Garton & Associates Financial Advisors LLC

13F filer, CIK 2109857, LOUISVILLE, KY

Garton & Associates Financial Advisors LLC reported $178,554,009 across 1,191 holdings for the quarter ended 2025-12-31, in a 13F-HR filed 2026-02-18. Its ten largest share positions make up 28.24% of the portfolio.

Filed 2026-02-18 (acceptance time not in the bulk data set), ingested 2026-10-07 03:01:36 UTC13F-HR 0002109857-26-000001

Period: 2025-12-31
Reported value: $179M
Holdings: 1,191
Top 10 weight: 28.24%
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Holdings, Q4 2025

Share positions as resolved from 13F-HR 0002109857-26-000001, largest first. % of portfolio is the value over $178,554,009, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Latest event	Timeline
VICTORY INTEGRITY DISCOVERY…VICTORY INTEGRITY DISCOVERY Y	100	$4.9K	<0.01%
ICAFXAMER FND INV CO OF AM-F2	78	$4.87K	<0.01%		Timeline
FIDELITY INVESTMENT GRADE B…FIDELITY INVESTMENT GRADE BOND	655	$4.79K	<0.01%
LGNDLIGAND PHARMACEUTICALS INC	25	$4.73K	<0.01%		Timeline
AMLPALPS ETF TR	100	$4.7K	<0.01%		Timeline
INVESCO HEALTH CARE YINVESCO HEALTH CARE Y	115	$4.68K	<0.01%
TSLXSIXTH STREET SPECIALTY LENDI	215	$4.67K	<0.01%		Timeline
VNOMVIPER ENERGY INC	121	$4.67K	<0.01%		Timeline
JMBSJANUS DETROIT STR TR	99	$4.52K	<0.01%		Timeline
XEMDXWESTERN ASSET EMERGING MKTS	425	$4.52K	<0.01%		Timeline
WMFFXAMER FND WASH MUT INV-F2	68	$4.45K	<0.01%		Timeline
APTALPHA PRO TECH LTD	1,000	$4.44K	<0.01%		Timeline
CHTCHUNGHWA TELECOM CO LTD	106	$4.41K	<0.01%		Timeline
BABAALIBABA GROUP HLDG LTD	30	$4.4K	<0.01%		Timeline
NMRKNEWMARK GROUP INC	254	$4.4K	<0.01%		Timeline
TRITHOMSON REUTERS CORP	33	$4.35K	<0.01%		Timeline
SPSBSPDR SERIES TRUST	144	$4.35K	<0.01%		Timeline
WECWEC ENERGY GROUP INC	41	$4.34K	<0.01%		Timeline
PSECPROSPECT CAP CORP	1,649	$4.27K	<0.01%		Timeline
CCECCAPITAL CLEAN ENERGY CARRIER	203	$4.24K	<0.01%		Timeline
TNKTEEKAY TANKERS LTD	79	$4.22K	<0.01%		Timeline
IPAYAMPLIFY ETF TR	81	$4.2K	<0.01%		Timeline
CTRMCASTOR MARITIME INC	2,000	$4.14K	<0.01%		Timeline
OBDCBLUE OWL CAPITAL CORPORATION	324	$4.03K	<0.01%		Timeline
TYGTORTOISE ENERGY INFRSTRCTR C	98	$4K	<0.01%		Timeline
AFDIXAMERICAN CENTURY LARGE CAP EQUITY…	83	$3.97K	<0.01%		Timeline
DTEDTE ENERGY CO	30	$3.87K	<0.01%		Timeline
AVDAMERICAN VANGUARD CORP	1,000	$3.82K	<0.01%		Timeline
DBRGDIGITALBRIDGE GROUP INC	245	$3.76K	<0.01%		Timeline
NSYSNORTECH SYS INC	500	$3.71K	<0.01%		Timeline
SYYSYSCO CORP	50	$3.69K	<0.01%		Timeline
DELLDELL TECHNOLOGIES INC	29	$3.66K	<0.01%		Timeline
SONYSONY GROUP CORP	143	$3.65K	<0.01%		Timeline
Janus Henderson Overseas IJanus Henderson Overseas I	63	$3.64K	<0.01%
KWEBKRANESHARES TRUST	105	$3.59K	<0.01%		Timeline
ICAGYINTERNATIONAL CONS AIRLS GRP	325	$3.58K	<0.01%		Timeline
PROPPRAIRIE OPER CO	2,100	$3.55K	<0.01%		Timeline
FHLMC 5534MBSCM…FHLMC 5534MBSCMO …	6,000	$3.54K	<0.01%
HIMXHIMAX TECHNOLOGIES INC	431	$3.53K	<0.01%		Timeline
SHOSUNSTONE HOTEL INVS INC NEW	394	$3.52K	<0.01%		Timeline
COLUMBIA GREATER CHINA ACOLUMBIA GREATER CHINA A	83	$3.45K	<0.01%
WTRGESSENTIAL UTILS INC	90	$3.44K	<0.01%		Timeline
APOLLO DIVERSIFIED RE FD CL…APOLLO DIVERSIFIED RE FD CL I	139	$3.43K	<0.01%
AAVVFADVANTAGE ENERGY LTD (CANADA)	400	$3.41K	<0.01%		Timeline
BABINVESCO EXCH TRADED FD TR II	125	$3.4K	<0.01%		Timeline
SOLSSOLSTICE ADVANCED MATLS INC	68	$3.3K	<0.01%		Timeline
ENPHENPHASE ENERGY INC	103	$3.3K	<0.01%		Timeline
FBRTFRANKLIN BSP RLTY TR INC	329	$3.3K	<0.01%		Timeline
PIMCO EMERGING MARKETS BOND…PIMCO EMERGING MARKETS BOND I2	362	$3.29K	<0.01%
FEDERAL NTNL MORT 5535MBSCM…FEDERAL NTNL MORT 5535MBSCMO …	16,000	$3.28K	<0.01%
ROBOEXCHANGE TRADED CONCEPTS TRU	47	$3.27K	<0.01%		Timeline
EWSISHARES INC	118	$3.25K	<0.01%		Timeline
CHRDCHORD ENERGY CORPORATION	35	$3.25K	<0.01%		Timeline
ZTSZOETIS INC	26	$3.23K	<0.01%		Timeline
AEGAEGON LTD	416	$3.21K	<0.01%		Timeline
HPEHEWLETT PACKARD ENTERPRISE C	133	$3.2K	<0.01%		Timeline
CONESTOGA SMALL CAP INVESTO…CONESTOGA SMALL CAP INVESTORS	49	$3.2K	<0.01%
PHGKONINKLIJKE PHILIPS N V	118	$3.19K	<0.01%		Timeline
CWTCALIFORNIA WTR SVC GROUP	73	$3.14K	<0.01%		Timeline
OXSQOXFORD SQUARE CAP CORP	1,763	$3.1K	<0.01%		Timeline
AMTMAMENTUM HOLDINGS INC	107	$3.1K	<0.01%		Timeline
BTCGRAYSCALE BITCOIN MINI TR ET	80	$3.1K	<0.01%		Timeline
FEDERAL NTNL MORT 3542MBSCM…FEDERAL NTNL MORT 3542MBSCMO …	5,000	$3.09K	<0.01%
HPQHP INC	138	$3.07K	<0.01%		Timeline
FUNSIX FLAGS ENTERTAINMENT CORP	200	$3.07K	<0.01%		Timeline
NORTHEAST INVS TR SH BEN INTNORTHEAST INVS TR SH BEN INT	794	$3.04K	<0.01%
FHLMC 533MBSC…FHLMC 533MBSCMO …	3,000	$3.04K	<0.01%
MRPMILLROSE PPTYS INC	100	$2.99K	<0.01%		Timeline
VWOVANGUARD INTL EQUITY INDEX F	55	$2.96K	<0.01%		Timeline
CMPCOMPASS MINERALS INTL INC	150	$2.95K	<0.01%		Timeline
GABELLI PET PARENTS'GABELLI PET PARENTS'	209	$2.92K	<0.01%
HYDBISHARES TR	60	$2.84K	<0.01%		Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	34	$2.82K	<0.01%		Timeline
SPYMSPDR SERIES TRUST	35	$2.81K	<0.01%		Timeline
DWS SMALL CAP CORE INSTDWS SMALL CAP CORE INST	54	$2.8K	<0.01%
HLUCFHOMELAND URANIUM CORP COM (CAN	10,000	$2.77K	<0.01%		Timeline
CIVICIVITAS RESOURCES INC	102	$2.76K	<0.01%		Timeline
VYXNCR VOYIX CORPORATION	266	$2.71K	<0.01%		Timeline
JCPBJ P MORGAN EXCHANGE TRADED F	57	$2.7K	<0.01%		Timeline
MTNVAIL RESORTS INC	20	$2.66K	<0.01%		Timeline
FCPTFOUR CORNERS PPTY TR INC	114	$2.63K	<0.01%		Timeline
FEDERAL NTNL MORT 5535MBSCM…FEDERAL NTNL MORT 5535MBSCMO …	3,000	$2.61K	<0.01%
GLOBAL SHIP LEASE INC NEW D…GLOBAL SHIP LEASE INC NEW DEPO	100	$2.6K	<0.01%
PINSPINTEREST INC	100	$2.59K	<0.01%		Timeline
WABWABTEC	12	$2.56K	<0.01%		Timeline
NIONIO INC	500	$2.55K	<0.01%		Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	40	$2.33K	<0.01%		Timeline
COLUMBIA INCOME OPPORTUNITI…COLUMBIA INCOME OPPORTUNITIES INS…	255	$2.28K	<0.01%
FTECFIDELITY COVINGTON TRUST	10	$2.25K	<0.01%		Timeline
XBKNXBLACKROCK INVEST QLTY MUNI	200	$2.24K	<0.01%		Timeline
RDYDR REDDYS LABS LTD	155	$2.18K	<0.01%		Timeline
ZMZOOM COMMUNICATIONS INC	25	$2.16K	<0.01%		Timeline
PMAQXPRINCIPAL MIDCAP FUND-R6	48	$2.06K	<0.01%		Timeline
AQR MANAGD FUTURE STRAQR MANAGD FUTURE STR	211	$2.02K	<0.01%
GMEGAMESTOP CORP	100	$2.01K	<0.01%		Timeline
IWOISHARES TR	6	$1.94K	<0.01%		Timeline
BAXBAXTER INTL INC	100	$1.91K	<0.01%		Timeline
BYNDBEYOND MEAT INC	2,300	$1.89K	<0.01%		Timeline
UAAUNDER ARMOUR INC	376	$1.87K	<0.01%		Timeline
SDZNYSANDOZ GROUP AG-ADR	25	$1.82K	<0.01%		Timeline
IWNISHARES TR	10	$1.81K	<0.01%		Timeline
HARTFORD MIDCAP AHARTFORD MIDCAP A	91	$1.8K	<0.01%
PPLPPL CORP	51	$1.78K	<0.01%		Timeline
FIDELITY ADVISOR MEGA CAP S…FIDELITY ADVISOR MEGA CAP STOCK A	57	$1.75K	<0.01%
NEW PERSPECTIVE FD INC SHS …NEW PERSPECTIVE FD INC SHS CL	24	$1.7K	<0.01%
ILFISHARES TR	55	$1.68K	<0.01%		Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	40	$1.62K	<0.01%		Timeline
GVIISHARES TR	15	$1.61K	<0.01%		Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	22	$1.58K	<0.01%		Timeline
CALVERT US LARGE CAP CORE R…CALVERT US LARGE CAP CORE RSPNB I…	29	$1.56K	<0.01%
MANTEIO MANAGED FUTURES STR…MANTEIO MANAGED FUTURES STRATEGY I	196	$1.54K	<0.01%
GQGIXGQG PART EMERG MKTS EQ-INST	85	$1.52K	<0.01%		Timeline
GNMA 5534MBSCM…GNMA 5534MBSCMO …	9,000	$1.51K	<0.01%
FEDERATED HERMES MDT LARGE …FEDERATED HERMES MDT LARGE CAP GR…	35	$1.5K	<0.01%
FEDERAL NTNL MORT 5535MBSCM…FEDERAL NTNL MORT 5535MBSCMO …	6,000	$1.47K	<0.01%
SMRNUSCALE PWR CORP	100	$1.42K	<0.01%		Timeline
GNSSGENASYS INC	650	$1.39K	<0.01%		Timeline
SOFISOFI TECHNOLOGIES INC	50	$1.31K	<0.01%		Timeline
FHLMC 57535MBSCM…FHLMC 57535MBSCMO …	8,000	$1.28K	<0.01%
VBIAXVANGUARD BALANCED INDEX-ADM	25	$1.28K	<0.01%		Timeline
GMGENERAL MTRS CO	15	$1.22K	<0.01%		Timeline
BUDANHEUSER BUSCH INBEV SA NV	19	$1.22K	<0.01%		Timeline
QTUMETF SER SOLUTIONS	11	$1.21K	<0.01%		Timeline
PETSPETMED EXPRESS INC	376	$1.2K	<0.01%		Timeline
AUTLAUTOLUS THERAPEUTICS LTD	600	$1.19K	<0.01%		Timeline
FEDERAL NTNL MORT 5535MBSCM…FEDERAL NTNL MORT 5535MBSCMO …	3,000	$1.18K	<0.01%
OKLOOKLO INC	16	$1.15K	<0.01%		Timeline
DKNGDRAFTKINGS INC NEW	33	$1.14K	<0.01%		Timeline
COINCOINBASE GLOBAL INC	5	$1.13K	<0.01%		Timeline
CITHE CIGNA GROUP	4	$1.1K	<0.01%		Timeline
LYBLYONDELLBASELL INDUSTRIES NV	25	$1.08K	<0.01%		Timeline
MVOMV OIL TR	865	$1.06K	<0.01%		Timeline
INVESCO TECHNOLOGY YINVESCO TECHNOLOGY Y	17	$1.04K	<0.01%
XSHDINVESCO EXCH TRADED FD TR II	80	$1.02K	<0.01%		Timeline
SCZISHARES TR	13	$1.01K	<0.01%		Timeline
NBISNEBIUS GROUP N.V.	12	$1K	<0.01%		Timeline
AMCAMC ENTMT HLDGS INC	618	$964	<0.01%		Timeline
SOBOSOUTH BOW CORP	35	$961	<0.01%		Timeline
BNTXBIONTECH SE	10	$952	<0.01%		Timeline
POAHYPORSCHE AUTOMOBILE HOLDING SE	200	$920	<0.01%		Timeline
UAUNDER ARMOUR INC	175	$840	<0.01%		Timeline
FDIGFIDELITY COVINGTON TRUST	20	$784	<0.01%		Timeline
FHLMC 632MBSC…FHLMC 632MBSCMO …	17,000	$714	<0.01%
GPNGLOBAL PMTS INC	9	$711	<0.01%		Timeline
UPWHEELS UP EXPERIENCE INC	1,000	$656	<0.01%		Timeline
NTPIFNAM TAI PROPERTY INC	153	$656	<0.01%		Timeline
DNAGINKGO BIOWORKS HOLDINGS INC	75	$623	<0.01%		Timeline
CWALT INC 62536MBSCMO…CWALT INC 62536MBSCMO D…	5,000	$531	<0.01%
DLTHDULUTH HLDGS INC	250	$520	<0.01%		Timeline
NLOPNET LEASE OFFICE PROPERTIES	18	$464	<0.01%		Timeline
FEDERAL NTNL MORTGA 628MBSC…FEDERAL NTNL MORTGA 628MBSCMO …	11,000	$462	<0.01%
MICCMAGNUM ICE CREAM CO NV	29	$460	<0.01%		Timeline
CIMCHIMERA INVT CORP	33	$410	<0.01%		Timeline
FEDERAL NTNL MORTGA 632MBSC…FEDERAL NTNL MORTGA 632MBSCMO …	16,000	$370	<0.01%
GNMA 434MBSC…GNMA 434MBSCMO …	2,000	$356	<0.01%
RWJINVESCO EXCH TRADED FD TR II	6	$292	<0.01%		Timeline
OGNORGANON & CO	25	$179	<0.01%		Timeline
TRLVTRULIEVE CANNABIS CORP	20	$174	<0.01%		Timeline
CREDIT SUISSE FIR 5535MBSCM…CREDIT SUISSE FIR 5535MBSCMO …	2,000	$155	<0.01%
CWALT INC ALTERNAT 637ABSSP…CWALT INC ALTERNAT 637ABSSPCL …	2,000	$154	<0.01%
MRNAMODERNA INC	4	$118	<0.01%		Timeline
LUMNLUMEN TECHNOLOGIES INC	12	$96	<0.01%		Timeline
HARTFORD MUT FDS INCHARTFORD MUT FDS INC	2	$63	<0.01%
HEWAHEALTHWAREHOUSE.COM INC COM ST	500	$55	<0.01%		Timeline
BANC OF AMERICA 57536MBSCM…BANC OF AMERICA 57536MBSCMO …	2,000	$49	<0.01%
FHLMC 635MBSC…FHLMC 635MBSCMO …	2,000	$35	<0.01%
GMEWSGAMESTOP CORP NEW	10	$30	<0.01%		Timeline
VRSSFVERSES AI INC CL A SUB VTG 202	14	$27	<0.01%		Timeline
RDHLREDHILL BIOPHARMA LTD	15	$15	<0.01%		Timeline
TOGITURNONGREEN, INC. COMMON STOCK	165	$10	<0.01%		Timeline
DIANA SHIPPING INCDIANA SHIPPING INC	96	$8	<0.01%
CENNCENNTRO INC	20	$3	<0.01%		Timeline
USDPUSD PARTNERS LP COM UIT REPSTG	201	$1	<0.01%		Timeline
TOGIWTURNONGREEN, INC. WARRANT	165	$1	<0.01%		Timeline
IGLDFINTERNET GOLD-GOLDEN LINES LTD	1	$1	<0.01%		Timeline
WALGREENS BOOTS XXX AL…WALGREENS BOOTS XXX ALLIANCE…	276	$0	0%	Value filed as zero, left out of ratios.
ALTABA INC COMALTABA INC COM	300	$0	0%	Value filed as zero, left out of ratios.
OMNIAB OPERATIONS INCOMNIAB OPERATIONS INC	9	$0	0%	Value filed as zero, left out of ratios.
OMNIAB INCOMNIAB INC	9	$0	0%	Value filed as zero, left out of ratios.
MMATQMETA MATLS INC COM NEW	300	$0	0%	Value filed as zero, left out of ratios.	Timeline
SPYGLASS RES CORP COMSPYGLASS RES CORP COM	84	$0	0%	Value filed as zero, left out of ratios.
VISION ENERGY CORP XXXREG…VISION ENERGY CORP XXXREGISTRAT…	130	$0	0%	Value filed as zero, left out of ratios.
SESEN BIO I N CSESEN BIO I N C	12,500	$0	0%	Value filed as zero, left out of ratios.
BP PRUDHOE BAY RTY TRBP PRUDHOE BAY RTY TR	703	$0	0%	Value filed as zero, left out of ratios.
Infinito Gold LtdInfinito Gold Ltd	200	$0	0%	Value filed as zero, left out of ratios.
PRIMIX CORPPRIMIX CORP	5,000	$0	0%	Value filed as zero, left out of ratios.
CLARUS THERAPEUTICS HXXXBAN…CLARUS THERAPEUTICS HXXXBANKRUPTC…	25,354	$0	0%	Value filed as zero, left out of ratios.
PIONEER MUNICIPAL HIGXXXPEN…PIONEER MUNICIPAL HIGXXXPENDING P…	3,803	$0	0%	Value filed as zero, left out of ratios.
ACTION ENERGY INC FACTION ENERGY INC F	83	$0	0%	Value filed as zero, left out of ratios.
FOXOFOXO TECHNOLOGIES INC CL A PAR	181	$0	0%	Value filed as zero, left out of ratios.	Timeline
GREEN ENDEAVORS INC XXXREG…GREEN ENDEAVORS INC XXXREGISTRAT…	1	$0	0%	Value filed as zero, left out of ratios.

How Q4 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0002109857-26-000001	base		2026-02-18	acceptance time not in the bulk data set	2026-10-07 03:01:36 UTC