FRONTIER INVESTMENT MGMT CO

13F filer, CIK 1316539, Dallas, TX

FRONTIER INVESTMENT MGMT CO reported $1,608,821,000 across 267 holdings for the quarter ended 2019-03-31, in a 13F-HR filed 2019-05-14. Its ten largest share positions make up 35.59% of the portfolio.

Filed 2019-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:56:23 UTC13F-HR 0001144204-19-025944

Period: 2019-03-31
Reported value: $1.61B
Holdings: 267
Top 10 weight: 35.59%
New: 35
Sold out: 28

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SCHMnew	+578,499	$32M
OXYnew	+193,940	$12.8M
SCHEadded	+323,309	$8.41M
EMLPadded	+311,621	$7.71M
XOMadded	+94,508	$7.64M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
MCDreduced	-145,394	-$27.6M
Agnc Invt Corp Dep Shs 1/10…exited	-404,782	-$10.2M
Capstead Mortgagereduced	-363,015	-$9.04M
AEPreduced	-85,275	-$7.14M
VZreduced	-86,734	-$5.13M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2019

Share positions as resolved from 13F-HR 0001144204-19-025944, largest first. % of portfolio is the value over $1,460,273,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	600,292	$91.4M	6.26%	+41,616
AAPLAPPLE INC	348,778	$66.2M	4.54%	+30,425		Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	2,470,513	$61.1M	4.18%	+311,621		Timeline
VVISA INC	314,452	$49.1M	3.36%	+2,131		Timeline
XOMEXXON MOBIL CORP	576,810	$46.6M	3.19%	+94,508		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	231,060	$46.4M	3.18%	+8,739		Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	438,112	$45.8M	3.13%	-3,657
JNJJOHNSON & JOHNSON	275,062	$38.5M	2.63%	+6,768		Timeline
GLPIGAMING & LEISURE P	988,885	$38.1M	2.61%	+97,884		Timeline
TRANSCANADA CORPTRANSCANADA CORP	811,002	$36.4M	2.5%	+85,910
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	176,505	$34.8M	2.39%	+3,883
MSFTMICROSOFT CORP	289,677	$34.2M	2.34%	-23,874		Timeline
GENERAL MOTORS CORPGENERAL MOTORS CORP	881,547	$32.7M	2.24%	+56,805
SCHMSCHWAB STRATEGIC TR	578,499	$32M	2.19%	new		Timeline
MKLMARKEL GROUP INC	31,716	$31.6M	2.16%	+2,206		Timeline
VZVERIZON COMMUNICATIONS INC	488,340	$28.9M	1.98%	-86,734		Timeline
WFCWELLS FARGO & CO	569,477	$27.5M	1.88%	+42,143		Timeline
CMCSACOMCAST CORP NEW	599,622	$24M	1.64%	+22,107		Timeline
WMTWALMART INC	241,484	$23.6M	1.61%	-13,180		Timeline
MDTMEDTRONIC PLC	255,003	$23.2M	1.59%	+18,238		Timeline
GBDCGOLUB CAP BDC INC	1,244,549	$22.3M	1.52%	+164,853		Timeline
SCHESCHWAB STRATEGIC TR	851,706	$22.2M	1.52%	+323,309		Timeline
ARCCARES CAPITAL CORP	1,131,557	$19.4M	1.33%	+147,170		Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	2,981,654	$18.8M	1.29%	+393,147
ADBEADOBE INC	67,414	$18M	1.23%	+2,000		Timeline
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	656,864	$17.1M	1.17%	+86,092
ETENERGY TRANSFER L P	1,079,238	$16.6M	1.14%	-1,385		Timeline
MCYMERCURY GENL CORP NEW	328,620	$16.5M	1.13%	+40,408		Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	292,062	$16.3M	1.11%	+41,887
RYDEX ETF TRUSTRYDEX ETF TRUST	152,174	$16M	1.1%	+7,048
TAT&T INC	490,303	$15.4M	1.05%	+131,047		Timeline
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	321,040	$15.4M	1.05%	+141,969
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	590,912	$15.1M	1.04%	+74,904
GISGENERAL MILLS INC	284,304	$14.7M	1.01%	+49,078		Timeline
CHIMERA INVT CORP PFD SER ACHIMERA INVT CORP PFD SER A	566,834	$14.5M	0.99%	+78,438
SCHFSCHWAB STRATEGIC TR	451,987	$14.2M	0.97%	+78,408		Timeline
CSCOCISCO SYS INC	258,564	$14M	0.96%	+2,233		Timeline
FEFIRSTENERGY CORP	317,666	$13.2M	0.91%	+32,863		Timeline
OXYOCCIDENTAL PETE CORP	193,940	$12.8M	0.88%	new		Timeline
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INC	247,235	$12.7M	0.87%	0
IPINTERNATIONAL PAPER CO	263,382	$12.2M	0.83%	+43,635		Timeline
CORPPIMCO ETF TR	115,505	$12M	0.82%	+12,399		Timeline
TLTISHARES TR	82,151	$10.4M	0.71%	+23,568		Timeline
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	393,777	$10M	0.69%	+144,164
KHCKRAFT HEINZ CO	307,150	$10M	0.69%	+116,151		Timeline
VODAFONE GP PLCVODAFONE GP PLC	531,845	$9.67M	0.66%	+168,521
SCHASCHWAB STRATEGIC TR	135,821	$9.5M	0.65%	-3,921		Timeline
PECO ENERGY COPECO ENERGY CO	460,865	$8.89M	0.61%	-100
BONDPIMCO ETF TR	83,891	$8.85M	0.61%	-3,070		Timeline
AXIS Capital Holdings Ltd P…AXIS Capital Holdings Ltd Pfd	344,608	$8.36M	0.57%	-8,355
SDOGALPS ETF TR	192,574	$8.26M	0.57%	+26,283		Timeline
CENTURYLINK INCCENTURYLINK INC	592,322	$7.1M	0.49%	+96,817
EQCEQUITY COMMONWEALTH	195,331	$6.38M	0.44%	-4,445		Timeline
NVDANVIDIA CORPORATION	31,304	$5.62M	0.38%	+185		Timeline
UPSUNITED PARCEL SVCS INC	46,235	$5.17M	0.35%	-2,553		Timeline
AMZNAMAZON COM INC	2,784	$4.96M	0.34%	+1,076		Timeline
KFRCKFORCE INC	139,969	$4.92M	0.34%	+15,132		Timeline
SPYMSPDR SERIES TRUST	145,983	$4.85M	0.33%	-12,786		Timeline
XPERI CORPXPERI CORP	203,465	$4.76M	0.33%	-1,930
UVEUNIVERSAL INS HLDGS INC	152,400	$4.72M	0.32%	-5,400		Timeline
WMBWILLIAMS COS INC	146,334	$4.2M	0.29%	-1,174		Timeline
TWLOTWILIO INC	31,809	$4.11M	0.28%	-1,000		Timeline
KINDER MORGAN INC KANSKINDER MORGAN INC KANS	203,928	$4.08M	0.28%	-211
SPMDSPDR SERIES TRUST	119,628	$3.99M	0.27%	new		Timeline
OPTUOPTIMUM COMMUNICATIONS INC	179,664	$3.86M	0.26%	-1,830		Timeline
BACBANK OF AMER CORP	138,592	$3.82M	0.26%	-3,005		Timeline
MFA FINANCIAL, INC. PREFERR…MFA FINANCIAL, INC. PREFERRED	153,133	$3.82M	0.26%	-193,957
CVXCHEVRON CORPORATION	30,286	$3.73M	0.26%	+1,751		Timeline
CCJCAMECO CORP	286,415	$3.38M	0.23%	-1,625		Timeline
METAMETA PLATFORMS INC	19,465	$3.25M	0.22%	+380		Timeline
SHWSHERWIN WILLIAMS CO	6,930	$2.98M	0.2%	+1		Timeline
SPEMSPDR INDEX SHS FDS	76,239	$2.73M	0.19%	+5,372		Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	59,167	$2.53M	0.17%	-25,020
ACWIISHARES TR	33,883	$2.44M	0.17%	+554		Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	67,956	$2.38M	0.16%	-1,084
JPMJPMORGAN CHASE & CO	22,591	$2.29M	0.16%	+598		Timeline
TXNTEXAS INSTRS INC	20,990	$2.23M	0.15%	-1,061		Timeline
LNGCHENIERE ENERGY INC	32,319	$2.21M	0.15%	-32,710		Timeline
FDXFEDEX CORP	11,857	$2.15M	0.15%	new		Timeline
INTCINTEL CORP	39,446	$2.12M	0.15%	+4,158		Timeline
ZBHZIMMER BIOMET HOLDINGS INC	16,497	$2.11M	0.14%	new		Timeline
CZRCZR	224,535	$1.95M	0.13%	-2,075
KRKROGER CO	76,985	$1.89M	0.13%	-1,445		Timeline
EchoStar Comm CorpEchoStar Comm Corp	59,206	$1.88M	0.13%	-650
SCHDSCHWAB STRATEGIC TR	34,626	$1.81M	0.12%	-4,404		Timeline
EPDENTERPRISE PRODS PARTNERS L	60,596	$1.76M	0.12%	+2,390		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	6,151	$1.74M	0.12%	+338		Timeline
MOSAIC COMOSAIC CO	60,980	$1.67M	0.11%	-1,660
DART GROUP PLCDART GROUP PLC	158,245	$1.64M	0.11%	-4,380
Berry PetroleumBerry Petroleum	141,250	$1.63M	0.11%	0
MPCMARATHON PETE CORP	26,979	$1.61M	0.11%	+446		Timeline
SPSBSPDR SERIES TRUST	52,393	$1.6M	0.11%	+900		Timeline
PFEPFIZER INC	37,515	$1.59M	0.11%	+2,579		Timeline
GPCGENUINE PARTS CO	14,171	$1.59M	0.11%	+67		Timeline
MPLXMPLX LP	46,431	$1.53M	0.1%	+390		Timeline
VUGVANGUARD INDEX FDS	9,666	$1.51M	0.1%	+374		Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	33,193	$1.51M	0.1%	-305
MRKMERCK & CO INC	17,914	$1.49M	0.1%	-3,312		Timeline
MUMICRON TECHNOLOGY INC	34,588	$1.43M	0.1%	new		Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	29,885	$1.39M	0.1%	-4,440
SPYDSPDR SERIES TRUST	36,250	$1.37M	0.09%	+1,950		Timeline
DOWDUPONT INCDOWDUPONT INC	25,057	$1.34M	0.09%	+2,688
BABOEING CO	3,383	$1.29M	0.09%	+360		Timeline
KOCOCA COLA CO	27,128	$1.27M	0.09%	+1,820		Timeline
RFREGIONS FINANCIAL CORP NEW	89,636	$1.27M	0.09%	0		Timeline
MCDMCDONALDS CORP	6,326	$1.2M	0.08%	-145,394		Timeline
SPIBSPDR SERIES TRUST	34,924	$1.19M	0.08%	-178		Timeline
ASGN INCASGN INC	18,000	$1.14M	0.08%	+5,000
GOOGLALPHABET INC	951	$1.12M	0.08%	+17		Timeline
GOOGALPHABET INC	952	$1.12M	0.08%	+62		Timeline
ITWILLINOIS TOOL WKS INC	7,721	$1.11M	0.08%	-177		Timeline
Constantine Metal Res Ltd C…Constantine Metal Res Ltd Com	3,182,300	$1.03M	0.07%	+44,600
NFLXNETFLIX INC.	2,732	$974K	0.07%	-481		Timeline
EMREMERSON ELEC CO	13,977	$957K	0.07%	+300		Timeline
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	167,633	$950K	0.07%	+5,000
SLYVSPDR SERIES TRUST	15,557	$938K	0.06%	-6,126		Timeline
ABTABBOTT LABORATORIES	11,161	$892K	0.06%	+530		Timeline
Waste ConnectionsWaste Connections	10,000	$886K	0.06%	0
NRIMNORTHRIM BANCORP INC	25,200	$867K	0.06%	0		Timeline
CMCCOMMERCIAL METALS CO	48,961	$836K	0.06%	0		Timeline
WPMWHEATON PRECIOUS METALS CORP	35,099	$836K	0.06%	+20,000		Timeline
RCMTRCM TECHNOLOGIES INC	211,227	$832K	0.06%	-150		Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	3,909	$821K	0.06%	0
PGPROCTER & GAMBLE CO	7,865	$818K	0.06%	+1,552		Timeline
IBMINTERNATIONAL BUSINESS MACHS	5,767	$814K	0.06%	+188		Timeline
VTVVANGUARD INDEX FDS	7,564	$814K	0.06%	-25		Timeline
OKEONEOK INC NEW	11,389	$795K	0.05%	-433		Timeline
LAMRLAMAR ADVERTISING CO	9,600	$761K	0.05%	0		Timeline
Moodys CorpMoodys Corp	4,200	$761K	0.05%	0
DEDEERE & CO	4,733	$757K	0.05%	+1,246		Timeline
GENERAL ELEC COGENERAL ELEC CO	75,823	$757K	0.05%	+41,716
HDHOME DEPOT INC	3,890	$746K	0.05%	-7		Timeline
NOCNORTHROP GRUMMAN CORP	2,744	$740K	0.05%	new		Timeline
NKENIKE INC	8,572	$722K	0.05%	-5		Timeline
COPCONOCOPHILLIPS	10,693	$714K	0.05%	+4,307		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	3,956	$711K	0.05%	+675
AMGNAMGEN INC	3,678	$699K	0.05%	+22		Timeline
SCHWCHARLES SCHWAB CORP (THE)	16,092	$688K	0.05%	-2,049		Timeline
PSXPHILLIPS 66	7,030	$669K	0.05%	+910		Timeline
ABBVABBVIE INC	8,252	$665K	0.05%	+486		Timeline
MOALTRIA GROUP INC	11,556	$664K	0.05%	+32		Timeline
VIGVANGUARD SPECIALIZED FUNDS	5,832	$639K	0.04%	-707		Timeline
UBS AG LONDON BRHUBS AG LONDON BRH	43,865	$621K	0.04%	0
TSLATESLA INC	2,160	$604K	0.04%	+535		Timeline
DISDISNEY WALT CO	5,440	$604K	0.04%	-39		Timeline
CATCATERPILLAR INC	4,434	$601K	0.04%	+2,170		Timeline
PEPPEPSICO INC	4,890	$599K	0.04%	+925		Timeline
VWOVANGUARD INTL EQUITY INDEX F	13,823	$587K	0.04%	+1,881		Timeline
AEPAMERICAN ELEC PWR CO INC	6,652	$557K	0.04%	-85,275		Timeline
FFINFIRST FINL BANKSHARES INC	9,639	$557K	0.04%	0		Timeline
DDOMINION ENERGY INC	7,095	$544K	0.04%	+82		Timeline
SOSOUTHERN CO	10,472	$541K	0.04%	-1,087		Timeline
ROKROCKWELL AUTOMATION INC	3,033	$532K	0.04%	+8		Timeline
SCHXSCHWAB STRATEGIC TR	7,818	$529K	0.04%	+1,209		Timeline
PHYSSPROTT ASSET MANAGEMENT LP	50,480	$528K	0.04%	-10,055		Timeline
CPRTCOPART INC	8,516	$516K	0.04%	0		Timeline
LMTLOCKHEED MARTIN CORP	1,672	$502K	0.03%	+155		Timeline
FFORD MTR CO	57,024	$501K	0.03%	+1,222		Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	10,021	$501K	0.03%	new
ETNEaton Corp.	5,940	$479K	0.03%	-113		Timeline
XILINX INCXILINX INC	3,712	$471K	0.03%	new
BDXBECTON DICKINSON & CO	1,875	$468K	0.03%	+517		Timeline
IJRISHARES TR	5,908	$456K	0.03%	+1,640		Timeline
MMM3M CO	2,192	$456K	0.03%	+588		Timeline
NVSNOVARTIS AG	4,712	$453K	0.03%	+571		Timeline
ATOATMOS ENERGY CORP	4,282	$441K	0.03%	-346		Timeline
BABAALIBABA GROUP HLDG LTD	2,413	$440K	0.03%	+390		Timeline
IVVISHARES TR	1,503	$428K	0.03%	new		Timeline
PMPHILIP MORRIS INTL INC	4,671	$413K	0.03%	-1,154		Timeline
PTENPATTERSON-UTI ENERGY INC	28,705	$402K	0.03%	0		Timeline
STATE STREETSTATE STREET	8,045	$390K	0.03%	0
VEAVANGUARD TAX-MANAGED FDS	9,329	$381K	0.03%	+1,140		Timeline
WESWESTERN MIDSTREAM PARTNERS L	12,000	$376K	0.03%	new		Timeline
CNCCENTENE CORP DEL	6,940	$369K	0.03%	+3,470		Timeline
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	3,164	$359K	0.02%	0
AFGAMERICAN FINANCIAL GROUP INC	3,710	$357K	0.02%	0		Timeline
HONHONEYWELL INTL INC	2,235	$355K	0.02%	+223		Timeline
SEICSEI INVTS CO	6,763	$353K	0.02%	0		Timeline
SPDR Dividend ETFSPDR Dividend ETF	3,477	$346K	0.02%	+667
AWKAMERICAN WTR WKS CO INC NEW	3,287	$343K	0.02%	0		Timeline
VBVANGUARD INDEX FDS	2,220	$339K	0.02%	+92		Timeline
CBSHCOMMERCE BANCSHARES INC	5,830	$338K	0.02%	0		Timeline
REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC	3,917	$335K	0.02%	0
SANBANCO SANTANDER SA	71,861	$333K	0.02%	0		Timeline
FCXFREEPORT MCMORAN INC	25,215	$325K	0.02%	+12,590		Timeline
GFIGOLD FIELDS LTD	86,500	$323K	0.02%	0		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	2,506	$323K	0.02%	+369
GSGOLDMAN SACHS GROUP INC	1,649	$317K	0.02%	+325		Timeline
IWMISHARES TR	2,070	$317K	0.02%	new		Timeline
PCARPACCAR INC	4,650	$317K	0.02%	new		Timeline
ORCLORACLE CORP	5,558	$299K	0.02%	+748		Timeline
WMWASTE MGMT INC DEL	2,879	$299K	0.02%	new		Timeline
ENBENBRIDGE INC	8,077	$293K	0.02%	+664		Timeline
Duke EnergyDuke Energy	3,260	$293K	0.02%	+84
CFRCULLEN FROST BANKERS INC	3,005	$292K	0.02%	0		Timeline
Nextera EnergyNextera Energy	1,497	$289K	0.02%	+15
Capstead MortgageCapstead Mortgage	11,602	$289K	0.02%	-363,015
SLVISHARES SILVER TR	20,075	$285K	0.02%	-1,600		Timeline
Putnam VT Equity IncomePutnam VT Equity Income	11,652	$284K	0.02%	-255
QCOMQUALCOMM INC	4,960	$283K	0.02%	+1,084		Timeline
DIAMONDS TRUST SERIES IDIAMONDS TRUST SERIES I	1,065	$276K	0.02%	new
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	7,485	$274K	0.02%	-1,515
AIRCASTLE LTDAIRCASTLE LTD	13,501	$273K	0.02%	0
TGTTARGET CORP	3,375	$271K	0.02%	new		Timeline
CCRNCROSS CTRY HEALTHCARE INC	38,086	$268K	0.02%	0		Timeline
PTLDXPimco Low Duration Fund Instit	19,502	$268K	0.02%	-427		Timeline
UNHUNITEDHEALTH GROUP INC	1,072	$265K	0.02%	new		Timeline
ALYAFALITHYA GROUP INC CL A SUB VTG	82,400	$264K	0.02%	0		Timeline
LOWLOWES COS INC	2,406	$263K	0.02%	new		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	6,200	$259K	0.02%	-500
XLKSELECT SECTOR SPDR TR	3,485	$258K	0.02%	new		Timeline
VCITVANGUARD SCOTTSDALE FDS	2,938	$255K	0.02%	new		Timeline
SCHZSCHWAB STRATEGIC TR	4,914	$255K	0.02%	-35		Timeline
BIDUBAIDU INC	1,537	$253K	0.02%	new		Timeline
LEGLEGGETT & PLATT INC	5,938	$251K	0.02%	new		Timeline
SCHBSCHWAB STRATEGIC TR	3,618	$246K	0.02%	+173		Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	21,355	$232K	0.02%	0		Timeline
FIRST TRUST ENERGY INFRASTR…FIRST TRUST ENERGY INFRASTRUCT	14,375	$228K	0.02%	new
LENDINGTREE INC NEWLENDINGTREE INC NEW	633	$223K	0.02%	new
AFLAFLAC INC	4,430	$222K	0.02%	0		Timeline
ADPAUTOMATIC DATA PROCESSING IN	1,359	$217K	0.01%	new		Timeline
GLDSPDR GOLD TR	1,775	$217K	0.01%	new		Timeline
TYLTYLER TECHNOLOGIES INC	1,063	$217K	0.01%	new		Timeline
OEFISHARES TR	1,717	$215K	0.01%	new		Timeline
UGUNITED GUARDIAN INC	11,000	$211K	0.01%	0		Timeline
ETRENTERGY CORP NEW	2,183	$209K	0.01%	new		Timeline
RMDRESMED INC	2,000	$208K	0.01%	0		Timeline
LYGLLOYDS BANKING GROUP PLC	63,896	$205K	0.01%	0		Timeline
IYWISHARES TR	1,065	$203K	0.01%	new		Timeline
UNPUNION PAC CORP	1,216	$203K	0.01%	new		Timeline
Freehold Royalty TRUSTFreehold Royalty TRUST	32,000	$202K	0.01%	new
HTHHILLTOP HLDGS INC	10,376	$189K	0.01%	0		Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	10,455	$129K	0.01%	-3,971
Delaware VIP Emerging Marke…Delaware VIP Emerging Markets	10,722	$123K	0.01%	-234
CBRE Clarion GlobalCBRE Clarion Global	16,500	$123K	0.01%	0
TEMPLETON GLOBAL BOND FD CL…TEMPLETON GLOBAL BOND FD CL A	11,050	$112K	0.01%	-242
ALPS ETF TRALPS ETF TR	10,591	$106K	0.01%	-5,842
THE ADT CORPORATIONTHE ADT CORPORATION	15,000	$96K	0.01%	0
AEGON N VAEGON N V	11,369	$54K	<0.01%	0
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	20,000	$49K	<0.01%	0
SHMPNATURALSHRIMP INC	200,000	$42K	<0.01%	0		Timeline
PENNEY J C INCPENNEY J C INC	25,500	$38K	<0.01%	0
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INC	40,000	$20K	<0.01%	+20,000
Osprey Med Inc Cdi FOsprey Med Inc Cdi F	200,000	$19K	<0.01%	0
HELIOS ENERGY LTD ORDFHELIOS ENERGY LTD ORDF	111,398	$9K	<0.01%	0
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INC	18,000	$7K	<0.01%	+6,000
GULFSLOPE ENERGY INCGULFSLOPE ENERGY INC	92,000	$7K	<0.01%	0
POTNETWORK HLDGS INCPOTNETWORK HLDGS INC	12,500	$2K	<0.01%	0
CANNABIS SCIENCE INC XXXCANNABIS SCIENCE INC XXX	20,000	$1K	<0.01%	0
GROWLIFE INC COMGROWLIFE INC COM	147,050	$1K	<0.01%	0
Texas South Energy IncTexas South Energy Inc	50,000	$1K	<0.01%	0
MARIJUANA CO AMER INC COMMARIJUANA CO AMER INC COM	50,000	$1K	<0.01%	0
WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON	11,400	$0	0%	0	Value filed as zero, left out of ratios.
ADVANCED OPTICSADVANCED OPTICS	2,000,000	$0	0%	0	Value filed as zero, left out of ratios.
Seventy Seven Energy-EscrowSeventy Seven Energy-Escrow	39,265	$0	0%	0	Value filed as zero, left out of ratios.
KLEANGAS ENERGY TECHNOLOGIE…KLEANGAS ENERGY TECHNOLOGIES I	100,000	$0	0%	0	Value filed as zero, left out of ratios.
Visual Management Systems I…Visual Management Systems Inc	250,000	$0	0%	0	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
TLTISHARES TR 20 YR TR BD ETF	call	560,800	$70.9M	new
SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP	put	1,098,800	$33.8M	+469,200
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	98,900	$27.9M	0
ADBEADOBE INC COM	put	43,000	$11.5M	-21,400
METAMETA PLATFORMS INC COM	put	6,800	$1.13M	0
GENERAL MOTORS CORPGENERAL MOTORS CORP COMMON STOCK	call	27,000	$1M	0
IAC INTERACTIVECORPIAC INTERACTIVECORP COM	put	3,500	$735K	0
KFRCKFORCE INC Stock	call	16,800	$590K	new
AAPLAPPLE INC COM	put	2,800	$532K	new
AMGNAMGEN INC COM	put	2,500	$475K	0

Sold out in Q1 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
MSFTMICROSOFT CORP	141,600	$14.4M	put
MCDMCDONALDS CORP	77,300	$13.7M	put
MDTMEDTRONIC PLC	142,900	$13M	put
Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000	404,782	$10.2M	shares
SPYSTATE STR SPDR S&P 500 ETF T	25,000	$6.25M	call
EVRGEVERGY INC	77,220	$4.38M	shares
AAPLAPPLE INC	25,000	$3.94M	call
White Mountains Insurance G…White Mountains Insurance Grou	3,730	$3.2M	shares
LNCLINCOLN NATL CORP IND	38,732	$1.99M	shares
NTRNUTRIEN LTD	37,797	$1.78M	shares
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	32,000	$1.24M	put
NVGSNAVIGATOR HLDGS LTD	129,442	$1.22M	shares
WPMWHEATON PRECIOUS METALS CORP	60,000	$1.17M	call
GENERAL ELEC COGENERAL ELEC CO	130,000	$984K	call
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	33,780	$676K	shares
HUDSON GLOBAL INCHUDSON GLOBAL INC	467,823	$632K	shares
SCCOSOUTHERN COPPER CORP	20,000	$615K	call
RAYTHEON CORAYTHEON CO	2,072	$318K	shares
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL HIGH	13,448	$294K	shares
PNCPNC FINL SVCS GROUP INC	2,072	$242K	shares
BPBP PLC	6,058	$230K	shares
RAYTHEON CORAYTHEON CO	1,500	$230K	put
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP	5,220	$220K	shares
BB & T CORPBB & T CORP	4,640	$201K	shares
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INC	61,591	$109K	shares
ENERGOUS CORPENERGOUS CORP	14,500	$84K	shares
RegeneRx BiopharmaceuticalsRegeneRx Biopharmaceuticals	100,040	$16K	shares
OILSANDS QUEST INC COMOILSANDS QUEST INC COM	54,750	$0	shares

How Q1 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001144204-19-025944	base		2019-05-14	acceptance time not in the bulk data set	2026-10-07 18:56:23 UTC