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Disclosery

First Allied Advisory Services, Inc.: CDC position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of First Allied Advisory Services, Inc. on CDC, newest first. How the timeline and the estimate are built.

First Allied Advisory Services, Inc. held 0 CDC shares at 2020-03-31 per its 13F-HR filed 2020-05-08.

the latest 13F is the newest step

  1. period ended2020-03-31
    13F 0 shares
    Change vs previous 13F -38,178 shares

    13F-HR 0001085146-20-001362 filed by First Allied Advisory Services, Inc.
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

    Exited: the 13F for this period no longer lists the position.

  2. period ended2019-12-31
    13F 38,178 shares
    Change vs previous 13F -9,632 shares

    0.06% of the 13F portfolio, value $1,874,000.

    13F-HR 0001085146-20-000484 filed by First Allied Advisory Services, Inc.
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  3. period ended2019-09-30
    13F 47,810 shares
    Change vs previous 13F -5,604 shares

    0.08% of the 13F portfolio, value $2,232,000.

    13F-HR 0001085146-19-002756 filed by First Allied Advisory Services, Inc.
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  4. period ended2019-06-30
    13F 53,414 shares
    Change vs previous 13F -94,485 shares

    0.08% of the 13F portfolio, value $2,433,000.

    13F-HR 0001085146-19-002184 filed by First Allied Advisory Services, Inc.
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  5. period ended2019-03-31
    13F 147,899 shares
    Change vs previous 13F +10,113 shares

    0.23% of the 13F portfolio, value $6,594,000.

    13F-HR 0001085146-19-001353 filed by First Allied Advisory Services, Inc.
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  6. period ended2018-12-31
    13F 137,786 shares
    Change vs previous 13F not available

    0.23% of the 13F portfolio, value $5,822,000.

    13F-HR 0001085146-19-000975 filed by First Allied Advisory Services, Inc.
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).