Garton & Associates Financial Advisors LLC

13F filer, CIK 2109857, LOUISVILLE, KY

Garton & Associates Financial Advisors LLC reported $122,232,919 across 123 holdings for the quarter ended 2026-03-31, in a 13F-HR filed 2026-05-11. Its ten largest share positions make up 36.78% of the portfolio.

Filed 2026-05-11 (acceptance time not in the bulk data set), ingested 2026-10-06 09:58:43 UTC13F-HR 0002109857-26-000002

Period: 2026-03-31
Reported value: $122M
Holdings: 123
Top 10 weight: 36.78%
New: 9
Sold out: 1,077

Largest buys vs the previous quarter

Security	Shares change	Approx. value
FISnew	+42,211	$1.98M
AZNnew	+7,212	$1.42M
AMCRnew	+30,730	$1.22M
GNTXnew	+54,273	$1.19M
SNAXXadded	+1,181,439	$1.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PNCreduced	-16,844	-$3.51M
LLYexited	-1,797	-$1.93M
JPMreduced	-5,573	-$1.64M
GOOGLreduced	-4,730	-$1.36M
ABBVreduced	-6,095	-$1.33M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2026

Share positions as resolved from 13F-HR 0002109857-26-000002, largest first. % of portfolio is the value over $122,232,919, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SWVXXSCHWA PRIME ADV MONEY FD-INV	8,196,610	$8.2M	6.71%	-687,951	Timeline
FBGRXFIDELITY BLUE CHIP GROWTH	21,077	$5.23M	4.28%	+1,415	Timeline
AAPLAPPLE INC	20,048	$5.09M	4.16%	-680	Timeline
AVGOBROADCOM INC	14,388	$4.45M	3.64%	-1,582	Timeline
AMZNAMAZON COM INC	20,398	$4.25M	3.48%	-2,229	Timeline
FIDELITY CAPITAL & INCOMEFIDELITY CAPITAL & INCOME	389,390	$4.22M	3.45%	+66,707
MSFTMICROSOFT CORP	10,479	$3.88M	3.17%	+980	Timeline
FULLER & THALER BEHAVIORAL …FULLER & THALER BEHAVIORAL SMALL …	71,826	$3.62M	2.96%	+509
TRAIXT ROWE PR CAPTL APPREC-I	88,046	$3.05M	2.49%	+2,796	Timeline
FULLERTHALER BEHAVIORAL SM-…FULLERTHALER BEHAVIORAL SM-CP GRI…	54,191	$2.97M	2.43%	-2,230
T ROWE PRICE ALL-CAP OPPORT…T ROWE PRICE ALL-CAP OPPORTUNITIE…	41,494	$2.96M	2.42%	-1,116
AMBFXAMERICAN BALANCED FUND-F2	78,925	$2.91M	2.38%	+7,297	Timeline
QQQMINVESCO EXCH TRADED FD TR II	10,352	$2.46M	2.01%	+585	Timeline
DUKDUKE ENERGY CORP NEW	16,020	$2.1M	1.72%	-3,136	Timeline
PEPPEPSICO INC	13,184	$2.05M	1.67%	-11	Timeline
FISFIDELITY NATL INFORMATION SV	42,211	$1.98M	1.62%	new	Timeline
GOOGLALPHABET INC	6,844	$1.97M	1.61%	-4,730	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	2,932	$1.91M	1.56%	-422	Timeline
SONSONOCO PRODS CO	33,683	$1.82M	1.49%	-540	Timeline
TCAFT ROWE PRICE EXCHANGE-TRADED	49,629	$1.77M	1.45%	+3,306	Timeline
CVXCHEVRON CORPORATION	8,520	$1.76M	1.44%	-675	Timeline
AB LARGE CAP GROWTH ADVISORAB LARGE CAP GROWTH ADVISOR	16,661	$1.7M	1.39%	-2,284
EXCEXELON CORP	33,284	$1.63M	1.33%	-7,048	Timeline
VYMIVANGUARD WHITEHALL FDS	16,470	$1.55M	1.27%	+235	Timeline
UNPUNION PAC CORP	6,390	$1.55M	1.27%	+1,910	Timeline
AZNASTRAZENECA PLC	7,212	$1.42M	1.16%	new	Timeline
HASHASBRO INC	14,895	$1.39M	1.14%	-9,305	Timeline
QQQINVESCO QQQ TR	2,219	$1.28M	1.05%	-88	Timeline
SNAXXSCHWA PRIME ADV MONEY FD-ULT	1,258,832	$1.26M	1.03%	+1,181,439	Timeline
AMCRAMCOR PLC	30,730	$1.22M	1%	new	Timeline
GNTXGENTEX CORP	54,273	$1.19M	0.97%	new	Timeline
BLACKROCK UNCONSTRAINED EQU…BLACKROCK UNCONSTRAINED EQUITY IN…	79,040	$1.18M	0.97%	-29,373
KOCOCA COLA CO	14,996	$1.14M	0.93%	+3,432	Timeline
RBCAAREPUBLIC BANCORP INC KY	16,053	$1.13M	0.93%	+74	Timeline
ACNACCENTURE PLC IRELAND	5,522	$1.09M	0.9%	new	Timeline
PNCPNC FINL SVCS GROUP INC	5,212	$1.08M	0.89%	-16,844	Timeline
IBMINTERNATIONAL BUSINESS MACHS	4,430	$1.07M	0.88%	+2,351	Timeline
WMTWALMART INC	8,300	$1.03M	0.84%	-1,519	Timeline
VYMVANGUARD WHITEHALL FDS	6,592	$976K	0.8%	-204	Timeline
MDTMEDTRONIC PLC	11,056	$958K	0.78%	+6,306	Timeline
MANAGER DIRECTED PORTFOLIOSMANAGER DIRECTED PORTFOLIOS	10,116	$943K	0.77%	+545
TBCIXT ROWE PR BLUE CHIP GROW-I	4,637	$873K	0.71%	-1,157	Timeline
SNOXXSCHWAB TRSRY OBL MNY-INV	852,615	$853K	0.7%	+60,314	Timeline
ENBENBRIDGE INC	15,493	$839K	0.69%	-6,766	Timeline
FIDELITY SELECTFIDELITY SELECT	17,471	$810K	0.66%	0
FIDELITY GROWTH FDFIDELITY GROWTH FD	16,146	$751K	0.61%	-242
PIMIXPIMCO INCOME FUND-INS	65,019	$701K	0.57%	-4,738	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	2,025	$684K	0.56%	-65	Timeline
ABBVABBVIE INC	3,028	$659K	0.54%	-6,095	Timeline
FIDELITY OTC PORTFOLIOFIDELITY OTC PORTFOLIO	27,253	$637K	0.52%	+3,233
CALVERT US LARGE CAP CORE R…CALVERT US LARGE CAP CORE RSPNB I…	11,661	$621K	0.51%	-491
GPCGENUINE PARTS CO	5,843	$618K	0.51%	new	Timeline
TSLATESLA INC	1,588	$590K	0.48%	-107	Timeline
CAPITAL GROUP NEW GEOGRAPHY…CAPITAL GROUP NEW GEOGRAPHY EQUIT…	9,034	$589K	0.48%	new
TAT&T INC	19,555	$567K	0.46%	-379	Timeline
JPMJPMORGAN CHASE & CO	1,886	$555K	0.45%	-5,573	Timeline
NVDANVIDIA CORPORATION	3,024	$527K	0.43%	-1,173	Timeline
MRKMERCK & CO INC	4,264	$513K	0.42%	-244	Timeline
FEDERATED HERMES MDT MID CA…FEDERATED HERMES MDT MID CAP GROW…	8,141	$500K	0.41%	-41
PGPROCTER & GAMBLE CO	3,460	$500K	0.41%	-584	Timeline
DODGE & COX GLOBAL STOCK IDODGE & COX GLOBAL STOCK I	31,656	$495K	0.41%	-3,503
PFEPFIZER INC	16,953	$476K	0.39%	-7,943	Timeline
DODGE & COX STOCK FUNDDODGE & COX STOCK FUND	28,488	$459K	0.38%	-763
JMGRXJANUS HNDRSN ENTERPRISE-I	3,249	$437K	0.36%	-118	Timeline
BARON FOCUSED GROWTH INSTIT…BARON FOCUSED GROWTH INSTITUTIONAL	7,446	$428K	0.35%	0
SFLNXSCHWAB FNDMNTL US LRG COMP	12,779	$421K	0.34%	+404	Timeline
INVESCO ROCHESTER MUNICIPAL…INVESCO ROCHESTER MUNICIPAL OPPS Y	64,662	$421K	0.34%	+198
PIMCO LOW DURATION INCOME I…PIMCO LOW DURATION INCOME INSTL	49,298	$404K	0.33%	0
OHIOMEGA HEALTHCARE INVS INC	8,950	$392K	0.32%	-1,564	Timeline
VIRTUS KAR MID-CAP GROWTH IVIRTUS KAR MID-CAP GROWTH I	10,110	$366K	0.3%	-27,477
VVISA INC	1,201	$363K	0.3%	-64	Timeline
PRUPRUDENTIAL FINL INC	3,539	$346K	0.28%	+3,310	Timeline
ARTISAN GLOBAL OPPORTUNITIE…ARTISAN GLOBAL OPPORTUNITIES INSTL	10,330	$343K	0.28%	0
HSBCHSBC HLDGS PLC	4,156	$343K	0.28%	-7,965	Timeline
VZVERIZON COMMUNICATIONS INC	6,732	$338K	0.28%	-8	Timeline
JNJJOHNSON & JOHNSON	1,375	$336K	0.27%	-672	Timeline
PARNASSUS VALUE EQUITY INST…PARNASSUS VALUE EQUITY INSTITUTIO…	5,967	$328K	0.27%	-800
EVENTIDE GILEAD IEVENTIDE GILEAD I	6,037	$320K	0.26%	-1,675
HDHOME DEPOT INC	959	$315K	0.26%	-871	Timeline
COLUMBIA DIVIDEND INCOME FU…COLUMBIA DIVIDEND INCOME FUND INS…	8,157	$311K	0.25%	+164
FANGDIAMONDBACK ENERGY INC	1,517	$300K	0.25%	-4,129	Timeline
VUGVANGUARD INDEX FDS	660	$288K	0.24%	-8	Timeline
SCHDSCHWAB STRATEGIC TR	9,303	$285K	0.23%	-3,826	Timeline
FEFIRSTENERGY CORP	5,589	$283K	0.23%	0	Timeline
FEDERATED HERMES MDT BALANC…FEDERATED HERMES MDT BALANCED IS	12,545	$273K	0.22%	+386
SPHYSPDR SERIES TRUST	11,647	$272K	0.22%	-10,907	Timeline
NEEDHAM AGGRESSIVE GROWTH I…NEEDHAM AGGRESSIVE GROWTH INSTITU…	3,911	$266K	0.22%	0
EPDENTERPRISE PRODS PARTNERS L	6,941	$263K	0.21%	-5,105	Timeline
HIGFXAMERICAN HIGH INCOME TRUST FUND C…	26,606	$260K	0.21%	new	Timeline
ALGER FOCUS EQUITY ZALGER FOCUS EQUITY Z	2,658	$259K	0.21%	+1,099
NSCNORFOLK SOUTHN CORP	900	$258K	0.21%	-219	Timeline
FDVVFIDELITY COVINGTON TRUST	4,656	$257K	0.21%	+463	Timeline
PYLDPIMCO ETF TR	9,815	$257K	0.21%	+2,585	Timeline
SPHQINVESCO EXCHANGE TRADED FD T	3,408	$256K	0.21%	+171	Timeline
GUINNESS ATKINSON GLOBAL IN…GUINNESS ATKINSON GLOBAL INNTRS I…	4,511	$250K	0.2%	0
Thornburg Funds Invmt Incom…Thornburg Funds Invmt Income B Ui…	6,779	$245K	0.2%	+4
AFLAFLAC INC	2,235	$245K	0.2%	0	Timeline
FBNDFIDELITY MERRIMACK STR TR	5,371	$245K	0.2%	+208	Timeline
SCHWCHARLES SCHWAB CORP (THE)	2,561	$241K	0.2%	+3	Timeline
SCHWAB NY MUNICIPAL MONEY I…SCHWAB NY MUNICIPAL MONEY INV	236,821	$237K	0.19%	-4,574
APDAIR PRODUCTS AND CHEMICALS I	794	$231K	0.19%	-115	Timeline
QGROAMERICAN CENTY ETF TR	2,161	$227K	0.19%	+246	Timeline
PAVEGLOBAL X FDS	4,443	$226K	0.18%	-1,067	Timeline
ANETARISTA NETWORKS INC	1,795	$220K	0.18%	-451	Timeline
KMBKIMBERLY-CLARK CORP	2,273	$219K	0.18%	new	Timeline
MAMASTERCARD INCORPORATED	435	$218K	0.18%	0	Timeline
NEENEXTERA ENERGY INC	2,315	$215K	0.18%	-607	Timeline
METAMETA PLATFORMS INC	373	$213K	0.17%	-664	Timeline
T. ROWE PRICE U.S. EQUITY R…T. ROWE PRICE U.S. EQUITY RESEARC…	3,302	$213K	0.17%	-6
VRTVERTIV HOLDINGS CO	837	$210K	0.17%	-605	Timeline
JANUS HENDERSON GLOBAL RESE…JANUS HENDERSON GLOBAL RESEARCH I	1,754	$207K	0.17%	-53
VTVVANGUARD INDEX FDS	1,020	$200K	0.16%	+145	Timeline
VIRTUS KAR SMALL MID CAP CO…VIRTUS KAR SMALL MID CAP CORE I	10,130	$183K	0.15%	0
EATON VANCE NATIONAL MUNICI…EATON VANCE NATIONAL MUNICIPAL IN…	14,147	$128K	0.1%	0
NMZNUVEEN MUN HIGH INCOME OPPOR	10,262	$107K	0.09%	+1,400	Timeline
SVAIXFED HERM STRAT VAL DVD-IS	15,230	$106K	0.09%	-4,475	Timeline
T ROWE PRICE CREDIT OPPORTU…T ROWE PRICE CREDIT OPPORTUNITIES…	12,765	$101K	0.08%	0
EATON VANCE HIGH-YIELD MUNI…EATON VANCE HIGH-YIELD MUNICIPAL …	11,190	$89.7K	0.07%	0
Schwab Muni Money FundSchwab Muni Money Fund	85,198	$85.2K	0.07%	-5,308
NYLI MACKAY HIGH YIELD CORP…NYLI MACKAY HIGH YIELD CORPORATE …	11,330	$58.1K	0.05%	-4,956
FRANKLIN INCOME ADVFRANKLIN INCOME ADV	18,033	$45.3K	0.04%	0
QSEGFQUANTUM SECURE ENCRYPTION CORP	18,000	$4.63K	<0.01%	0	Timeline
HLUCFHOMELAND URANIUM CORP COM (CAN	10,000	$2.35K	<0.01%	0	Timeline

Sold out in Q1 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 1,077. All 1,077

Security	Shares before	Value before	Type
LLYELI LILLY & CO	1,797	$1.93M	shares
AZNASTRAZENECA PLC-SPONS ADR	14,028	$1.29M	shares
US TREASU NT 4.875 05/26UST…US TREASU NT 4.875 05/26UST NOTE …	926,000	$931K	shares
US TREASUR NT 40226UST N…US TREASUR NT 40226UST NOTE …	644,000	$644K	shares
US TREASU NT 4.625 02/26UST…US TREASU NT 4.625 02/26UST NOTE …	605,000	$606K	shares
GEHCGE HEALTHCARE TECHNOLOGIES I	7,272	$596K	shares
US TREASU NT 4.125 10/26UST…US TREASU NT 4.125 10/26UST NOTE …	581,000	$583K	shares
IWYISHARES TR	1,695	$470K	shares
UPSUNITED PARCEL SVCS INC	3,854	$382K	shares
US TREASU NT 1.125 10/26UST…US TREASU NT 1.125 10/26UST NOTE …	364,000	$357K	shares
AMERICAN HIGH INCOME TRUST …AMERICAN HIGH INCOME TRUST FUND C…	34,941	$347K	shares
US TREASUR NT 050226UST NO…US TREASUR NT 050226UST NOTE …	348,000	$346K	shares
US TREASUR NT 1 07/28UST NO…US TREASUR NT 1 07/28UST NOTE DUE…	288,000	$284K	shares
BXBLACKSTONE INC	1,816	$280K	shares
US TREASURY BILL26U S…US TREASURY BILL26U S T BIL…	280,000	$278K	shares
CHDNCHURCHILL DOWNS INC	2,310	$263K	shares
US TREASURY BILL26U S…US TREASURY BILL26U S T BIL…	262,000	$259K	shares
US TREASU NT 4.375 08/26UST…US TREASU NT 4.375 08/26UST NOTE …	250,000	$251K	shares
US TREASUR NT 3.75 04/26UST…US TREASUR NT 3.75 04/26UST NOTE …	250,000	$250K	shares
MIZRAHI TEFAHOT B 3926CD FD…MIZRAHI TEFAHOT B 3926CD FDIC INS…	250,000	$250K	shares
US TREASURY BILL26U S…US TREASURY BILL26U S T BIL…	250,000	$249K	shares
US TREASURY BILL26U S…US TREASURY BILL26U S T BIL…	250,000	$249K	shares
TREASURY BILLTREASURY BILL	250,000	$248K	shares
US TREASUR NT 0.75 05/26UST…US TREASUR NT 0.75 05/26UST NOTE …	250,000	$247K	shares
FULLERTHALER BEHAVIORAL SMC…FULLERTHALER BEHAVIORAL SMCP EQ I…	4,866	$242K	shares
Conestoga Small Cap Inst It…Conestoga Small Cap Inst Itutional	3,582	$241K	shares
PANWPALO ALTO NETWORKS INC	1,297	$239K	shares
AMDADVANCED MICRO DEVICES INC	1,112	$238K	shares
CMCSACOMCAST CORP NEW	7,747	$232K	shares
TMOTHERMO FISHER SCIENTIFIC INC	397	$230K	shares
FCNTXFIDELITY CONTRAFUND	9,441	$229K	shares
FLQMFRANKLIN TEMPLETON ETF TR	4,021	$226K	shares
WMWASTE MGMT INC DEL	995	$219K	shares
XOMEXXON MOBIL CORP	1,810	$218K	shares
GAFFXAMER FND GRW FD OF AM-F3	2,657	$214K	shares
MAINMAIN STR CAP CORP	3,532	$213K	shares
GSLGLOBAL SHIP LEASE INC	5,993	$210K	shares
KRKROGER CO	3,277	$205K	shares
COWZPACER FDS TR	3,362	$202K	shares
MTBM & T BK CORP	993	$200K	shares
SLBSLB LIMITED	4,940	$190K	shares
FSLRFIRST SOLAR INC	721	$188K	shares
CATCATERPILLAR INC	326	$187K	shares
MOALTRIA GROUP INC	3,214	$185K	shares
PDGIXT ROWE PR DIVIDEND GROW-I	2,265	$185K	shares
T ROWE PRICE INTEGRATED GLO…T ROWE PRICE INTEGRATED GLOBAL EQ…	8,655	$184K	shares
LMTLOCKHEED MARTIN CORP	380	$183K	shares
MOATVANECK ETF TRUST	1,765	$183K	shares
IHDGWISDOMTREE TR	3,704	$180K	shares
GOOGALPHABET INC	572	$180K	shares
PWBINVESCO EXCHANGE TRADED FD T	1,410	$179K	shares
VFIAXVANGUARD 500 INDEX-ADM	281	$177K	shares
AMPAMERIPRISE FINL INC	358	$176K	shares
AMTAMERICAN TOWER CORP	976	$171K	shares
COSTCOSTCO WHOLESALE CORPORATION	198	$171K	shares
ADBEADOBE INC	482	$169K	shares
BXSLBLACKSTONE SECD LENDING FD	6,343	$167K	shares
VBVANGUARD INDEX FDS	646	$167K	shares
FIDELITY GROWTH DISCOVERY F…FIDELITY GROWTH DISCOVERY FUND	2,375	$166K	shares
SLVISHARES SILVER TR	2,563	$165K	shares
RTXRTX CORPORATION	875	$160K	shares
BRK-BBERKSHIRE HATHAWAY INC DEL	315	$158K	shares
CRWDCROWDSTRIKE HLDGS INC	333	$156K	shares
PULSPGIM ETF TR	3,132	$155K	shares
CMICUMMINS INC	300	$153K	shares
GLDSPDR GOLD TR	386	$153K	shares
QCOMQUALCOMM INC	884	$151K	shares
SOUTHSTATE BANK, 38526CD FD…SOUTHSTATE BANK, 38526CD FDIC INS…	150,000	$150K	shares
PEOPLESBANK 3926CD FD…PEOPLESBANK 3926CD FDIC INS…	150,000	$150K	shares
RYDEX TECHNOLOGY ARYDEX TECHNOLOGY A	633	$146K	shares
BACBANK OF AMER CORP	2,638	$145K	shares
US TREASURY BILL26U S…US TREASURY BILL26U S T BIL…	145,000	$144K	shares
ISCGISHARES TR	2,568	$142K	shares
VTRVENTAS INC	1,802	$139K	shares
VOVANGUARD INDEX FDS	480	$139K	shares
JHANCOCK SMALL CAP CORE IJHANCOCK SMALL CAP CORE I	8,615	$139K	shares
ONEYSPDR SERIES TRUST	1,210	$137K	shares
GEVGE VERNOVA INC	207	$135K	shares
NFLXNETFLIX INC.	1,440	$135K	shares
WELLS FARGO BANK 3 75 26CD …WELLS FARGO BANK 3 75 26CD FDIC I…	135,000	$135K	shares
SCCOSOUTHERN COPPER CORP	936	$134K	shares
VDIGXVANGUARD DIVIDEND GROWTH-INV	4,079	$134K	shares
FIDELITY ADVISOR NEW INSIGH…FIDELITY ADVISOR NEW INSIGHTS Z	2,716	$134K	shares
VSEQXVANGUARD STRATEGIC EQUITY INV	3,557	$133K	shares
CSCOCISCO SYS INC	1,718	$132K	shares
IJRISHARES TR	1,099	$132K	shares
VEUVANGUARD INTL EQUITY INDEX F	1,790	$132K	shares
FIDELITY LOW-PRICED STOCKFIDELITY LOW-PRICED STOCK	3,141	$129K	shares
IVVISHARES TR	188	$129K	shares
VRTXVERTEX PHARMACEUTICALS INC	278	$126K	shares
T ROWE PRICE US LARGECAP CO…T ROWE PRICE US LARGECAP CORE I	2,921	$126K	shares
WELLS FARGO BANK 42526CD FD…WELLS FARGO BANK 42526CD FDIC INS…	125,000	$125K	shares
VCSHVANGUARD SCOTTSDALE FDS	1,551	$124K	shares
NUVEEN HIGH YIELD MUNICIPAL…NUVEEN HIGH YIELD MUNICIPAL BOND I	8,428	$121K	shares
NXPINXP SEMICONDUCTORS N V	550	$119K	shares
BTIBRITISH AMERN TOB PLC	2,105	$119K	shares
CCITIGROUP INC	1,009	$118K	shares
HARBOR CAPITAL APPRECIATION…HARBOR CAPITAL APPRECIATION FUN	1,003	$117K	shares
US TREASURY BILL26U S…US TREASURY BILL26U S T BIL…	117,000	$117K	shares
FIDELITY FREEDOM 2015FIDELITY FREEDOM 2015	9,583	$116K	shares

How Q1 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0002109857-26-000002	base		2026-05-11	acceptance time not in the bulk data set	2026-10-06 09:58:43 UTC