FRONTIER INVESTMENT MGMT CO

13F filer, CIK 1316539, Dallas, TX

FRONTIER INVESTMENT MGMT CO reported $1,406,355,000 across 269 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-07. Its ten largest share positions make up 35.41% of the portfolio.

Filed 2018-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001144204-18-057769

Period: 2018-09-30
Reported value: $1.41B
Holdings: 269
Top 10 weight: 35.41%
New: 41
Sold out: 18

Largest buys vs the previous quarter

Security	Shares change	Approx. value
BRK-Badded	+31,801	$6.81M
GLPIadded	+190,971	$6.73M
ADBEadded	+20,472	$5.53M
PIONEER NATURAL RESOURCES COadded	+30,500	$5.31M
WMBnew	+148,831	$4.05M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LASALLE HOTEL PROPERTIESexited	-556,545	-$19.1M
DOVexited	-136,710	-$10M
MSFTreduced	-31,308	-$3.58M
PENNreduced	-94,594	-$3.12M
Capstead Mortgagereduced	-124,187	-$3.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001144204-18-057769, largest first. % of portfolio is the value over $1,349,875,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	558,583	$97.3M	7.21%	+30,500
EMLPFIRST TR EXCHANGE-TRADED FD	2,468,633	$57.9M	4.29%	+152,907		Timeline
AAPLAPPLE INC	220,195	$49.7M	3.68%	-9,335		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	220,406	$47.2M	3.5%	+31,801		Timeline
VVISA INC	297,926	$44.7M	3.31%	+29		Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	416,624	$44.5M	3.3%	+28,637
JNJJOHNSON & JOHNSON	253,266	$35M	2.59%	+285		Timeline
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	167,552	$34.5M	2.56%	-1,460
MKLMARKEL GROUP INC	28,398	$33.8M	2.5%	-182		Timeline
MSFTMICROSOFT CORP	292,002	$33.4M	2.47%	-31,308		Timeline
TRANSCANADA CORPTRANSCANADA CORP	777,189	$31.4M	2.33%	-14,181
VZVERIZON COMMUNICATIONS INC	561,801	$30M	2.22%	+47,960		Timeline
GLPIGAMING & LEISURE P	850,257	$30M	2.22%	+190,971		Timeline
WFCWELLS FARGO & CO	535,933	$28.2M	2.09%	-5,849		Timeline
XOMEXXON MOBIL CORP	320,176	$27.2M	2.02%	+3,944		Timeline
GENERAL MOTORS CORPGENERAL MOTORS CORP	773,960	$26.1M	1.93%	+62,031
MCDMCDONALDS CORP	153,633	$25.7M	1.9%	-8,097		Timeline
MDTMEDTRONIC PLC	239,901	$23.6M	1.75%	-4,523		Timeline
WMTWALMART INC	249,380	$23.4M	1.73%	-676		Timeline
CMCSACOMCAST CORP NEW	559,813	$19.8M	1.47%	+1,850		Timeline
GBDCGOLUB CAP BDC INC	1,049,506	$19.7M	1.46%	+178,075		Timeline
ADBEADOBE INC	65,568	$17.7M	1.31%	+20,472		Timeline
ARCCARES CAPITAL CORP	958,630	$16.5M	1.22%	+155,740		Timeline
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INC	247,235	$16.4M	1.21%	0
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	244,317	$15.7M	1.17%	+38,933
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	2,530,531	$15.5M	1.15%	+516,301
RYDEX ETF TRUSTRYDEX ETF TRUST	141,851	$15.4M	1.14%	-760
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	551,655	$14.2M	1.05%	+101,268
MCYMERCURY GENL CORP NEW	283,039	$14.2M	1.05%	+45,663		Timeline
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	636,013	$14.2M	1.05%	+109,899
PECO ENERGY COPECO ENERGY CO	460,965	$13.5M	1%	+856
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	495,358	$12.6M	0.93%	+87,148
CSCOCISCO SYS INC	256,181	$12.5M	0.92%	+2,540		Timeline
SCHESCHWAB STRATEGIC TR	482,157	$12.4M	0.92%	+34,895		Timeline
CHIMERA INVT CORP PFD SER ACHIMERA INVT CORP PFD SER A	469,244	$12M	0.89%	+57,145
Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000	425,153	$10.8M	0.8%	-79,827
KHCKRAFT HEINZ CO	192,366	$10.6M	0.79%	+1,685		Timeline
FEFIRSTENERGY CORP	280,146	$10.4M	0.77%	+44,498		Timeline
AEPAMERICAN ELEC PWR CO INC	145,249	$10.3M	0.76%	+23,642		Timeline
CORPPIMCO ETF TR	99,521	$10M	0.74%	+5,251		Timeline
Capstead MortgageCapstead Mortgage	395,198	$9.89M	0.73%	-124,187
CENTURYLINK INCCENTURYLINK INC	465,233	$9.86M	0.73%	+169,467
MFA FINANCIAL, INC. PREFERR…MFA FINANCIAL, INC. PREFERRED	387,212	$9.71M	0.72%	-31,370
GISGENERAL MILLS INC	225,250	$9.67M	0.72%	+41,660		Timeline
SDOGALPS ETF TR	210,744	$9.66M	0.72%	+35,721		Timeline
SCHFSCHWAB STRATEGIC TR	274,941	$9.22M	0.68%	+17,339		Timeline
BONDPIMCO ETF TR	89,562	$9.17M	0.68%	-1,781		Timeline
AXIS Capital Holdings Ltd P…AXIS Capital Holdings Ltd Pfd	373,583	$8.95M	0.66%	+9,705
VODAFONE GP PLCVODAFONE GP PLC	380,444	$8.26M	0.61%	+100,718
UVEUNIVERSAL INS HLDGS INC	157,800	$7.66M	0.57%	0		Timeline
NVDANVIDIA CORPORATION	25,133	$7.06M	0.52%	+189		Timeline
EQCEQUITY COMMONWEALTH	199,736	$6.41M	0.47%	-210		Timeline
AMZNAMAZON COM INC	3,074	$6.16M	0.46%	+1,413		Timeline
KFRCKFORCE INC	142,480	$5.36M	0.4%	+97		Timeline
SPYMSPDR SERIES TRUST	155,798	$5.31M	0.39%	+800		Timeline
ALLSTATE CORP SUB DEB FIXED…ALLSTATE CORP SUB DEB FIXED TO	196,328	$4.91M	0.36%	+61,970
TAT&T INC	145,762	$4.89M	0.36%	+3,737		Timeline
LNGCHENIERE ENERGY INC	65,714	$4.57M	0.34%	-29,752		Timeline
SCHASCHWAB STRATEGIC TR	57,988	$4.42M	0.33%	+3,535		Timeline
EVRGEVERGY INC	77,213	$4.24M	0.31%	-5,072		Timeline
AERAERCAP HOLDINGS NV	73,035	$4.2M	0.31%	-1,035		Timeline
BACBANK OF AMER CORP	139,681	$4.12M	0.3%	-5,228		Timeline
OPTUOPTIMUM COMMUNICATIONS INC	224,012	$4.06M	0.3%	+40,000		Timeline
WMBWILLIAMS COS INC	148,831	$4.05M	0.3%	new		Timeline
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	85,367	$4.02M	0.3%	+41,885
METAMETA PLATFORMS INC	23,838	$3.92M	0.29%	-764		Timeline
SHWSHERWIN WILLIAMS CO	7,879	$3.59M	0.27%	0		Timeline
KINDER MORGAN INC KANSKINDER MORGAN INC KANS	200,928	$3.56M	0.26%	-2,977
MOSAIC COMOSAIC CO	108,990	$3.54M	0.26%	-210
White Mountains Insurance G…White Mountains Insurance Grou	3,745	$3.5M	0.26%	-5
CVXCHEVRON CORPORATION	28,092	$3.44M	0.25%	+421		Timeline
OECORION S.A.	103,260	$3.31M	0.25%	+70		Timeline
NVGSNAVIGATOR HLDGS LTD	257,058	$3.11M	0.23%	-112,953		Timeline
XPERI CORPXPERI CORP	209,115	$3.1M	0.23%	-1,285
NTRNUTRIEN LTD	53,247	$3.07M	0.23%	0		Timeline
LNCLINCOLN NATL CORP IND	43,757	$2.96M	0.22%	-859		Timeline
TWLOTWILIO INC	32,809	$2.83M	0.21%	-1,974		Timeline
PKGPACKAGING CORP AMER	25,077	$2.75M	0.2%	new		Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	69,540	$2.65M	0.2%	+100
BOLLOREBOLLORE	590,732	$2.55M	0.19%	-144,378
JPMJPMORGAN CHASE & CO	21,522	$2.43M	0.18%	+319		Timeline
ETENERGY TRANSFER L P	138,778	$2.42M	0.18%	+487		Timeline
COLONY CAPITAL INCCOLONY CAPITAL INC	383,906	$2.34M	0.17%	+185
KRKROGER CO	78,430	$2.28M	0.17%	-40		Timeline
EchoStar Comm CorpEchoStar Comm Corp	61,086	$2.18M	0.16%	+80
CZRCZR	211,405	$2.17M	0.16%	-124,815
TXNTEXAS INSTRS INC	20,099	$2.16M	0.16%	+460		Timeline
MPCMARATHON PETE CORP	26,930	$2.15M	0.16%	new		Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	31,472	$2.12M	0.16%	0
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	317,300	$2M	0.15%	+375
DART GROUP PLCDART GROUP PLC	162,525	$1.97M	0.15%	-121,261
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	40,936	$1.94M	0.14%	-13,000
ACWIISHARES TR	25,888	$1.92M	0.14%	+282		Timeline
URAGLOBAL X FDS	142,325	$1.89M	0.14%	-240		Timeline
VUGVANGUARD INDEX FDS	11,611	$1.87M	0.14%	+659		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	6,183	$1.8M	0.13%	+1,188		Timeline
SCHDSCHWAB STRATEGIC TR	32,956	$1.75M	0.13%	+784		Timeline
EPDENTERPRISE PRODS PARTNERS L	57,626	$1.66M	0.12%	+29,138		Timeline
SPYDSPDR SERIES TRUST	43,940	$1.65M	0.12%	+2,645		Timeline
RFREGIONS FINANCIAL CORP NEW	89,352	$1.64M	0.12%	-300		Timeline
SPSBSPDR SERIES TRUST	54,313	$1.64M	0.12%	+2,270		Timeline
INTCINTEL CORP	34,617	$1.64M	0.12%	-105		Timeline
EQTEQT CORP	36,735	$1.62M	0.12%	new		Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	33,425	$1.49M	0.11%	0
PFEPFIZER INC	32,657	$1.44M	0.11%	+1,006		Timeline
MRKMERCK & CO INC	19,889	$1.41M	0.1%	+820		Timeline
GPCGENUINE PARTS CO	13,995	$1.39M	0.1%	+10,578		Timeline
Constantine Metal Res Ltd C…Constantine Metal Res Ltd Com	3,137,700	$1.39M	0.1%	+40,200
SPEMSPDR INDEX SHS FDS	39,258	$1.37M	0.1%	+2,524		Timeline
DOWDUPONT INCDOWDUPONT INC	20,132	$1.29M	0.1%	+58
DEDEERE & CO	8,558	$1.29M	0.1%	+5,231		Timeline
NFLXNETFLIX INC.	3,213	$1.2M	0.09%	+2		Timeline
ASGN INCASGN INC	15,000	$1.18M	0.09%	0
SPIBSPDR SERIES TRUST	34,714	$1.16M	0.09%	+1,877		Timeline
BABAALIBABA GROUP HLDG LTD	6,773	$1.12M	0.08%	-9,108		Timeline
ITWILLINOIS TOOL WKS INC	7,805	$1.1M	0.08%	+120		Timeline
GOOGLALPHABET INC	881	$1.06M	0.08%	-13		Timeline
NRIMNORTHRIM BANCORP INC	25,200	$1.05M	0.08%	0		Timeline
KOCOCA COLA CO	22,615	$1.04M	0.08%	-466		Timeline
EMREMERSON ELEC CO	13,596	$1.04M	0.08%	new		Timeline
GOOGALPHABET INC	863	$1.03M	0.08%	+32		Timeline
ACXIOM CORPACXIOM CORP	20,000	$988K	0.07%	0
BABOEING CO	2,636	$980K	0.07%	-82		Timeline
MPLXMPLX LP	26,031	$903K	0.07%	new		Timeline
SCHWCHARLES SCHWAB CORP (THE)	18,333	$901K	0.07%	-2,440		Timeline
VIGVANGUARD SPECIALIZED FUNDS	7,855	$870K	0.06%	+993		Timeline
VTVVANGUARD INDEX FDS	7,815	$865K	0.06%	+841		Timeline
IAC INTERACTIVECORPIAC INTERACTIVECORP	3,909	$847K	0.06%	0
OKEONEOK INC NEW	12,297	$834K	0.06%	+1,764		Timeline
TSLATESLA INC	3,125	$827K	0.06%	new		Timeline
IBMINTERNATIONAL BUSINESS MACHS	5,417	$819K	0.06%	+629		Timeline
Waste ConnectionsWaste Connections	10,000	$798K	0.06%	0
BIDUBAIDU INC	3,485	$797K	0.06%	-500		Timeline
RCMTRCM TECHNOLOGIES INC	178,877	$764K	0.06%	+18,877		Timeline
HUDSON GLOBAL INCHUDSON GLOBAL INC	480,205	$764K	0.06%	-1,696
MOALTRIA GROUP INC	12,539	$756K	0.06%	-507		Timeline
AMGNAMGEN INC	3,605	$747K	0.06%	-75		Timeline
LAMRLAMAR ADVERTISING CO	9,600	$747K	0.06%	0		Timeline
FFINFIRST FINL BANKSHARES INC	12,639	$747K	0.06%	0		Timeline
ABTABBOTT LABORATORIES	10,016	$735K	0.05%	+681		Timeline
Moodys CorpMoodys Corp	4,287	$717K	0.05%	+87
PSXPHILLIPS 66	6,319	$712K	0.05%	+52		Timeline
ABBVABBVIE INC	7,498	$709K	0.05%	-40		Timeline
NKENIKE INC	8,269	$701K	0.05%	+124		Timeline
SCHBSCHWAB STRATEGIC TR	9,854	$694K	0.05%	-6,422		Timeline
SLYVSPDR SERIES TRUST	9,759	$666K	0.05%	-25		Timeline
VWOVANGUARD INTL EQUITY INDEX F	16,248	$666K	0.05%	+125		Timeline
SSOPROSHARES TR	5,000	$638K	0.05%	0		Timeline
GENERAL ELEC COGENERAL ELEC CO	55,421	$626K	0.05%	+30,513
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	3,371	$626K	0.05%	+872
HDHOME DEPOT INC	2,951	$611K	0.05%	+1,266		Timeline
Berry PetroleumBerry Petroleum	34,000	$599K	0.04%	new
CMCCOMMERCIAL METALS CO	28,923	$593K	0.04%	0		Timeline
DISDISNEY WALT CO	5,018	$587K	0.04%	-110		Timeline
SANBANCO SANTANDER SA	117,410	$587K	0.04%	0		Timeline
PHYSSPROTT ASSET MANAGEMENT LP	60,535	$578K	0.04%	0		Timeline
ETNEaton Corp.	6,593	$572K	0.04%	0		Timeline
ROKROCKWELL AUTOMATION INC	3,017	$566K	0.04%	+8		Timeline
SOSOUTHERN CO	11,959	$521K	0.04%	-832		Timeline
RAYTHEON CORAYTHEON CO	2,504	$517K	0.04%	+54
IJRISHARES TR	5,902	$515K	0.04%	+1,792		Timeline
CNCCENTENE CORP DEL	3,470	$502K	0.04%	new		Timeline
DDOMINION ENERGY INC	7,050	$495K	0.04%	+934		Timeline
FFORD MTR CO	53,298	$493K	0.04%	+9,195		Timeline
PTENPATTERSON-UTI ENERGY INC	28,705	$491K	0.04%	-30,000		Timeline
GLOBAL X FDSGLOBAL X FDS	23,750	$485K	0.04%	new
COPCONOCOPHILLIPS	6,252	$484K	0.04%	+246		Timeline
STATE STREETSTATE STREET	10,115	$482K	0.04%	0
LMTLOCKHEED MARTIN CORP	1,391	$481K	0.04%	+10		Timeline
AETNA INC NEWAETNA INC NEW	2,282	$463K	0.03%	0
CPRTCOPART INC	8,516	$439K	0.03%	0		Timeline
CCRNCROSS CTRY HEALTHCARE INC	50,000	$437K	0.03%	new		Timeline
ATOATMOS ENERGY CORP	4,532	$426K	0.03%	+400		Timeline
PEPPEPSICO INC	3,779	$422K	0.03%	-134		Timeline
SEICSEI INVTS CO	6,763	$413K	0.03%	0		Timeline
AFGAMERICAN FINANCIAL GROUP INC	3,710	$412K	0.03%	0		Timeline
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	3,164	$376K	0.03%	-62
CBSHCOMMERCE BANCSHARES INC	5,553	$367K	0.03%	0		Timeline
UBS AG LONDON BRHUBS AG LONDON BRH	22,945	$360K	0.03%	0
NVSNOVARTIS AG	4,126	$355K	0.03%	+382		Timeline
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	9,000	$354K	0.03%	0
VEAVANGUARD TAX-MANAGED FDS	8,165	$353K	0.03%	new		Timeline
Duke EnergyDuke Energy	4,409	$353K	0.03%	+133
EDGEWATER TECHNOLOGY INCEDGEWATER TECHNOLOGY INC	69,138	$347K	0.03%	+40,986
PNCPNC FINL SVCS GROUP INC	2,523	$344K	0.03%	-139		Timeline
PENNPENN ENTERTAINMENT INC	10,170	$335K	0.02%	-94,594		Timeline
REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC	3,917	$320K	0.02%	new
SPDR Dividend ETFSPDR Dividend ETF	3,213	$315K	0.02%	+396
CFRCULLEN FROST BANKERS INC	3,005	$314K	0.02%	-100		Timeline
GFIGOLD FIELDS LTD	129,600	$314K	0.02%	+100		Timeline
HONHONEYWELL INTL INC	1,861	$310K	0.02%	-72		Timeline
PMPHILIP MORRIS INTL INC	3,788	$309K	0.02%	+103		Timeline
Putnam VT Equity IncomePutnam VT Equity Income	12,020	$306K	0.02%	-108
GSGOLDMAN SACHS GROUP INC	1,323	$297K	0.02%	new		Timeline
PGPROCTER & GAMBLE CO	3,437	$286K	0.02%	new		Timeline
AWKAMERICAN WTR WKS CO INC NEW	3,217	$283K	0.02%	+159		Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	21,355	$283K	0.02%	0		Timeline
BDXBECTON DICKINSON & CO	1,075	$281K	0.02%	+201		Timeline
MMM3M CO	1,323	$279K	0.02%	new		Timeline
TYLTYLER TECHNOLOGIES INC	1,114	$273K	0.02%	+51		Timeline
PTLDXPimco Low Duration Fund Instit	20,118	$273K	0.02%	-181		Timeline
BPBP PLC	5,647	$260K	0.02%	+643		Timeline
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP	5,950	$260K	0.02%	+1,150
LYGLLOYDS BANKING GROUP PLC	85,332	$259K	0.02%	0		Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INC	1,844	$259K	0.02%	+1
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	6,100	$245K	0.02%	-100
Nextera EnergyNextera Energy	1,458	$244K	0.02%	-166
VCITVANGUARD SCOTTSDALE FDS	2,888	$241K	0.02%	-824		Timeline
WPMWHEATON PRECIOUS METALS CORP	13,699	$240K	0.02%	0		Timeline
TIPISHARES TR	2,154	$238K	0.02%	-1,594		Timeline
VLOVALERO ENERGY CORP	2,094	$238K	0.02%	+99		Timeline
THE ADT CORPORATIONTHE ADT CORPORATION	25,000	$235K	0.02%	new
AIRCASTLE LTDAIRCASTLE LTD	10,601	$232K	0.02%	+100
RMDRESMED INC	2,000	$231K	0.02%	0		Timeline
UNHUNITEDHEALTH GROUP INC	851	$226K	0.02%	new		Timeline
VBVANGUARD INDEX FDS	1,391	$226K	0.02%	new		Timeline
STTSTATE STR CORP	2,638	$221K	0.02%	+11		Timeline
IWMISHARES TR	1,256	$212K	0.02%	new		Timeline
SCHZSCHWAB STRATEGIC TR	4,224	$212K	0.02%	0		Timeline
XIFRXPLR INFRASTRUCTURE LP	4,352	$211K	0.02%	new		Timeline
UNPUNION PAC CORP	1,292	$210K	0.02%	new		Timeline
LOWLOWES COS INC	1,824	$209K	0.02%	new		Timeline
HTHHILLTOP HLDGS INC	10,376	$209K	0.02%	0		Timeline
ADPAUTOMATIC DATA PROCESSING IN	1,372	$207K	0.02%	new		Timeline
IYWISHARES TR	1,065	$207K	0.02%	new		Timeline
COSTCOSTCO WHOLESALE CORPORATION	860	$202K	0.01%	new		Timeline
FCXFREEPORT MCMORAN INC	12,763	$178K	0.01%	+2,081		Timeline
UGUNITED GUARDIAN INC	11,000	$178K	0.01%	0		Timeline
PDTHANCOCK JOHN PREM DIVID FD	10,625	$172K	0.01%	-3,190		Timeline
ENERGOUS CORPENERGOUS CORP	14,500	$147K	0.01%	0
AEGON N VAEGON N V	21,369	$137K	0.01%	-3,578
Delaware VIP Emerging Marke…Delaware VIP Emerging Markets	11,060	$125K	0.01%	-100
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INC	66,677	$121K	0.01%	0
CBRE Clarion GlobalCBRE Clarion Global	16,500	$120K	0.01%	-3,000
ISHARES GOLD TRUSTISHARES GOLD TRUST	10,040	$115K	0.01%	new
TEMPLETON GLOBAL BOND FD CL…TEMPLETON GLOBAL BOND FD CL A	11,399	$112K	0.01%	-102
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	15,160	$68K	0.01%	-6,726
PENNEY J C INCPENNEY J C INC	35,500	$59K	<0.01%	0
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	20,000	$18K	<0.01%	new
HELIOS ENERGY LTD ORDFHELIOS ENERGY LTD ORDF	111,398	$12K	<0.01%	0
GULFSLOPE ENERGY INCGULFSLOPE ENERGY INC	92,000	$7K	<0.01%	+35,000
POTNETWORK HLDGS INCPOTNETWORK HLDGS INC	12,500	$3K	<0.01%	0
SHMPNATURALSHRIMP INC	200,000	$2K	<0.01%	new		Timeline
GROWLIFE INC COMGROWLIFE INC COM	147,050	$2K	<0.01%	0
CANNABIS SCIENCE INC XXXCANNABIS SCIENCE INC XXX	20,000	$1K	<0.01%	0
Texas South Energy IncTexas South Energy Inc	50,000	$1K	<0.01%	new
MARIJUANA CO AMER INC COMMARIJUANA CO AMER INC COM	50,000	$1K	<0.01%	0
OILSANDS QUEST INC COMOILSANDS QUEST INC COM	54,750	$0	0%	new	Value filed as zero, left out of ratios.
WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON	11,400	$0	0%	new	Value filed as zero, left out of ratios.
ADVANCED OPTICSADVANCED OPTICS	2,000,000	$0	0%	new	Value filed as zero, left out of ratios.
SK3 GROUP INCSK3 GROUP INC	115,000	$0	0%	0	Value filed as zero, left out of ratios.
Seventy Seven Energy-EscrowSeventy Seven Energy-Escrow	39,265	$0	0%	new	Value filed as zero, left out of ratios.
KLEANGAS ENERGY TECHNOLOGIE…KLEANGAS ENERGY TECHNOLOGIES I	100,000	$0	0%	0	Value filed as zero, left out of ratios.
Visual Management Systems I…Visual Management Systems Inc	250,000	$0	0%	new	Value filed as zero, left out of ratios.
All-Q-Tell Corp(NV)All-Q-Tell Corp(NV)	10,000	$0	0%	new	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
MSFTMICROSOFT CORP COM	put	143,200	$16.4M	new
MDTMEDTRONIC PLC COM	put	144,300	$14.2M	new
MCDMCDONALDS CORP COM	put	78,200	$13.1M	-3,800
ADBEADOBE INC COM	put	21,400	$5.78M	+10,200
METAMETA PLATFORMS INC COM	put	6,800	$1.12M	0
WPMWHEATON PRECIOUS METALS CORP Stock	call	60,000	$1.05M	new
GENERAL MOTORS CORPGENERAL MOTORS CORP COMMON STOCK	call	27,000	$909K	+100
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY COMMON STOCK	put	17,800	$843K	-22,100
IAC INTERACTIVECORPIAC INTERACTIVECORP COM	put	3,500	$759K	0
SCCOSOUTHERN COPPER CORP COM	call	15,000	$647K	new
AMGNAMGEN INC COM	put	3,000	$622K	0
RAYTHEON CORAYTHEON CO COM NEW	put	2,000	$413K	0
FCXFREEPORT MCMORAN INC Stock	call	25,000	$348K	new
GENERAL ELEC COGENERAL ELEC CO COM	call	30,000	$339K	0

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
EEMISHARES TR	467,600	$20.3M	put
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	556,545	$19.1M	shares
DOVDOVER CORP	136,710	$10M	shares
BNYBANK OF NY MELLON CORP	53,847	$2.9M	shares
APERGY CORPAPERGY CORP	68,479	$2.86M	shares
Altice NVAltice NV	441,350	$1.8M	shares
BABAALIBABA GROUP HLDG LTD	5,000	$928K	call
WYWEYERHAEUSER CO	8,269	$301K	shares
MANMANPOWERGROUP INC WIS	3,000	$258K	shares
JDJD.COM INC	6,000	$234K	shares
WMWASTE MGMT INC DEL	2,660	$216K	shares
Suncor Energy Inc.Suncor Energy Inc.	5,185	$211K	shares
VYMVANGUARD WHITEHALL FDS	2,505	$208K	shares
VERITEX HLDGS INCVERITEX HLDGS INC	6,596	$205K	shares
A D T Ltd OrdA D T Ltd Ord	20,000	$173K	shares
THE ADT CORPORATIONTHE ADT CORPORATION	15,000	$130K	call
Morgan Stanley Fin LlcMorgan Stanley Fin Llc	12,500	$113K	shares
ABEVAMBEV SA	10,750	$50K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001144204-18-057769	base		2018-11-07	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC