First Allied Advisory Services, Inc.
Follow13F filer, CIK 1512647, SAN DIEGO, CA
First Allied Advisory Services, Inc. reported $2,960,649,000 across 1,206 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-10. Its ten largest share positions make up 17.64% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-20-000484
- Period
- 2019-12-31
- Reported value
- $2.96B
- Holdings
- 1,206
- Top 10 weight
- 17.64%
- New
- 91
- Sold out
- 519
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| FVDadded | +300,610 | $10.8M |
| ACPnew | +901,476 | $10.4M |
| QUALadded | +74,269 | $7.5M |
| DGROadded | +156,862 | $6.6M |
| MGKadded | +40,625 | $5.92M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VBKreduced | -44,358 | -$8.83M |
| QQQreduced | -40,120 | -$8.53M |
| FLRNreduced | -236,306 | -$7.26M |
| CELGENE CORPexited | -69,692 | -$6.91M |
| MSFTreduced | -41,971 | -$6.63M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,202 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | put | 40,000 | $7K | new |
| ROKUROKU INC Stock | call | 200 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1 | principal | 71,000 | $73K | 0 |
| TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt CONV | principal | 15,000 | $15K | 0 |
Sold out in Q4 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ECHISHARES INC | 19 | $1K | shares |
| AAXJISHARES TR | 9 | $1K | shares |
| FNDASCHWAB STRATEGIC TR | 35 | $1K | shares |
| EEMAISHARES INC | 16 | $1K | shares |
| PICBINVESCO EXCH TRADED FD TR II | 38 | $1K | shares |
| FCGFIRST TR EXCHANGE-TRADED FD | 122 | $1K | shares |
| EWNISHARES INC | 18 | $1K | shares |
| EMDVPROSHARES TR | 14 | $1K | shares |
| LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC | 43 | $1K | shares |
| iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF Special | 31 | $1K | shares |
| VISTRA CORPVISTRA CORP | 426 | $1K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 43 | $1K | shares |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II | 210 | $1K | shares |
| VANECK VECTORS ETF TRVANECK VECTORS ETF TR | 130 | $1K | shares |
| DBX ETF TRDBX ETF TR | 19 | $1K | shares |
| XYZBLOCK INC | 200 | $0 | call |
| LEN-BLENNAR CORP | 15 | $0 | shares |
| SANOFISANOFI | 358 | $0 | shares |
| PROSHARES ULTRAPROSHARES ULTRA | 5 | $0 | shares |
How Q4 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-20-000484 | base | 2020-02-10 | acceptance time not in the bulk data set |