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Disclosery

First Allied Advisory Services, Inc.

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13F filer, CIK 1512647, SAN DIEGO, CA

First Allied Advisory Services, Inc. reported $2,705,023,000 across 1,107 holdings for the quarter ended 2020-06-30, in a 13F-HR filed 2020-08-13. Its ten largest share positions make up 20.14% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-002189

Period
2020-06-30
Reported value
$2.71B
Holdings
1,107
Top 10 weight
20.14%
New
160
Sold out
114

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CWBadded+191,682$11.6M
VCSHadded+140,016$11.6M
LQDadded+68,977$9.28M
IEFadded+65,843$8.02M
DGROadded+189,624$7.13M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
QQQexited-162,513-$30.9M
BILreduced-121,726-$11.1M
BRK-Breduced-61,039-$10.9M
EMLCreduced-329,868-$10.1M
RVTreduced-649,983-$8.16M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2020

Share positions as resolved from 13F-HR 0001085146-20-002189, largest first. % of portfolio is the value over $2,705,020,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
WRBBERKLEY W R CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 4,454 shares; 2019Q1: 4,586 shares; 2019Q2: 6,389 shares; 2019Q3: 4,874 shares; 2019Q4: 5,548 shares; 2020Q1: 6,761 shares; 2020Q2: 3,546 shares 3,546$203K0.01%-3,215Timeline
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 6,519 shares 6,519$202K0.01%newTimeline
COLONY CAPITAL INCCOLONY CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 81,790 shares; 2019Q1: 82,980 shares; 2019Q2: 75,487 shares; 2019Q3: 44,449 shares; 2019Q4: 41,786 shares; 2020Q1: 84,982 shares; 2020Q2: 83,997 shares 83,997$202K0.01%-985
EWJISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 14,812 shares; 2019Q1: 15,574 shares; 2019Q2: 9,599 shares; 2019Q3: 2,353 shares; 2019Q4: not reported; 2020Q1: 4,712 shares; 2020Q2: 3,657 shares 3,657$201K0.01%-1,055Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 7,410 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,260 shares; 2020Q1: 6,260 shares; 2020Q2: 5,044 shares 5,044$201K0.01%-1,216Timeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 39,875 shares; 2020Q1: 44,924 shares; 2020Q2: 44,924 shares 44,924$201K0.01%0
EGEVEREST GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,092 shares; 2019Q3: 1,033 shares; 2019Q4: 1,029 shares; 2020Q1: not reported; 2020Q2: 968 shares 968$200K0.01%newTimeline
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,391 shares; 2019Q3: 2,576 shares; 2019Q4: 2,639 shares; 2020Q1: 3,797 shares; 2020Q2: 3,076 shares 3,076$200K0.01%-721Timeline
NTRLFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,365 shares 10,365$200K0.01%newTimeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 24,000 shares; 2019Q4: 24,000 shares; 2020Q1: 24,000 shares; 2020Q2: 24,000 shares 24,000$196K0.01%0
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 23,385 shares; 2019Q1: 18,047 shares; 2019Q2: 16,400 shares; 2019Q3: 16,430 shares; 2019Q4: 17,890 shares; 2020Q1: 13,827 shares; 2020Q2: 14,755 shares 14,755$195K0.01%+928Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 18,643 shares; 2019Q1: 23,057 shares; 2019Q2: 25,504 shares; 2019Q3: 23,045 shares; 2019Q4: 27,987 shares; 2020Q1: 37,813 shares; 2020Q2: 44,197 shares 44,197$194K0.01%+6,384Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 70,092 shares; 2019Q1: 73,492 shares; 2019Q2: 73,892 shares; 2019Q3: 75,742 shares; 2019Q4: 181,226 shares; 2020Q1: 188,101 shares; 2020Q2: 10,962 shares 10,962$193K0.01%-177,139Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 15,292 shares; 2019Q1: 17,003 shares; 2019Q2: 17,412 shares; 2019Q3: 16,099 shares; 2019Q4: 16,019 shares; 2020Q1: 16,543 shares; 2020Q2: 17,036 shares 17,036$193K0.01%+493
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 19,867 shares; 2019Q3: 17,773 shares; 2019Q4: 10,581 shares; 2020Q1: 10,612 shares; 2020Q2: 10,709 shares 10,709$192K0.01%+97Timeline
HFROHIGHLAND OPPS & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 37,072 shares; 2019Q1: 34,021 shares; 2019Q2: 32,256 shares; 2019Q3: 29,120 shares; 2019Q4: 27,261 shares; 2020Q1: 23,758 shares; 2020Q2: 23,730 shares 23,730$191K0.01%-28Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 15,900 shares; 2019Q1: 35,224 shares; 2019Q2: 36,686 shares; 2019Q3: 34,412 shares; 2019Q4: 19,255 shares; 2020Q1: 11,106 shares; 2020Q2: 10,219 shares 10,219$188K0.01%-887Timeline
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 4,017 shares; 2019Q2: 3,773 shares; 2019Q3: not reported; 2019Q4: 3,902 shares; 2020Q1: not reported; 2020Q2: 11,380 shares 11,380$187K0.01%newTimeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 12,019 shares; 2019Q1: 12,110 shares; 2019Q2: 12,826 shares; 2019Q3: 12,920 shares; 2019Q4: 13,018 shares; 2020Q1: 13,128 shares; 2020Q2: 13,238 shares 13,238$187K0.01%+110Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 27,920 shares; 2019Q1: 25,620 shares; 2019Q2: 25,620 shares; 2019Q3: 25,474 shares; 2019Q4: 25,074 shares; 2020Q1: 25,176 shares; 2020Q2: 25,235 shares 25,235$185K0.01%+59
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 49,124 shares; 2020Q1: 50,513 shares; 2020Q2: 51,268 shares 51,268$184K0.01%+755
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 10,079 shares; 2019Q1: 10,879 shares; 2019Q2: 13,079 shares; 2019Q3: 14,679 shares; 2019Q4: 14,679 shares; 2020Q1: 14,679 shares; 2020Q2: 14,679 shares 14,679$181K0.01%0Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 17,140 shares; 2019Q1: 18,040 shares; 2019Q2: 17,531 shares; 2019Q3: 16,231 shares; 2019Q4: 14,875 shares; 2020Q1: 14,875 shares; 2020Q2: 14,189 shares 14,189$181K0.01%-686Timeline
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 22,493 shares; 2019Q2: 19,309 shares; 2019Q3: 17,102 shares; 2019Q4: 14,162 shares; 2020Q1: 13,746 shares; 2020Q2: 13,895 shares 13,895$177K0.01%+149Timeline
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 19,141 shares; 2019Q1: 17,341 shares; 2019Q2: 19,450 shares; 2019Q3: 19,950 shares; 2019Q4: 19,950 shares; 2020Q1: 20,950 shares; 2020Q2: 21,950 shares 21,950$177K0.01%+1,000
CALITHERA BIOSCIENCES INC C…CALITHERA BIOSCIENCES INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 33,500 shares 33,500$177K0.01%new
VCVINVESCO CALIF VALUE MUN INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 13,840 shares; 2020Q2: 15,040 shares 15,040$176K0.01%+1,200Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 31,670 shares; 2019Q1: 30,555 shares; 2019Q2: 28,294 shares; 2019Q3: 28,362 shares; 2019Q4: 28,699 shares; 2020Q1: 19,313 shares; 2020Q2: 22,414 shares 22,414$173K0.01%+3,101Timeline
HSTHOST HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 294,358 shares; 2019Q1: 297,609 shares; 2019Q2: 272,317 shares; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 15,958 shares 15,958$172K0.01%newTimeline
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 21,335 shares; 2019Q1: 23,595 shares; 2019Q2: 23,595 shares; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,573 shares 11,573$162K0.01%newTimeline
OPLNOPENLANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,618 shares 11,618$160K0.01%newTimeline
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 12,849 shares; 2019Q1: 12,965 shares; 2019Q2: 12,143 shares; 2019Q3: 12,282 shares; 2019Q4: 12,470 shares; 2020Q1: 11,004 shares; 2020Q2: 11,142 shares 11,142$160K0.01%+138
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 14,907 shares; 2019Q1: 19,081 shares; 2019Q2: 19,533 shares; 2019Q3: 20,690 shares; 2019Q4: 14,390 shares; 2020Q1: 13,677 shares; 2020Q2: 12,461 shares 12,461$160K0.01%-1,216
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 11,111 shares; 2019Q1: 10,933 shares; 2019Q2: 9,648 shares; 2019Q3: not reported; 2019Q4: 14,643 shares; 2020Q1: 12,772 shares; 2020Q2: 12,273 shares 12,273$159K0.01%-499Timeline
BLACKROCK MUN BD TRBLACKROCK MUN BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 11,737 shares; 2019Q1: 11,737 shares; 2019Q2: 11,737 shares; 2019Q3: 11,737 shares; 2019Q4: 11,737 shares; 2020Q1: 10,292 shares; 2020Q2: 10,390 shares 10,390$158K0.01%+98
NANTKWEST INCNANTKWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 12,742 shares; 2019Q1: 15,773 shares; 2019Q2: 15,773 shares; 2019Q3: 15,773 shares; 2019Q4: 15,773 shares; 2020Q1: 10,176 shares; 2020Q2: 12,863 shares 12,863$158K0.01%+2,687
BLWBLACKROCK LTD DURATION INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 11,793 shares; 2019Q1: 10,140 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,216 shares 11,216$156K0.01%newTimeline
GOGOGOGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 57,405 shares; 2019Q1: 57,305 shares; 2019Q2: 57,305 shares; 2019Q3: 57,305 shares; 2019Q4: 52,705 shares; 2020Q1: 52,155 shares; 2020Q2: 48,505 shares 48,505$153K0.01%-3,650Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 45,945 shares; 2019Q1: 47,396 shares; 2019Q2: 40,441 shares; 2019Q3: 35,733 shares; 2019Q4: 24,745 shares; 2020Q1: 32,280 shares; 2020Q2: 29,636 shares 29,636$151K0.01%-2,644Timeline
STWDSTARWOOD PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,008 shares 10,008$150K0.01%newTimeline
PFDFLAHERTY & CRUMRINE PFD INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 10,181 shares; 2020Q2: 10,181 shares 10,181$148K0.01%0Timeline
MARATHON OIL CORPMARATHON OIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 23,562 shares; 2019Q1: 23,381 shares; 2019Q2: 33,362 shares; 2019Q3: 26,118 shares; 2019Q4: 20,308 shares; 2020Q1: 19,317 shares; 2020Q2: 23,969 shares 23,969$147K0.01%+4,652
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 13,491 shares; 2019Q1: 12,938 shares; 2019Q2: 12,602 shares; 2019Q3: 15,365 shares; 2019Q4: 15,164 shares; 2020Q1: 15,350 shares; 2020Q2: 17,463 shares 17,463$144K0.01%+2,113Timeline
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 11,225 shares; 2019Q1: 11,216 shares; 2019Q2: 11,310 shares; 2019Q3: 10,980 shares; 2019Q4: 11,775 shares; 2020Q1: 10,392 shares; 2020Q2: 12,495 shares 12,495$144K0.01%+2,103Timeline
CPRXCATALYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 27,000 shares; 2019Q1: 27,000 shares; 2019Q2: 29,000 shares; 2019Q3: 29,000 shares; 2019Q4: 29,000 shares; 2020Q1: 31,000 shares; 2020Q2: 31,000 shares 31,000$143K0.01%0Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 43,351 shares; 2020Q1: 46,701 shares; 2020Q2: 38,426 shares 38,426$139K0.01%-8,275Timeline
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 40,000 shares; 2019Q1: 40,000 shares; 2019Q2: 40,000 shares; 2019Q3: 40,000 shares; 2019Q4: 40,000 shares; 2020Q1: 35,000 shares; 2020Q2: 35,000 shares 35,000$138K0.01%0
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 11,315 shares; 2019Q1: 11,315 shares; 2019Q2: 10,840 shares; 2019Q3: 10,891 shares; 2019Q4: 11,238 shares; 2020Q1: 11,403 shares; 2020Q2: 10,379 shares 10,379$137K0.01%-1,024Timeline
JBLUJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,350 shares 12,350$135K<0.01%newTimeline
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 17,905 shares; 2019Q1: 16,405 shares; 2019Q2: 19,505 shares; 2019Q3: 12,200 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,225 shares 11,225$133K<0.01%newTimeline
JP MORGAN CHASE &amp; COJP MORGAN CHASE &amp; COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 16,305 shares; 2019Q1: 15,946 shares; 2019Q2: 14,138 shares; 2019Q3: 11,762 shares; 2019Q4: 10,792 shares; 2020Q1: 10,018 shares; 2020Q2: 10,095 shares 10,095$133K<0.01%+77
GFIGOLD FIELDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 19,394 shares; 2019Q2: 19,287 shares; 2019Q3: 17,428 shares; 2019Q4: 15,470 shares; 2020Q1: 17,638 shares; 2020Q2: 13,807 shares 13,807$130K<0.01%-3,831Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 13,815 shares; 2019Q1: 20,658 shares; 2019Q2: 27,087 shares; 2019Q3: 17,580 shares; 2019Q4: 18,049 shares; 2020Q1: not reported; 2020Q2: 17,041 shares 17,041$130K<0.01%new
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 17,518 shares; 2019Q1: 17,629 shares; 2019Q2: 17,183 shares; 2019Q3: 16,276 shares; 2019Q4: 15,620 shares; 2020Q1: 22,679 shares; 2020Q2: 13,303 shares 13,303$129K<0.01%-9,376Timeline
OIAINVESCO MUNI INCOME OPP TRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 17,467 shares; 2019Q1: 17,467 shares; 2019Q2: 17,467 shares; 2019Q3: 17,467 shares; 2019Q4: 17,467 shares; 2020Q1: 17,467 shares; 2020Q2: 17,467 shares 17,467$125K<0.01%0Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 30,916 shares; 2019Q1: 28,569 shares; 2019Q2: 29,319 shares; 2019Q3: 27,769 shares; 2019Q4: 27,769 shares; 2020Q1: 22,930 shares; 2020Q2: 23,219 shares 23,219$124K<0.01%+289Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 13,164 shares 13,164$124K<0.01%new
PCGPG&E CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,582 shares; 2019Q4: 29,880 shares; 2020Q1: 13,880 shares; 2020Q2: 13,880 shares 13,880$123K<0.01%0Timeline
GTGOODYEAR TIRE & RUBR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 25,269 shares; 2019Q1: 27,274 shares; 2019Q2: 25,564 shares; 2019Q3: 21,102 shares; 2019Q4: 19,028 shares; 2020Q1: 13,550 shares; 2020Q2: 13,770 shares 13,770$123K<0.01%+220Timeline
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,886 shares; 2019Q3: 12,824 shares; 2019Q4: 13,543 shares; 2020Q1: not reported; 2020Q2: 43,935 shares 43,935$120K<0.01%new
XEFRXEATON VANCE SR FLTNG RTE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 10,073 shares; 2020Q2: 10,315 shares 10,315$117K<0.01%+242Timeline
FDUSFIDUS INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 14,410 shares; 2019Q1: 14,410 shares; 2019Q2: 14,410 shares; 2019Q3: 12,870 shares; 2019Q4: 12,870 shares; 2020Q1: 12,870 shares; 2020Q2: 12,420 shares 12,420$113K<0.01%-450Timeline
NAUTILUS INCNAUTILUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,129 shares 12,129$112K<0.01%new
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 12,124 shares; 2019Q1: 12,995 shares; 2019Q2: 13,581 shares; 2019Q3: 12,578 shares; 2019Q4: 12,546 shares; 2020Q1: 11,908 shares; 2020Q2: 11,819 shares 11,819$109K<0.01%-89Timeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 16,631 shares; 2019Q1: 18,202 shares; 2019Q2: 17,396 shares; 2019Q3: 14,798 shares; 2019Q4: 13,145 shares; 2020Q1: 13,145 shares; 2020Q2: 12,974 shares 12,974$109K<0.01%-171Timeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 30,135 shares; 2019Q1: 25,496 shares; 2019Q2: 34,200 shares; 2019Q3: 42,708 shares; 2019Q4: 48,125 shares; 2020Q1: 95,632 shares; 2020Q2: 14,505 shares 14,505$108K<0.01%-81,127Timeline
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,293 shares 10,293$102K<0.01%new
PAGPPLAINS GP HLDGS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,254 shares 11,254$100K<0.01%newTimeline
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,100 shares; 2019Q4: 13,100 shares; 2020Q1: 13,100 shares; 2020Q2: 13,100 shares 13,100$100K<0.01%0Timeline
XHRXENIA HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 12,865 shares; 2019Q1: 11,768 shares; 2019Q2: 10,894 shares; 2019Q3: 10,900 shares; 2019Q4: 10,811 shares; 2020Q1: 10,570 shares; 2020Q2: 10,566 shares 10,566$99K<0.01%-4Timeline
OIO-I GLASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 13,421 shares; 2020Q1: 10,891 shares; 2020Q2: 10,891 shares 10,891$98K<0.01%0Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 17,707 shares; 2019Q1: 17,696 shares; 2019Q2: 12,248 shares; 2019Q3: 12,119 shares; 2019Q4: 12,053 shares; 2020Q1: 12,276 shares; 2020Q2: 21,003 shares 21,003$97K<0.01%+8,727Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 27,075 shares; 2019Q1: 27,075 shares; 2019Q2: 27,075 shares; 2019Q3: 27,075 shares; 2019Q4: 24,695 shares; 2020Q1: 25,022 shares; 2020Q2: 25,439 shares 25,439$88K<0.01%+417Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,768 shares 10,768$84K<0.01%newTimeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,344 shares; 2020Q1: 10,906 shares; 2020Q2: 11,750 shares 11,750$82K<0.01%+844Timeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,110 shares 12,110$81K<0.01%newTimeline
KGCKINROSS GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,662 shares 10,662$77K<0.01%newTimeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 17,500 shares; 2019Q1: 16,700 shares; 2019Q2: 13,625 shares; 2019Q3: not reported; 2019Q4: 13,120 shares; 2020Q1: 12,857 shares; 2020Q2: 10,082 shares 10,082$74K<0.01%-2,775Timeline
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 39,565 shares; 2019Q1: 40,230 shares; 2019Q2: 39,776 shares; 2019Q3: 38,433 shares; 2019Q4: 37,048 shares; 2020Q1: 35,340 shares; 2020Q2: 33,383 shares 33,383$70K<0.01%-1,957
GNWGENWORTH FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 41,141 shares; 2019Q1: 40,275 shares; 2019Q2: 38,490 shares; 2019Q3: 31,584 shares; 2019Q4: 30,902 shares; 2020Q1: 28,249 shares; 2020Q2: 28,249 shares 28,249$65K<0.01%0Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 26,532 shares 26,532$65K<0.01%new
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 71,000 shares 71,000$65K<0.01%new
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 37,860 shares; 2019Q1: 39,023 shares; 2019Q2: 40,148 shares; 2019Q3: 50,044 shares; 2019Q4: 55,354 shares; 2020Q1: 63,349 shares; 2020Q2: 23,978 shares 23,978$63K<0.01%-39,371
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 18,713 shares; 2019Q1: 26,007 shares; 2019Q2: 32,465 shares; 2019Q3: 30,854 shares; 2019Q4: 27,582 shares; 2020Q1: 28,230 shares; 2020Q2: 16,328 shares 16,328$62K<0.01%-11,902
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 20,215 shares; 2019Q1: 19,605 shares; 2019Q2: 16,605 shares; 2019Q3: 12,105 shares; 2019Q4: 12,105 shares; 2020Q1: 12,105 shares; 2020Q2: 12,405 shares 12,405$61K<0.01%+300Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,000 shares; 2019Q3: 16,000 shares; 2019Q4: 16,000 shares; 2020Q1: 21,433 shares; 2020Q2: 21,989 shares 21,989$60K<0.01%+556Timeline
SMFGSUMITOMO MITSUI FIN GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 23,933 shares; 2019Q1: 22,521 shares; 2019Q2: 24,698 shares; 2019Q3: 24,809 shares; 2019Q4: 25,426 shares; 2020Q1: 12,334 shares; 2020Q2: 10,369 shares 10,369$58K<0.01%-1,965Timeline
CMRECOSTAMARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,269 shares 10,269$57K<0.01%newTimeline
GCVGABELLI CONV & INC SECS FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,000 shares; 2019Q4: 11,000 shares; 2020Q1: 11,000 shares; 2020Q2: 11,000 shares 11,000$56K<0.01%0Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 35,912 shares; 2019Q1: 33,662 shares; 2019Q2: 33,662 shares; 2019Q3: 33,662 shares; 2019Q4: 33,662 shares; 2020Q1: 11,386 shares; 2020Q2: 11,386 shares 11,386$54K<0.01%0Timeline
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 11,397 shares; 2020Q1: 15,110 shares; 2020Q2: 15,110 shares 15,110$52K<0.01%0Timeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 19,950 shares; 2019Q1: 19,950 shares; 2019Q2: 20,450 shares; 2019Q3: 19,450 shares; 2019Q4: 13,450 shares; 2020Q1: 13,450 shares; 2020Q2: 10,450 shares 10,450$42K<0.01%-3,000Timeline
ALEXCO RESOURCE CORPALEXCO RESOURCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 15,213 shares 15,213$34K<0.01%new
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 22,500 shares; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares 10,000$33K<0.01%0Timeline
CALLON PETE CO DELCALLON PETE CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 27,000 shares 27,000$31K<0.01%new
SUMMIT MIDSTREAM PARTNERS LPSUMMIT MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 30,000 shares 30,000$30K<0.01%new
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv NtQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 26,000 shares 26,000$25K<0.01%new
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 30,000 shares 30,000$23K<0.01%new
CHINOOK THERAPEUTICS INC.CHINOOK THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,000 shares 10,000$23K<0.01%new
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 25,371 shares; 2019Q1: 25,217 shares; 2019Q2: 23,703 shares; 2019Q3: 18,844 shares; 2019Q4: 16,470 shares; 2020Q1: 20,808 shares; 2020Q2: 14,431 shares 14,431$22K<0.01%-6,377Timeline
TUSKMAMMOTH ENERGY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 18,000 shares; 2020Q2: 18,000 shares 18,000$21K<0.01%0Timeline
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 34,500 shares; 2019Q1: 34,500 shares; 2019Q2: 34,500 shares; 2019Q3: 34,500 shares; 2019Q4: 34,500 shares; 2020Q1: 34,500 shares; 2020Q2: 34,500 shares 34,500$12K<0.01%0Timeline
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: 20,146 shares; 2019Q1: 23,277 shares; 2019Q2: 23,146 shares; 2019Q3: 22,570 shares; 2019Q4: 15,805 shares; 2020Q1: 14,166 shares; 2020Q2: 14,166 shares 14,166$12K<0.01%0
T-Mobile US Inc Rights 20T-Mobile US Inc Rights 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,068 shares 11,068$2K<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput1,200$2Knew
GENERAL ELEC COGENERAL ELEC CO COMcall5,000$1Knew
BABAALIBABA GROUP HLDG LTD SPONSORED ADScall200$0new

Sold out in Q2 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 114. All 114

SecurityShares beforeValue beforeType
QQQINVESCO QQQ TR162,513$30.9Mshares
FTCSFIRST TR EXCHANGE-TRADED FD157,724$7.84Mshares
TGTTARGET CORP63,285$5.88Mshares
FS KKR CAPITAL CORPFS KKR CAPITAL CORP1,043,048$3.13Mshares
FPEFIRST TR EXCH TRADED FD III180,558$2.96Mshares
FDNFIRST TR EXCHANGE-TRADED FD18,831$2.33Mshares
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP23,047$2.17Mshares
RAYTHEON CORAYTHEON CO16,063$2.11Mshares
FBTFIRST TR EXCHANGE-TRADED FD14,369$1.88Mshares
XMLVINVESCO EXCH TRADED FD TR II43,405$1.73Mshares
XMMOINVESCO EXCHANGE TRADED FD T26,993$1.32Mshares
SCHHSCHWAB STRATEGIC TR40,377$1.32Mshares
GOVIINVESCO EXCH TRADED FD TR II33,272$1.31Mshares
GGZGABELLI GLOBAL SMALL & MID C159,506$1.16Mshares
SIZEISHARES TR16,030$1.14Mshares
DOCHEALTHPEAK PROPERTIES INC43,518$1.04Mshares
HEFAISHARES TR38,927$942Kshares
RGTROYCE GLOBAL TRUST INC115,351$927Kshares
SLYGSPDR SERIES TRUST19,877$918Kshares
EWPISHARES INC44,988$914Kshares
GLOBAL X FDSGLOBAL X FDS269,105$848Kshares
EWHISHARES INC39,968$797Kshares
USRTISHARES TR20,114$788Kshares
EWEDWARDS LIFESCIENCES CORP4,004$755Kshares
GUNRFLEXSHARES TR27,916$629Kshares
ISCVISHARES TR7,301$623Kshares
Direxion All Cap Insider Se…Direxion All Cap Insider Senti21,476$610Kshares
INDAISHARES TR24,309$586Kshares
FGDFIRST TR EXCHANGE-TRADED FD34,018$542Kshares
EWGISHARES INC24,696$530Kshares
ALLERGAN PLCALLERGAN PLC2,948$522Kshares
TRVTRAVELERS COMPANIES INC4,880$485Kshares
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP20,653$482Kshares
EWOISHARES INC36,669$481Kshares
FTNTFORTINET INC4,747$480Kshares
DBX ETF TRDBX ETF TR15,498$476Kshares
DEMWISDOMTREE TR14,719$475Kshares
EZAISHARES INC15,701$446Kshares
FTFFRANKLIN LTD DURATION INCOME56,353$442Kshares
FLGRFRANKLIN TEMPLETON ETF TR25,949$431Kshares
EWYISHARES INC9,115$428Kshares
FLKRFRANKLIN TEMPLETON ETF TR24,586$407Kshares
PFOFLAHERTY & CRUMRINE PFD INCO39,824$394Kshares
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD20,170$382Kshares
PNQIINVESCO EXCHANGE TRADED FD T3,007$378Kshares
SMMVISHARES TR14,511$375Kshares
TBLLINVESCO EXCH TRADED FD TR II3,475$369Kshares
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR9,437$351Kshares
DBEMDBX ETF TR18,250$347Kshares
CORCENCORA INC3,763$333Kshares
FTXOFIRST TR EXCHANGE TRADED FD19,125$299Kshares
FXDFIRST TR EXCHANGE-TRADED FD11,044$297Kshares
EWZISHARES INC12,347$291Kshares
Apollo Global Management IncApollo Global Management Inc8,626$289Kshares
PWRQUANTA SVCS INC9,024$286Kshares
FCVTFIRST TR EXCHANGE-TRADED FD9,629$275Kshares
UHTUNIVERSAL HEALTH RLTY INCOME2,637$266Kshares
WBIYABSOLUTE SHS TR17,390$264Kshares
ARGTGLOBAL X FDS15,834$260Kshares
ALERIAN MLP ETFALERIAN MLP ETF73,923$254Kshares
GMOMCAMBRIA ETF TR10,959$250Kshares
CVYINVESCO EXCHANGE TRADED FD T17,617$244Kshares
AIGAMERICAN INTL GROUP INC10,011$243Kshares
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN5,414$240Kshares
CNPCENTERPOINT ENERGY INC15,285$236Kshares
SPDR GOLD MINISHARES TRUSTSPDR GOLD MINISHARES TRUST15,015$236Kshares
IMTMISHARES TR8,503$225Kshares
CHECHEMED CORP NEW505$219Kshares
HEDJWISDOMTREE TR4,213$216Kshares
LKFTLAKEFRONT BIOTHERAPEUTICS NV1,097$215Kshares
AESAES CORP15,587$212Kshares
ICLRICON PUB LTD CO1,551$211Kshares
XFFCXFLAHERTY & CRUMRIN PFD & INM12,663$211Kshares
VPLVANGUARD INTL EQUITY INDEX F3,803$210Kshares
TMTOYOTA MOTOR CORP1,706$205Kshares
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS918$202Kshares
CCKCROWN HLDGS INC3,466$201Kshares
BCPCBALCHEM CORP2,029$200Kshares
DIVGLOBAL X FDS15,258$197Kshares
DSLDOUBLELINE INCOME SOLUTIONS12,345$165Kshares
HWMHOWMET AEROSPACE INC10,169$163Kshares
DIAMOND EAGLE ACQUISITION CODIAMOND EAGLE ACQUISITION CO13,127$162Kshares
SPPPSPROTT ASSET MANAGEMENT LP10,000$155Kshares
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC13,765$152Kshares
GPMTGRANITE PT MTG TR INC26,856$136Kshares
BCSBARCLAYS PLC28,154$128Kshares
NUVNUVEEN MUN VALUE FD INC11,766$115Kshares
KEYKEYCORP10,772$112Kshares
HTGCHERCULES CAPITAL INC12,789$98Kshares
FLEXFLEX LTD11,569$97Kshares
GLOBAL X FDSGLOBAL X FDS14,739$97Kshares
XMCRXMFS CHARTER INCOME TR12,218$90Kshares
TEITEMPLETON EMERGING MKTS INCO10,416$78Kshares
GLOCLOUGH GLOBAL OPPORTUNITIES10,699$77Kshares
CLFCLEVELAND-CLIFFS INC NEW19,061$75Kshares
MINABERDEEN INTER INCOME FD20,061$72Kshares
SVCSERVICE PPTYS TR13,087$71Kshares
MMACYS INC13,606$67Kshares
PROSPECT CAP CORPPROSPECT CAP CORP71,000$61Kprincipal
GLOBAL X FDSGLOBAL X FDS10,239$55Kshares

How Q2 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-20-002189 base2020-08-13acceptance time not in the bulk data set