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Foundations Investment Advisors, LLC

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13F filer, CIK 1743404, PHOENIX, AZ

Foundations Investment Advisors, LLC reported $6,882,162,147 across 1,039 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-03. Its ten largest share positions make up 22.24% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001743404-25-000008

Period
2025-09-30
Reported value
$6.88B
Holdings
1,039
Top 10 weight
22.24%
New
192
Sold out
69

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SOXXadded+329,650$89.4M
OEFadded+179,211$59.6M
BILadded+570,492$52.3M
ITAnew+166,918$34.9M
BAIadded+1,003,629$34.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-128,971-$85.9M
VOXreduced-386,138-$72.5M
IYWreduced-289,958-$56.8M
EFGreduced-496,903-$56.6M
ARKWreduced-202,477-$35.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001743404-25-000008, largest first. % of portfolio is the value over $6,880,297,656, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 104,168 shares 104,168$180K<0.01%new
PRPERMIAN RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,481 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,732 shares; 2025Q3: 13,732 shares 13,732$176K<0.01%0Timeline
PFLTPENNANTPARK FLOATING RATE CAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 16,652 shares; 2025Q3: 19,654 shares 19,654$175K<0.01%+3,002Timeline
RIVNRIVIAN AUTOMOTIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 13,564 shares; 2025Q2: not reported; 2025Q3: 11,810 shares 11,810$173K<0.01%newTimeline
GAINGLADSTONE INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 15,410 shares; 2025Q3: 12,452 shares 12,452$172K<0.01%-2,958Timeline
MSIFMSC INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,849 shares 11,849$156K<0.01%newTimeline
UECURANIUM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,700 shares; 2024Q4: 12,211 shares; 2025Q1: 11,014 shares; 2025Q2: 11,029 shares; 2025Q3: 11,520 shares 11,520$154K<0.01%+491Timeline
AGFIRST MAJESTIC SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,500 shares 12,500$154K<0.01%newTimeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 12,494 shares; 2025Q2: 12,468 shares; 2025Q3: 12,288 shares 12,288$151K<0.01%-180Timeline
PATHUIPATH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,193 shares 11,193$150K<0.01%newTimeline
BRCCBRC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 91,242 shares 91,242$142K<0.01%newTimeline
NMAXNEWSMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,337 shares 11,337$141K<0.01%newTimeline
MSOSADVISORSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 20,095 shares; 2025Q1: 27,554 shares; 2025Q2: 27,554 shares; 2025Q3: 27,554 shares 27,554$132K<0.01%0Timeline
ONDSONDAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 58,000 shares; 2025Q2: 17,500 shares; 2025Q3: 17,000 shares 17,000$131K<0.01%-500Timeline
LPLLG DISPLAY CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 25,000 shares 25,000$130K<0.01%newTimeline
GNLGLOBAL NET LEASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,344 shares; 2025Q3: 14,090 shares 14,090$115K<0.01%-254Timeline
BBDCBARINGS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,844 shares; 2024Q4: 16,170 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,320 shares 12,320$108K<0.01%newTimeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,300 shares; 2024Q4: 30,172 shares; 2025Q1: 50,172 shares; 2025Q2: 50,157 shares; 2025Q3: 40,157 shares 40,157$106K<0.01%-10,000Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 42,568 shares; 2024Q4: 42,568 shares; 2025Q1: 42,568 shares; 2025Q2: 42,568 shares; 2025Q3: 42,568 shares 42,568$103K<0.01%0Timeline
NTHINEONC TECHNOLOGIES HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 11,000 shares 11,000$99.9K<0.01%newTimeline
GTGOODYEAR TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,199 shares; 2024Q4: 13,199 shares; 2025Q1: 13,199 shares; 2025Q2: 13,199 shares; 2025Q3: 13,199 shares 13,199$98.7K<0.01%0Timeline
LFTLUMENT FINANCE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,657 shares; 2024Q4: 60,378 shares; 2025Q1: 60,477 shares; 2025Q2: 45,954 shares; 2025Q3: 46,048 shares 46,048$93K<0.01%+94Timeline
EVLVEVOLV TECHNOLOGIES HLDNGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,982 shares; 2024Q4: 11,982 shares; 2025Q1: 11,982 shares; 2025Q2: 12,231 shares; 2025Q3: 12,133 shares 12,133$91.6K<0.01%-98Timeline
BTAIQBIOXCEL THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 29,549 shares 29,549$75.6K<0.01%newTimeline
AQNALGONQUIN POWER & UTILITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,757 shares; 2024Q4: 13,468 shares; 2025Q1: 13,486 shares; 2025Q2: 13,302 shares; 2025Q3: 13,316 shares 13,316$71.5K<0.01%+14Timeline
ATOMATOMERA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: 10,000 shares; 2025Q1: 15,000 shares; 2025Q2: 12,500 shares; 2025Q3: 12,500 shares 12,500$55.2K<0.01%0Timeline
QIPTQUIPT HOME MEDICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,659 shares; 2024Q4: 15,659 shares; 2025Q1: 15,659 shares; 2025Q2: 15,659 shares; 2025Q3: 15,659 shares 15,659$40.9K<0.01%0Timeline
MBOTMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,500 shares 12,500$38.1K<0.01%newTimeline
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,800 shares; 2024Q4: 13,800 shares; 2025Q1: 13,800 shares; 2025Q2: 13,800 shares; 2025Q3: 13,800 shares 13,800$21.9K<0.01%0Timeline
DRAGONFLY ENERGY HOLDINGS CODRAGONFLY ENERGY HOLDINGS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 34,500 shares 34,500$20.5K<0.01%new
ICCMICECURE MEDICAL LTD CAESAREAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,000 shares; 2024Q4: not reported; 2025Q1: 15,000 shares; 2025Q2: 15,000 shares; 2025Q3: 15,000 shares 15,000$15.2K<0.01%0Timeline
T-Rex 2X Inverse Tesla Dail…T-Rex 2X Inverse Tesla Daily Targ…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 20,000 shares 20,000$14.4K<0.01%new
NNVCNANOVIRICIDES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 10,000 shares; 2025Q3: 10,000 shares 10,000$14.3K<0.01%0Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
LPLLG DISPLAY CO LTD ADRcall150,000$783Knew
BBBLACKBERRY LTD Stockcall100,000$488Knew
AGFIRST MAJESTIC SILVER CORP COMcall20,000$246Knew
BULLWEBULL CORP ORD SHScall10,000$148Knew
AMDLGRANITESHARES ETF TR GRANITE 2X LONGcall10,000$103Knew
SPCEVIRGIN GALACTIC HOLDINGS INC COMMON STOCKcall25,000$96.5Knew

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
XLSRSSGA ACTIVE TR209,026$11.5Mshares
ICOWPACER FDS TR215,111$7.32Mshares
RWJINVESCO EXCH TRADED FD TR II168,224$7.28Mshares
SFLOVICTORY PORTFOLIOS II204,182$5.35Mshares
FSTAFIDELITY COVINGTON TRUST98,888$5.06Mshares
BNDWVANGUARD SCOTTSDALE FDS21,451$1.49Mshares
ODFLOLD DOMINION FREIGHT LINE IN8,918$1.45Mshares
IOTSAMSARA INC29,155$1.16Mshares
CAHCARDINAL HEALTH INC5,282$887Kshares
IRMIRON MTN INC DEL7,776$798Kshares
CGDVCAPITAL GROUP DIVIDEND VALUE18,685$738Kshares
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORP7,514$691Kshares
HPQHP INC27,481$672Kshares
BSCVINVESCO EXCH TRD SLF IDX FD39,935$660Kshares
HWMHOWMET AEROSPACE INC3,524$656Kshares
SAROSTANDARDAERO INC16,600$525Kshares
UUPINVESCO DB US DLR INDEX TR19,121$514Kshares
ULSUL SOLUTIONS INC7,053$514Kshares
PPCPILGRIMS PRIDE CORP11,046$497Kshares
PRMBPRIMO BRANDS CORPORATION15,552$461Kshares
IHIISHARES TR7,204$451Kshares
PKWINVESCO EXCHANGE TRADED FD T3,232$399Kshares
TSSITSS INC DEL13,854$399Kshares
IMCGISHARES TR4,774$383Kshares
SUBISHARES TR3,524$375Kshares
NXPINXP SEMICONDUCTORS N V1,599$349Kshares
RFREGIONS FINANCIAL CORP NEW14,247$335Kshares
FMBFIRST TR EXCH TRADED FD III6,487$323Kshares
RIORIO TINTO PLC5,524$322Kshares
SHPROSHARES TR7,960$316Kshares
IJKISHARES TR3,291$299Kshares
IJTISHARES TR2,246$299Kshares
MPWRMONOLITHIC PWR SYS INC395$289Kshares
ONONON HLDG AG5,476$285Kshares
SHAKSHAKE SHACK INC2,012$283Kshares
STAGSTAG INDUSTRIAL INC7,703$279Kshares
HEI-AHEICO CORP NEW1,057$274Kshares
BROBROWN & BROWN INC2,455$272Kshares
SAPSAP SE878$267Kshares
APRTAIM ETF PRODUCTS TRUST6,496$255Kshares
IMCBISHARES TR3,161$252Kshares
SPLVINVESCO EXCH TRADED FD TR II3,446$251Kshares
CACCAMDEN NATL CORP6,109$248Kshares
DINOHF SINCLAIR CORP5,867$241Kshares
RSPTINVESCO EXCHANGE TRADED FD T5,876$240Kshares
GRIDFIRST TR EXCHANGE-TRADED FD1,683$234Kshares
ZTSZOETIS INC1,495$233Kshares
WALWESTERN ALLIANCE BANCORP2,961$231Kshares
SLBSLB LIMITED6,633$224Kshares
PSQPROSHARES TR6,485$218Kshares
BRXBRIXMOR PPTY GROUP INC8,364$218Kshares
VCLTVANGUARD SCOTTSDALE FDS2,846$216Kshares
IRTINDEPENDENCE RLTY TR INC12,053$213Kshares
LUVSOUTHWEST AIRLS CO6,547$212Kshares
AMPAMERIPRISE FINL INC394$210Kshares
VRSKVERISK ANALYTICS INC672$209Kshares
DNOVFIRST TR EXCHNG TRADED FD VI4,681$209Kshares
XTISHARES TR3,118$203Kshares
FSKFS KKR CAP CORP9,740$202Kshares
OMFONEMAIN HLDGS INC3,519$201Kshares
Direxion Daily S&P 500 Bear…Direxion Daily S&P 500 Bear 3X Sh…36,850$173Kshares
WENWENDYS CO11,329$129Kshares
AMCAMC ENTMT HLDGS INC41,118$127Kshares
LUMNLUMEN TECHNOLOGIES INC15,280$66.9Kshares
OXFORD LANE CAP CORPOXFORD LANE CAP CORP13,156$55.3Kshares
PSECPROSPECT CAP CORP11,832$37.6Kshares
RKTOROCKET ONE INC15,000$17.6Kshares
Shopify IncShopify Inc10,000$10.2Kprincipal
MNTSWMOMENTUS INC50,000$1.4Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001743404-25-000008 base2025-11-03acceptance time not in the bulk data set