13F-HR filed by FIRST FINANCIAL EQUITY CORPORATION
FIRST FINANCIAL EQUITY CORPORATION filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-16, with 451 holding rows worth $583,615,000.
- Accession
- 0001085146-17-001390
- Filer
- CIK 768965
- Filed
- 2017-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 451 entries on the cover page, a total value of $583,615,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $583,615,000 with VALUE read as thousands by filing date, 13F file number 028-18080. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 43,270 | $13,443,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 52,248 | $12,307,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 270,535 | $11,216,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 280,429 | $11,077,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 70,192 | $10,112,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 112,848 | $8,229,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 97,523 | $7,915,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 157,795 | $7,753,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 51,254 | $6,982,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 63,108 | $6,639,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 129,984 | $6,612,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 164,054 | $6,597,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 44,062 | $6,478,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 56,424 | $6,397,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 94,674 | $5,959,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 215,050 | $5,855,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 103,195 | $5,744,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 46,212 | $5,620,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 43,361 | $5,588,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 67,710 | $5,395,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 101,174 | $5,394,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 20,072 | $5,384,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 90,045 | $5,362,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 24,082 | $5,209,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 87,694 | $5,180,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 53,950 | $5,136,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 207,512 | $4,902,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 122,404 | $4,881,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 226,854 | $4,858,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 84,450 | $4,622,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 37,762 | $4,598,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 28,796 | $4,539,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 72,952 | $4,501,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 89,136 | $4,488,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 82,989 | $4,420,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 81,961 | $4,363,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 92,953 | $4,332,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 168,894 | $4,293,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 180,761 | $4,217,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 326,042 | $4,123,000 | thousands by filing date | |
| IJH | 464287507 | COM | 23,463 | $3,997,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 38,796 | $3,940,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 56,099 | $3,935,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 100,881 | $3,895,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 29,313 | $3,877,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,970 | $3,845,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,482 | $3,682,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33,828 | $3,675,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 57,077 | $3,670,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 48,179 | $3,592,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 51,952 | $3,553,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 126,454 | $3,483,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 38,527 | $3,462,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 56,018 | $3,405,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 24,248 | $3,389,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 48,083 | $3,353,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 143,355 | $3,344,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 29,577 | $3,339,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 39,070 | $3,305,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 59,106 | $3,242,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 36,916 | $3,238,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 62,706 | $3,232,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 38,642 | $3,171,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 46,481 | $3,020,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 94,685 | $2,972,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 127,213 | $2,954,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 99,272 | $2,951,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 53,768 | $2,869,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,901 | $2,715,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 51,606 | $2,704,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,071 | $2,691,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 40,785 | $2,671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 94,303 | $2,630,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 73,521 | $2,622,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12,421 | $2,562,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 26,864 | $2,430,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,855 | $2,390,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 25,593 | $2,324,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 44,994 | $2,318,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,110 | $2,299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 42,376 | $2,267,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,554 | $2,221,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 77,561 | $2,217,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 65,935 | $2,115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 90,044 | $2,063,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 45,461 | $2,044,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,878 | $2,041,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 17,785 | $2,039,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 59,035 | $2,025,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 46,771 | $1,984,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 55,613 | $1,959,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,003 | $1,954,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 100,053 | $1,946,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 63,823 | $1,841,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,271 | $1,816,000 | thousands by filing date | |
| VTI | 922908769 | COM | 14,139 | $1,712,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,967 | $1,660,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 71,826 | $1,656,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 19,512 | $1,634,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,320 | $1,622,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 80,961 | $1,604,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,697 | $1,587,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 31,169 | $1,576,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,879 | $1,512,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 18,408 | $1,467,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,713 | $1,458,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,929 | $1,457,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,869 | $1,434,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 23,317 | $1,400,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,672 | $1,393,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 39,650 | $1,365,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,333 | $1,335,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 38,018 | $1,328,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 12,870 | $1,315,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 38,604 | $1,301,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 24,232 | $1,298,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 92,461 | $1,296,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,462 | $1,276,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,551 | $1,258,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,458 | $1,247,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 89,164 | $1,230,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 23,566 | $1,228,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 133,182 | $1,203,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 90,239 | $1,201,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,306 | $1,194,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 10,159 | $1,186,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,868 | $1,159,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,562 | $1,138,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,648 | $1,131,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,608 | $1,131,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 59,002 | $1,130,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,399 | $1,107,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,332 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,161 | $1,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 44,658 | $1,071,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,475 | $1,051,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,173 | $1,020,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 24,267 | $983,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 21,110 | $965,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,721 | $956,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 47,774 | $935,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 25,008 | $917,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,550 | $910,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 8,649 | $901,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,478 | $899,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 76,614 | $893,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 87,697 | $885,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,410 | $876,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 23,822 | $876,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 38,554 | $873,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,549 | $848,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,985 | $834,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 76,666 | $834,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 17,534 | $828,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 26,121 | $809,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 39,389 | $808,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 82,965 | $806,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 27,386 | $799,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 17,624 | $790,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,924 | $781,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,330 | $773,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,564 | $770,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,696 | $767,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 15,693 | $767,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 33,031 | $766,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,180 | $762,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,010 | $757,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 51,633 | $756,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,919 | $754,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 25,475 | $750,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 32,202 | $749,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,327 | $743,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 43,891 | $710,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 14,601 | $703,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 6,767 | $702,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,583 | $696,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 47,585 | $682,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,603 | $681,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,144 | $681,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 36,847 | $680,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,397 | $674,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 197,707 | $664,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 32,272 | $648,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 10,100 | $645,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,404 | $643,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,125 | $641,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,632 | $625,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 38,266 | $624,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 8,738 | $620,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 21,000 | $620,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 17,151 | $620,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,510 | $619,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,249 | $619,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,551 | $615,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,297 | $592,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,673 | $591,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 13,722 | $585,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,961 | $581,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,760 | $576,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,872 | $570,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 45,214 | $567,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 10,292 | $552,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,221 | $546,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,511 | $538,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,930 | $538,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,319 | $533,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 8,352 | $525,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,130 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,759 | $515,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,733 | $514,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 76,798 | $508,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,386 | $506,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,874 | $506,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 37,649 | $502,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $500,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,626 | $493,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 23,058 | $485,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,545 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,434 | $479,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 82,310 | $479,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,335 | $475,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,012 | $472,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,136 | $472,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 5,255 | $470,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 19,616 | $469,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 18,795 | $469,000 | thousands by filing date | principal |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11,443 | $468,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,931 | $465,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,031 | $464,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,948 | $462,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 23,500 | $455,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,322 | $450,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 40,383 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 15,456 | $444,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,686 | $441,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,585 | $439,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,058 | $438,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 7,597 | $438,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,024 | $437,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,456 | $436,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,806 | $420,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,179 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,847 | $419,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,522 | $418,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,671 | $418,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 4,250 | $418,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,827 | $417,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 955 | $415,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,266 | $415,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,137 | $414,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,434 | $411,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,340 | $411,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,790 | $409,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 26,700 | $407,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 13,292 | $407,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 42,180 | $406,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,294 | $404,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,596 | $403,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,545 | $402,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,937 | $401,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,886 | $398,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 13,707 | $397,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,644 | $392,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 48,004 | $391,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 20,946 | $390,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,627 | $386,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 10,672 | $383,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,369 | $381,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,209 | $379,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,740 | $378,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,746 | $373,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,401 | $369,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,990 | $369,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 32,906 | $368,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,026 | $367,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,509 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,117 | $366,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 42,585 | $361,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,655 | $358,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 12,174 | $358,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,527 | $358,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,344 | $357,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 18,514 | $357,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 12,600 | $356,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 15,097 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,137 | $351,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,066 | $350,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 8,664 | $348,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,286 | $347,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 18,100 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,272 | $344,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,925 | $342,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 34,850 | $336,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 20,909 | $335,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,585 | $332,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,733 | $326,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,349 | $325,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,081 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,028 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,455 | $313,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,795 | $308,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,306 | $307,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,204 | $306,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,500 | $304,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 19,785 | $298,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,810 | $296,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,710 | $296,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,017 | $295,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 15,074 | $294,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,682 | $294,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 14,214 | $294,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,514 | $293,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,790 | $293,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,828 | $293,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 9,298 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,537 | $293,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,137 | $292,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,723 | $291,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,976 | $290,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 4,362 | $289,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 63,900 | $286,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,656 | $285,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,696 | $284,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,614 | $283,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 33,301 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,849 | $280,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 30,239 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,452 | $278,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,370 | $277,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,626 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 11,029 | $277,000 | thousands by filing date | principal |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,177 | $276,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,844 | $276,000 | thousands by filing date | principal |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,416 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,140 | $272,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,054 | $270,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,500 | $270,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,903 | $269,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,430 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,354 | $267,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,014 | $265,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,362 | $264,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,404 | $262,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,436 | $262,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,254 | $261,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,605 | $256,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,284 | $255,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 25,211 | $255,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,782 | $254,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 2,029 | $254,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 16,912 | $253,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,979 | $252,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,456 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,160 | $252,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,330 | $247,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,151 | $247,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 28,300 | $247,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,147 | $245,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,181 | $245,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,104 | $244,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,515 | $243,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,358 | $241,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,734 | $240,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,307 | $239,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,981 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,632 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,138 | $238,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,050 | $237,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,289 | $233,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,525 | $230,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,125 | $230,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,517 | $229,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,929 | $228,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 15,253 | $227,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,814 | $226,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,708 | $225,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,912 | $225,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 14,663 | $225,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,449 | $224,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,556 | $224,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 18,200 | $223,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,000 | $223,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,031 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,575 | $220,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,247 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,185 | $217,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 15,225 | $217,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 20,832 | $217,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 4,618 | $216,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,917 | $215,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,980 | $215,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,951 | $215,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,035 | $214,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,125 | $210,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,729 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,293 | $207,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,856 | $206,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 10,488 | $206,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,507 | $203,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,027 | $203,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 5,046 | $203,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,501 | $200,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 27,067 | $200,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,979 | $199,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 23,100 | $190,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 37,029 | $187,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,218 | $184,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 12,000 | $181,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,174 | $177,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 19,831 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,147 | $169,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,215 | $169,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,947 | $168,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 27,027 | $165,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,568 | $164,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,896 | $162,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,358 | $160,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 28,601 | $156,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 12,349 | $154,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,044 | $144,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,910 | $144,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,884 | $135,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,875 | $129,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 21,438 | $122,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,011 | $116,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 14,316 | $116,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 16,467 | $114,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,656 | $113,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,487 | $111,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,324 | $101,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,872 | $99,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,479 | $93,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,310 | $86,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,800 | $85,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 29,400 | $81,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,034 | $73,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 86,165 | $65,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,670 | $61,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,440 | $59,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 26,000 | $35,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,012 | $30,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,000 | $28,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 13,910 | $22,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,110 | $20,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 14,298 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,220 | $15,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,000 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,000 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 10,000 | $10,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 200 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 400 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001390 | this filing | 2017-05-16 | acceptance time not in the bulk data set |