FIRST FINANCIAL EQUITY CORPORATION

13F filer, CIK 768965, SCOTTSDALE, AZ

FIRST FINANCIAL EQUITY CORPORATION reported $583,615,000 across 451 holdings for the quarter ended 2017-03-31, in a 13F-HR filed 2017-05-16. Its ten largest share positions make up 16.39% of the portfolio.

Filed 2017-05-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC13F-HR 0001085146-17-001390

Period: 2017-03-31
Reported value: $584M
Holdings: 451
Top 10 weight: 16.39%
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Holdings, Q1 2017

Share positions as resolved from 13F-HR 0001085146-17-001390, largest first. % of portfolio is the value over $583,613,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	43,270	$13.4M	2.3%	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	52,248	$12.3M	2.11%	Timeline
TAT&T INC	270,535	$11.2M	1.92%	Timeline
VEAVANGUARD TAX-MANAGED FDS	280,429	$11.1M	1.9%	Timeline
AAPLAPPLE INC	70,192	$10.1M	1.73%	Timeline
MOALTRIA GROUP INC	112,848	$8.23M	1.41%	Timeline
BNDVANGUARD BD INDEX FDS	97,523	$7.92M	1.36%	Timeline
VZVERIZON COMMUNICATIONS INC	157,795	$7.75M	1.33%	Timeline
IWMISHARES TR	51,254	$6.98M	1.2%	Timeline
IGSBISHARES TR	63,108	$6.64M	1.14%	Timeline
FLOTISHARES TR	129,984	$6.61M	1.13%	Timeline
VWOVANGUARD INTL EQUITY INDEX F	164,054	$6.6M	1.13%	Timeline
HDHOME DEPOT INC	44,062	$6.48M	1.11%	Timeline
PMPHILIP MORRIS INTL INC	56,424	$6.4M	1.1%	Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	94,674	$5.96M	1.02%
EPDENTERPRISE PRODS PARTNERS L	215,050	$5.86M	1%	Timeline
WFCWELLS FARGO & CO	103,195	$5.74M	0.98%	Timeline
VUGVANGUARD INDEX FDS	46,212	$5.62M	0.96%	Timeline
MCDMCDONALDS CORP	43,361	$5.59M	0.96%	Timeline
VCSHVANGUARD SCOTTSDALE FDS	67,710	$5.39M	0.92%	Timeline
XLKSELECT SECTOR SPDR TR	101,174	$5.39M	0.92%	Timeline
LMTLOCKHEED MARTIN CORP	20,072	$5.38M	0.92%	Timeline
EMREMERSON ELEC CO	90,045	$5.36M	0.92%	Timeline
VOOVANGUARD INDEX FDS	24,082	$5.21M	0.89%	Timeline
OREALTY INCOME CORP	87,694	$5.18M	0.89%	Timeline
VTVVANGUARD INDEX FDS	53,950	$5.14M	0.88%	Timeline
XLFSELECT SECTOR SPDR TR	207,512	$4.9M	0.84%	Timeline
EEMISHARES TR	122,404	$4.88M	0.84%	Timeline
KMIKINDER MORGAN INC DEL	226,854	$4.86M	0.83%	Timeline
OKEONEOK INC NEW	84,450	$4.62M	0.79%	Timeline
VBRVANGUARD INDEX FDS	37,762	$4.6M	0.79%	Timeline
CBRLCRACKER BARREL OLD CTRY STOR	28,796	$4.54M	0.78%	Timeline
WPCWP CAREY INC	72,952	$4.5M	0.77%	Timeline
LEGLEGGETT & PLATT INC	89,136	$4.49M	0.77%	Timeline
SONSONOCO PRODS CO	82,989	$4.42M	0.76%	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	81,961	$4.36M	0.75%
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	92,953	$4.33M	0.74%
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	168,894	$4.29M	0.74%
TBFPROSHARES TR	180,761	$4.22M	0.72%	Timeline
ALPS ETF TRALPS ETF TR	326,042	$4.12M	0.71%
IJHISHARES TR	23,463	$4M	0.68%	Timeline
VOEVANGUARD INDEX FDS	38,796	$3.94M	0.68%	Timeline
XLESELECT SECTOR SPDR TR	56,099	$3.94M	0.67%	Timeline
PFFISHARES TR	100,881	$3.9M	0.67%	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	29,313	$3.88M	0.66%
METAMETA PLATFORMS INC	26,970	$3.85M	0.66%	Timeline
JNJJOHNSON & JOHNSON	29,482	$3.68M	0.63%	Timeline
AGGISHARES TR	33,828	$3.67M	0.63%	Timeline
VGITVANGUARD SCOTTSDALE FDS	57,077	$3.67M	0.63%	Timeline
XLVSELECT SECTOR SPDR TR	48,179	$3.59M	0.62%	Timeline
IJRISHARES TR	51,952	$3.55M	0.61%	Timeline
IFGLISHARES TR	126,454	$3.48M	0.6%	Timeline
VIGVANGUARD SPECIALIZED FUNDS	38,527	$3.46M	0.59%	Timeline
VGSHVANGUARD SCOTTSDALE FDS	56,018	$3.4M	0.58%	Timeline
VBKVANGUARD INDEX FDS	24,248	$3.39M	0.58%	Timeline
XBISPDR SERIES TRUST	48,083	$3.35M	0.57%	Timeline
SFMSPROUTS FMRS MKT INC	143,355	$3.34M	0.57%	Timeline
VOTVANGUARD INDEX FDS	29,577	$3.34M	0.57%	Timeline
IWCISHARES TR	39,070	$3.31M	0.57%	Timeline
XLPSELECT SECTOR SPDR TR	59,106	$3.24M	0.56%	Timeline
XLYSELECT SECTOR SPDR TR	36,916	$3.24M	0.55%	Timeline
VGKVANGUARD INTL EQUITY INDEX F	62,706	$3.23M	0.55%	Timeline
VNQVANGUARD INDEX FDS	38,642	$3.17M	0.54%	Timeline
XLISELECT SECTOR SPDR TR	46,481	$3.02M	0.52%	Timeline
XLRESELECT SECTOR SPDR TR	94,685	$2.97M	0.51%	Timeline
POWERSHARESPOWERSHARES	127,213	$2.95M	0.51%
GENERAL ELEC COGENERAL ELEC CO	99,272	$2.95M	0.51%
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTN	53,768	$2.87M	0.49%
IWOISHARES TR	16,901	$2.71M	0.47%	Timeline
XLBSELECT SECTOR SPDR TR	51,606	$2.7M	0.46%	Timeline
AMZNAMAZON COM INC	3,071	$2.69M	0.46%	Timeline
MSFTMICROSOFT CORP	40,785	$2.67M	0.46%	Timeline
SJNKSPDR SERIES TRUST	94,303	$2.63M	0.45%	Timeline
INTCINTEL CORP	73,521	$2.62M	0.45%	Timeline
DIASTATE STR SPDR DOW JONES IND	12,421	$2.56M	0.44%	Timeline
PGPROCTER & GAMBLE CO	26,864	$2.43M	0.42%	Timeline
BABAALIBABA GROUP HLDG LTD	21,855	$2.39M	0.41%	Timeline
DVYISHARES TR	25,593	$2.32M	0.4%	Timeline
XLUSELECT SECTOR SPDR TR	44,994	$2.32M	0.4%	Timeline
JPMJPMORGAN CHASE & CO	26,110	$2.3M	0.39%	Timeline
KRESPDR SERIES TRUST	42,376	$2.27M	0.39%	Timeline
CVXCHEVRON CORPORATION	20,554	$2.22M	0.38%	Timeline
RINFPROSHARES TR	77,561	$2.22M	0.38%	Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & CO	65,935	$2.12M	0.36%
GDXVANECK ETF TRUST	90,044	$2.06M	0.35%	Timeline
EPPISHARES INC	45,461	$2.04M	0.35%	Timeline
XOMEXXON MOBIL CORP	24,878	$2.04M	0.35%	Timeline
TIPISHARES TR	17,785	$2.04M	0.35%	Timeline
PFEPFIZER INC	59,035	$2.02M	0.35%	Timeline
KOCOCA COLA CO	46,771	$1.98M	0.34%	Timeline
POWERSHARESPOWERSHARES	55,613	$1.96M	0.34%
BABOEING CO	11,003	$1.95M	0.33%	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	100,053	$1.95M	0.33%	Timeline
FQF TRFQF TR	63,823	$1.84M	0.32%
NVSNOVARTIS AG	24,271	$1.82M	0.31%	Timeline
VTIVANGUARD INDEX FDS	14,139	$1.71M	0.29%	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	9,967	$1.66M	0.28%	Timeline
PowerShares CEF Income Comp…PowerShares CEF Income Composite	71,826	$1.66M	0.28%
BIVVANGUARD BD INDEX FDS	19,512	$1.63M	0.28%	Timeline
IBMINTERNATIONAL BUSINESS MACHS	9,320	$1.62M	0.28%	Timeline
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	80,961	$1.6M	0.27%
IVVISHARES TR	6,697	$1.59M	0.27%	Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	31,169	$1.58M	0.27%
VOVANGUARD INDEX FDS	10,879	$1.51M	0.26%	Timeline
BSVVANGUARD BD INDEX FDS	18,408	$1.47M	0.25%	Timeline
GOOGLALPHABET INC	1,713	$1.46M	0.25%	Timeline
DISDISNEY WALT CO	12,929	$1.46M	0.25%	Timeline
ABBVABBVIE INC	21,869	$1.43M	0.25%	Timeline
XSDSPDR SERIES TRUST	23,317	$1.4M	0.24%	Timeline
GOOGALPHABET INC	1,672	$1.39M	0.24%	Timeline
BPBP PLC	39,650	$1.36M	0.23%	Timeline
EFAISHARES TR	21,333	$1.33M	0.23%	Timeline
FNCLFIDELITY COVINGTON TRUST	38,018	$1.33M	0.23%	Timeline
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	12,870	$1.31M	0.23%
CSCOCISCO SYS INC	38,604	$1.3M	0.22%	Timeline
MOOVANECK ETF TRUST	24,232	$1.3M	0.22%	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	92,461	$1.3M	0.22%
CCITIGROUP INC	21,462	$1.28M	0.22%	Timeline
VCITVANGUARD SCOTTSDALE FDS	14,551	$1.26M	0.22%	Timeline
GLDSPDR GOLD TR	10,458	$1.25M	0.21%	Timeline
NAZNUVEEN ARIZONA QLTY MUN INC	89,164	$1.23M	0.21%	Timeline
EWJISHARES INC	23,566	$1.23M	0.21%	Timeline
PSECPROSPECT CAP CORP	133,182	$1.2M	0.21%	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	90,239	$1.2M	0.21%	Timeline
TSLATESLA INC	4,306	$1.19M	0.2%	Timeline
IWNISHARES TR	10,159	$1.19M	0.2%	Timeline
IJJISHARES TR	7,868	$1.16M	0.2%	Timeline
BACBANK OF AMER CORP	48,562	$1.14M	0.19%	Timeline
SOSOUTHERN CO	22,648	$1.13M	0.19%	Timeline
SBUXSTARBUCKS CORP	19,608	$1.13M	0.19%	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	59,002	$1.13M	0.19%	Timeline
MRKMERCK & CO INC	17,399	$1.11M	0.19%	Timeline
VBVANGUARD INDEX FDS	8,332	$1.1M	0.19%	Timeline
IHFISHARES TR	8,161	$1.09M	0.19%	Timeline
FVFIRST TR EXCHANGE TRADED FD	44,658	$1.07M	0.18%	Timeline
CELGENE CORPCELGENE CORP	8,475	$1.05M	0.18%
GILDGILEAD SCIENCES INC	15,173	$1.02M	0.17%	Timeline
SLXVANECK ETF TRUST	24,267	$983K	0.17%	Timeline
SPDR Series TrustSPDR Series Trust	21,110	$965K	0.17%
VVISA INC	10,721	$956K	0.16%	Timeline
FPEFIRST TR EXCH TRADED FD III	47,774	$935K	0.16%	Timeline
BKFISHARES INC	25,008	$917K	0.16%	Timeline
TGTTARGET CORP	16,550	$910K	0.16%	Timeline
FBTFIRST TR EXCHANGE-TRADED FD	8,649	$901K	0.15%	Timeline
UNHUNITEDHEALTH GROUP INC	5,478	$899K	0.15%	Timeline
FFORD MTR CO	76,614	$893K	0.15%	Timeline
NCANUVEEN CALIFORNIA MUNI VLU F	87,697	$885K	0.15%	Timeline
LQDISHARES TR	7,410	$876K	0.15%	Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	23,822	$876K	0.15%
PRNTARK ETF TR	38,554	$873K	0.15%	Timeline
PEPPEPSICO INC	7,549	$848K	0.15%	Timeline
COSTCOSTCO WHOLESALE CORPORATION	4,985	$834K	0.14%	Timeline
HYTBLACKROCK CORPOR HI YLD FD I	76,666	$834K	0.14%	Timeline
CSXCSX CORP	17,534	$828K	0.14%	Timeline
GUGGENHEIMGUGGENHEIM	26,121	$809K	0.14%
XFFCXFLAHERTY & CRUMRIN PFD & INM	39,389	$808K	0.14%	Timeline
NUVNUVEEN MUN VALUE FD INC	82,965	$806K	0.14%	Timeline
POWERSHARESPOWERSHARES	27,386	$799K	0.14%
CMSCMS ENERGY CORP	17,624	$790K	0.14%	Timeline
CMCSACOMCAST CORP NEW	20,924	$781K	0.13%	Timeline
PRUPRUDENTIAL FINL INC	7,330	$773K	0.13%	Timeline
TXNTEXAS INSTRS INC	9,564	$770K	0.13%	Timeline
AMGNAMGEN INC	4,696	$767K	0.13%	Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	15,693	$767K	0.13%	Timeline
CENTURYLINK INCCENTURYLINK INC	33,031	$766K	0.13%
IEIISHARES TR	6,180	$762K	0.13%	Timeline
IEFAISHARES TR	13,010	$757K	0.13%	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	51,633	$756K	0.13%	Timeline
ORCLORACLE CORP	16,919	$754K	0.13%	Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	25,475	$750K	0.13%
HORIZONS ETF TR IHORIZONS ETF TR I	32,202	$749K	0.13%
TJXTJX COS INC NEW	9,327	$743K	0.13%	Timeline
ETBEATON VANCE TAX MNGED BUY WR	43,891	$710K	0.12%	Timeline
VEUVANGUARD INTL EQUITY INDEX F	14,601	$703K	0.12%	Timeline
DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NE	6,767	$702K	0.12%
RAYTHEON CORAYTHEON CO	4,583	$696K	0.12%
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QL	47,585	$682K	0.12%
WMTWALMART INC	9,603	$681K	0.12%	Timeline
KMBKIMBERLY-CLARK CORP	5,144	$681K	0.12%	Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	36,847	$680K	0.12%
AFLAFLAC INC	9,397	$674K	0.12%	Timeline
DREYFUSDREYFUS	197,707	$664K	0.11%
DSLDOUBLELINE INCOME SOLUTIONS	32,272	$648K	0.11%	Timeline
Dow Chemical CompanyDow Chemical Company	10,100	$645K	0.11%
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	8,404	$643K	0.11%
HONHONEYWELL INTL INC	5,125	$641K	0.11%	Timeline
IYWISHARES TR	4,632	$625K	0.11%	Timeline
TORTOISE ENERGY INDEPENDENCTORTOISE ENERGY INDEPENDENC	38,266	$624K	0.11%
WELLWELLTOWER INC	8,738	$620K	0.11%	Timeline
Cyber Security ETFCyber Security ETF	21,000	$620K	0.11%
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L P	17,151	$620K	0.11%
DUKDUKE ENERGY CORP NEW	7,510	$619K	0.11%	Timeline
MMM3M CO	3,249	$619K	0.11%	Timeline
VGTVANGUARD WORLD FD	4,551	$615K	0.11%	Timeline
MDTMEDTRONIC PLC	7,297	$592K	0.1%	Timeline
BMYBRISTOL-MYERS SQUIBB CO	10,673	$591K	0.1%	Timeline
KBESPDR SERIES TRUST	13,722	$585K	0.1%	Timeline
PNWPINNACLE WEST CAP CORP	6,961	$581K	0.1%	Timeline
LUVSOUTHWEST AIRLS CO	10,760	$576K	0.1%	Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC	6,872	$570K	0.1%
PMLPIMCO MUN INCOME FD II	45,214	$567K	0.1%	Timeline
FYXFIRST TR EXCHANGE-TRADED ALP	10,292	$552K	0.09%	Timeline
ABTABBOTT LABORATORIES	12,221	$546K	0.09%	Timeline
NKENIKE INC	9,511	$538K	0.09%	Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	5,930	$538K	0.09%
QCOMQUALCOMM INC	9,319	$533K	0.09%	Timeline
EQLALPS ETF TR	8,352	$525K	0.09%	Timeline
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF	3,130	$522K	0.09%
IBBISHARES TR	1,759	$515K	0.09%	Timeline
IYGISHARES TR	4,733	$514K	0.09%	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	76,798	$508K	0.09%
HSBCHSBC HLDGS PLC	12,386	$506K	0.09%	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	6,874	$506K	0.09%	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	37,649	$502K	0.09%	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	2	$500K	0.09%	Timeline
HEALTHCAREHEALTHCARE	15,626	$493K	0.08%
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	23,058	$485K	0.08%
NOBLPROSHARES TR	8,545	$481K	0.08%	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	5,434	$479K	0.08%	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	82,310	$479K	0.08%
HTDHANCOCK JOHN TAX-ADVANTAGED	19,335	$475K	0.08%	Timeline
AEPAMERICAN ELEC PWR CO INC	7,012	$472K	0.08%	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	22,136	$472K	0.08%
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth	5,255	$470K	0.08%
GNLGLOBAL NET LEASE INC	19,616	$469K	0.08%	Timeline
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	11,443	$468K	0.08%
ALLERGAN PLCALLERGAN PLC	1,931	$465K	0.08%
GSGOLDMAN SACHS GROUP INC	2,031	$464K	0.08%	Timeline
DDOMINION ENERGY INC	5,948	$462K	0.08%	Timeline
VERIFONE SYS INCVERIFONE SYS INC	23,500	$455K	0.08%
CLXCLOROX CO DEL	3,322	$450K	0.08%	Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	40,383	$449K	0.08%
FDLFIRST TR EXCHANGE-TRADED FD	15,456	$444K	0.08%	Timeline
VYMVANGUARD WHITEHALL FDS	5,686	$441K	0.08%	Timeline
CVSCVS HEALTH CORP	5,585	$439K	0.08%	Timeline
IEMGISHARES INC	9,058	$438K	0.08%	Timeline
VIGIVANGUARD WHITEHALL FDS	7,597	$438K	0.08%	Timeline
HEDJWISDOMTREE TR	7,024	$437K	0.07%	Timeline
COPCONOCOPHILLIPS	9,456	$436K	0.07%	Timeline
AMATAPPLIED MATLS INC	10,806	$420K	0.07%	Timeline
SYKSTRYKER CORPORATION	3,179	$419K	0.07%	Timeline
IGIBISHARES TR	3,847	$419K	0.07%	Timeline
VAWVANGUARD WORLD FD	3,522	$418K	0.07%	Timeline
IWFISHARES TR	3,671	$418K	0.07%	Timeline
ORBITAL ATK INCORBITAL ATK INC	4,250	$418K	0.07%
PHKPIMCO HIGH INCOME FD	47,827	$417K	0.07%	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	955	$415K	0.07%	Timeline
SWKSSKYWORKS SOLUTIONS INC	4,266	$415K	0.07%	Timeline
MGCVANGUARD WORLD FD	5,137	$414K	0.07%	Timeline
CATCATERPILLAR INC	4,434	$411K	0.07%	Timeline
HALHALLIBURTON CO	8,340	$411K	0.07%	Timeline
NFLXNETFLIX INC.	2,790	$409K	0.07%	Timeline
HYIWESTERN ASSET HIGH YIELD OPP	26,700	$407K	0.07%	Timeline
HYDHYD	13,292	$407K	0.07%
XMVFXBLACKROCK MUNIVEST FUND	42,180	$406K	0.07%	Timeline
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	9,294	$404K	0.07%
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	3,596	$403K	0.07%
NSCNORFOLK SOUTHN CORP	3,545	$402K	0.07%	Timeline
APDAIR PRODUCTS AND CHEMICALS I	2,937	$401K	0.07%	Timeline
VCRVANGUARD WORLD FD	2,886	$398K	0.07%	Timeline
FVDFIRST TR EXCHANGE-TRADED FD	13,707	$397K	0.07%	Timeline
ITAISHARES TR	2,644	$392K	0.07%	Timeline
NATNORDIC AMERICAN TANKERS LIMI	48,004	$391K	0.07%	Timeline
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	20,946	$390K	0.07%
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	4,627	$386K	0.07%
MSEXMIDDLESEX WTR CO	10,672	$383K	0.07%	Timeline
USBUS BANCORP	7,369	$381K	0.07%	Timeline
ADMARCHER DANIELS MIDLAND CO	8,209	$379K	0.06%	Timeline
VHTVANGUARD WORLD FD	2,740	$378K	0.06%	Timeline
FCXFREEPORT MCMORAN INC	28,746	$373K	0.06%	Timeline
SLVISHARES SILVER TR	21,401	$369K	0.06%	Timeline
VISVANGUARD WORLD FD	2,990	$369K	0.06%	Timeline
TEITEMPLETON EMERGING MKTS INCO	32,906	$368K	0.06%	Timeline
AMTAMERICAN TOWER CORP	3,026	$367K	0.06%	Timeline
XARSPDR SERIES TRUST	5,509	$367K	0.06%	Timeline
IYMISHARES TR	4,117	$366K	0.06%	Timeline
VEREIT INCVEREIT INC	42,585	$361K	0.06%
BNYBANK OF NY MELLON CORP	7,655	$358K	0.06%	Timeline
KRKROGER CO	12,174	$358K	0.06%	Timeline
VTRVENTAS INC	5,527	$358K	0.06%	Timeline
LOWLOWES COS INC	4,344	$357K	0.06%	Timeline
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	18,514	$357K	0.06%
MURMURPHY OIL CORP	12,600	$356K	0.06%	Timeline
FPFFIRST TR INTER DURATN PFD &	15,097	$352K	0.06%	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	11,137	$351K	0.06%	Timeline
VTIPVANGUARD MALVERN FDS	7,066	$350K	0.06%	Timeline
DVYEISHARES INC	8,664	$348K	0.06%	Timeline
BIIBBIOGEN INC	1,286	$347K	0.06%	Timeline
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP	18,100	$347K	0.06%
IJTISHARES TR	2,272	$344K	0.06%	Timeline
PDIPIMCO DYNAMIC INCOME FD	11,925	$342K	0.06%	Timeline
NEW YORK REIT INCNEW YORK REIT INC	34,850	$336K	0.06%
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	20,909	$335K	0.06%
SPGIS&P GLOBAL INC	2,585	$332K	0.06%	Timeline
GDGENERAL DYNAMICS CORP	1,733	$326K	0.06%	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	26,349	$325K	0.06%
IVEISHARES TR	3,081	$320K	0.05%	Timeline
IYHISHARES TR	2,028	$317K	0.05%	Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	6,455	$313K	0.05%	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	3,795	$308K	0.05%
OHIOMEGA HEALTHCARE INVS INC	9,306	$307K	0.05%	Timeline
MGMMGM RESORTS INTERNATIONAL	11,204	$306K	0.05%	Timeline
DVADAVITA INC	4,500	$304K	0.05%	Timeline
IVY HIGH INCOME OPPORTUNITIEIVY HIGH INCOME OPPORTUNITIE	19,785	$298K	0.05%
UNPUNION PAC CORP	2,810	$296K	0.05%	Timeline
EIXEDISON INTL	3,710	$296K	0.05%	Timeline
CLCOLGATE PALMOLIVE CO	4,017	$295K	0.05%	Timeline
ETXEATON VANCE MUN INCOME TERM	15,074	$294K	0.05%	Timeline
QLTAISHARES TR	5,682	$294K	0.05%	Timeline
SILVER WHEATON CORPSILVER WHEATON CORP	14,214	$294K	0.05%
DEODIAGEO PLC	2,514	$293K	0.05%	Timeline
CHRWC H ROBINSON WORLDWIDE IN	3,790	$293K	0.05%	Timeline
IWPISHARES TR	2,828	$293K	0.05%	Timeline
PAAPLAINS ALL AMERN PIPELINE L	9,298	$293K	0.05%	Timeline
IJKISHARES TR	1,537	$293K	0.05%	Timeline
SHYGISHARES TR	6,137	$292K	0.05%	Timeline
EDCONSOLIDATED EDISON INC	3,723	$291K	0.05%	Timeline
TIME WARNER INCTIME WARNER INC	2,976	$290K	0.05%
ARCONIC INCARCONIC INC	4,362	$289K	0.05%
RITEAID CORPRITEAID CORP	63,900	$286K	0.05%
NVDANVIDIA CORPORATION	2,656	$285K	0.05%	Timeline
BONDPIMCO ETF TR	2,696	$284K	0.05%	Timeline
SLBSLB LIMITED	3,614	$283K	0.05%	Timeline
BDJBLACKROCK ENHANCED EQUITY DI	33,301	$283K	0.05%	Timeline
TFISPDR SERIES TRUST	5,849	$280K	0.05%	Timeline
WHITING PETE CORP NEWWHITING PETE CORP NEW	30,239	$280K	0.05%
FXHFIRST TR EXCHANGE-TRADED FD	4,452	$278K	0.05%	Timeline
CRMSALESFORCE INC	3,370	$277K	0.05%	Timeline
NUENUCOR CORP	4,626	$277K	0.05%	Timeline
SPHSUBURBAN PROPANE PARTNERS L	10,177	$276K	0.05%	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	5,416	$272K	0.05%
IATISHARES TR	6,140	$272K	0.05%	Timeline
IVWISHARES TR	2,054	$270K	0.05%	Timeline
VVVANGUARD INDEX FDS	2,500	$270K	0.05%	Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	5,903	$269K	0.05%
TMTOYOTA MOTOR CORP	2,430	$268K	0.05%	Timeline
FEZSPDR INDEX SHS FDS	7,354	$267K	0.05%	Timeline
SJMSMUCKER J M CO	2,014	$265K	0.05%	Timeline
AXPAMERICAN EXPRESS CO	3,362	$264K	0.05%	Timeline
IWRISHARES TR	1,404	$262K	0.04%	Timeline
VRTXVERTEX PHARMACEUTICALS INC	2,436	$262K	0.04%	Timeline
WYNNWYNN RESORTS LTD	2,254	$261K	0.04%	Timeline
STBAS & T BANCORP INC	7,605	$256K	0.04%	Timeline
FPIFARMLAND PARTNERS INC	23,284	$255K	0.04%	Timeline
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	25,211	$255K	0.04%
KHCKRAFT HEINZ CO	2,782	$254K	0.04%	Timeline
RYDEX ETF TRUSTRYDEX ETF TRUST	2,029	$254K	0.04%
TWITTER INCTWITTER INC	16,912	$253K	0.04%
LLYELI LILLY & CO	2,979	$252K	0.04%	Timeline
VODVODAFONE GROUP PLC	9,456	$252K	0.04%	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	9,160	$252K	0.04%	Timeline
UPSUNITED PARCEL SVCS INC	2,330	$247K	0.04%	Timeline
PSXPHILLIPS 66	3,151	$247K	0.04%	Timeline
GPROGOPRO INC	28,300	$247K	0.04%	Timeline
CSQCALAMOS STRATEGIC TOTAL RETU	22,147	$245K	0.04%	Timeline
ARCCARES CAPITAL CORP	14,181	$245K	0.04%	Timeline
IGLBISHARES TR	4,104	$244K	0.04%	Timeline
MUMICRON TECHNOLOGY INC	8,515	$243K	0.04%	Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	5,358	$241K	0.04%
JCIJOHNSON CONTROLS INTERNATION	5,734	$240K	0.04%	Timeline
WMWASTE MGMT INC DEL	3,307	$239K	0.04%	Timeline
TRVTRAVELERS COMPANIES INC	1,981	$239K	0.04%	Timeline
IDVISHARES TR	7,632	$239K	0.04%	Timeline
FXIISHARES TR	6,138	$238K	0.04%	Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	15,050	$237K	0.04%
ADPAUTOMATIC DATA PROCESSING IN	2,289	$233K	0.04%	Timeline
CMICUMMINS INC	1,525	$230K	0.04%	Timeline
FIREEYE INCFIREEYE INC	18,125	$230K	0.04%
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	3,517	$229K	0.04%
PRAXAIR INCPRAXAIR INC	1,929	$228K	0.04%
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YL	15,253	$227K	0.04%
GISGENERAL MILLS INC	3,814	$226K	0.04%	Timeline
WYWEYERHAEUSER CO	6,708	$225K	0.04%	Timeline
UAAUNDER ARMOUR INC	10,912	$225K	0.04%	Timeline
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	14,663	$225K	0.04%
TMOTHERMO FISHER SCIENTIFIC INC	1,449	$224K	0.04%	Timeline
ETWEATON VANCE TAX-MANAGED GLOB	20,556	$224K	0.04%	Timeline
ANFABERCROMBIE & FITCH CO	18,200	$223K	0.04%	Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F	15,000	$223K	0.04%
DEDEERE & CO	2,031	$220K	0.04%	Timeline
IWVISHARES TR	1,575	$220K	0.04%	Timeline
VLOVALERO ENERGY CORP	3,247	$217K	0.04%	Timeline
GLOBAL X FDSGLOBAL X FDS	10,185	$217K	0.04%
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	15,225	$217K	0.04%
NUVEEN ALL CAP ENE MLP OP J…NUVEEN ALL CAP ENE MLP OP JMLP	20,832	$217K	0.04%
YAHOO INCYAHOO INC	4,618	$216K	0.04%
MAMASTERCARD INCORPORATED	1,917	$215K	0.04%	Timeline
EXCEXELON CORP	5,980	$215K	0.04%	Timeline
BGHBARINGS GLOBAL SHORT DURATIO	10,951	$215K	0.04%	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	5,035	$214K	0.04%
CHICALAMOS CONV OPPORTUNITIES &	19,125	$210K	0.04%	Timeline
KKR & CO LPKKR & CO LP	11,729	$209K	0.04%
IYCISHARES TR	1,293	$207K	0.04%	Timeline
SRESEMPRA	1,856	$206K	0.04%	Timeline
MLNVANECK ETF TRUST	10,488	$206K	0.04%	Timeline
NXPNUVEEN SELECT TAX-FREE INCOM	14,507	$203K	0.03%	Timeline
TECHBIO-TECHNE CORP	2,027	$203K	0.03%	Timeline
POWERSHARES DB GOLD FUNDPOWERSHARES DB GOLD FUND	5,046	$203K	0.03%
HPQHP INC	11,501	$200K	0.03%	Timeline
TICC CAPITAL CORPTICC CAPITAL CORP	27,067	$200K	0.03%
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	13,979	$199K	0.03%
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	23,100	$190K	0.03%
HIOWESTERN ASSET HIGH INCOME OP	37,029	$187K	0.03%	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	13,218	$184K	0.03%
BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR	12,000	$181K	0.03%
FS KKR CAPITAL CORPFS KKR CAPITAL CORP	18,174	$177K	0.03%
ADVISORSHARESADVISORSHARES	19,831	$175K	0.03%
MYIBLACKROCK MUNIYIELD QUALITY	12,147	$169K	0.03%	Timeline
EDDMORGAN STANLEY EMERGING MKTS	22,215	$169K	0.03%	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	10,947	$168K	0.03%
PENNEY J C INCPENNEY J C INC	27,027	$165K	0.03%
BGC PARTNERS INCBGC PARTNERS INC	14,568	$164K	0.03%
GOLDCORP INC NEWGOLDCORP INC NEW	10,896	$162K	0.03%
NRKNUVEEN NY AMT FREE	12,358	$160K	0.03%	Timeline
USALIBERTY ALL STAR EQUITY FD	28,601	$156K	0.03%	Timeline
IQIINVESCO QUALITY MUN INCOME T	12,349	$154K	0.03%	Timeline
NZFNUVEEN MUN CR INCOME FD	10,044	$144K	0.02%	Timeline
HIXWESTERN ASSET HIGH INCOM FD	19,910	$144K	0.02%	Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	14,884	$135K	0.02%
DELAWARE ENHANCED GLOBAL DI…DELAWARE ENHANCED GLOBAL DIVID	11,875	$129K	0.02%
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYS	21,438	$122K	0.02%
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F	10,011	$116K	0.02%
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	14,316	$116K	0.02%
GNTGAMCO NAT RES GOLD & INCOME	16,467	$114K	0.02%	Timeline
CHWCALAMOS GBL DYN INCOME FUND	14,656	$113K	0.02%	Timeline
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INC	12,487	$111K	0.02%
CXCEMEX SAB DE CV	11,324	$101K	0.02%	Timeline
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM	10,872	$99K	0.02%
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	15,479	$93K	0.02%
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	17,310	$86K	0.01%
TSITCW STRATEGIC INCOME FD INC	15,800	$85K	0.01%	Timeline
ANTARES PHARMA INCANTARES PHARMA INC	29,400	$81K	0.01%
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	11,034	$73K	0.01%
STAFFING 360 SOLUTIONS INCSTAFFING 360 SOLUTIONS INC	86,165	$65K	0.01%
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	10,670	$61K	0.01%
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	11,440	$59K	0.01%
ONCOSEC MED INCONCOSEC MED INC	26,000	$35K	0.01%
UUUUENERGY FUELS INC	14,012	$30K	0.01%	Timeline
PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INC	10,000	$28K	<0.01%
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	13,910	$22K	<0.01%
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	10,110	$20K	<0.01%
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD	14,298	$15K	<0.01%
Ampio PharmaceuticalsAmpio Pharmaceuticals	18,220	$15K	<0.01%
UECURANIUM ENERGY CORP	10,000	$14K	<0.01%	Timeline
URGUR-ENERGY INC	15,000	$10K	<0.01%	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AAPLAPPLE INC COM	put	200	$1K
HDHOME DEPOT INC COM	put	400	$1K

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	18,795	$469K
ISHARES TRISHARES TR IBONDS DEC18 ETF	principal	11,029	$277K
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	10,844	$276K
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75… Convertible	principal	10,000	$10K

How Q1 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-17-001390	base		2017-05-16	acceptance time not in the bulk data set	2026-10-07 19:09:43 UTC