FRANKLIN RESOURCES INC

13F filer, CIK 38777, San Mateo, CA

FRANKLIN RESOURCES INC reported $356,094,857,262 across 2,915 holdings for the quarter ended 2024-09-30, in a 13F-HR/A filed 2024-11-27. Its ten largest share positions make up 21.08% of the portfolio.

Filed 2024-11-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR/A 0000038777-24-000215

Period: 2024-09-30
Reported value: $356B
Holdings: 2,915
Top 10 weight: 21.08%
New: 226
Sold out: 172

Part of the filer group Franklin Resources

Brandywine Global Investment Management, LLC CLEARBRIDGE INVESTMENT MANAGEMENT LTD +28 others

How groups are built

Stakes and trades reported after 2024-09-30

13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.

CLARION PARTNERS REAL ESTATE INCOME FUN…: 13D/A 93,329 shares, 66.6% of the class, 13D/A filed 2026-10-02, 0000038777-26-000256
Accepted 2026-10-02 15:05:46 UTC, ingested 2026-10-06 10:24:52 UTC
FRANKLIN BSP PRIVATE CREDIT ADVISOR: 13D/A 6,597,084 shares, 60.3% of the class, 13D/A filed 2026-09-28, 0000038777-26-000255
Accepted 2026-09-28 17:26:59 UTC, ingested 2026-10-06 10:11:49 UTC

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+19,375,547	$3.53B
AAPLadded	+7,273,386	$1.68B
XOMadded	+4,415,012	$551M
CTASadded	+2,379,932	$503M
FERGnew	+2,371,954	$478M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
LAM RESEARCH CORPexited	-1,046,429	-$1.11B
CEGreduced	-2,314,265	-$774M
FERGUSON PLCexited	-2,238,185	-$433M
ABBVreduced	-2,080,791	-$409M
NSCreduced	-1,447,785	-$368M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR/A 0000038777-24-000215, largest first. % of portfolio is the value over $356,050,894,656, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
GLREGREENLIGHT CAP RE LTD	15,893	$219K	<0.01%	0	Timeline
FNCLFIDELITY COVINGTON TRUST	3,306	$219K	<0.01%	+1,000	Timeline
SCHESCHWAB STRATEGIC TR	7,455	$218K	<0.01%	0	Timeline
WKWORKIVA INC	2,729	$218K	<0.01%	+268	Timeline
THRYTHRYV HLDGS INC	12,223	$217K	<0.01%	-1,454	Timeline
NXHNEIGHBORHOOD INTELLIGENCE IN	21,299	$217K	<0.01%	+2,411	Timeline
BSRRSIERRA BANCORP	7,618	$216K	<0.01%	new	Timeline
ODCOIL DRI CORP AMER	3,119	$216K	<0.01%	new	Timeline
FLGTFULGENT GENETICS INC	10,548	$215K	<0.01%	new	Timeline
POSTPOST HLDGS INC	1,843	$212K	<0.01%	-218	Timeline
APPSDIGITAL TURBINE INC	60,318	$212K	<0.01%	new	Timeline
IBKRINTERACTIVE BROKERS GROUP IN	1,397	$211K	<0.01%	new	Timeline
KIDSORTHOPEDIATRICS CORP	8,135	$211K	<0.01%	0	Timeline
SPARTANNASH COSPARTANNASH CO	9,812	$211K	<0.01%	new
WFWOORI FINL GROUP INC	5,652	$209K	<0.01%	new	Timeline
DFATDIMENSIONAL ETF TRUST	3,726	$209K	<0.01%	+14	Timeline
GLNGGOLAR LNG LTD	5,294	$208K	<0.01%	-18,185	Timeline
CDRECADRE HLDGS INC	5,405	$208K	<0.01%	new	Timeline
FCFSFIRSTCASH HOLDINGS INC	1,799	$204K	<0.01%	new	Timeline
LXFRLUXFER HLDGS PLC	15,665	$203K	<0.01%	-10	Timeline
SEMLER SCIENTIFIC INCSEMLER SCIENTIFIC INC	7,403	$203K	<0.01%	-7,395
ZGZILLOW GROUP INC	3,334	$203K	<0.01%	-1,265	Timeline
IYRISHARES TR	2,031	$203K	<0.01%	+325	Timeline
CCCCC4 THERAPEUTICS INC	34,383	$202K	<0.01%	new	Timeline
RICKRCI HOSPITALITY HLDGS INC	4,804	$202K	<0.01%	0	Timeline
NMRNOMURA HLDGS INC	37,169	$201K	<0.01%	+2,082	Timeline
TSHATAYSHA GENE THERAPIES INC	100,795	$201K	<0.01%	new	Timeline
NUSNU SKIN ENTERPRISES INC	32,216	$197K	<0.01%	-1,446	Timeline
OOMAOOMA INC	17,017	$197K	<0.01%	new	Timeline
FMNBFARMERS NATIONAL BANC CORP	13,217	$197K	<0.01%	-46	Timeline
SOUNSOUNDHOUND AI INC	37,900	$197K	<0.01%	new	Timeline
DFASDIMENSIONAL ETF TRUST	2,994	$196K	<0.01%	+7	Timeline
IMCBISHARES TR	2,500	$193K	<0.01%	0	Timeline
MCSMARCUS CORP DEL	12,286	$193K	<0.01%	0	Timeline
LLYVALIBERTY MEDIA CORP	3,653	$193K	<0.01%	+51	Timeline
RIGLRIGEL PHARMACEUTICALS INC	12,766	$193K	<0.01%	new	Timeline
NZACSPDR INDEX SHS FDS	5,100	$192K	<0.01%	0	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	10,552	$191K	<0.01%	-181
ABSIABSCI CORPORATION	46,622	$191K	<0.01%	new	Timeline
PIOINVESCO EXCH TRADED FD TR II	4,500	$191K	<0.01%	0	Timeline
TMCITREACE MED CONCEPTS INC	36,487	$190K	<0.01%	new	Timeline
JBIJANUS INTERNATIONAL GROUP IN	18,436	$188K	<0.01%	-210,236	Timeline
SANASANA BIOTECHNOLOGY INC	46,573	$187K	<0.01%	+161	Timeline
AEHRAEHR TEST SYS	11,888	$186K	<0.01%	0	Timeline
IWXISHARES TR	2,225	$184K	<0.01%	0	Timeline
PACKRANPAK HOLDINGS CORP	28,900	$183K	<0.01%	+3,909	Timeline
AMCXAMC GLOBAL MEDIA INC	23,190	$181K	<0.01%	+6,340	Timeline
ERASERASCA INC	65,872	$181K	<0.01%	new	Timeline
KODKEASTMAN KODAK CO	38,185	$180K	<0.01%	new	Timeline
MTUSMETALLUS INC	12,157	$178K	<0.01%	+71	Timeline
BBIOBRIDGEBIO PHARMA INC	6,900	$178K	<0.01%	0	Timeline
CERSCERUS CORP	93,763	$177K	<0.01%	+11,338	Timeline
OLMAOLEMA PHARMACEUTICALS INC	15,081	$177K	<0.01%	0	Timeline
GDXJVANECK ETF TRUST	3,550	$176K	<0.01%	0	Timeline
JYNTJOINT CORP	16,687	$175K	<0.01%	new	Timeline
LBRDKLIBERTY BROADBAND CORP	2,174	$175K	<0.01%	new	Timeline
VERVE THERAPEUTICS INCVERVE THERAPEUTICS INC	34,155	$172K	<0.01%	+5,914
RSPTINVESCO EXCHANGE TRADED FD T	4,418	$171K	<0.01%	0	Timeline
EWUSISHARES TR	4,503	$171K	<0.01%	0	Timeline
SPHQINVESCO EXCHANGE TRADED FD T	2,500	$170K	<0.01%	-158	Timeline
IAGIAMGOLD CORP	34,320	$168K	<0.01%	-1,820	Timeline
SFLSFL CORPORATION LTD	14,673	$168K	<0.01%	-2,687	Timeline
AMPYAMPLIFY ENERGY CORP NEW	24,207	$167K	<0.01%	+401	Timeline
XLBSELECT SECTOR SPDR TR	1,723	$166K	<0.01%	-79	Timeline
RGPRESOURCES CONNECTION INC	20,067	$166K	<0.01%	+314	Timeline
VTWOVANGUARD SCOTTSDALE FDS	1,841	$166K	<0.01%	+1,544	Timeline
SLQDISHARES TR	3,300	$165K	<0.01%	0	Timeline
EZUISHARES INC	3,201	$165K	<0.01%	-20	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	19,133	$164K	<0.01%	0	Timeline
HNSTHONEST CO INC	44,058	$164K	<0.01%	new	Timeline
IYFISHARES TR	1,500	$162K	<0.01%	0	Timeline
ICFISHARES TR	2,500	$161K	<0.01%	0	Timeline
ALTUS POWER INCALTUS POWER INC	51,035	$161K	<0.01%	+16,370
XLYSELECT SECTOR SPDR TR	808	$160K	<0.01%	-218	Timeline
UECURANIUM ENERGY CORP	22,245	$159K	<0.01%	+2,505	Timeline
ADVADVANTAGE SOLUTIONS INC	48,373	$158K	<0.01%	0	Timeline
DNUTKRISPY KREME INC	14,467	$158K	<0.01%	+3,395	Timeline
RIGTRANSOCEAN LTD	36,948	$157K	<0.01%	new	Timeline
CENTCENTRAL GARDEN & PET CO	4,521	$157K	<0.01%	+1,016	Timeline
BF-ABROWN FORMAN CORP	3,266	$156K	<0.01%	-39	Timeline
SILGLOBAL X FDS	4,245	$154K	<0.01%	+3,245	Timeline
XHESPDR SERIES TRUST	1,750	$154K	<0.01%	0	Timeline
UHALU HAUL HOLDING COMPANY	2,000	$149K	<0.01%	new	Timeline
MSMLISHARES TR	2,500	$148K	<0.01%	0	Timeline
VXFVANGUARD INDEX FDS	790	$147K	<0.01%	0	Timeline
CRGYCRESCENT ENERGY COMPANY	10,958	$147K	<0.01%	-39,624	Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	4,234	$146K	<0.01%	+3,424	Timeline
THTARGET HOSPITALITY CORP	19,001	$146K	<0.01%	+326	Timeline
ASXASE TECHNOLOGY HLDG CO LTD	14,236	$145K	<0.01%	+847	Timeline
AUPHAURINIA PHARMACEUTICALS INC	20,253	$144K	<0.01%	-75,024	Timeline
ITEOS THERAPEUTICS INCITEOS THERAPEUTICS INC	14,801	$144K	<0.01%	-32,791
BTEBAYTEX ENERGY CORP	43,692	$143K	<0.01%	-3,568	Timeline
LRMRLARIMAR THERAPEUTICS INC	19,723	$143K	<0.01%	+3,549	Timeline
REDFIN CORPREDFIN CORP	12,831	$143K	<0.01%	new
UMCUNITED MICROELECTRONICS CORP	17,350	$142K	<0.01%	-839	Timeline
AGFIRST MAJESTIC SILVER CORP	21,464	$142K	<0.01%	-806	Timeline
OCGNOCUGEN INC	149,217	$142K	<0.01%	new	Timeline
ACCOLADE INCACCOLADE INC	38,437	$141K	<0.01%	+8
NNOXNANO X IMAGING LTD	23,366	$140K	<0.01%	new	Timeline
HRTGHERITAGE INSURANCE HLDGS INC	13,362	$140K	<0.01%	-61,931	Timeline
INGNINOGEN INC	15,188	$139K	<0.01%	new	Timeline
COTYCOTY INC	15,204	$139K	<0.01%	+394	Timeline
REAXTHE REAL BROKERAGE INC	26,402	$138K	<0.01%	new	Timeline
NABLN-ABLE INC	10,968	$138K	<0.01%	-7	Timeline
DLNWISDOMTREE TR	1,686	$135K	<0.01%	0	Timeline
EQXEQUINOX GOLD CORP	22,308	$133K	<0.01%	-1,183	Timeline
NKTXNKARTA INC	33,345	$131K	<0.01%	new	Timeline
GEFGREIF INC	2,058	$130K	<0.01%	-72	Timeline
PATHUIPATH INC	10,160	$129K	<0.01%	-3,395	Timeline
DIEMFRANKLIN TEMPLETON ETF TR	4,521	$128K	<0.01%	-382	Timeline
FMDEFIDELITY COVINGTON TRUST	3,912	$128K	<0.01%	-88	Timeline
RXRXRECURSION PHARMACEUTICALS IN	18,963	$127K	<0.01%	+7,027	Timeline
GLDDGREAT LAKES DREDGE & DOCK CO	11,036	$126K	<0.01%	-40	Timeline
DONWISDOMTREE TR	2,446	$126K	<0.01%	0	Timeline
FIDUFIDELITY COVINGTON TRUST	1,687	$125K	<0.01%	0	Timeline
FCOMFIDELITY COVINGTON TRUST	2,215	$123K	<0.01%	0	Timeline
BBBLACKBERRY LTD	47,741	$121K	<0.01%	+1,939	Timeline
DFIVDIMENSIONAL ETF TRUST	3,181	$120K	<0.01%	+19	Timeline
CHARGEPOINT HLDGS INCCHARGEPOINT HLDGS INC	88,282	$117K	<0.01%	new
HACKAMPLIFY ETF TR	1,589	$114K	<0.01%	+1	Timeline
AGNGGLOBAL X FDS	3,456	$113K	<0.01%	+12	Timeline
XLCSELECT SECTOR SPDR TR	1,237	$112K	<0.01%	+20	Timeline
TNGXTANGO THERAPEUTICS INC	16,427	$112K	<0.01%	-9,021	Timeline
SAFETY SHOT INCSAFETY SHOT INC	90,590	$110K	<0.01%	0
BOTZGLOBAL X FDS	3,330	$108K	<0.01%	0	Timeline
ROCKET LAB USA INCROCKET LAB USA INC	10,869	$107K	<0.01%	new
VETVERMILION ENERGY INC	10,191	$106K	<0.01%	-532	Timeline
VOOVVANGUARD ADMIRAL FDS INC	542	$105K	<0.01%	0	Timeline
CGNTCOGNYTE SOFTWARE LTD	15,033	$104K	<0.01%	-2,201	Timeline
JIREJ P MORGAN EXCHANGE TRADED F	1,575	$103K	<0.01%	-26	Timeline
CWISPDR INDEX SHS FDS	3,336	$101K	<0.01%	0	Timeline
SCHBSCHWAB STRATEGIC TR	4,420	$99.8K	<0.01%	+4,000	Timeline
SCHPSCHWAB STRATEGIC TR	3,656	$97.1K	<0.01%	+37	Timeline
CDXSCODEXIS INC	29,456	$94.8K	<0.01%	0	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	428	$93.7K	<0.01%	0	Timeline
MPTMEDICAL PROPERTIES TRUST INC	20,377	$92.3K	<0.01%	-73,367	Timeline
IWCISHARES TR	735	$91.9K	<0.01%	0	Timeline
NATNORDIC AMERICAN TANKERS LIMI	25,333	$91.7K	<0.01%	+12,651	Timeline
TBPHTHERAVANCE BIOPHARMA INC	11,011	$90.6K	<0.01%	-1,736	Timeline
FENYFIDELITY COVINGTON TRUST	3,565	$90.6K	<0.01%	+204	Timeline
JNKSPDR SERIES TRUST	935	$90.6K	<0.01%	0	Timeline
EGANEGAIN CORP	18,226	$88.8K	<0.01%	-126	Timeline
FULCFULCRUM THERAPEUTICS INC	24,821	$88.6K	<0.01%	0	Timeline
NFRAFLEXSHARES TR	1,457	$85.9K	<0.01%	0	Timeline
EEMVISHARES INC	1,350	$83.8K	<0.01%	0	Timeline
AIVLWISDOMTREE TR	740	$82.8K	<0.01%	0	Timeline
CRNTCERAGON NETWORKS LTD	31,739	$80.6K	<0.01%	0	Timeline
SPCEVIRGIN GALACTIC HOLDINGS INC	12,199	$80.4K	<0.01%	new	Timeline
WWAYFAIR INC	1,449	$80K	<0.01%	+16	Timeline
NIONIO INC	13,698	$79.3K	<0.01%	+506	Timeline
CLVTCLARIVATE PLC	11,532	$78.8K	<0.01%	+532	Timeline
ITAISHARES TR	492	$75.6K	<0.01%	+127	Timeline
ETHOAMPLIFY ETF TR	1,250	$75.2K	<0.01%	0	Timeline
FLUDFRANKLIN TEMPLETON ETF TR	3,000	$74.7K	<0.01%	0	Timeline
HLFHERBALIFE LTD	10,937	$74.4K	<0.01%	-211	Timeline
FSTAFIDELITY COVINGTON TRUST	1,440	$72.9K	<0.01%	0	Timeline
IHIISHARES TR	1,220	$72.1K	<0.01%	0	Timeline
AURAURORA INNOVATION INC	12,354	$72K	<0.01%	new	Timeline
IWYISHARES TR	317	$71.1K	<0.01%	+48	Timeline
XOPSPDR SERIES TRUST	500	$69.4K	<0.01%	0	Timeline
NAGENIAGEN BIOSCIENCE INC	19,997	$68.2K	<0.01%	new	Timeline
ORGOORGANOGENESIS HLDGS INC	22,045	$68.1K	<0.01%	+202	Timeline
FENCFENNEC PHARMACEUTICALS INC	14,799	$67.2K	<0.01%	+2,330	Timeline
IGFISHARES TR	1,172	$64.2K	<0.01%	-123	Timeline
CWBSPDR SERIES TRUST	824	$63.9K	<0.01%	+256	Timeline
MCHIISHARES TR	1,237	$63.8K	<0.01%	0	Timeline
UUUUENERGY FUELS INC	11,051	$63.4K	<0.01%	0	Timeline
COMPCOMPASS INC	10,431	$62K	<0.01%	-16,572	Timeline
IMCGISHARES TR	827	$61.9K	<0.01%	+73	Timeline
WELLS FARGO & COWELLS FARGO & CO	48	$61K	<0.01%	0
HPPHUDSON PAC PPTYS INC	13,449	$60.5K	<0.01%	-9,234	Timeline
EUENCORE ENERGY CORP	14,872	$60.4K	<0.01%	new	Timeline
BBJPJ P MORGAN EXCHANGE TRADED F	1,024	$60.3K	<0.01%	0	Timeline
PKBINVESCO EXCHANGE TRADED FD T	742	$60K	<0.01%	0	Timeline
XERSXERIS BIOPHARMA HOLDINGS INC	19,561	$58.1K	<0.01%	+73	Timeline
BORRBORR DRILLING LTD	10,937	$57.9K	<0.01%	+293	Timeline
NGNOVAGOLD RESOURCES INC	16,058	$57K	<0.01%	-534	Timeline
LLYVKLIBERTY MEDIA CORP DEL	1,020	$55.6K	<0.01%	+918	Timeline
PGENPRECIGEN INC	60,421	$54.6K	<0.01%	-592	Timeline
IWLISHARES TR	375	$53.7K	<0.01%	new	Timeline
SILJAMPLIFY ETF TR	4,000	$53.2K	<0.01%	0	Timeline
SCHGSCHWAB STRATEGIC TR	1,992	$53.1K	<0.01%	+338	Timeline
EVEXEVE HLDG INC	16,604	$53K	<0.01%	new	Timeline
BRF SABRF SA	12,553	$52.2K	<0.01%	-3
RSPGINVESCO EXCHANGE TRADED FD T	625	$50.7K	<0.01%	new	Timeline
FUBOFUBOTV INC	31,745	$50.2K	<0.01%	+394	Timeline
FWONALIBERTY MEDIA CORP DEL	677	$49.3K	<0.01%	-32	Timeline
GGBGERDAU SA	14,445	$48K	<0.01%	+32	Timeline
SVCSERVICE PPTYS TR	10,250	$47.4K	<0.01%	-844	Timeline
PBYIPUMA BIOTECHNOLOGY INC	15,967	$45.5K	<0.01%	new	Timeline
BBCAJ P MORGAN EXCHANGE TRADED F	605	$43.9K	<0.01%	0	Timeline
SHYGISHARES TR	1,010	$43.5K	<0.01%	+325	Timeline
XLRESELECT SECTOR SPDR TR	974	$42.6K	<0.01%	+487	Timeline
BBEUJ P MORGAN EXCHANGE TRADED F	694	$42.6K	<0.01%	0	Timeline
AUTLAUTOLUS THERAPEUTICS LTD	10,000	$41.8K	<0.01%	0	Timeline
HBIOHARVARD BIOSCIENCE INC	16,660	$41.5K	<0.01%	+100	Timeline
XLISELECT SECTOR SPDR TR	296	$41.2K	<0.01%	-456	Timeline
HRTXHERON THERAPEUTICS INC	23,026	$41.2K	<0.01%	-6,304,716	Timeline
ONLORION PROPERTIES INC	10,227	$40K	<0.01%	new	Timeline
SPSBSPDR SERIES TRUST	1,286	$38.7K	<0.01%	+136	Timeline
CLNECLEAN ENERGY FUELS CORP	12,792	$37.2K	<0.01%	-5,991	Timeline
CIGCIA ENERGETICA DE MINAS GERA	18,500	$36.4K	<0.01%	+4,487	Timeline
MLPXGLOBAL X FDS	625	$35.9K	<0.01%	0	Timeline
MGVVANGUARD WORLD FD	271	$35.4K	<0.01%	0	Timeline
IXGISHARES TR	360	$34.6K	<0.01%	0	Timeline
BBAXJ P MORGAN EXCHANGE TRADED F	651	$34.5K	<0.01%	0	Timeline
SLYGSPDR SERIES TRUST	350	$32.7K	<0.01%	0	Timeline
CHEFCHEFS WHSE INC	795	$31.7K	<0.01%	+2	Timeline
FXIISHARES TR	952	$31.2K	<0.01%	new	Timeline
OPENOPENDOOR TECHNOLOGIES INC	15,890	$30.7K	<0.01%	-288,455	Timeline
LBRDALIBERTY BROADBAND CORP	370	$29.6K	<0.01%	new	Timeline
FUTYFIDELITY COVINGTON TRUST	562	$28.9K	<0.01%	0	Timeline
RSPHINVESCO EXCHANGE TRADED FD T	900	$28.6K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	12,540	$28.2K	<0.01%	-665	Timeline
SPHYSPDR SERIES TRUST	1,167	$27.8K	<0.01%	+33	Timeline
ISTBISHARES TR	575	$27.7K	<0.01%	0	Timeline
FMATFIDELITY COVINGTON TRUST	500	$27.2K	<0.01%	0	Timeline
RUSHBRUSH ENTERPRISES INC	558	$25.8K	<0.01%	new	Timeline
CHGGCHEGG INC	16,919	$25.4K	<0.01%	-65,172	Timeline
PGXINVESCO EXCH TRADED FD TR II	2,000	$24.9K	<0.01%	0	Timeline
SHESPDR SERIES TRUST	210	$24.5K	<0.01%	0	Timeline
CANCANAAN INC	23,925	$24.2K	<0.01%	0	Timeline
NUVATION BIO INCNUVATION BIO INC	266,666	$24K	<0.01%	0
PZAINVESCO EXCH TRADED FD TR II	1,000	$23.9K	<0.01%	0	Timeline
DBEFDBX ETF TR	559	$23.8K	<0.01%	new	Timeline
SPTISPDR SERIES TRUST	826	$23.6K	<0.01%	0	Timeline
CRBUCARIBOU BIOSCIENCES INC	12,291	$23.4K	<0.01%	new	Timeline
BONDPIMCO ETF TR	250	$23.2K	<0.01%	-246	Timeline
FRELFIDELITY COVINGTON TRUST	784	$22.6K	<0.01%	0	Timeline
EUSBISHARES TR	511	$22.2K	<0.01%	+71	Timeline
WTIW & T OFFSHORE INC	10,291	$21.9K	<0.01%	new	Timeline
PLUGPLUG PWR INC	10,324	$21.5K	<0.01%	-8,015	Timeline
DDWMWISDOMTREE TR	574	$20.4K	<0.01%	0	Timeline
IXJISHARES TR	200	$19.7K	<0.01%	0	Timeline
TANINVESCO EXCH TRADED FD TR II	500	$19.4K	<0.01%	0	Timeline
XTISHARES TR	300	$18.5K	<0.01%	0	Timeline
PWVINVESCO EXCHANGE TRADED FD T	299	$17.9K	<0.01%	0	Timeline
XMESPDR SERIES TRUST	275	$17.8K	<0.01%	0	Timeline
BBDOBANCO BRADESCO S A	6,886	$16.2K	<0.01%	+3,949	Timeline
WOODISHARES TR	190	$15.8K	<0.01%	0	Timeline
VGLTVANGUARD SCOTTSDALE FDS	258	$15.2K	<0.01%	+114	Timeline
HYLBDBX ETF TR	416	$15.2K	<0.01%	new	Timeline
TRIPTRIPADVISOR INC	1,013	$14.9K	<0.01%	new	Timeline
FEZSPDR INDEX SHS FDS	270	$14.2K	<0.01%	0	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	2,104	$14.2K	<0.01%	0
IHEISHARES TR	198	$14.1K	<0.01%	-450	Timeline
IAGGISHARES TR	262	$13.5K	<0.01%	0	Timeline
INCEFRANKLIN TEMPLETON ETF TR	227	$13.4K	<0.01%	0	Timeline
PFFVGLOBAL X FDS	554	$13.3K	<0.01%	-331	Timeline
VFHVANGUARD WORLD FD	110	$12.5K	<0.01%	+15	Timeline
FELVFIDELITY COVINGTON TRUST	395	$12.5K	<0.01%	-98	Timeline
REALTHE REALREAL INC	3,684	$12.2K	<0.01%	new	Timeline
DEMWISDOMTREE TR	271	$12K	<0.01%	0	Timeline
CALFPACER FDS TR	249	$11.6K	<0.01%	0	Timeline
SCHASCHWAB STRATEGIC TR	420	$10.9K	<0.01%	0	Timeline
GNRSPDR INDEX SHS FDS	185	$10.7K	<0.01%	new	Timeline
SHAGWISDOMTREE TR	200	$9.53K	<0.01%	0	Timeline
IHFISHARES TR	165	$9.38K	<0.01%	0	Timeline
SCHOSCHWAB STRATEGIC TR	368	$8.94K	<0.01%	+1	Timeline
FITESPDR SERIES TRUST	140	$8.93K	<0.01%	0	Timeline
RWLINVESCO EXCH TRADED FD TR II	87	$8.67K	<0.01%	-75	Timeline
BKFISHARES INC	202	$8.19K	<0.01%	0	Timeline
TLHISHARES TR	77	$8.1K	<0.01%	0	Timeline
LEVGQLION ELEC CO COM (CAN)	10,000	$7.5K	<0.01%	0	Timeline
VRPINVESCO EXCH TRADED FD TR II	296	$7.27K	<0.01%	new	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	140	$6.38K	<0.01%	0	Timeline
QLTAISHARES TR	128	$6.18K	<0.01%	new	Timeline
ENVESTNET INCENVESTNET INC	96	$6.03K	<0.01%	-306,397
DBEUDBX ETF TR	141	$6.02K	<0.01%	new	Timeline
ITEQAMPLIFY ETF TR	123	$6.01K	<0.01%	0	Timeline
DFGRDIMENSIONAL ETF TRUST	208	$5.85K	<0.01%	0	Timeline
LITGLOBAL X FDS	130	$5.72K	<0.01%	0	Timeline
XSOEWISDOMTREE TR	165	$5.48K	<0.01%	0	Timeline
FLGBFRANKLIN TEMPLETON ETF TR	192	$5.39K	<0.01%	0	Timeline
RWXSPDR INDEX SHS FDS	184	$4.89K	<0.01%	0	Timeline
SPIPSPDR SERIES TRUST	186	$4.84K	<0.01%	new	Timeline
SNPEDBX ETF TR	78	$4.18K	<0.01%	new	Timeline
SCHFSCHWAB STRATEGIC TR	200	$4.06K	<0.01%	0	Timeline
HYMBSPDR SERIES TRUST	147	$3.83K	<0.01%	+9	Timeline
METCBRAMACO RES INC	320	$3.47K	<0.01%	+34	Timeline
iShares MSCI Frontier 100iShares MSCI Frontier 100	125	$3.44K	<0.01%	new
BILSPDR SERIES TRUST	36	$3.3K	<0.01%	0	Timeline
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	11,329	$2.9K	<0.01%	0
PGFINVESCO EXCHANGE TRADED FD T	177	$2.79K	<0.01%	+2	Timeline
IUSVISHARES TR	25	$2.42K	<0.01%	0	Timeline
EMGFISHARES INC	47	$2.35K	<0.01%	0	Timeline
GRABWGRAB HOLDINGS LIMITED	10,001	$2K	<0.01%	0	Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	79	$1.73K	<0.01%	0
DMBSDOUBLELINE ETF TRUST	34	$1.68K	<0.01%	new	Timeline
SPLBSPDR SERIES TRUST	70	$1.65K	<0.01%	new	Timeline
CIG-CCIA ENERGETICA DE MINAS GERA	554	$1.39K	<0.01%	0	Timeline
EWJVISHARES TR	37	$1.21K	<0.01%	+1	Timeline
NE/WSNOBLE CORP PLC	61	$1.09K	<0.01%	new	Timeline
BLVVANGUARD BD INDEX FDS	14	$1.02K	<0.01%	0	Timeline
NOBLE CORP PLCNOBLE CORP PLC	61	$880	<0.01%	new
PBWINVESCO EXCHANGE TRADED FD T	31	$635	<0.01%	0	Timeline
PPAINVESCO EXCHANGE TRADED FD T	5	$592	<0.01%	new	Timeline
ARGTGLOBAL X FDS	6	$403	<0.01%	new	Timeline
SGOVISHARES TR	4	$402	<0.01%	-472	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AAPLAPPLE INC COM	put	63,000	$14.6M	new
TLTISHARES TR 20 YR TR BD ETF	put	134,000	$12.6M	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	10,500	$6.14M	new
DIASTATE STR SPDR DOW JONES IND UT SER 1	put	10,800	$4.65M	new
QQQINVESCO QQQ TR COM	put	4,900	$2.44M	0
IWMISHARES TR SHS	put	8,100	$1.81M	-200
DKSDICKS SPORTING GOODS INC Stock	put	4,500	$922K	new
TLTISHARES TR 20 YR TR BD ETF	call	9,300	$872K	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

The largest 100 of 108. All 108

Security	Type	Amount	Value	Change
AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1	principal	52,256,000	$102M	-13,055,000
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1	principal	71,032,000	$84M	+454,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	48,500,000	$80.2M	-7,500,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0	principal	63,569,000	$75.6M	-2,500,000
CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1	principal	74,000,000	$75.2M	new
BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1	principal	52,145,000	$71.2M	new
CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1	principal	75,705,000	$70.8M	-7,589,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	30,623,000	$70.3M	-1,221,000
FLUOR CORPFLUOR CORP NOTE 1.125% 8/1	principal	54,375,000	$70M	new
WORKIVA INCWORKIVA INC NOTE 1.250% 8/1	principal	73,559,000	$70M	new
INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1	principal	43,537,000	$70M	-993,000
INSMED INCINSMED INC NOTE 0.750% 6/0	principal	29,217,000	$68.9M	-12,647,000
ENVESTNET INCENVESTNET INC NOTE 2.625%12/0	principal	62,000,000	$66M	-6,239,000
PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1	principal	61,000,000	$64.8M	-2,000,000
OKTA INCOKTA INC NOTE 0.125% 9/0	principal	67,500,000	$64.7M	-3,000,000
VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0	principal	68,099,000	$64M	-1,087,000
FRESHPET INCFRESHPET INC NOTE 3.000% 4/0	principal	29,000,000	$63.2M	-6,000,000
MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1	principal	41,000,000	$60.2M	0
ETSY INCETSY INC NOTE 0.125% 9/0	principal	67,151,000	$57.2M	-15,000,000
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1	principal	45,005,000	$53.4M	0
SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0	principal	49,385,000	$51.8M	-1,357,000
ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond	principal	47,692,000	$51.7M	+158,000
DEXCOM INCDEXCOM INC NOTE 0.375% 5/1	principal	52,503,000	$46.4M	-14,996,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1	principal	44,761,000	$44.5M	-25,000,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1	principal	38,000,000	$44.5M	-2,000,000
HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0	principal	21,945,000	$43.5M	-386,000
CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1	principal	36,496,000	$41.4M	+347,000
MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0	principal	24,929,000	$37.1M	+178,000
Shift4 Payments IncShift4 Payments Inc Convertible bond	principal	28,000,000	$35.3M	0
Viavi Solutions IncViavi Solutions Inc Convertible bond	principal	35,081,000	$35.1M	-3,000,000
ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1	principal	31,500,000	$34.8M	0
OIL STS INTL INCOIL STS INTL INC NOTE 4.750% 4/0	principal	34,830,000	$34.1M	0
HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 3/0	principal	35,000,000	$32.5M	0
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1	principal	35,000,000	$32.2M	0
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 12/0	principal	32,500,000	$30.6M	-5,000,000
DEXCOM INCDEXCOM INC NOTE 0.250%11/1	principal	31,000,000	$29.6M	-8,000,000
SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1	principal	25,000,000	$27.3M	0
WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0	principal	57,019,000	$24.7M	+510,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0	principal	16,268,000	$23.6M	new
WOLFSPEED INCWOLFSPEED INC NOTE 0.250% 2/1	principal	38,000,000	$17.7M	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0	principal	15,259,000	$15.4M	+635,000
THE REALREAL INCTHE REALREAL INC CNV	principal	30,000,000	$14.7M	0
TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1	principal	11,181,000	$14M	+1,595,000
TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1	principal	9,523,000	$12.9M	new
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1	principal	9,604,000	$12.2M	-2,436,000
SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0	principal	12,090,000	$11.4M	+389,000
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1	principal	10,308,000	$11.4M	-105,000
SNAP INCSNAP INC NOTE 5/0	principal	12,414,000	$10.7M	-583,000
OKTA INCOKTA INC NOTE 0.375% 6/1	principal	11,467,000	$10.6M	+712,000
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0	principal	4,841,000	$10.6M	+164,000
ETSY INCETSY INC NOTE 0.250% 6/1	principal	12,983,000	$10.6M	+632,000
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0	principal	11,014,000	$10.2M	-371,000
ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0	principal	6,857,000	$9.9M	+446,000
CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0	principal	9,260,000	$9.89M	+411,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1	principal	8,597,000	$9.84M	+2,133,000
ANYWHERE REAL ESTATE GROUP LANYWHERE REAL ESTATE GROUP L CNV	principal	11,135,000	$9.73M	+3,000,000
NUTANIX INCNUTANIX INC Convertible	principal	7,214,000	$9.11M	+583,000
CABLE ONE INCCABLE ONE INC NOTE	principal	11,092,000	$8.82M	+813,000
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1	principal	2,177,000	$8.64M	-436,000
FIVERR INTL LTDFIVERR INTL LTD NOTE 11/0	principal	8,980,000	$8.47M	+445,000
PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0	principal	5,554,000	$8.4M	+226,000
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1	principal	8,799,000	$8.39M	+3,793,000
WORKIVA INCWORKIVA INC NOTE 1.125% 8/1	principal	7,000,000	$8.14M	0
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0	principal	2,060,000	$7.76M	-633,000
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1	principal	7,134,000	$7.41M	+444,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1	principal	5,911,000	$7.25M	+3,880,000
IMPINJ INCIMPINJ INC NOTE 1.125% 5/1	principal	3,289,000	$7.23M	+293,000
LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible	principal	4,570,000	$7.13M	-1,210,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0	principal	6,778,000	$7.08M	-2,712,000
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1	principal	5,864,000	$6.94M	-641,000
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1	principal	7,295,000	$6.54M	+357,000
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1	principal	5,034,000	$6.16M	+464,000
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1	principal	6,645,000	$5.86M	-7,421,000
DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNV	principal	6,312,000	$5.42M	-1,562,000
BLOCK INCBLOCK INC NOTE 5/0	principal	5,582,000	$5.16M	new
AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A	principal	5,351,000	$4.99M	+655,000
TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0	principal	2,897,000	$4.74M	-1,058,000
INNOVIVA INCINNOVIVA INC NOTE 2.500% 8/1	principal	3,850,000	$4.71M	0
NABORS INDS INCNABORS INDS INC NOTE 1.750% 6/1	principal	5,678,000	$4.48M	0
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1	principal	4,938,000	$4.27M	+188,000
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0	principal	5,000,000	$3.74M	new
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1	principal	3,235,000	$3.65M	-773,000
CONFLUENT INCCONFLUENT INC NOTE 1/1	principal	3,433,000	$3.05M	+266,000
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1	principal	3,000,000	$2.89M	new
WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0	principal	3,000,000	$2.86M	new
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0	principal	2,394,000	$2.73M	-3,822,000
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1	principal	2,298,000	$2.37M	-1,114,000
SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1	principal	2,146,000	$2.14M	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0	principal	1,430,000	$2.1M	0
BLOCK INCBLOCK INC NOTE 0.250%11/0	principal	2,132,000	$1.84M	-44,761,000
DROPBOX INCDROPBOX INC NOTE 3/0	principal	1,626,000	$1.58M	-5,664,000
AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1	principal	1,254,000	$1.28M	new
STARWOOD PPTY TR INCSTARWOOD PPTY TR INC NOTE 6.750% 7/1	principal	1,093,000	$1.17M	0
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0	principal	1,124,000	$967K	0
TripAdvisor IncTripAdvisor Inc CONV	principal	1,000,000	$931K	new
WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0	principal	1,000,000	$743K	new
JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1	principal	781,000	$738K	0
DAYFORCE INCDAYFORCE INC NOTE 0.250% 3/1	principal	707,000	$668K	0
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	441,000	$597K	-3,000
SEA LTDSEA LTD NOTE 2.375%12/0	principal	469,000	$585K	0

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 172. All 172

Security	Shares before	Value before	Type
LAM RESEARCH CORPLAM RESEARCH CORP	1,046,429	$1.11B	shares
FERGUSON PLCFERGUSON PLC	2,238,185	$433M	shares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	2,292,312	$345M	shares
ORCLORACLE CORP	489,726	$69.1M	call
PIPRPIPER SANDLER COS	281,012	$64.7M	shares
FIVEFIVE BELOW INC	477,062	$52M	shares
GPREGREEN PLAINS INC	1,779,508	$28.2M	shares
RHRH	24,000,000	$27.7M	principal
KMTKENNAMETAL INC	971,094	$22.9M	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	26,210	$21.5M	shares
IIININSTEEL INDS INC	660,677	$20.5M	shares
BLACKLINE INCBLACKLINE INC	20,500,000	$20.4M	principal
FLTWFRANKLIN TEMPLETON ETF TR	415,000	$20.2M	shares
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW	20,000,000	$20M	principal
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	1,080,287	$16.7M	shares
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD	14,750,000	$14.7M	principal
STERICYCLE INCSTERICYCLE INC	226,913	$13.2M	shares
ROIVROIVANT SCIENCES LTD	1,145,203	$12.1M	shares
ALTAIR ENGR INCALTAIR ENGR INC	6,582,000	$9.6M	principal
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	117,236	$8.07M	shares
TERNTERNS PHARMACEUTICALS INC	1,122,842	$7.65M	shares
LYFT INCLYFT INC	7,349,000	$7.09M	principal
SITE CENTERS CORPSITE CENTERS CORP	470,275	$6.82M	shares
PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP	6,444,000	$6.78M	principal
VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP	5,000,000	$5.27M	principal
ENVESTNET INCENVESTNET INC	4,900,000	$4.75M	principal
LUMENTUM HLDGS INCLUMENTUM HLDGS INC	5,083,000	$4.6M	principal
DLXDELUXE CORP MEDIUM TERM NTS	199,778	$4.49M	shares
PWPPERELLA WEINBERG PARTNERS	251,826	$4.09M	shares
BURLINGTON STORES INCBURLINGTON STORES INC	3,000,000	$3.55M	principal
CTSCTS CORP	69,774	$3.53M	shares
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORP	4,000,000	$3.53M	principal
ENCORE WIRE CORPENCORE WIRE CORP	12,020	$3.48M	shares
CONMED CORPCONMED CORP	3,867,000	$3.46M	principal
NEWTNEWTEKONE INC	250,067	$3.14M	shares
SPIBSPDR SERIES TRUST	95,000	$3.09M	shares
UTIUNIVERSAL TECHNICAL INST INC	195,025	$3.07M	shares
AAALCOA CORP	76,931	$3.06M	shares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R	73,014	$2.97M	shares
TREXTREX INC	39,480	$2.93M	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	174,010	$2.69M	shares
CYTOKINETICS INCCYTOKINETICS INC	1,953,000	$2.55M	principal
GUARDANT HEALTH INCGUARDANT HEALTH INC	3,163,000	$2.45M	principal
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	3,420,000	$2.14M	principal
FUTUFUTU HLDGS LTD	29,177	$1.91M	shares
EQNREQUINOR ASA	66,189	$1.89M	shares
RWAYRUNWAY GROWTH FINANCE CORP	153,129	$1.8M	shares
SABASABA CAPITAL INCOME & OPPORT	228,268	$1.78M	shares
CCBGCAPITAL CITY BANK	56,816	$1.62M	shares
CIENCIENA CORP	31,817	$1.53M	shares
SXISTANDEX INTL CORP	9,312	$1.5M	shares
AAPADVANCE AUTO PARTS INC	23,030	$1.46M	shares
NLOPNET LEASE OFFICE PROPERTIES	58,632	$1.44M	shares
ESABESAB CORPORATION	14,172	$1.34M	shares
GEOGEO GROUP INC	92,324	$1.33M	shares
MERCMERCER INTL INC	152,940	$1.31M	shares
VTMXVESTA REAL ESTATE CORP	43,242	$1.3M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	96,445	$1.25M	shares
BILL HOLDINGS INCBILL HOLDINGS INC	1,329,000	$1.14M	principal
IDYAIDEAYA BIOSCIENCES INC	31,725	$1.11M	shares
TKOTKO GROUP HOLDINGS INC	10,238	$1.11M	shares
WESTROCK COWESTROCK CO	21,541	$1.08M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	322,930	$1.04M	shares
COINBASE GLOBAL INCCOINBASE GLOBAL INC	1,000,000	$1.03M	principal
INFINERA CORPINFINERA CORP	161,644	$984K	shares
LAZLAZARD INC	23,368	$892K	shares
XRAYDENTSPLY SIRONA INC	35,112	$875K	shares
CLWCLEARWATER PAPER CORP	16,704	$810K	shares
GRALGRAIL INC	52,567	$808K	shares
EBEVENTBRITE INC-CLASS A	160,927	$779K	shares
EVERBRIDGE INCEVERBRIDGE INC	21,910	$767K	shares
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	22,730	$753K	shares
ACTIVESHARES ETF TRACTIVESHARES ETF TR	20,000	$720K	shares
PMTPENNYMAC MTG INVT TR	49,512	$681K	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	24,075	$651K	shares
HIBBETT INCHIBBETT INC	7,309	$637K	shares
NUVBNUVATION BIO INC	216,814	$633K	shares
AMBPARDAGH METAL PACKAGING S A	185,360	$630K	shares
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INC	396,742	$591K	shares
SILVERBOW RES INCSILVERBOW RES INC	14,969	$566K	shares
MSBIMIDLAND STATES BANCORP INC	23,505	$532K	shares
MNTKMONTAUK RENEWABLES INC	85,158	$485K	shares
IARTINTEGRA LIFESCIENCES HLDGS C	16,556	$482K	shares
ADPTADAPTIVE BIOTECHNOLOGIES COR	127,975	$463K	shares
VSXYVICTORIAS SECRET AND CO	26,185	$463K	shares
AGENAGENUS INC	27,562	$462K	shares
BOOMDMC GLOBAL INC	30,276	$437K	shares
PREMIER INCPREMIER INC	23,197	$433K	shares
PACTIV EVERGREEN INCPACTIV EVERGREEN INC	36,374	$412K	shares
AARONS CO INCAARONS CO INC	40,694	$406K	shares
CIFRCIPHER DIGITAL INC	96,478	$400K	shares
AALAMERICAN AIRLINES GROUP INC	35,065	$397K	shares
EBCEASTERN BANKSHARES INC	27,548	$385K	shares
CVICVR ENERGY INC	14,309	$383K	shares
MOVMOVADO GROUP INC	14,392	$358K	shares
GUESS? INCGUESS? INC	17,298	$353K	shares
TBITRUEBLUE INC	33,697	$347K	shares
TWITITAN INTL INC ILL	46,283	$343K	shares
AMLPALPS ETF TR	6,800	$326K	shares
TRUETRUECAR INC	103,553	$324K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000038777-24-000181	superseded		2024-11-12	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC
13F-HR/A 0000038777-24-000215	base	restatement	2024-11-27	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC