First Allied Advisory Services, Inc.
Follow13F filer, CIK 1512647, SAN DIEGO, CA
First Allied Advisory Services, Inc. reported $2,960,649,000 across 1,206 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-10. Its ten largest share positions make up 17.64% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-000484
- Period
- 2019-12-31
- Reported value
- $2.96B
- Holdings
- 1,206
- Top 10 weight
- 17.64%
- New
- 91
- Sold out
- 519
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| FVDadded | +300,610 | $10.8M |
| ACPnew | +901,476 | $10.4M |
| QUALadded | +74,269 | $7.5M |
| DGROadded | +156,862 | $6.6M |
| MGKadded | +40,625 | $5.92M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VBKreduced | -44,358 | -$8.83M |
| QQQreduced | -40,120 | -$8.53M |
| FLRNreduced | -236,306 | -$7.26M |
| CELGENE CORPexited | -69,692 | -$6.91M |
| MSFTreduced | -41,971 | -$6.63M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,202 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | put | 40,000 | $7K | new |
| ROKUROKU INC Stock | call | 200 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 71,000 | $73K | 0 |
| TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt CONV | principal | 15,000 | $15K | 0 |
Sold out in Q4 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CELGENE CORPCELGENE CORP | 69,692 | $6.91M | shares |
| ABFLABACUS FCF ETF TR | 104,038 | $3.87M | shares |
| ETF SER SOLUTIONS SALT HIG …ETF SER SOLUTIONS SALT HIG TRUBT | 129,238 | $3.25M | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 191,100 | $2.6M | shares |
| WOODISHARES TR | 44,199 | $2.59M | shares |
| IHDGWISDOMTREE TR | 47,039 | $1.58M | shares |
| HCP INCHCP INC | 43,634 | $1.55M | shares |
| ORITANI FINANCIAL CORPORITANI FINANCIAL CORP | 55,177 | $977K | shares |
| PIMCO ETF TRPIMCO ETF TR | 17,900 | $913K | shares |
| VRPINVESCO EXCH TRADED FD TR II | 35,099 | $890K | shares |
| DBX ETF TRDBX ETF TR | 25,007 | $837K | shares |
| VIACOM INCVIACOM INC | 30,431 | $742K | shares |
| BB & T CORPBB & T CORP | 13,491 | $721K | shares |
| SPX CORPSPX CORP | 17,561 | $699K | shares |
| CRMTAMERICAS CAR-MART INC | 7,489 | $689K | shares |
| ISTBISHARES TR | 12,398 | $627K | shares |
| WLKWESTLAKE CORPORATION | 8,023 | $525K | shares |
| KBWBINVESCO EXCH TRADED FD TR II | 9,980 | $512K | shares |
| HYDVANECK ETF TRUST | 7,866 | $507K | shares |
| PHOINVESCO EXCHANGE TRADED FD T | 11,911 | $437K | shares |
| AJGGALLAGHER ARTHUR J & CO | 4,883 | $434K | shares |
| FJPFIRST TR EXCH TRD ALPHDX FD | 8,610 | $408K | shares |
| XILINX INCXILINX INC | 4,162 | $398K | shares |
| SPABSPDR SERIES TRUST | 13,230 | $392K | shares |
| CARA THERAPEUTICS INCCARA THERAPEUTICS INC | 21,000 | $382K | shares |
| ONEQFIDELITY COMWLTH TR | 1,160 | $365K | shares |
| COMBGRANITESHARES ETF TR | 14,575 | $340K | shares |
| BFHBREAD FINANCIAL HOLDINGS INC | 2,613 | $339K | shares |
| PHYSSPROTT ASSET MANAGEMENT LP | 28,240 | $335K | shares |
| LEGLEGGETT & PLATT INC | 7,976 | $332K | shares |
| IYCISHARES TR | 1,457 | $317K | shares |
| MDIVFIRST TR EXCHANGE TRADED FD | 16,470 | $303K | shares |
| EXELEXELIXIS INC | 16,675 | $299K | shares |
| LITELUMENTUM HLDGS INC | 5,374 | $286K | shares |
| SUNTRUST BANKS INCSUNTRUST BANKS INC | 4,136 | $286K | shares |
| GGTGABELLI MULTIMEDIA TR INC | 34,010 | $276K | shares |
| LRGFISHARES TR | 8,614 | $274K | shares |
| CBS CORP NEWCBS CORP NEW | 6,771 | $273K | shares |
| OLNOLIN CORP | 13,498 | $261K | shares |
| UMPQUA HOLDINGSUMPQUA HOLDINGS | 14,918 | $253K | shares |
| RGLDROYAL GOLD INC | 1,942 | $239K | shares |
| BFAMBRIGHT HORIZONS FAM SOL IN D | 1,509 | $234K | shares |
| FTSFORTIS INC | 5,448 | $230K | shares |
| ETONETON PHARMACEUTICALS INC | 36,146 | $228K | shares |
| IYEISHARES TR | 7,157 | $227K | shares |
| FAARFIRST TR EXCHANGE TRAD FD VI | 8,573 | $225K | shares |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 10,552 | $223K | shares |
| VNLAJANUS DETROIT STR TR | 4,425 | $222K | shares |
| VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II | 6,056 | $221K | shares |
| ROLROLLINS INC | 6,421 | $219K | shares |
| MSIMOTOROLA SOLUTIONS INC | 1,272 | $219K | shares |
| PKPARK HOTELS & RESORTS INC | 8,761 | $218K | shares |
| INCYINCYTE CORP | 2,895 | $215K | shares |
| CCCHEMOURS CO | 13,766 | $210K | shares |
| PNWPINNACLE WEST CAP CORP | 2,172 | $210K | shares |
| ACWXISHARES TR | 4,538 | $209K | shares |
| DIEMFRANKLIN TEMPLETON ETF TR | 7,159 | $209K | shares |
| SRSPIRE INC | 2,381 | $208K | shares |
| ESSESSEX PPTY TR INC | 634 | $207K | shares |
| IDLVINVESCO EXCH TRADED FD TR II | 5,964 | $205K | shares |
| PKGPACKAGING CORP AMER | 1,893 | $203K | shares |
| EPIWISDOMTREE TR | 8,425 | $202K | shares |
| BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL) | 4,894 | $202K | shares |
| CHKPCHECK POINT SOFTWARE TECH LT | 1,878 | $201K | shares |
| FLOFLOWERS FOODS INC | 8,517 | $200K | shares |
| IGFISHARES TR | 4,108 | $193K | shares |
| ILCGISHARES TR | 992 | $189K | shares |
| EDOWFIRST TR EXCHANGE-TRADED FD | 7,506 | $186K | shares |
| JSMDJANUS DETROIT STR TR | 4,245 | $186K | shares |
| GLOBAL X FDSGLOBAL X FDS | 10,972 | $186K | shares |
| GVALCAMBRIA ETF TR | 8,024 | $181K | shares |
| SLQDISHARES TR | 3,493 | $178K | shares |
| AEOAMERICAN EAGLE OUTFITTERS IN | 11,000 | $177K | shares |
| FDTFIRST TR EXCH TRD ALPHDX FD | 3,393 | $177K | shares |
| HGLBHIGHLAND GLOBAL ALLOCATION F | 16,929 | $174K | shares |
| VONEVANGUARD SCOTTSDALE FDS | 1,254 | $171K | shares |
| PBPINVESCO EXCHANGE TRADED FD T | 7,760 | $171K | shares |
| NUMVNUSHARES ETF TR | 5,800 | $170K | shares |
| SNAPSNAP INC | 10,661 | $169K | shares |
| RAVIFLEXSHARES TR | 2,270 | $169K | shares |
| COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR | 18,650 | $168K | shares |
| FXIISHARES TR | 4,166 | $166K | shares |
| PWBINVESCO EXCHANGE TRADED FD T | 3,439 | $166K | shares |
| WTMFWISDOMTREE TR | 4,351 | $166K | shares |
| ITMVANECK ETF TRUST | 3,287 | $165K | shares |
| TDTTFLEXSHARES TR | 6,730 | $165K | shares |
| HYHGPROSHARES TR | 2,552 | $164K | shares |
| KBESPDR SERIES TRUST | 3,839 | $163K | shares |
| VIOGVANGUARD ADMIRAL FDS INC | 1,038 | $161K | shares |
| NUMGNUSHARES ETF TR | 4,864 | $159K | shares |
| PTHINVESCO EXCHANGE TRADED FD T | 1,977 | $155K | shares |
| O-I GLASS, INC.O-I GLASS, INC. | 14,869 | $153K | shares |
| HYDBISHARES TR | 3,000 | $152K | shares |
| VMOINVESCO MUN OPPORTUNIT TR | 12,200 | $152K | shares |
| HISFFIRST TR EXCHANGE-TRADED FD | 2,948 | $150K | shares |
| AORISHARES TR | 3,191 | $146K | shares |
| EDVVANGUARD WORLD FD | 1,012 | $145K | shares |
| PFMINVESCO EXCHANGE TRADED FD T | 4,868 | $144K | shares |
| PWSPACER FDS TR | 6,122 | $139K | shares |
| EWJISHARES INC | 2,353 | $134K | shares |
| SCHESCHWAB STRATEGIC TR | 5,226 | $132K | shares |
| XBTAXBLACKROCK LNG-TRM MUNI ADV | 10,327 | $132K | shares |
| EMHYISHARES INC | 2,784 | $131K | shares |
| AIRRFIRST TR EXCHANGE TRADED FD | 4,901 | $131K | shares |
| ACWVISHARES INC | 1,384 | $131K | shares |
| IBMPISHARES TR | 5,000 | $130K | shares |
| IBMOISHARES TR | 5,000 | $130K | shares |
| DISCOVERY INCDISCOVERY INC | 5,165 | $127K | shares |
| FPEIFIRST TR EXCH TRADED FD III | 6,346 | $126K | shares |
| FEMSFIRST TR EXCH TRD ALPHDX FD | 3,646 | $125K | shares |
| PKBINVESCO EXCHANGE TRADED FD T | 3,773 | $123K | shares |
| IYYISHARES TR | 833 | $122K | shares |
| IYTISHARES TR | 650 | $122K | shares |
| VONVVANGUARD SCOTTSDALE FDS | 1,084 | $121K | shares |
| EWIISHARES INC | 4,315 | $121K | shares |
| PGJINVESCO EXCHANGE TRADED FD T | 3,309 | $119K | shares |
| ESGDISHARES TR | 1,841 | $118K | shares |
| RSPHINVESCO EXCHANGE TRADED FD T | 596 | $118K | shares |
| SPEUSPDR INDEX SHS FDS | 3,567 | $118K | shares |
| GLOBAL X FDSGLOBAL X FDS | 7,991 | $118K | shares |
| RSPSINVESCO EXCHANGE TRADED FD T | 829 | $117K | shares |
| KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC | 25,000 | $117K | shares |
| ROUSLATTICE STRATEGIES TR | 3,540 | $114K | shares |
| J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED F | 1,913 | $114K | shares |
| RSPTINVESCO EXCHANGE TRADED FD T | 632 | $113K | shares |
| WELLS FARGO & COWELLS FARGO & CO | 74 | $113K | shares |
| XMPTVANECK ETF TRUST | 4,051 | $112K | shares |
| BOUTINNOVATOR ETFS TRUST | 5,600 | $112K | shares |
| TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC | 5,448 | $111K | shares |
| RSPMINVESCO EXCHANGE TRADED FD T | 1,015 | $111K | shares |
| VPLVANGUARD INTL EQUITY INDEX F | 1,680 | $110K | shares |
| RSPUINVESCO EXCHANGE TRADED FD T | 1,025 | $110K | shares |
| XHESPDR SERIES TRUST | 1,420 | $110K | shares |
| SNPEDBX ETF TR | 4,309 | $109K | shares |
| GOAUETF SER SOLUTIONS | 7,040 | $108K | shares |
| SMLFISHARES TR | 2,676 | $106K | shares |
| TRUSTCO BK CORP N YTRUSTCO BK CORP N Y | 13,000 | $106K | shares |
| AGZISHARES TR | 897 | $105K | shares |
| CZAINVESCO EXCHANGE TRADED FD T | 1,433 | $105K | shares |
| ISHARES TRISHARES TR | 4,023 | $105K | shares |
| QAINYLIM ETF TR | 3,390 | $104K | shares |
| IBUYAMPLIFY ETF TR | 2,198 | $104K | shares |
| ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023 | 4,030 | $104K | shares |
| ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI… | 4,024 | $104K | shares |
| IUSBISHARES TR | 1,964 | $103K | shares |
| FINXGLOBAL X FDS | 3,656 | $103K | shares |
| VGLTVANGUARD SCOTTSDALE FDS | 1,144 | $101K | shares |
| VTWOVANGUARD SCOTTSDALE FDS | 824 | $100K | shares |
| IVOVVANGUARD ADMIRAL FDS INC | 809 | $100K | shares |
| VLUEISHARES TR | 1,221 | $100K | shares |
| RIGSALPS ETF TR | 4,022 | $100K | shares |
| PEXPROSHARES TR | 2,910 | $100K | shares |
| WISDOMTREE TRWISDOMTREE TR | 2,000 | $100K | shares |
| MDYVSPDR SERIES TRUST | 1,928 | $99K | shares |
| JPIBJ P MORGAN EXCHANGE TRADED F | 1,940 | $99K | shares |
| VTHRVANGUARD SCOTTSDALE FDS | 703 | $95K | shares |
| RZGINVESCO EXCHANGE TRADED FD T | 885 | $95K | shares |
| FEZSPDR INDEX SHS FDS | 2,470 | $94K | shares |
| DEUSDBX ETF TR | 2,770 | $94K | shares |
| HEI-AHEICO CORP NEW | 952 | $92K | shares |
| DVYEISHARES INC | 2,461 | $91K | shares |
| XEXGXEATON VANCE TAX-MANAGED GLOB | 11,216 | $91K | shares |
| ISHARESISHARES | 3,577 | $91K | principal |
| XSDSPDR SERIES TRUST | 1,008 | $90K | shares |
| DLSWISDOMTREE TR | 1,438 | $90K | shares |
| WDIVSPDR INDEX SHS FDS | 1,328 | $90K | shares |
| GLOBAL X FDSGLOBAL X FDS | 9,989 | $90K | shares |
| NUBDNUSHARES ETF TR | 3,464 | $89K | shares |
| INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH | 3,705 | $88K | shares |
| LITGLOBAL X FDS | 3,666 | $87K | shares |
| GAACAMBRIA ETF TR | 3,234 | $87K | shares |
| NFRAFLEXSHARES TR | 1,646 | $85K | shares |
| PSKSPDR SERIES TRUST | 1,967 | $85K | shares |
| INDAISHARES TR | 2,478 | $84K | shares |
| SCHZSCHWAB STRATEGIC TR | 1,586 | $84K | shares |
| EWTISHARES INC | 2,289 | $84K | shares |
| WISDOMTREE DYNAMIC LONG/SHO…WISDOMTREE DYNAMIC LONG/SHORT | 3,000 | $84K | shares |
| ESGUISHARES TR | 1,232 | $82K | shares |
| ILCVISHARES TR | 749 | $82K | shares |
| OMFLINVESCO EXCH TRD SLF IDX FD | 2,595 | $81K | shares |
| SPGPINVESCO EXCHANGE TRADED FD T | 1,461 | $81K | shares |
| XNTKSPDR SERIES TRUST | 1,076 | $80K | shares |
| IXCISHARES TR | 2,562 | $79K | shares |
| BANK OF AMER CORPBANK OF AMER CORP | 53 | $79K | shares |
| JPINJ P MORGAN EXCHANGE TRADED F | 1,464 | $76K | shares |
| FDRRFIDELITY COVINGTON TRUST | 2,360 | $76K | shares |
| BABINVESCO EXCH TRADED FD TR II | 2,322 | $75K | shares |
| SYSBISHARES TR | 738 | $75K | shares |
| FNKFIRST TR EXCHANGE-TRADED ALP | 2,241 | $75K | shares |
| INDYISHARES TR | 2,016 | $75K | shares |
| IDGTISHARES TR | 1,400 | $74K | shares |
| VYMIVANGUARD WHITEHALL FDS | 1,218 | $73K | shares |
| QUSSPDR SERIES TRUST | 816 | $73K | shares |
| CIGCIA ENERGETICA DE MINAS GERA | 23,274 | $73K | shares |
| IYMISHARES TR | 792 | $73K | shares |
| JETSETF SER SOLUTIONS | 2,500 | $73K | shares |
| ISHARESISHARES | 2,878 | $73K | principal |
| IMTMISHARES TR | 2,420 | $71K | shares |
| SMHVANECK ETF TRUST | 592 | $71K | shares |
| MUNIPIMCO ETF TR | 1,265 | $70K | shares |
| MOOVANECK ETF TRUST | 1,050 | $70K | shares |
| FSZFIRST TR EXCH TRD ALPHDX FD | 1,429 | $70K | shares |
| AOKISHARES TR | 1,925 | $69K | shares |
| AMPLIFY BLUESTAR ISRAEL TEC…AMPLIFY BLUESTAR ISRAEL TECHNOLOG… | 1,727 | $69K | shares |
| INTFISHARES TR | 2,648 | $68K | shares |
| XTISHARES TR | 1,778 | $68K | shares |
| IGROISHARES TR | 1,200 | $67K | shares |
| BKLNINVESCO EXCH TRADED FD TR II | 2,891 | $67K | shares |
| IAIISHARES TR | 1,040 | $67K | shares |
| DFEWISDOMTREE TR | 1,199 | $67K | shares |
| VTWVVANGUARD SCOTTSDALE FDS | 609 | $65K | shares |
| SIDCOMPANHIA SIDERURGICA NACION | 21,096 | $65K | shares |
| IBDSISHARES TR | 2,500 | $65K | principal |
| SCJISHARES INC | 900 | $65K | shares |
| RLYSSGA ACTIVE ETF TR | 2,616 | $64K | shares |
| PXHINVESCO EXCH TRADED FD TR II | 3,169 | $64K | shares |
| FUTYFIDELITY COVINGTON TRUST | 1,526 | $64K | shares |
| FGMFIRST TR EXCH TRD ALPHDX FD | 1,581 | $64K | shares |
| HEEMISHARES INC | 2,500 | $62K | shares |
| TILTFLEXSHARES TR | 521 | $61K | shares |
| GHYGISHARES INC | 1,235 | $61K | shares |
| FLEXSHARES TRFLEXSHARES TR | 2,005 | $60K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 2,866 | $60K | shares |
| URTHISHARES INC | 631 | $59K | shares |
| MORTVANECK ETF TRUST | 2,545 | $59K | shares |
| VAMOCAMBRIA ETF TR | 2,957 | $59K | shares |
| EAGGISHARES TR | 1,069 | $58K | shares |
| ISCGISHARES TR | 300 | $58K | shares |
| EPOLISHARES TR | 2,780 | $58K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 2,741 | $58K | shares |
| PCEFINVESCO EXCH TRADED FD TR II | 2,547 | $58K | shares |
| IAKISHARES TR | 814 | $58K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 2,205 | $57K | shares |
| KBWYINVESCO EXCH TRADED FD TR II | 1,755 | $56K | shares |
| INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH | 2,283 | $56K | shares |
| SHRYFIRST TR EXCHANGE TRADED FD | 2,427 | $56K | shares |
| VANECK VECTORS ETF TRVANECK VECTORS ETF TR | 4,807 | $56K | shares |
| IGOVISHARES TR | 1,098 | $55K | shares |
| EWAISHARES INC | 2,448 | $54K | shares |
| PBJINVESCO EXCHANGE TRADED FD T | 1,494 | $54K | shares |
| XSOEWISDOMTREE TR | 1,924 | $53K | shares |
| PUIINVESCO EXCHANGE TRADED FD T | 1,533 | $53K | shares |
| HYZDWISDOMTREE TR | 2,235 | $52K | shares |
| BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP | 10,730 | $52K | shares |
| ISHARES TRISHARES TR | 2,010 | $52K | principal |
| VLUSPDR SERIES TRUST | 500 | $52K | shares |
| IBDRISHARES TR | 2,011 | $51K | principal |
| XMESPDR SERIES TRUST | 2,000 | $51K | shares |
| RSPFINVESCO EXCHANGE TRADED FD T | 1,149 | $51K | shares |
| ISHARESISHARES | 2,010 | $51K | principal |
| YRC WORLDWIDE INCYRC WORLDWIDE INC | 17,000 | $51K | shares |
| IXGISHARES TR | 781 | $50K | shares |
| CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY | 1,831 | $50K | shares |
| TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC | 50,000 | $50K | principal |
| PFXFVANECK ETF TRUST | 2,413 | $48K | shares |
| HYEMVANECK ETF TRUST | 2,075 | $48K | shares |
| INVESCO BULLETSHARES 2020 C…INVESCO BULLETSHARES 2020 CORP | 2,263 | $48K | shares |
| SMLVSPDR SERIES TRUST | 500 | $48K | shares |
| TURISHARES INC | 1,795 | $47K | shares |
| FRELFIDELITY COVINGTON TRUST | 1,645 | $46K | shares |
| IMCVISHARES TR | 285 | $46K | shares |
| RXIISHARES TR | 381 | $46K | shares |
| TAILORED BRANDS INCTAILORED BRANDS INC | 10,500 | $46K | shares |
| GMFSPDR INDEX SHS FDS | 480 | $45K | shares |
| High Yield ETFHigh Yield ETF | 1,337 | $45K | shares |
| SCHHSCHWAB STRATEGIC TR | 923 | $44K | shares |
| ELDWISDOMTREE TR | 1,269 | $44K | shares |
| SYLDCAMBRIA ETF TR | 1,170 | $43K | shares |
| AGGMISHARES TR | 368 | $43K | shares |
| AFDMFIRST TR EXCH TRADED FD III | 782 | $43K | shares |
| VIGIVANGUARD WHITEHALL FDS | 616 | $42K | shares |
| FMATFIDELITY COVINGTON TRUST | 1,263 | $41K | shares |
| DTHWISDOMTREE TR | 1,056 | $41K | shares |
| ROAMLATTICE STRATEGIES TR | 1,850 | $41K | shares |
| FVCFIRST TR EXCHANGE TRADED FD | 1,564 | $41K | shares |
| KBWDINVESCO EXCH TRADED FD TR II | 1,890 | $40K | shares |
| PSCFINVESCO EXCH TRADED FD TR II | 728 | $40K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 3,400 | $40K | shares |
| EMGFISHARES INC | 954 | $39K | shares |
| FOXAFOX CORP | 1,322 | $39K | shares |
| XSWSPDR SERIES TRUST | 415 | $39K | shares |
| FXNFIRST TR EXCHANGE-TRADED FD | 4,089 | $39K | shares |
| RWJINVESCO EXCH TRADED FD TR II | 615 | $39K | shares |
| ICSHISHARES TR | 757 | $38K | shares |
| EWWISHARES INC | 935 | $38K | shares |
| RPGINVESCO EXCHANGE TRADED FD T | 327 | $38K | shares |
| MLRGISHARES TR | 226 | $38K | shares |
| AFEMFIRST TR EXCH TRADED FD III | 665 | $38K | shares |
| INVESCOINVESCO | 1,763 | $38K | shares |
| IXPISHARES TR | 632 | $37K | shares |
| QHYWISDOMTREE TR | 712 | $37K | shares |
| ESGEISHARES INC | 1,114 | $36K | shares |
| ILTBISHARES TR | 519 | $36K | shares |
| HYGHISHARES U S ETF TR | 407 | $36K | shares |
| RZVINVESCO EXCHANGE TRADED FD T | 564 | $36K | shares |
| Ishares Ibonds DecIshares Ibonds Dec | 1,490 | $36K | principal |
| ISHARES US ETF TRISHARES US ETF TR | 1,500 | $36K | shares |
| SUSCISHARES TR | 1,325 | $35K | shares |
| EESWISDOMTREE TR | 1,028 | $35K | shares |
| KNGZFIRST TR EXCHANGE TRADED FD | 1,565 | $35K | shares |
| LEMBISHARES INC | 762 | $34K | shares |
| ICLNISHARES TR | 3,143 | $34K | shares |
| IEOISHARES TR | 675 | $34K | shares |
| EZMWISDOMTREE TR | 869 | $33K | shares |
| LQDHISHARES U S ETF TR | 350 | $33K | shares |
| MXIISHARES TR | 536 | $33K | shares |
| FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD | 662 | $33K | shares |
| IQDGWISDOMTREE TR | 1,100 | $32K | shares |
| PIEINVESCO EXCH TRADED FD TR II | 1,798 | $32K | shares |
| CIFMFS INTER HIGH INCOME FD | 12,000 | $32K | shares |
| JUST ENERGY GROUP INCJUST ENERGY GROUP INC | 12,957 | $32K | shares |
| PICKISHARES INC | 1,155 | $31K | shares |
| NYFISHARES TR | 537 | $31K | shares |
| iShares MSCI Frontier 100iShares MSCI Frontier 100 | 1,119 | $31K | shares |
| FTECFIDELITY COVINGTON TRUST | 471 | $30K | shares |
| MVVPROSHARES TR | 726 | $30K | shares |
| FTDSFIRST TR EXCHANGE-TRADED FD | 892 | $30K | shares |
| AIVIWISDOMTREE TR | 750 | $30K | shares |
| HMYHARMONY GOLD MNG LTD | 10,705 | $29K | shares |
| UWMPROSHARES TR | 440 | $29K | shares |
| INVESCOINVESCO | 1,383 | $29K | shares |
| URAGLOBAL X FDS | 2,606 | $28K | shares |
| KNCTINVESCO EXCHANGE TRADED FD T | 500 | $28K | shares |
| PXIINVESCO EXCHANGE TRADED FD T | 1,063 | $28K | shares |
| COMTISHARES U S ETF TR | 850 | $27K | shares |
| CMBSISHARES TR | 503 | $27K | shares |
| FCALFIRST TR EXCH TRADED FD III | 500 | $27K | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 30,000 | $26K | call |
| REETISHARES TR | 871 | $25K | shares |
| JPUSJ P MORGAN EXCHANGE TRADED F | 328 | $25K | shares |
| EXIISHARES TR | 284 | $25K | shares |
| JPEMJ P MORGAN EXCHANGE TRADED F | 472 | $25K | shares |
| EPPISHARES INC | 562 | $25K | shares |
| PEJINVESCO EXCHANGE TRADED FD T | 581 | $25K | shares |
| SLVPISHARES INC | 2,500 | $25K | shares |
| VEGIISHARES INC | 860 | $24K | shares |
| ARKGARK ETF TR | 800 | $24K | shares |
| PNQIINVESCO EXCHANGE TRADED FD T | 186 | $24K | shares |
| SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP | 3,364 | $24K | shares |
| DBX ETF TRDBX ETF TR | 1,051 | $24K | shares |
| TLTDFLEXSHARES TR | 389 | $23K | shares |
| PBEINVESCO EXCHANGE TRADED FD T | 500 | $23K | shares |
| IFGLISHARES TR | 754 | $23K | shares |
| IFLNINVESCO EXCH TRADED FD TR II | 1,214 | $23K | shares |
| LKORFLEXSHARES TR | 392 | $23K | shares |
| Viacom Inc Cl AViacom Inc Cl A | 863 | $23K | shares |
| FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK) | 620 | $22K | shares |
| DDWMWISDOMTREE TR | 742 | $21K | shares |
| EPSWISDOMTREE TR | 638 | $21K | shares |
| CGWINVESCO EXCH TRADED FD TR II | 550 | $21K | shares |
| GSIEGOLDMAN SACHS ETF TR | 720 | $21K | shares |
| WIPSPDR SERIES TRUST | 385 | $21K | shares |
| EYLDCAMBRIA ETF TR | 703 | $21K | shares |
| FYLDCAMBRIA ETF TR | 955 | $21K | shares |
| UDIVFRANKLIN TEMPLETON ETF TR | 715 | $21K | shares |
| PSCCINVESCO EXCH TRADED FD TR II | 283 | $21K | shares |
| ISHARES TRISHARES TR | 832 | $21K | shares |
| IVLUISHARES TR | 882 | $20K | shares |
| SPYXSPDR SERIES TRUST | 281 | $20K | shares |
| IVOOVANGUARD ADMIRAL FDS INC | 152 | $20K | shares |
| GNRSPDR INDEX SHS FDS | 461 | $20K | shares |
| FSGSFIRST TR EXCHANGE TRADED FD | 971 | $20K | shares |
| FEUZFIRST TR EXCH TRD ALPHDX FD | 524 | $20K | shares |
| RFDAALPS ETF TR | 625 | $20K | shares |
| JMSTJ P MORGAN EXCHANGE TRADED F | 383 | $19K | shares |
| STPZPIMCO ETF TR | 370 | $19K | shares |
| NUAGNUSHARES ETF TR | 767 | $19K | shares |
| PSCUINVESCO EXCH TRADED FD TR II | 370 | $19K | shares |
| QQQEDIREXION SHARES ETF TRUST | 361 | $18K | shares |
| DBEUDBX ETF TR | 596 | $18K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 955 | $18K | shares |
| EWUISHARES TR | 549 | $17K | shares |
| FNDCSCHWAB STRATEGIC TR | 570 | $17K | shares |
| GIGBGOLDMAN SACHS ETF TR | 319 | $17K | shares |
| DDIVFIRST TR EXCHANGE TRADED FD | 655 | $17K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 707 | $17K | shares |
| Ishares Ibonds DecIshares Ibonds Dec | 666 | $17K | principal |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 622 | $17K | shares |
| J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R… | 339 | $17K | shares |
| EEMSISHARES INC | 381 | $16K | shares |
| IBNDSPDR SERIES TRUST | 469 | $16K | shares |
| SMBVANECK ETF TRUST | 900 | $16K | shares |
| PIZINVESCO EXCH TRADED FD TR II | 591 | $16K | shares |
| INVESCOINVESCO | 648 | $16K | shares |
| DBJPDBX ETF TR | 374 | $15K | shares |
| PPHVANECK ETF TRUST | 274 | $15K | shares |
| XTNSPDR SERIES TRUST | 250 | $15K | shares |
| LFEQVANECK ETF TRUST | 549 | $15K | shares |
| CAMBRIA ETF TRCAMBRIA ETF TR | 612 | $15K | shares |
| WISDOMTREE TRWISDOMTREE TR | 500 | $15K | shares |
| SPTMSPDR SERIES TRUST | 375 | $14K | shares |
| JQUAJ P MORGAN EXCHANGE TRADED F | 492 | $14K | shares |
| TLTEFLEXSHARES TR | 292 | $14K | shares |
| ALTYGLOBAL X FDS | 884 | $14K | shares |
| RTHVANECK ETF TRUST | 125 | $14K | shares |
| INVESCOINVESCO | 621 | $14K | shares |
| FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III | 235 | $14K | shares |
| VNMVANECK ETF TRUST | 808 | $13K | shares |
| IQDFFLEXSHARES TR | 571 | $13K | shares |
| SRVRPACER FDS TR | 389 | $13K | shares |
| RSPGINVESCO EXCHANGE TRADED FD T | 277 | $13K | shares |
| XHSSPDR SERIES TRUST | 201 | $13K | shares |
| FASDIREXION SHARES ETF TRUST | 168 | $13K | shares |
| ESGFLEXSHARES TR | 190 | $13K | shares |
| QUICKLOGIC CORPQUICKLOGIC CORP | 36,000 | $13K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 500 | $13K | shares |
| FSTAFIDELITY COVINGTON TRUST | 320 | $12K | shares |
| RSPDINVESCO EXCHANGE TRADED FD T | 120 | $12K | shares |
| SMINISHARES TR | 404 | $12K | shares |
| SUSBISHARES TR | 403 | $11K | shares |
| PTMCPACER FDS TR | 373 | $11K | shares |
| RWXSPDR INDEX SHS FDS | 274 | $11K | shares |
| EWMISHARES INC | 392 | $11K | shares |
| Cbs Corporation Cl A NewCbs Corporation Cl A New | 258 | $11K | shares |
| GLINVANECK ETF TRUST | 300 | $10K | shares |
| EWSISHARES INC | 450 | $10K | shares |
| IYLDISHARES TR | 405 | $10K | shares |
| PSCMINVESCO EXCH TRADED FD TR II | 230 | $10K | shares |
| JP Morgan Exchange Traded F…JP Morgan Exchange Traded Fund | 424 | $10K | shares |
| EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR | 400 | $10K | shares |
| STIPISHARES TR | 91 | $9K | shares |
| FIDUFIDELITY COVINGTON TRUST | 218 | $9K | shares |
| INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T | 824 | $9K | shares |
| IPATH GSCI TOTAL RETURN IND…IPATH GSCI TOTAL RETURN INDEX ETF… | 670 | $9K | shares |
| Ishares Ibonds DecIshares Ibonds Dec | 379 | $9K | principal |
| FNDESCHWAB STRATEGIC TR | 273 | $8K | shares |
| VOOVVANGUARD ADMIRAL FDS INC | 89 | $8K | shares |
| PBWINVESCO EXCHANGE TRADED FD T | 260 | $8K | shares |
| FCOMFIDELITY COVINGTON TRUST | 247 | $8K | shares |
| PBDINVESCO EXCH TRADED FD TR II | 670 | $8K | shares |
| FPXIFIRST TR EXCHANGE-TRADED FD | 201 | $8K | shares |
| EIDOISHARES TR | 323 | $8K | shares |
| EPR PPTYSEPR PPTYS | 200 | $8K | shares |
| FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III | 150 | $8K | shares |
| PROSHARES TR ULTSHRT QQQPROSHARES TR ULTSHRT QQQ | 267 | $8K | shares |
| SCHRSCHWAB STRATEGIC TR | 120 | $7K | shares |
| FDISFIDELITY COVINGTON TRUST | 155 | $7K | shares |
| EWXSPDR INDEX SHS FDS | 143 | $7K | shares |
| QDFFLEXSHARES TR | 164 | $7K | shares |
| DIMWISDOMTREE TR | 110 | $7K | shares |
| PVIINVESCO EXCH TRADED FD TR II | 300 | $7K | shares |
| GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETF | 800 | $7K | shares |
| ISHARES TRISHARES TR | 280 | $7K | principal |
| FENYFIDELITY COVINGTON TRUST | 397 | $6K | shares |
| FALNISHARES TR | 267 | $6K | shares |
| AIVLWISDOMTREE TR | 67 | $6K | shares |
| DGRSWISDOMTREE TR | 160 | $6K | shares |
| VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETF | 500 | $6K | shares |
| JANUS DETROIT STR TRJANUS DETROIT STR TR | 200 | $6K | shares |
| ISHARES TRISHARES TR | 369 | $6K | shares |
| QQQINVESCO QQQ TR | 3,300 | $5K | put |
| IWXISHARES TR | 83 | $5K | shares |
| PXFINVESCO EXCH TRADED FD TR II | 122 | $5K | shares |
| IEVISHARES TR | 126 | $5K | shares |
| IHYVANECK ETF TRUST | 197 | $5K | shares |
| GALSSGA ACTIVE ETF TR | 117 | $5K | shares |
| CQQQINVESCO EXCH TRADED FD TR II | 100 | $5K | shares |
| PGHYINVESCO EXCH TRADED FD TR II | 226 | $5K | shares |
| THDISHARES INC | 62 | $5K | shares |
| RSPRINVESCO EXCHANGE TRADED FD T | 169 | $5K | shares |
| EUHYISHARES INC | 104 | $5K | shares |
| ENZLISHARES TR | 99 | $5K | shares |
| QSIGWISDOMTREE TR | 110 | $5K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 143 | $5K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 125 | $5K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 147 | $5K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 166 | $5K | shares |
| JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED | 97 | $5K | shares |
| ISHARES TRISHARES TR | 198 | $5K | principal |
| SCHBSCHWAB STRATEGIC TR | 60 | $4K | shares |
| DIASTATE STR SPDR DOW JONES IND | 2,000 | $4K | put |
| PAVEGLOBAL X FDS | 269 | $4K | shares |
| FNDFSCHWAB STRATEGIC TR | 145 | $4K | shares |
| UPGDINVESCO EXCHANGE TRADED FD T | 87 | $4K | shares |
| SPFFGLOBAL X FDS | 306 | $4K | shares |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II | 101 | $4K | shares |
| INDEXIQ ETF TR IQ GLBINDEXIQ ETF TR IQ GLB | 139 | $4K | shares |
| INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T | 59 | $4K | shares |
| IGMISHARES TR | 15 | $3K | shares |
| SPHYSPDR SERIES TRUST | 114 | $3K | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 2,400 | $3K | put |
| DIVOAMPLIFY ETF TR | 100 | $3K | shares |
| TANINVESCO EXCH TRADED FD TR II | 90 | $3K | shares |
| PIOINVESCO EXCH TRADED FD TR II | 125 | $3K | shares |
| RSXVANECK VECTORS RUSSIA ETF | 175 | $3K | shares |
| EWDISHARES INC | 100 | $3K | shares |
| CSDINVESCO EXCHANGE TRADED FD T | 65 | $3K | shares |
| PROSHARES TRPROSHARES TR | 228 | $3K | shares |
| SHIFTPIXY INCSHIFTPIXY INC | 10,180 | $3K | shares |
| EUFNISHARES TR | 142 | $2K | shares |
| XTLSPDR SERIES TRUST | 29 | $2K | shares |
| IEZISHARES TR | 120 | $2K | shares |
| EPUISHARES TR | 49 | $2K | shares |
| EPHEISHARES TR | 41 | $2K | shares |
| AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC | 187 | $2K | shares |
| PROSHARES TRPROSHARES TR | 82 | $2K | shares |
| DBX ETF TRDBX ETF TR | 38 | $2K | shares |
| SPMDSPDR SERIES TRUST | 38 | $1K | shares |
| FTQIFIRST TR EXCHANGE TRADED FD | 55 | $1K | shares |
| DURAVANECK ETF TRUST | 47 | $1K | shares |
How Q4 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-20-000484 | base | 2020-02-10 | acceptance time not in the bulk data set |