED INC	918	$226K	0.01%	new		Timeline
DOVDOVER CORP	1,500	$226K	0.01%	0		Timeline
DODFXDODGE & COX INTL STCK-I	4,608	$226K	0.01%	0		Timeline
OAKMARK SELECT INVESTOROAKMARK SELECT INVESTOR	3,749	$226K	0.01%	0
FFORD MTR CO	15,048	$224K	0.01%	+1,000		Timeline
Janus Henderson Research DJanus Henderson Research D	3,123	$224K	0.01%	0
FUNDAMENTAL INVESTORSFUNDAMENTAL INVESTORS	2,903	$222K	0.01%	+28
VTEBVANGUARD MUN BD FDS	4,005	$221K	0.01%	new		Timeline
PLUGPLUG PWR INC	6,472	$221K	0.01%	+537		Timeline
T ROWE PRICE TAX FREE INCOM…T ROWE PRICE TAX FREE INCOME F	20,945	$221K	0.01%	0
PODDINSULET CORP	800	$220K	0.01%	0		Timeline
IEIISHARES TR	1,648	$215K	0.01%	-854		Timeline
BNY Mellon Small Cap Stock …BNY Mellon Small Cap Stock Fun	8,671	$215K	0.01%	0
ABMABM INDS INC	4,800	$213K	0.01%	0		Timeline
Dreyfus Mid Cap Index I FdDreyfus Mid Cap Index I Fd	5,500	$213K	0.01%	0
SCHASCHWAB STRATEGIC TR	2,032	$212K	0.01%	new		Timeline
AJGGALLAGHER ARTHUR J & CO	1,516	$212K	0.01%	new		Timeline
VANGUARD WELLESLEY INCOME FDVANGUARD WELLESLEY INCOME FD	2,978	$212K	0.01%	-209
ABNBAIRBNB INC	1,365	$209K	<0.01%	0		Timeline
ORLYOREILLY AUTOMOTIVE INC	370	$209K	<0.01%	new		Timeline
WASHINGTON MUTUAL INVS FDWASHINGTON MUTUAL INVS FD	3,747	$209K	<0.01%	new
BCEBCE INC	4,188	$207K	<0.01%	new		Timeline
XLUSELECT SECTOR SPDR TR	3,265	$206K	<0.01%	-100		Timeline
EFVISHARES TR	3,959	$205K	<0.01%	new		Timeline
EPAMEPAM SYS INC	400	$204K	<0.01%	new		Timeline
XBISPDR SERIES TRUST	1,510	$204K	<0.01%	0		Timeline
HEDJWISDOMTREE TR	2,663	$203K	<0.01%	new		Timeline
OTEXOPEN TEXT CORP	4,000	$203K	<0.01%	new		Timeline
NHFIXNorthern High Yield Fixed Inc	29,503	$203K	<0.01%	+383		Timeline
DNPDNP SELECT INCOME FD INC	19,049	$199K	<0.01%	+8,976		Timeline
TSNDFTERRASCEND CORP (CANADA)	17,000	$195K	<0.01%	0		Timeline
ARCIMOTO INCARCIMOTO INC	11,000	$189K	<0.01%	0
Catalyst Enhanced Inc Strat…Catalyst Enhanced Inc Strat Fd	16,841	$189K	<0.01%	0
Segall Bryant & Hamill Shrt…Segall Bryant & Hamill Shrt Tr	18,261	$185K	<0.01%	new
QURATE RETAIL INCQURATE RETAIL INC	13,915	$182K	<0.01%	0
VTRSVIATRIS INC	12,302	$176K	<0.01%	-1,847		Timeline
T. ROWE PRICE ULTRA SHORT-T…T. ROWE PRICE ULTRA SHORT-TERM BO…	32,640	$166K	<0.01%	+60
Vanguard Long-Term Tax-Exem…Vanguard Long-Term Tax-Exempt	13,374	$164K	<0.01%	0
POTBELLY CORPPOTBELLY CORP	20,000	$158K	<0.01%	0
AllianceBernstein Sm/Mdcap …AllianceBernstein Sm/Mdcap Gr	10,183	$153K	<0.01%	0
FEDERATED HERMES INSTL HIGH…FEDERATED HERMES INSTL HIGH YIELD…	14,938	$150K	<0.01%	new
T. ROWE PRICE TAX-FREE HT. ROWE PRICE TAX-FREE H	11,803	$150K	<0.01%	new
VWLUXVANGUARD L/T TAX EXMPT-ADM	11,215	$138K	<0.01%	new		Timeline
NEOVNEOVOLTA INC	19,000	$125K	<0.01%	0		Timeline
T ROWE PRICE HIGH YIELD FUNDT ROWE PRICE HIGH YIELD FUND	17,807	$119K	<0.01%	0
Goodness Growth Holdings IncGoodness Growth Holdings Inc	65,000	$119K	<0.01%	new
Eaton Vance Emerging Market…Eaton Vance Emerging Markets Dbt …	12,768	$115K	<0.01%	new
PIMCO INTERNATIONAL BOND (U…PIMCO INTERNATIONAL BOND (USD-HDG…	10,517	$114K	<0.01%	new
Tudor GoldTudor Gold	56,000	$110K	<0.01%	+16,000
Cannabist Company Holdings …Cannabist Company Holdings Inc	20,000	$93K	<0.01%	+4,400
FFNTF4FRONT VENTURES CORP COM SUB V	70,000	$88K	<0.01%	0		Timeline
Harborside IncHarborside Inc	50,000	$74K	<0.01%	0
RVVTFREVIVE THERAPEUTICS LTD COM (C	150,000	$71K	<0.01%	0		Timeline
C21 InvestmentsC21 Investments	70,000	$68K	<0.01%	+50,000
KUSHCO HOLDINGS INCKUSHCO HOLDINGS INC	50,000	$57K	<0.01%	new
TPCO HOLDING CORP 1:1 EXC 7…TPCO HOLDING CORP 1:1 EXC 7/11/23…	10,000	$56K	<0.01%	new
LORD ABBETT SH/DUR CLORD ABBETT SH/DUR C	12,938	$55K	<0.01%	+57
CYBIN INCCYBIN INC	25,000	$51K	<0.01%	new
Slang Worldwide IncSlang Worldwide Inc	200,000	$42K	<0.01%	0
NYMXFNYMOX PHARMACEUTICAL CORP COM	25,000	$40K	<0.01%	0		Timeline
VEXTFVEXT SCIENCE INC COM (CAN)	50,000	$30K	<0.01%	0		Timeline
DNNDENISON MINES CORP	20,000	$24K	<0.01%	0		Timeline
Hollister BiosciencesHollister Biosciences	100,000	$23K	<0.01%	0
NWBONORTHWEST BIOTHERAPEUTICS INC.	12,740	$19K	<0.01%	0		Timeline
BRAXIA SCIENTIFIC CORP COM …BRAXIA SCIENTIFIC CORP COM NPV	40,000	$10K	<0.01%	new
BellRock BrandsBellRock Brands	185,000	$9K	<0.01%	0
Dragontail SystemsDragontail Systems	52,500	$9K	<0.01%	0
NPHCNUTRA PHARMA CORP	500,000	$3K	<0.01%	new		Timeline
Medical Cannabis Pymt Solut…Medical Cannabis Pymt Solution	101,000	$2K	<0.01%	0
CANNABIS SCIENCE INC XXXCANNABIS SCIENCE INC XXX	10,000	$0	0%	0	Value filed as zero, left out of ratios.
DFTCDEFENTECT GROUP INC COM STK (D	23,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
Options Media GroupOptions Media Group	234,993	$0	0%	0	Value filed as zero, left out of ratios.
VIASPACE INCVIASPACE INC	100,000	$0	0%	0	Value filed as zero, left out of ratios.
VITRO TECHVITRO TECH	15,000	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q2 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
FIDELITY DIVERSIFIED INTERN…FIDELITY DIVERSIFIED INTERNATIONAL	28,053	$1.34M	shares
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	1,685	$365K	shares
MBBISHARES TR	2,416	$262K	shares
CUBIC CORPCUBIC CORP	3,436	$256K	shares
FIDELITY FINL TR INDEPENDNC…FIDELITY FINL TR INDEPENDNCE F	5,332	$248K	shares
ISHARES GOLD TRUSTISHARES GOLD TRUST	13,490	$219K	shares
RHHBYROCHE HOLDINGS LTD-SPONS ADR	5,301	$215K	shares
DISCOVERY INCDISCOVERY INC	5,516	$203K	shares
TRMKTRUSTMARK CORP	6,000	$202K	shares
VIREO HEALTH INTL INCVIREO HEALTH INTL INC	65,000	$155K	shares
VBIRXVANGUARD S/T BND INDX-ADM	10,914	$118K	shares
INVESCO ROCHESTER MUNICIPAL…INVESCO ROCHESTER MUNICIPAL OPPS Y	11,347	$91K	shares
CHAMPIGNON BRANDS ORDCHAMPIGNON BRANDS ORD	40,000	$15K	shares

How Q2 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000315498-21-000003	base		2021-07-13	acceptance time not in the bulk data set	2026-10-07 18:38:33 UTC