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Disclosery

First Allied Advisory Services, Inc.

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13F filer, CIK 1512647, SAN DIEGO, CA

First Allied Advisory Services, Inc. reported $2,960,649,000 across 1,206 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-10. Its ten largest share positions make up 17.64% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-000484

Period
2019-12-31
Reported value
$2.96B
Holdings
1,206
Top 10 weight
17.64%
New
91
Sold out
519

Largest buys vs the previous quarter

SecurityShares changeApprox. value
FVDadded+300,610$10.8M
ACPnew+901,476$10.4M
QUALadded+74,269$7.5M
DGROadded+156,862$6.6M
MGKadded+40,625$5.92M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
VBKreduced-44,358-$8.83M
QQQreduced-40,120-$8.53M
FLRNreduced-236,306-$7.26M
CELGENE CORPexited-69,692-$6.91M
MSFTreduced-41,971-$6.63M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001085146-20-000484, largest first. % of portfolio is the value over $2,960,642,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
JAZZJAZZ PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,042 shares; 2019Q1: 3,562 shares; 2019Q2: 3,233 shares; 2019Q3: 2,494 shares; 2019Q4: 1,757 shares 1,757$260K0.01%-737Timeline
GGGGRACO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,990 shares; 2019Q3: not reported; 2019Q4: 5,046 shares 5,046$260K0.01%newTimeline
LAMRLAMAR ADVERTISING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,978 shares; 2019Q1: 3,107 shares; 2019Q2: 3,096 shares; 2019Q3: 3,137 shares; 2019Q4: 2,888 shares 2,888$260K0.01%-249Timeline
FXOFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,563 shares; 2019Q1: 7,333 shares; 2019Q2: 7,242 shares; 2019Q3: 7,453 shares; 2019Q4: 7,786 shares 7,786$260K0.01%+333Timeline
SMMVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,318 shares; 2019Q4: 7,395 shares 7,395$260K0.01%+6,077Timeline
CPRTCOPART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,839 shares 2,839$259K0.01%newTimeline
ROPROPER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 648 shares; 2019Q3: 752 shares; 2019Q4: 720 shares 720$257K0.01%-32Timeline
HUNHUNTSMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 19,867 shares; 2019Q3: 17,773 shares; 2019Q4: 10,581 shares 10,581$257K0.01%-7,192Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 31,670 shares; 2019Q1: 30,555 shares; 2019Q2: 28,294 shares; 2019Q3: 28,362 shares; 2019Q4: 28,699 shares 28,699$256K0.01%+337Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 87,200 shares; 2019Q3: 88,564 shares; 2019Q4: 82,200 shares 82,200$256K0.01%-6,364Timeline
TECHBIO-TECHNE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,047 shares; 2019Q4: 1,143 shares 1,143$255K0.01%+96Timeline
PCYINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 44,994 shares; 2019Q4: 8,401 shares 8,401$252K0.01%-36,593Timeline
CHECHEMED CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 555 shares; 2019Q4: 579 shares 579$252K0.01%+24Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 39,403 shares; 2019Q1: 38,750 shares; 2019Q2: 43,012 shares; 2019Q3: 25,647 shares; 2019Q4: 25,293 shares 25,293$251K0.01%-354Timeline
NRGNRG ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,949 shares; 2019Q1: 7,830 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,293 shares 6,293$250K0.01%newTimeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 43,351 shares 43,351$250K0.01%newTimeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,385 shares; 2019Q1: 18,047 shares; 2019Q2: 16,400 shares; 2019Q3: 16,430 shares; 2019Q4: 17,890 shares 17,890$250K0.01%+1,460Timeline
ETFMGETFMGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,907 shares; 2019Q1: 19,081 shares; 2019Q2: 19,533 shares; 2019Q3: 20,690 shares; 2019Q4: 14,390 shares 14,390$250K0.01%-6,300
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,789 shares; 2019Q1: 13,339 shares; 2019Q2: 12,097 shares; 2019Q3: 13,003 shares; 2019Q4: 11,567 shares 11,567$249K0.01%-1,436Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,518 shares; 2019Q1: 17,629 shares; 2019Q2: 17,183 shares; 2019Q3: 16,276 shares; 2019Q4: 15,620 shares 15,620$248K0.01%-656Timeline
STATE STREETSTATE STREETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,265 shares; 2019Q1: 4,265 shares; 2019Q2: 3,527 shares; 2019Q3: 3,468 shares; 2019Q4: 3,425 shares 3,425$248K0.01%-43
KDPKEURIG DR PEPPER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 8,674 shares; 2019Q2: 8,673 shares; 2019Q3: 8,922 shares; 2019Q4: 8,560 shares 8,560$247K0.01%-362Timeline
AWRAMER STATES WTR COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,683 shares; 2019Q3: 2,834 shares; 2019Q4: 2,835 shares 2,835$246K0.01%+1Timeline
CRUSCIRRUS LOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,994 shares 2,994$246K0.01%newTimeline
IQVIQVIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,461 shares; 2019Q4: 1,582 shares 1,582$244K0.01%+121Timeline
ODFLOLD DOMINION FREIGHT LINE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,782 shares; 2019Q1: 1,436 shares; 2019Q2: 1,554 shares; 2019Q3: 1,450 shares; 2019Q4: 1,290 shares 1,290$244K0.01%-160Timeline
BAHBOOZ ALLEN HAMILTON HLDG CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 6,195 shares; 2019Q1: 5,370 shares; 2019Q2: 3,228 shares; 2019Q3: 3,358 shares; 2019Q4: 3,458 shares 3,458$244K0.01%+100Timeline
CNICANADIAN NATL RY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,448 shares; 2019Q4: 2,691 shares 2,691$243K0.01%+243Timeline
TDTORONTO DOMINION BK ONTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,626 shares; 2019Q1: 7,761 shares; 2019Q2: 4,550 shares; 2019Q3: 4,148 shares; 2019Q4: 4,310 shares 4,310$243K0.01%+162Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,815 shares; 2019Q1: 20,658 shares; 2019Q2: 27,087 shares; 2019Q3: 17,580 shares; 2019Q4: 18,049 shares 18,049$243K0.01%+469
FHNFIRST HORIZON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,281 shares; 2019Q2: 10,224 shares; 2019Q3: 10,184 shares; 2019Q4: 14,535 shares 14,535$242K0.01%+4,351Timeline
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,410 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,260 shares 5,260$242K0.01%newTimeline
LIFE STORAGE INCLIFE STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 2,742 shares; 2019Q1: 4,256 shares; 2019Q2: 4,322 shares; 2019Q3: 3,397 shares; 2019Q4: 2,236 shares 2,236$241K0.01%-1,161
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,141 shares; 2019Q1: 17,341 shares; 2019Q2: 19,450 shares; 2019Q3: 19,950 shares; 2019Q4: 19,950 shares 19,950$240K0.01%0
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,015 shares 6,015$239K0.01%newTimeline
NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 38,248 shares; 2019Q1: 25,748 shares; 2019Q2: 25,748 shares; 2019Q3: 25,748 shares; 2019Q4: 23,948 shares 23,948$239K0.01%-1,800
AOAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,100 shares; 2019Q3: 4,100 shares; 2019Q4: 4,100 shares 4,100$238K0.01%0Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,305 shares; 2019Q1: 15,946 shares; 2019Q2: 14,138 shares; 2019Q3: 11,762 shares; 2019Q4: 10,792 shares 10,792$237K0.01%-970
LIILENNOX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 921 shares; 2019Q1: 1,097 shares; 2019Q2: 1,071 shares; 2019Q3: 1,222 shares; 2019Q4: 983 shares 983$236K0.01%-239Timeline
XHRXENIA HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,865 shares; 2019Q1: 11,768 shares; 2019Q2: 10,894 shares; 2019Q3: 10,900 shares; 2019Q4: 10,811 shares 10,811$236K0.01%-89Timeline
CNCCENTENE CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 5,159 shares; 2019Q2: not reported; 2019Q3: 4,721 shares; 2019Q4: 3,731 shares 3,731$235K0.01%-990Timeline
MCHPMICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,182 shares; 2019Q1: 2,930 shares; 2019Q2: 3,016 shares; 2019Q3: 2,891 shares; 2019Q4: 2,295 shares 2,295$235K0.01%-596Timeline
SPGIS&P GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 896 shares; 2019Q3: 1,253 shares; 2019Q4: 846 shares 846$234K0.01%-407Timeline
WATWATERS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,005 shares 1,005$234K0.01%newTimeline
JXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,554 shares; 2019Q1: 5,415 shares; 2019Q2: 4,263 shares; 2019Q3: 4,263 shares; 2019Q4: 3,983 shares 3,983$234K0.01%-280Timeline
PSCHINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,910 shares; 2019Q2: 1,910 shares; 2019Q3: 2,063 shares; 2019Q4: 1,808 shares 1,808$234K0.01%-255Timeline
APTIV IRISH HOLDINGS LTDAPTIV IRISH HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,442 shares 2,442$233K0.01%new
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,852 shares; 2019Q1: 7,275 shares; 2019Q2: 10,380 shares; 2019Q3: 5,597 shares; 2019Q4: 4,791 shares 4,791$232K0.01%-806Timeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,079 shares; 2019Q1: 10,879 shares; 2019Q2: 13,079 shares; 2019Q3: 14,679 shares; 2019Q4: 14,679 shares 14,679$232K0.01%0Timeline
FXUFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,906 shares; 2019Q1: not reported; 2019Q2: 7,594 shares; 2019Q3: 7,210 shares; 2019Q4: 7,941 shares 7,941$231K0.01%+731Timeline
AOSSMITH A O CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,569 shares; 2019Q3: 4,638 shares; 2019Q4: 4,845 shares 4,845$230K0.01%+207Timeline
EWZISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 5,970 shares; 2019Q2: 4,647 shares; 2019Q3: 6,465 shares; 2019Q4: 4,841 shares 4,841$230K0.01%-1,624Timeline
FCVTFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,324 shares; 2019Q1: 7,191 shares; 2019Q2: 6,942 shares; 2019Q3: 7,512 shares; 2019Q4: 7,042 shares 7,042$230K0.01%-470Timeline
NCLHNORWEGIAN CRUISE LINE HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 4,017 shares; 2019Q2: 3,773 shares; 2019Q3: not reported; 2019Q4: 3,902 shares 3,902$229K0.01%newTimeline
FOXFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,668 shares; 2019Q3: 6,668 shares; 2019Q4: 6,268 shares 6,268$229K0.01%-400Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,079 shares; 2019Q1: 12,104 shares; 2019Q2: 93,640 shares; 2019Q3: 17,245 shares; 2019Q4: 15,102 shares 15,102$229K0.01%-2,143Timeline
XRTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 7,110 shares; 2019Q1: 6,494 shares; 2019Q2: 7,758 shares; 2019Q3: 5,006 shares; 2019Q4: 4,993 shares 4,993$229K0.01%-13Timeline
XLCSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,543 shares; 2019Q1: 4,339 shares; 2019Q2: not reported; 2019Q3: 2,828 shares; 2019Q4: 4,311 shares 4,311$228K0.01%+1,483Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,148 shares; 2019Q1: 15,595 shares; 2019Q2: 16,297 shares; 2019Q3: 16,341 shares; 2019Q4: 18,012 shares 18,012$228K0.01%+1,671Timeline
NUEMNUSHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,393 shares; 2019Q3: 8,335 shares; 2019Q4: 8,381 shares 8,381$228K0.01%+46Timeline
GBCIGLACIER BANCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,149 shares; 2019Q1: 5,214 shares; 2019Q2: 5,259 shares; 2019Q3: not reported; 2019Q4: 4,958 shares 4,958$228K0.01%newTimeline
AMNAMN HEALTHCARE SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,642 shares 3,642$228K0.01%newTimeline
SEATTLE GENETICS INCSEATTLE GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,985 shares 1,985$228K0.01%new
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,075 shares; 2019Q1: 13,075 shares; 2019Q2: 14,976 shares; 2019Q3: 16,994 shares; 2019Q4: 15,187 shares 15,187$228K0.01%-1,807
SBACSBA COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,060 shares; 2019Q2: 1,195 shares; 2019Q3: 1,277 shares; 2019Q4: 951 shares 951$227K0.01%-326Timeline
SAPSAP SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 1,825 shares; 2019Q2: 1,966 shares; 2019Q3: 1,846 shares; 2019Q4: 1,723 shares 1,723$227K0.01%-123Timeline
QRVOQORVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,912 shares 1,912$226K0.01%newTimeline
GQREFLEXSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,775 shares; 2019Q4: 3,510 shares 3,510$226K0.01%+735Timeline
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 21,235 shares 21,235$226K0.01%new
SONSONOCO PRODS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 100,757 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,687 shares 3,687$224K0.01%newTimeline
IYZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,169 shares; 2019Q1: 8,169 shares; 2019Q2: 8,010 shares; 2019Q3: 7,570 shares; 2019Q4: 7,544 shares 7,544$224K0.01%-26Timeline
EQIXEQUINIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 422 shares; 2019Q4: 382 shares 382$222K0.01%-40Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,484 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 4,417 shares 4,417$222K0.01%new
REZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 3,124 shares; 2019Q2: 3,160 shares; 2019Q3: 2,899 shares; 2019Q4: 2,926 shares 2,926$221K0.01%+27Timeline
XRAYDENTSPLY SIRONA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,649 shares; 2019Q3: 3,810 shares; 2019Q4: 3,906 shares 3,906$221K0.01%+96Timeline
SUSAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,656 shares; 2019Q3: 1,656 shares; 2019Q4: 1,648 shares 1,648$221K0.01%-8Timeline
AMEDISYS INCAMEDISYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,304 shares 1,304$221K0.01%new
MLNVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,500 shares; 2019Q4: 10,500 shares 10,500$221K0.01%0Timeline
IGEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 9,398 shares; 2019Q2: 8,213 shares; 2019Q3: 7,227 shares; 2019Q4: 7,413 shares 7,413$221K0.01%+186Timeline
KLACKLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,224 shares 1,224$219K0.01%newTimeline
CARLYLE GROUP L PCARLYLE GROUP L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,802 shares 6,802$219K0.01%new
JKHYHENRY JACK & ASSOC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,489 shares 1,489$217K0.01%newTimeline
THWABRDN WORLD HEALTHCARE FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 15,730 shares 15,730$217K0.01%newTimeline
CRLCHARLES RIV LABS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,404 shares 1,404$215K0.01%newTimeline
BOTZGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,924 shares; 2019Q1: 9,840 shares; 2019Q2: 10,140 shares; 2019Q3: 10,095 shares; 2019Q4: 9,716 shares 9,716$215K0.01%-379Timeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 39,875 shares 39,875$215K0.01%new
CASHPATHWARD FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,962 shares 5,962$214K0.01%newTimeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 8,967 shares 8,967$214K0.01%new
KIMKIMCO REALTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,402 shares; 2019Q1: 22,362 shares; 2019Q2: 19,644 shares; 2019Q3: 19,078 shares; 2019Q4: 10,137 shares 10,137$213K0.01%-8,941Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,519 shares; 2019Q1: 15,819 shares; 2019Q2: 13,319 shares; 2019Q3: 13,129 shares; 2019Q4: 13,129 shares 13,129$213K0.01%0Timeline
WISDOMTREE TOTAL EARNINGSWISDOMTREE TOTAL EARNINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,190 shares; 2019Q4: 5,790 shares 5,790$213K0.01%+1,600
VGSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 51,870 shares; 2019Q1: 38,799 shares; 2019Q2: 7,982 shares; 2019Q3: 7,069 shares; 2019Q4: 3,498 shares 3,498$212K0.01%-3,571Timeline
HEIHEICO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,190 shares; 2019Q1: 2,795 shares; 2019Q2: 3,064 shares; 2019Q3: 2,513 shares; 2019Q4: 1,858 shares 1,858$212K0.01%-655Timeline
PCNPIMCO CORPORATE & INCM STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,645 shares; 2019Q1: 12,245 shares; 2019Q2: 12,245 shares; 2019Q3: 12,745 shares; 2019Q4: 11,160 shares 11,160$212K0.01%-1,585Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,841 shares; 2019Q1: 16,035 shares; 2019Q2: 14,491 shares; 2019Q3: 13,494 shares; 2019Q4: 11,973 shares 11,973$212K0.01%-1,521
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 21,162 shares; 2019Q1: 21,162 shares; 2019Q2: 20,419 shares; 2019Q3: 20,169 shares; 2019Q4: 5,347 shares 5,347$212K0.01%-14,822
DSIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,344 shares; 2019Q1: 7,020 shares; 2019Q2: 6,969 shares; 2019Q3: 7,240 shares; 2019Q4: 1,752 shares 1,752$211K0.01%-5,488Timeline
VONGVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 1,254 shares; 2019Q3: 1,162 shares; 2019Q4: 1,170 shares 1,170$211K0.01%+8Timeline
AAGILENT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,153 shares; 2019Q1: 3,871 shares; 2019Q2: 3,956 shares; 2019Q3: 3,622 shares; 2019Q4: 2,468 shares 2,468$211K0.01%-1,154Timeline
AKAMAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,614 shares; 2019Q1: 4,382 shares; 2019Q2: 3,875 shares; 2019Q3: 2,530 shares; 2019Q4: 2,447 shares 2,447$211K0.01%-83Timeline
LKFTLAKEFRONT BIOTHERAPEUTICS NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,017 shares 1,017$211K0.01%newTimeline
CNACNA FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,480 shares; 2019Q3: 4,511 shares; 2019Q4: 4,691 shares 4,691$210K0.01%+180Timeline
O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality DividQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 8,515 shares; 2019Q1: 7,261 shares; 2019Q2: 7,367 shares; 2019Q3: not reported; 2019Q4: 5,666 shares 5,666$210K0.01%new
XYLXYLEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,391 shares; 2019Q3: 2,576 shares; 2019Q4: 2,639 shares 2,639$209K0.01%+63Timeline
BRKRBRUKER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,253 shares; 2019Q3: not reported; 2019Q4: 4,122 shares 4,122$209K0.01%newTimeline
WYWEYERHAEUSER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,935 shares; 2019Q1: not reported; 2019Q2: 8,643 shares; 2019Q3: 9,148 shares; 2019Q4: 6,892 shares 6,892$208K0.01%-2,256Timeline
GBABGUGGENHEIM TAXABLE MUNICP BOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 8,983 shares; 2019Q2: 8,820 shares; 2019Q3: 8,820 shares; 2019Q4: 8,820 shares 8,820$207K0.01%0Timeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,339 shares 3,339$206K0.01%newTimeline
BCPCBALCHEM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,029 shares; 2019Q3: 2,029 shares; 2019Q4: 2,029 shares 2,029$206K0.01%0Timeline
NUVASIVE INCNUVASIVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 4,088 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,672 shares 2,672$206K0.01%new
RGAREINSURANCE GROUP AMER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 1,574 shares; 2019Q1: 1,577 shares; 2019Q2: 1,580 shares; 2019Q3: 1,563 shares; 2019Q4: 1,257 shares 1,257$205K0.01%-306Timeline
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,946 shares; 2019Q1: 14,795 shares; 2019Q2: 14,795 shares; 2019Q3: 14,724 shares; 2019Q4: 14,345 shares 14,345$205K0.01%-379
FHBFIRST HAWAIIAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 7,524 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 7,076 shares 7,076$204K0.01%newTimeline
IOOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,244 shares; 2019Q1: not reported; 2019Q2: 4,099 shares; 2019Q3: 4,099 shares; 2019Q4: 3,759 shares 3,759$203K0.01%-340Timeline
MSMMSC INDL DIRECT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 2,622 shares 2,622$203K0.01%newTimeline
TTEKTETRA TECH INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,363 shares; 2019Q4: 2,359 shares 2,359$203K0.01%-4Timeline
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,318 shares; 2019Q3: 6,364 shares; 2019Q4: 6,104 shares 6,104$203K0.01%-260
INGING GROEP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 61,496 shares; 2019Q1: 62,778 shares; 2019Q2: 49,026 shares; 2019Q3: 40,458 shares; 2019Q4: 16,592 shares 16,592$202K0.01%-23,866Timeline
JBHTHUNT J B TRANS SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 5,289 shares; 2019Q1: 5,206 shares; 2019Q2: 4,686 shares; 2019Q3: 2,587 shares; 2019Q4: 1,739 shares 1,739$202K0.01%-848Timeline
MAAMID-AMER APT CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,499 shares 1,499$201K0.01%newTimeline
RYROYAL BK CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 3,175 shares; 2019Q1: 3,107 shares; 2019Q2: 2,881 shares; 2019Q3: 2,880 shares; 2019Q4: 2,517 shares 2,517$201K0.01%-363Timeline
VNOVORNADO RLTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 3,028 shares 3,028$201K0.01%newTimeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,476 shares; 2019Q1: 24,098 shares; 2019Q2: 27,839 shares; 2019Q3: 26,397 shares; 2019Q4: 28,382 shares 28,382$201K0.01%+1,985
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,599 shares; 2019Q4: 1,566 shares 1,566$201K0.01%-33
VYXNCR VOYIX CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 6,628 shares; 2019Q3: not reported; 2019Q4: 5,715 shares 5,715$200K0.01%newTimeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,588 shares; 2019Q1: 20,449 shares; 2019Q2: 14,488 shares; 2019Q3: 13,982 shares; 2019Q4: 13,637 shares 13,637$199K0.01%-345
COLONY CAPITAL INCCOLONY CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 81,790 shares; 2019Q1: 82,980 shares; 2019Q2: 75,487 shares; 2019Q3: 44,449 shares; 2019Q4: 41,786 shares 41,786$198K0.01%-2,663
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,140 shares; 2019Q1: 18,040 shares; 2019Q2: 17,531 shares; 2019Q3: 16,231 shares; 2019Q4: 14,875 shares 14,875$197K0.01%-1,356Timeline
L BRANDS INCL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 9,277 shares; 2019Q1: 18,848 shares; 2019Q2: 18,026 shares; 2019Q3: 16,071 shares; 2019Q4: 11,034 shares 11,034$196K0.01%-5,037
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,019 shares; 2019Q1: 12,110 shares; 2019Q2: 12,826 shares; 2019Q3: 12,920 shares; 2019Q4: 13,018 shares 13,018$193K0.01%+98Timeline
FDUSFIDUS INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,410 shares; 2019Q1: 14,410 shares; 2019Q2: 14,410 shares; 2019Q3: 12,870 shares; 2019Q4: 12,870 shares 12,870$192K0.01%0Timeline
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,849 shares; 2019Q1: 12,965 shares; 2019Q2: 12,143 shares; 2019Q3: 12,282 shares; 2019Q4: 12,470 shares 12,470$191K0.01%+188
HTGCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,747 shares; 2019Q1: 14,356 shares; 2019Q2: 12,556 shares; 2019Q3: 13,456 shares; 2019Q4: 13,456 shares 13,456$189K0.01%0Timeline
SMFGSUMITOMO MITSUI FIN GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 23,933 shares; 2019Q1: 22,521 shares; 2019Q2: 24,698 shares; 2019Q3: 24,809 shares; 2019Q4: 25,426 shares 25,426$187K0.01%+617Timeline
CLFCLEVELAND-CLIFFS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,463 shares; 2019Q1: 15,583 shares; 2019Q2: 18,463 shares; 2019Q3: 13,461 shares; 2019Q4: 22,246 shares 22,246$186K0.01%+8,785Timeline
BLACKROCK MUN BD TRBLACKROCK MUN BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,737 shares; 2019Q1: 11,737 shares; 2019Q2: 11,737 shares; 2019Q3: 11,737 shares; 2019Q4: 11,737 shares 11,737$183K0.01%0
BRSLBRIGHTSTAR LOTTERY PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,109 shares; 2019Q3: 12,934 shares; 2019Q4: 12,212 shares 12,212$183K0.01%-722Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 35,912 shares; 2019Q1: 33,662 shares; 2019Q2: 33,662 shares; 2019Q3: 33,662 shares; 2019Q4: 33,662 shares 33,662$183K0.01%0Timeline
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 22,493 shares; 2019Q2: 19,309 shares; 2019Q3: 17,102 shares; 2019Q4: 14,162 shares 14,162$181K0.01%-2,940Timeline
KTFDWS MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 15,272 shares; 2019Q1: 15,272 shares; 2019Q2: 14,391 shares; 2019Q3: 14,700 shares; 2019Q4: 15,877 shares 15,877$179K0.01%+1,177Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 30,916 shares; 2019Q1: 28,569 shares; 2019Q2: 29,319 shares; 2019Q3: 27,769 shares; 2019Q4: 27,769 shares 27,769$177K0.01%0Timeline
BEBLOOM ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 27,326 shares; 2019Q2: 34,407 shares; 2019Q3: 34,634 shares; 2019Q4: 23,475 shares 23,475$175K0.01%-11,159Timeline
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 56,000 shares; 2019Q1: 65,000 shares; 2019Q2: 73,000 shares; 2019Q3: 79,361 shares; 2019Q4: 68,000 shares 68,000$173K0.01%-11,361Timeline
GPKGRAPHIC PACKAGING HLDG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,580 shares; 2019Q1: 10,456 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,273 shares 10,273$172K0.01%newTimeline
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,344 shares 10,344$172K0.01%newTimeline
BHKBLACKROCK CORE BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,588 shares; 2019Q1: 12,558 shares; 2019Q2: 12,525 shares; 2019Q3: 12,561 shares; 2019Q4: 11,673 shares 11,673$170K0.01%-888Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,916 shares; 2019Q1: 18,916 shares; 2019Q2: 18,916 shares; 2019Q3: 19,071 shares; 2019Q4: 15,616 shares 15,616$167K0.01%-3,455Timeline
OIO-I GLASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 13,421 shares 13,421$163K0.01%newTimeline
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 40,000 shares; 2019Q1: 40,000 shares; 2019Q2: 40,000 shares; 2019Q3: 40,000 shares; 2019Q4: 40,000 shares 40,000$163K0.01%0
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,315 shares; 2019Q1: 11,315 shares; 2019Q2: 10,840 shares; 2019Q3: 10,891 shares; 2019Q4: 11,238 shares 11,238$160K0.01%+347Timeline
PSECPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 45,945 shares; 2019Q1: 47,396 shares; 2019Q2: 40,441 shares; 2019Q3: 35,733 shares; 2019Q4: 24,745 shares 24,745$159K0.01%-10,988Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,491 shares; 2019Q1: 12,938 shares; 2019Q2: 12,602 shares; 2019Q3: 15,365 shares; 2019Q4: 15,164 shares 15,164$155K0.01%-201Timeline
TRANSLATE BIO INC.TRANSLATE BIO INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,000 shares; 2019Q4: 19,000 shares 19,000$155K0.01%+6,000
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,085 shares; 2019Q1: 10,730 shares; 2019Q2: not reported; 2019Q3: 13,730 shares; 2019Q4: 16,805 shares 16,805$154K0.01%+3,075Timeline
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 39,565 shares; 2019Q1: 40,230 shares; 2019Q2: 39,776 shares; 2019Q3: 38,433 shares; 2019Q4: 37,048 shares 37,048$154K0.01%-1,385
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,225 shares; 2019Q1: 11,216 shares; 2019Q2: 11,310 shares; 2019Q3: 10,980 shares; 2019Q4: 11,775 shares 11,775$151K0.01%+795Timeline
SPPPSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,000 shares; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares 10,000$144K<0.01%0Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 49,124 shares 49,124$142K<0.01%new
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,607 shares; 2019Q1: 14,607 shares; 2019Q2: 14,607 shares; 2019Q3: 11,618 shares; 2019Q4: 11,618 shares 11,618$139K<0.01%0
OIAINVESCO MUNI INCOME OPP TRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,467 shares; 2019Q1: 17,467 shares; 2019Q2: 17,467 shares; 2019Q3: 17,467 shares; 2019Q4: 17,467 shares 17,467$138K<0.01%0Timeline
GNWGENWORTH FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 41,141 shares; 2019Q1: 40,275 shares; 2019Q2: 38,490 shares; 2019Q3: 31,584 shares; 2019Q4: 30,902 shares 30,902$136K<0.01%-682Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,500 shares; 2019Q1: 16,700 shares; 2019Q2: 13,625 shares; 2019Q3: not reported; 2019Q4: 13,120 shares 13,120$129K<0.01%newTimeline
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,124 shares; 2019Q1: 12,995 shares; 2019Q2: 13,581 shares; 2019Q3: 12,578 shares; 2019Q4: 12,546 shares 12,546$126K<0.01%-32Timeline
DIAMOND EAGLE ACQUISITION CODIAMOND EAGLE ACQUISITION COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 11,900 shares 11,900$126K<0.01%new
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 11,447 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 13,373 shares 13,373$123K<0.01%newTimeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,631 shares; 2019Q1: 18,202 shares; 2019Q2: 17,396 shares; 2019Q3: 14,798 shares; 2019Q4: 13,145 shares 13,145$119K<0.01%-1,653Timeline
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,100 shares; 2019Q4: 13,100 shares 13,100$118K<0.01%0Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,713 shares; 2019Q1: 26,007 shares; 2019Q2: 32,465 shares; 2019Q3: 30,854 shares; 2019Q4: 27,582 shares 27,582$116K<0.01%-3,272
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,890 shares; 2019Q1: 13,890 shares; 2019Q2: 13,052 shares; 2019Q3: 13,052 shares; 2019Q4: 10,048 shares 10,048$112K<0.01%-3,004
CPRXCATALYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,000 shares; 2019Q1: 27,000 shares; 2019Q2: 29,000 shares; 2019Q3: 29,000 shares; 2019Q4: 29,000 shares 29,000$109K<0.01%0Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 27,075 shares; 2019Q1: 27,075 shares; 2019Q2: 27,075 shares; 2019Q3: 27,075 shares; 2019Q4: 24,695 shares 24,695$106K<0.01%-2,380Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 18,643 shares; 2019Q1: 23,057 shares; 2019Q2: 25,504 shares; 2019Q3: 23,045 shares; 2019Q4: 27,987 shares 27,987$104K<0.01%+4,942Timeline
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,805 shares; 2019Q1: 14,845 shares; 2019Q2: 19,373 shares; 2019Q3: 15,983 shares; 2019Q4: 12,275 shares 12,275$102K<0.01%-3,708Timeline
GFIGOLD FIELDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 19,394 shares; 2019Q2: 19,287 shares; 2019Q3: 17,428 shares; 2019Q4: 15,470 shares 15,470$101K<0.01%-1,958Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY RENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 24,385 shares; 2019Q1: 23,145 shares; 2019Q2: 22,180 shares; 2019Q3: 22,830 shares; 2019Q4: 22,830 shares 22,830$98K<0.01%0
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 129,100 shares; 2019Q1: 129,700 shares; 2019Q2: 129,700 shares; 2019Q3: 74,325 shares; 2019Q4: 112,125 shares 112,125$95K<0.01%+37,800
ENCANA CORPENCANA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 14,536 shares; 2019Q1: 21,278 shares; 2019Q2: 19,910 shares; 2019Q3: 18,612 shares; 2019Q4: 19,374 shares 19,374$91K<0.01%+762
AURORA CANNABIS INCAURORA CANNABIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,244 shares; 2019Q1: 25,742 shares; 2019Q2: 35,504 shares; 2019Q3: 41,562 shares; 2019Q4: 42,562 shares 42,562$90K<0.01%+1,000
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,552 shares; 2019Q1: 13,042 shares; 2019Q2: 11,520 shares; 2019Q3: 11,520 shares; 2019Q4: 11,520 shares 11,520$87K<0.01%0Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,008 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,172 shares 10,172$82K<0.01%newTimeline
BGC PARTNERS INCBGC PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,886 shares; 2019Q3: 12,824 shares; 2019Q4: 13,543 shares 13,543$80K<0.01%+719
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,215 shares; 2019Q1: 19,605 shares; 2019Q2: 16,605 shares; 2019Q3: 12,105 shares; 2019Q4: 12,105 shares 12,105$77K<0.01%0Timeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,677 shares; 2019Q1: 12,144 shares; 2019Q2: 15,973 shares; 2019Q3: 19,971 shares; 2019Q4: 20,123 shares 20,123$76K<0.01%+152Timeline
INTELSAT S AINTELSAT S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,150 shares 10,150$72K<0.01%new
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,950 shares; 2019Q1: 19,950 shares; 2019Q2: 20,450 shares; 2019Q3: 19,450 shares; 2019Q4: 13,450 shares 13,450$66K<0.01%-6,000Timeline
GCVGABELLI CONV & INC SECS FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,000 shares; 2019Q4: 11,000 shares 11,000$65K<0.01%0Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 17,707 shares; 2019Q1: 17,696 shares; 2019Q2: 12,248 shares; 2019Q3: 12,119 shares; 2019Q4: 12,053 shares 12,053$61K<0.01%-66Timeline
APHRIA INCAPHRIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,902 shares; 2019Q4: 11,402 shares 11,402$59K<0.01%+500
NANTKWEST INCNANTKWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 12,742 shares; 2019Q1: 15,773 shares; 2019Q2: 15,773 shares; 2019Q3: 15,773 shares; 2019Q4: 15,773 shares 15,773$59K<0.01%0
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 20,146 shares; 2019Q1: 23,277 shares; 2019Q2: 23,146 shares; 2019Q3: 22,570 shares; 2019Q4: 15,805 shares 15,805$57K<0.01%-6,765
NEUROMETRIX INCNEUROMETRIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 13,000 shares 13,000$56K<0.01%new
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 25,371 shares; 2019Q1: 25,217 shares; 2019Q2: 23,703 shares; 2019Q3: 18,844 shares; 2019Q4: 16,470 shares 16,470$54K<0.01%-2,374Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 11,000 shares; 2019Q3: 16,000 shares; 2019Q4: 16,000 shares 16,000$52K<0.01%0Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 13,335 shares; 2019Q1: 13,335 shares; 2019Q2: 13,335 shares; 2019Q3: 13,858 shares; 2019Q4: 13,858 shares 13,858$51K<0.01%0
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 26,871 shares; 2019Q1: 54,871 shares; 2019Q2: 54,871 shares; 2019Q3: 40,302 shares; 2019Q4: 56,251 shares 56,251$49K<0.01%+15,949
UMCUNITED MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 10,442 shares; 2019Q1: 26,126 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 17,321 shares 17,321$46K<0.01%newTimeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 22,500 shares; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares 10,000$34K<0.01%0Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 16,309 shares; 2019Q1: 16,304 shares; 2019Q2: 15,304 shares; 2019Q3: 12,454 shares; 2019Q4: 10,379 shares 10,379$34K<0.01%-2,075
VEON LTDVEON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: 10,069 shares; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 10,862 shares 10,862$29K<0.01%new
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 19,000 shares; 2019Q1: 19,500 shares; 2019Q2: 18,500 shares; 2019Q3: 18,500 shares; 2019Q4: 17,500 shares 17,500$20K<0.01%-1,000
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 11,397 shares 11,397$17K<0.01%newTimeline
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: 34,500 shares; 2019Q1: 34,500 shares; 2019Q2: 34,500 shares; 2019Q3: 34,500 shares; 2019Q4: 34,500 shares 34,500$14K<0.01%0Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COMput40,000$7Knew
ROKUROKU INC Stockcall200$0new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1principal71,000$73K0
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt CONVprincipal15,000$15K0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 519. All 519

SecurityShares beforeValue beforeType
CELGENE CORPCELGENE CORP69,692$6.91Mshares
ABFLABACUS FCF ETF TR104,038$3.87Mshares
ETF SER SOLUTIONS SALT HIG …ETF SER SOLUTIONS SALT HIG TRUBT129,238$3.25Mshares
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH191,100$2.6Mshares
WOODISHARES TR44,199$2.59Mshares
IHDGWISDOMTREE TR47,039$1.58Mshares
HCP INCHCP INC43,634$1.55Mshares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP55,177$977Kshares
PIMCO ETF TRPIMCO ETF TR17,900$913Kshares
VRPINVESCO EXCH TRADED FD TR II35,099$890Kshares
DBX ETF TRDBX ETF TR25,007$837Kshares
VIACOM INCVIACOM INC30,431$742Kshares
BB & T CORPBB & T CORP13,491$721Kshares
SPX CORPSPX CORP17,561$699Kshares
CRMTAMERICAS CAR-MART INC7,489$689Kshares
ISTBISHARES TR12,398$627Kshares
WLKWESTLAKE CORPORATION8,023$525Kshares
KBWBINVESCO EXCH TRADED FD TR II9,980$512Kshares
HYDVANECK ETF TRUST7,866$507Kshares
PHOINVESCO EXCHANGE TRADED FD T11,911$437Kshares
AJGGALLAGHER ARTHUR J & CO4,883$434Kshares
FJPFIRST TR EXCH TRD ALPHDX FD8,610$408Kshares
XILINX INCXILINX INC4,162$398Kshares
SPABSPDR SERIES TRUST13,230$392Kshares
CARA THERAPEUTICS INCCARA THERAPEUTICS INC21,000$382Kshares
ONEQFIDELITY COMWLTH TR1,160$365Kshares
COMBGRANITESHARES ETF TR14,575$340Kshares
BFHBREAD FINANCIAL HOLDINGS INC2,613$339Kshares
PHYSSPROTT ASSET MANAGEMENT LP28,240$335Kshares
LEGLEGGETT & PLATT INC7,976$332Kshares
IYCISHARES TR1,457$317Kshares
MDIVFIRST TR EXCHANGE TRADED FD16,470$303Kshares
EXELEXELIXIS INC16,675$299Kshares
LITELUMENTUM HLDGS INC5,374$286Kshares
SUNTRUST BANKS INCSUNTRUST BANKS INC4,136$286Kshares
GGTGABELLI MULTIMEDIA TR INC34,010$276Kshares
LRGFISHARES TR8,614$274Kshares
CBS CORP NEWCBS CORP NEW6,771$273Kshares
OLNOLIN CORP13,498$261Kshares
UMPQUA HOLDINGSUMPQUA HOLDINGS14,918$253Kshares
RGLDROYAL GOLD INC1,942$239Kshares
BFAMBRIGHT HORIZONS FAM SOL IN D1,509$234Kshares
FTSFORTIS INC5,448$230Kshares
ETONETON PHARMACEUTICALS INC36,146$228Kshares
IYEISHARES TR7,157$227Kshares
FAARFIRST TR EXCHANGE TRAD FD VI8,573$225Kshares
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC10,552$223Kshares
VNLAJANUS DETROIT STR TR4,425$222Kshares
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II6,056$221Kshares
ROLROLLINS INC6,421$219Kshares
MSIMOTOROLA SOLUTIONS INC1,272$219Kshares
PKPARK HOTELS & RESORTS INC8,761$218Kshares
INCYINCYTE CORP2,895$215Kshares
CCCHEMOURS CO13,766$210Kshares
PNWPINNACLE WEST CAP CORP2,172$210Kshares
ACWXISHARES TR4,538$209Kshares
DIEMFRANKLIN TEMPLETON ETF TR7,159$209Kshares
SRSPIRE INC2,381$208Kshares
ESSESSEX PPTY TR INC634$207Kshares
IDLVINVESCO EXCH TRADED FD TR II5,964$205Kshares
PKGPACKAGING CORP AMER1,893$203Kshares
EPIWISDOMTREE TR8,425$202Kshares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)4,894$202Kshares
CHKPCHECK POINT SOFTWARE TECH LT1,878$201Kshares
FLOFLOWERS FOODS INC8,517$200Kshares
IGFISHARES TR4,108$193Kshares
ILCGISHARES TR992$189Kshares
EDOWFIRST TR EXCHANGE-TRADED FD7,506$186Kshares
JSMDJANUS DETROIT STR TR4,245$186Kshares
GLOBAL X FDSGLOBAL X FDS10,972$186Kshares
GVALCAMBRIA ETF TR8,024$181Kshares
SLQDISHARES TR3,493$178Kshares
AEOAMERICAN EAGLE OUTFITTERS IN11,000$177Kshares
FDTFIRST TR EXCH TRD ALPHDX FD3,393$177Kshares
HGLBHIGHLAND GLOBAL ALLOCATION F16,929$174Kshares
VONEVANGUARD SCOTTSDALE FDS1,254$171Kshares
PBPINVESCO EXCHANGE TRADED FD T7,760$171Kshares
NUMVNUSHARES ETF TR5,800$170Kshares
SNAPSNAP INC10,661$169Kshares
RAVIFLEXSHARES TR2,270$169Kshares
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR18,650$168Kshares
FXIISHARES TR4,166$166Kshares
PWBINVESCO EXCHANGE TRADED FD T3,439$166Kshares
WTMFWISDOMTREE TR4,351$166Kshares
ITMVANECK ETF TRUST3,287$165Kshares
TDTTFLEXSHARES TR6,730$165Kshares
HYHGPROSHARES TR2,552$164Kshares
KBESPDR SERIES TRUST3,839$163Kshares
VIOGVANGUARD ADMIRAL FDS INC1,038$161Kshares
NUMGNUSHARES ETF TR4,864$159Kshares
PTHINVESCO EXCHANGE TRADED FD T1,977$155Kshares
O-I GLASS, INC.O-I GLASS, INC.14,869$153Kshares
HYDBISHARES TR3,000$152Kshares
VMOINVESCO MUN OPPORTUNIT TR12,200$152Kshares
HISFFIRST TR EXCHANGE-TRADED FD2,948$150Kshares
AORISHARES TR3,191$146Kshares
EDVVANGUARD WORLD FD1,012$145Kshares
PFMINVESCO EXCHANGE TRADED FD T4,868$144Kshares
PWSPACER FDS TR6,122$139Kshares
EWJISHARES INC2,353$134Kshares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-20-000484 base2020-02-10acceptance time not in the bulk data set