First Allied Advisory Services, Inc.
Follow13F filer, CIK 1512647, SAN DIEGO, CA
First Allied Advisory Services, Inc. reported $2,705,023,000 across 1,107 holdings for the quarter ended 2020-06-30, in a 13F-HR filed 2020-08-13. Its ten largest share positions make up 20.14% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-002189
- Period
- 2020-06-30
- Reported value
- $2.71B
- Holdings
- 1,107
- Top 10 weight
- 20.14%
- New
- 160
- Sold out
- 114
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CWBadded | +191,682 | $11.6M |
| VCSHadded | +140,016 | $11.6M |
| LQDadded | +68,977 | $9.28M |
| IEFadded | +65,843 | $8.02M |
| DGROadded | +189,624 | $7.13M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| QQQexited | -162,513 | -$30.9M |
| BILreduced | -121,726 | -$11.1M |
| BRK-Breduced | -61,039 | -$10.9M |
| EMLCreduced | -329,868 | -$10.1M |
| RVTreduced | -649,983 | -$8.16M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,104 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 1,200 | $2K | new |
| GENERAL ELEC COGENERAL ELEC CO COM | call | 5,000 | $1K | new |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 200 | $0 | new |
Sold out in Q2 2020
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| QQQINVESCO QQQ TR | 162,513 | $30.9M | shares |
| FTCSFIRST TR EXCHANGE-TRADED FD | 157,724 | $7.84M | shares |
| TGTTARGET CORP | 63,285 | $5.88M | shares |
| FS KKR CAPITAL CORPFS KKR CAPITAL CORP | 1,043,048 | $3.13M | shares |
| FPEFIRST TR EXCH TRADED FD III | 180,558 | $2.96M | shares |
| FDNFIRST TR EXCHANGE-TRADED FD | 18,831 | $2.33M | shares |
| UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP | 23,047 | $2.17M | shares |
| RAYTHEON CORAYTHEON CO | 16,063 | $2.11M | shares |
| FBTFIRST TR EXCHANGE-TRADED FD | 14,369 | $1.88M | shares |
| XMLVINVESCO EXCH TRADED FD TR II | 43,405 | $1.73M | shares |
| XMMOINVESCO EXCHANGE TRADED FD T | 26,993 | $1.32M | shares |
| SCHHSCHWAB STRATEGIC TR | 40,377 | $1.32M | shares |
| GOVIINVESCO EXCH TRADED FD TR II | 33,272 | $1.31M | shares |
| GGZGABELLI GLOBAL SMALL & MID C | 159,506 | $1.16M | shares |
| SIZEISHARES TR | 16,030 | $1.14M | shares |
| DOCHEALTHPEAK PROPERTIES INC | 43,518 | $1.04M | shares |
| HEFAISHARES TR | 38,927 | $942K | shares |
| RGTROYCE GLOBAL TRUST INC | 115,351 | $927K | shares |
| SLYGSPDR SERIES TRUST | 19,877 | $918K | shares |
| EWPISHARES INC | 44,988 | $914K | shares |
| GLOBAL X FDSGLOBAL X FDS | 269,105 | $848K | shares |
| EWHISHARES INC | 39,968 | $797K | shares |
| USRTISHARES TR | 20,114 | $788K | shares |
| EWEDWARDS LIFESCIENCES CORP | 4,004 | $755K | shares |
| GUNRFLEXSHARES TR | 27,916 | $629K | shares |
| ISCVISHARES TR | 7,301 | $623K | shares |
| Direxion All Cap Insider Se…Direxion All Cap Insider Senti | 21,476 | $610K | shares |
| INDAISHARES TR | 24,309 | $586K | shares |
| FGDFIRST TR EXCHANGE-TRADED FD | 34,018 | $542K | shares |
| EWGISHARES INC | 24,696 | $530K | shares |
| ALLERGAN PLCALLERGAN PLC | 2,948 | $522K | shares |
| TRVTRAVELERS COMPANIES INC | 4,880 | $485K | shares |
| CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP | 20,653 | $482K | shares |
| EWOISHARES INC | 36,669 | $481K | shares |
| FTNTFORTINET INC | 4,747 | $480K | shares |
| DBX ETF TRDBX ETF TR | 15,498 | $476K | shares |
| DEMWISDOMTREE TR | 14,719 | $475K | shares |
| EZAISHARES INC | 15,701 | $446K | shares |
| FTFFRANKLIN LTD DURATION INCOME | 56,353 | $442K | shares |
| FLGRFRANKLIN TEMPLETON ETF TR | 25,949 | $431K | shares |
| EWYISHARES INC | 9,115 | $428K | shares |
| FLKRFRANKLIN TEMPLETON ETF TR | 24,586 | $407K | shares |
| PFOFLAHERTY & CRUMRINE PFD INCO | 39,824 | $394K | shares |
| JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD | 20,170 | $382K | shares |
| PNQIINVESCO EXCHANGE TRADED FD T | 3,007 | $378K | shares |
| SMMVISHARES TR | 14,511 | $375K | shares |
| TBLLINVESCO EXCH TRADED FD TR II | 3,475 | $369K | shares |
| TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR | 9,437 | $351K | shares |
| DBEMDBX ETF TR | 18,250 | $347K | shares |
| CORCENCORA INC | 3,763 | $333K | shares |
| FTXOFIRST TR EXCHANGE TRADED FD | 19,125 | $299K | shares |
| FXDFIRST TR EXCHANGE-TRADED FD | 11,044 | $297K | shares |
| EWZISHARES INC | 12,347 | $291K | shares |
| Apollo Global Management IncApollo Global Management Inc | 8,626 | $289K | shares |
| PWRQUANTA SVCS INC | 9,024 | $286K | shares |
| FCVTFIRST TR EXCHANGE-TRADED FD | 9,629 | $275K | shares |
| UHTUNIVERSAL HEALTH RLTY INCOME | 2,637 | $266K | shares |
| WBIYABSOLUTE SHS TR | 17,390 | $264K | shares |
| ARGTGLOBAL X FDS | 15,834 | $260K | shares |
| ALPS ETF TRALPS ETF TR | 73,923 | $254K | shares |
| GMOMCAMBRIA ETF TR | 10,959 | $250K | shares |
| CVYINVESCO EXCHANGE TRADED FD T | 17,617 | $244K | shares |
| AIGAMERICAN INTL GROUP INC | 10,011 | $243K | shares |
| BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN | 5,414 | $240K | shares |
| CNPCENTERPOINT ENERGY INC | 15,285 | $236K | shares |
| SPDR GOLD MINISHARES TRUSTSPDR GOLD MINISHARES TRUST | 15,015 | $236K | shares |
| IMTMISHARES TR | 8,503 | $225K | shares |
| CHECHEMED CORP NEW | 505 | $219K | shares |
| HEDJWISDOMTREE TR | 4,213 | $216K | shares |
| LKFTLAKEFRONT BIOTHERAPEUTICS NV | 1,097 | $215K | shares |
| AESAES CORP | 15,587 | $212K | shares |
| ICLRICON PUB LTD CO | 1,551 | $211K | shares |
| XFFCXFLAHERTY & CRUMRIN PFD & INM | 12,663 | $211K | shares |
| VPLVANGUARD INTL EQUITY INDEX F | 3,803 | $210K | shares |
| TMTOYOTA MOTOR CORP | 1,706 | $205K | shares |
| CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS | 918 | $202K | shares |
| CCKCROWN HLDGS INC | 3,466 | $201K | shares |
| BCPCBALCHEM CORP | 2,029 | $200K | shares |
| DIVGLOBAL X FDS | 15,258 | $197K | shares |
| DSLDOUBLELINE INCOME SOLUTIONS | 12,345 | $165K | shares |
| HWMHOWMET AEROSPACE INC | 10,169 | $163K | shares |
| DIAMOND EAGLE ACQUISITION CODIAMOND EAGLE ACQUISITION CO | 13,127 | $162K | shares |
| SPPPSPROTT ASSET MANAGEMENT LP | 10,000 | $155K | shares |
| PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC | 13,765 | $152K | shares |
| GPMTGRANITE PT MTG TR INC | 26,856 | $136K | shares |
| BCSBARCLAYS PLC | 28,154 | $128K | shares |
| NUVNUVEEN MUN VALUE FD INC | 11,766 | $115K | shares |
| KEYKEYCORP | 10,772 | $112K | shares |
| HTGCHERCULES CAPITAL INC | 12,789 | $98K | shares |
| FLEXFLEX LTD | 11,569 | $97K | shares |
| GLOBAL X FDSGLOBAL X FDS | 14,739 | $97K | shares |
| XMCRXMFS CHARTER INCOME TR | 12,218 | $90K | shares |
| TEITEMPLETON EMERGING MKTS INCO | 10,416 | $78K | shares |
| GLOCLOUGH GLOBAL OPPORTUNITIES | 10,699 | $77K | shares |
| CLFCLEVELAND-CLIFFS INC NEW | 19,061 | $75K | shares |
| MINABERDEEN INTER INCOME FD | 20,061 | $72K | shares |
| SVCSERVICE PPTYS TR | 13,087 | $71K | shares |
| MMACYS INC | 13,606 | $67K | shares |
| PROSPECT CAP CORPPROSPECT CAP CORP | 71,000 | $61K | principal |
| GLOBAL X FDSGLOBAL X FDS | 10,239 | $55K | shares |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP | 12,800 | $54K | shares |
| NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF | 36,398 | $52K | shares |
| SBSWSIBANYE STILLWATER LTD | 10,806 | $51K | shares |
| MFA FINL INCMFA FINL INC | 32,800 | $51K | shares |
| SKTTANGER INC | 10,090 | $50K | shares |
| TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP | 12,632 | $48K | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 4,700 | $36K | principal |
| AURORA CANNABIS INCAURORA CANNABIS INC | 38,784 | $34K | shares |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC | 40,000 | $28K | principal |
| TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt | 26,000 | $23K | principal |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 79,425 | $14K | shares |
| HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP | 36,250 | $9K | shares |
| PENNEY J C INCPENNEY J C INC | 20,500 | $7K | shares |
| METAMETA PLATFORMS INC | 500 | $1K | principal |
How Q2 2020 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-20-002189 | base | 2020-08-13 | acceptance time not in the bulk data set |