First Allied Advisory Services, Inc.

13F filer, CIK 1512647, SAN DIEGO, CA

First Allied Advisory Services, Inc. reported $2,810,418,000 across 1,634 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-06. Its ten largest share positions make up 17.38% of the portfolio.

Filed 2019-11-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:55:06 UTC13F-HR 0001085146-19-002756

Period: 2019-09-30
Reported value: $2.81B
Holdings: 1,634
Top 10 weight: 17.38%
New: 509
Sold out: 75

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPDWadded	+318,629	$9.36M
SPEMadded	+218,772	$7.49M
JNKadded	+61,403	$6.68M
HYGadded	+70,929	$6.19M
GUNRnew	+155,586	$4.84M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
DWXreduced	-344,172	-$13.5M
SPYreduced	-42,634	-$12.7M
FLRNreduced	-393,187	-$12.1M
IEMGreduced	-232,164	-$11.4M
QQQreduced	-59,646	-$11.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001085146-19-002756, largest first. % of portfolio is the value over $2,810,380,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
KDPKEURIG DR PEPPER INC	8,922	$244K	0.01%	+249	Timeline
EQIXEQUINIX INC	422	$243K	0.01%	new	Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FD	16,061	$243K	0.01%	+1,375
RFGINVESCO EXCHANGE TRADED FD T	1,724	$243K	0.01%	-2,293	Timeline
TDTORONTO DOMINION BK ONT	4,148	$242K	0.01%	-402	Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	27,844	$242K	0.01%	+364
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA	82,400	$240K	0.01%	+24,000
ELANELANCO ANIMAL HEALTH INC	8,908	$239K	0.01%	+905	Timeline
TMTOYOTA MOTOR CORP	1,765	$239K	0.01%	+75	Timeline
RGLDROYAL GOLD INC	1,942	$239K	0.01%	-439	Timeline
PSRINVESCO ACTIVELY MANAGED EXC	2,492	$238K	0.01%	new	Timeline
BAHBOOZ ALLEN HAMILTON HLDG COR	3,358	$237K	0.01%	+130	Timeline
FXOFIRST TR EXCHANGE-TRADED FD	7,453	$237K	0.01%	+211	Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDEND	28,362	$236K	0.01%	+68	Timeline
PCNPIMCO CORPORATE & INCM STRG	12,745	$235K	0.01%	+500	Timeline
BFAMBRIGHT HORIZONS FAM SOL IN D	1,509	$234K	0.01%	-524	Timeline
XHRXENIA HOTELS & RESORTS INC	10,900	$234K	0.01%	+6	Timeline
PSECPROSPECT CAP CORP	35,733	$234K	0.01%	-4,708	Timeline
PSCHINVESCO EXCH TRADED FD TR II	2,063	$234K	0.01%	+153	Timeline
STATE STREETSTATE STREET	3,468	$233K	0.01%	-59
CHECHEMED CORP NEW	555	$232K	0.01%	new	Timeline
INTUINTUIT	856	$231K	0.01%	+14	Timeline
RYROYAL BK CDA	2,880	$231K	0.01%	-1	Timeline
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	16,994	$231K	0.01%	+2,018
NVTNVENT ELEC PLC	10,454	$230K	0.01%	+849	Timeline
REZISHARES TR	2,899	$230K	0.01%	-261	Timeline
FTSFORTIS INC	5,448	$230K	0.01%	+202	Timeline
FCVTFIRST TR EXCHANGE-TRADED FD	7,512	$230K	0.01%	+570	Timeline
PHGKONINKLIJKE PHILIPS N V	4,911	$229K	0.01%	new	Timeline
AKAMAKAMAI TECHNOLOGIES INC	2,530	$229K	0.01%	-1,345	Timeline
WDAYWORKDAY INC	1,329	$228K	0.01%	new	Timeline
ETONETON PHARMACEUTICALS INC	36,146	$228K	0.01%	new	Timeline
IYEISHARES TR	7,157	$227K	0.01%	-871	Timeline
KIOKKR INCOME OPPORTUNITIES FD	14,679	$227K	0.01%	+1,600	Timeline
ICLRICON PUB LTD CO	1,545	$226K	0.01%	-42	Timeline
BITBLACKROCK MULTI SECTOR INC T	13,129	$226K	0.01%	-190	Timeline
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INC	24,000	$226K	0.01%	new
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRG	19,950	$225K	0.01%	+500
SPDR SERIES TRUSTSPDR SERIES TRUST	9,995	$225K	0.01%	+168
FAARFIRST TR EXCHANGE TRAD FD VI	8,573	$225K	0.01%	-4,846	Timeline
BTZBLACKROCK CR ALLOCATION	16,430	$224K	0.01%	+30	Timeline
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	10,552	$223K	0.01%	-543
MLNVANECK ETF TRUST	10,500	$223K	0.01%	new	Timeline
AOAISHARES TR	4,100	$222K	0.01%	0	Timeline
VNLAJANUS DETROIT STR TR	4,425	$222K	0.01%	new	Timeline
GPNGLOBAL PMTS INC	1,422	$221K	0.01%	+77	Timeline
AALAMERICAN AIRLINES GROUP INC	8,415	$221K	0.01%	+790	Timeline
SAPSAP SE	1,846	$221K	0.01%	-120	Timeline
XBISPDR SERIES TRUST	2,950	$221K	0.01%	+302	Timeline
CNACNA FINL CORP	4,511	$221K	0.01%	+31	Timeline
EIMEATON VANCE MUN BD FD	17,102	$221K	0.01%	-2,207	Timeline
NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATED	25,748	$221K	0.01%	0
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	6,056	$221K	0.01%	-338
CNICANADIAN NATL RY CO	2,448	$220K	0.01%	new	Timeline
AOSSMITH A O CORP	4,638	$220K	0.01%	+69	Timeline
ROLROLLINS INC	6,421	$219K	0.01%	new	Timeline
MSIMOTOROLA SOLUTIONS INC	1,272	$219K	0.01%	new	Timeline
IYZISHARES TR	7,570	$219K	0.01%	-440	Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	13,494	$219K	0.01%	-997
PKPARK HOTELS & RESORTS INC	8,761	$218K	0.01%	new	Timeline
DGSWISDOMTREE TR	4,915	$218K	0.01%	new	Timeline
IQVIQVIA HLDGS INC	1,461	$217K	0.01%	new	Timeline
BCSBARCLAYS PLC	29,274	$216K	0.01%	-784	Timeline
INCYINCYTE CORP	2,895	$215K	0.01%	+11	Timeline
FXUFIRST TR EXCHANGE-TRADED FD	7,210	$214K	0.01%	-384	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	16,231	$214K	0.01%	-1,300	Timeline
DHSWISDOMTREE TR	2,863	$212K	0.01%	+53	Timeline
FOXFOX CORP	6,668	$211K	0.01%	0	Timeline
IGEISHARES TR	7,227	$211K	0.01%	-986	Timeline
CCCHEMOURS CO	13,766	$210K	0.01%	+3,251	Timeline
TECHBIO-TECHNE CORP	1,047	$210K	0.01%	new	Timeline
PNWPINNACLE WEST CAP CORP	2,172	$210K	0.01%	-56	Timeline
XRTSPDR SERIES TRUST	5,006	$210K	0.01%	-2,752	Timeline
GBABGUGGENHEIM TAXABLE MUNICP BO	8,820	$210K	0.01%	0	Timeline
ACWXISHARES TR	4,538	$209K	0.01%	new	Timeline
XYLXYLEM INC	2,576	$209K	0.01%	+185	Timeline
DIEMFRANKLIN TEMPLETON ETF TR	7,159	$209K	0.01%	-1,431	Timeline
NUEMNUSHARES ETF TR	8,335	$208K	0.01%	-4,058	Timeline
SRSPIRE INC	2,381	$208K	0.01%	-125	Timeline
ESSESSEX PPTY TR INC	634	$207K	0.01%	new	Timeline
SPRSPIRIT AEROSYSTEMS HLDGS INC	2,533	$207K	0.01%	-573	Timeline
IFVFIRST TR EXCHANGE TRADED FD	10,805	$207K	0.01%	new	Timeline
RCLROYAL CARIBBEAN GROUP	1,873	$206K	0.01%	-673	Timeline
VARIAN MED SYS INCVARIAN MED SYS INC	1,714	$206K	0.01%	-5
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	1,599	$206K	0.01%	new
TTEKTETRA TECH INC NEW	2,363	$205K	0.01%	new	Timeline
BOTZGLOBAL X FDS	10,095	$205K	0.01%	-45	Timeline
IDLVINVESCO EXCH TRADED FD TR II	5,964	$205K	0.01%	-1,036	Timeline
CNCCENTENE CORP DEL	4,721	$204K	0.01%	new	Timeline
SUSAISHARES TR	1,656	$204K	0.01%	0	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	79,361	$204K	0.01%	+6,361	Timeline
IOOISHARES TR	4,099	$203K	0.01%	0	Timeline
PKGPACKAGING CORP AMER	1,893	$203K	0.01%	new	Timeline
XRAYDENTSPLY SIRONA INC	3,810	$203K	0.01%	+161	Timeline
NDSNNORDSON CORP	1,383	$202K	0.01%	new	Timeline
EPIWISDOMTREE TR	8,425	$202K	0.01%	-1,251	Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	4,894	$202K	0.01%	new
DOCUDOCUSIGN INC	3,258	$201K	0.01%	new	Timeline
CHKPCHECK POINT SOFTWARE TECH LT	1,878	$201K	0.01%	-175	Timeline
BCPCBALCHEM CORP	2,029	$201K	0.01%	0	Timeline
FLOFLOWERS FOODS INC	8,517	$200K	0.01%	-906	Timeline
NUVNUVEEN MUN VALUE FD INC	19,071	$200K	0.01%	+155	Timeline
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	14,724	$200K	0.01%	-71
XETYXEATON VANCE TAX-MANAGED DIVE	16,341	$194K	0.01%	+44	Timeline
IGFISHARES TR	4,108	$193K	0.01%	-1,929	Timeline
DLNWISDOMTREE TR	1,937	$193K	0.01%	new	Timeline
FDUSFIDUS INVT CORP	12,870	$192K	0.01%	-1,540	Timeline
VONGVANGUARD SCOTTSDALE FDS	1,162	$191K	0.01%	-92	Timeline
ILCGISHARES TR	992	$189K	0.01%	new	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	12,920	$189K	0.01%	+94	Timeline
RDNTRADNET INC	13,102	$189K	0.01%	-3,751	Timeline
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD II	12,282	$188K	0.01%	+139
BRSLBRIGHTSTAR LOTTERY PLC	12,934	$187K	0.01%	-3,175	Timeline
EDOWFIRST TR EXCHANGE-TRADED FD	7,506	$186K	0.01%	new	Timeline
JSMDJANUS DETROIT STR TR	4,245	$186K	0.01%	new	Timeline
GLOBAL X FDSGLOBAL X FDS	10,972	$186K	0.01%	-4,675
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTS	38,433	$184K	0.01%	-1,343
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	13,982	$183K	0.01%	-506
BHKBLACKROCK CORE BD TR	12,561	$182K	0.01%	+36	Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	11,253	$182K	0.01%	-533
HTGCHERCULES CAPITAL INC	13,456	$181K	0.01%	+900	Timeline
GQREFLEXSHARES TR	2,775	$181K	0.01%	new	Timeline
BLACKROCK MUN BD TRBLACKROCK MUN BD TR	11,737	$181K	0.01%	0
GVALCAMBRIA ETF TR	8,024	$181K	0.01%	new	Timeline
AURORA CANNABIS INCAURORA CANNABIS INC	41,562	$181K	0.01%	+6,058
SLQDISHARES TR	3,493	$178K	0.01%	-1,603	Timeline
PPTFRANKLIN PREMIER INCOME TR	33,662	$178K	0.01%	0	Timeline
AEOAMERICAN EAGLE OUTFITTERS IN	11,000	$177K	0.01%	-394	Timeline
FDTFIRST TR EXCH TRD ALPHDX FD	3,393	$177K	0.01%	-1,205	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	10,178	$175K	0.01%	new
HGLBHIGHLAND GLOBAL ALLOCATION F	16,929	$174K	0.01%	-9,874	Timeline
VONEVANGUARD SCOTTSDALE FDS	1,254	$171K	0.01%	new	Timeline
PBPINVESCO EXCHANGE TRADED FD T	7,760	$171K	0.01%	-3,249	Timeline
KTFDWS MUN INCOME TR	14,700	$171K	0.01%	+309	Timeline
NUMVNUSHARES ETF TR	5,800	$170K	0.01%	-3,447	Timeline
EVFEATON VANCE SR INCOME TR	27,769	$170K	0.01%	-1,550	Timeline
SNAPSNAP INC	10,661	$169K	0.01%	new	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	24,809	$169K	0.01%	+111	Timeline
RAVIFLEXSHARES TR	2,270	$169K	0.01%	new	Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	18,650	$168K	0.01%	0
FXIISHARES TR	4,166	$166K	0.01%	-5,300	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	25,647	$166K	0.01%	-17,365	Timeline
PWBINVESCO EXCHANGE TRADED FD T	3,439	$166K	0.01%	new	Timeline
WTMFWISDOMTREE TR	4,351	$166K	0.01%	new	Timeline
FHNFIRST HORIZON CORPORATION	10,184	$165K	0.01%	-40	Timeline
ITMVANECK ETF TRUST	3,287	$165K	0.01%	new	Timeline
TDTTFLEXSHARES TR	6,730	$165K	0.01%	new	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	26,397	$164K	0.01%	-1,442
HYHGPROSHARES TR	2,552	$164K	0.01%	new	Timeline
KBESPDR SERIES TRUST	3,839	$163K	0.01%	new	Timeline
VIOGVANGUARD ADMIRAL FDS INC	1,038	$161K	0.01%	-1,578	Timeline
NUMGNUSHARES ETF TR	4,864	$159K	0.01%	new	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	10,891	$156K	0.01%	+51	Timeline
PTHINVESCO EXCHANGE TRADED FD T	1,977	$155K	0.01%	new	Timeline
CPRXCATALYST PHARMACEUTICALS INC	29,000	$154K	0.01%	0	Timeline
O-I GLASS, INC.O-I GLASS, INC.	14,869	$153K	0.01%	-714
HYDBISHARES TR	3,000	$152K	0.01%	new	Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	15,365	$152K	0.01%	+2,763	Timeline
VMOINVESCO MUN OPPORTUNIT TR	12,200	$152K	0.01%	-7,305	Timeline
HISFFIRST TR EXCHANGE-TRADED FD	2,948	$150K	0.01%	new	Timeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO	13,052	$147K	0.01%	0
AORISHARES TR	3,191	$146K	0.01%	new	Timeline
EDVVANGUARD WORLD FD	1,012	$145K	0.01%	-639	Timeline
PFMINVESCO EXCHANGE TRADED FD T	4,868	$144K	0.01%	new	Timeline
WISDOMTREE TOTAL EARNINGSWISDOMTREE TOTAL EARNINGS	4,190	$142K	0.01%	new
XLCSELECT SECTOR SPDR TR	2,828	$140K	<0.01%	new	Timeline
GNWGENWORTH FINL INC	31,584	$139K	<0.01%	-6,906	Timeline
OIAINVESCO MUNI INCOME OPP TRST	17,467	$139K	<0.01%	0	Timeline
PWSPACER FDS TR	6,122	$139K	<0.01%	-12,493	Timeline
KRESPDR SERIES TRUST	2,619	$135K	<0.01%	new	Timeline
XMVFXBLACKROCK MUNIVEST FUND	14,798	$135K	<0.01%	-2,598	Timeline
EWJISHARES INC	2,353	$134K	<0.01%	-7,246	Timeline
XMCRXMFS CHARTER INCOME TR	15,983	$134K	<0.01%	-3,390	Timeline
BWGBRANDYWINEGBL GBL INCM OPP F	10,980	$133K	<0.01%	-330	Timeline
FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC	11,618	$133K	<0.01%	-2,989
SCHESCHWAB STRATEGIC TR	5,226	$132K	<0.01%	new	Timeline
XBTAXBLACKROCK LNG-TRM MUNI ADV	10,327	$132K	<0.01%	0	Timeline
EMHYISHARES INC	2,784	$131K	<0.01%	new	Timeline
AIRRFIRST TR EXCHANGE TRADED FD	4,901	$131K	<0.01%	new	Timeline
ACWVISHARES INC	1,384	$131K	<0.01%	new	Timeline
IBMPISHARES TR	5,000	$130K	<0.01%	new	Timeline
IBMOISHARES TR	5,000	$130K	<0.01%	new	Timeline
TRANSLATE BIO INC.TRANSLATE BIO INC.	13,000	$129K	<0.01%	new
SPPPSPROTT ASSET MANAGEMENT LP	10,000	$128K	<0.01%	0	Timeline
DISCOVERY INCDISCOVERY INC	5,165	$127K	<0.01%	new
FPEIFIRST TR EXCH TRADED FD III	6,346	$126K	<0.01%	-274,390	Timeline
TEITEMPLETON EMERGING MKTS INCO	13,730	$125K	<0.01%	new	Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	30,854	$125K	<0.01%	-1,611
FEMSFIRST TR EXCH TRD ALPHDX FD	3,646	$125K	<0.01%	new	Timeline
EHIWESTERN ASSET GBL HIGH INC F	12,578	$123K	<0.01%	-1,003	Timeline
PKBINVESCO EXCHANGE TRADED FD T	3,773	$123K	<0.01%	new	Timeline
IYYISHARES TR	833	$122K	<0.01%	new	Timeline
IYTISHARES TR	650	$122K	<0.01%	new	Timeline
VONVVANGUARD SCOTTSDALE FDS	1,084	$121K	<0.01%	new	Timeline
EWIISHARES INC	4,315	$121K	<0.01%	new	Timeline
PGJINVESCO EXCHANGE TRADED FD T	3,309	$119K	<0.01%	new	Timeline
ESGDISHARES TR	1,841	$118K	<0.01%	new	Timeline
RSPHINVESCO EXCHANGE TRADED FD T	596	$118K	<0.01%	new	Timeline
SPEUSPDR INDEX SHS FDS	3,567	$118K	<0.01%	new	Timeline
GLOBAL X FDSGLOBAL X FDS	7,991	$118K	<0.01%	new
NOKNOKIA CORP	23,045	$117K	<0.01%	-2,459	Timeline
RSPSINVESCO EXCHANGE TRADED FD T	829	$117K	<0.01%	new	Timeline
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	25,000	$117K	<0.01%	0
PCGPG&E CORP	11,582	$115K	<0.01%	new	Timeline
VVRINVESCO SR INCOME TR	27,075	$114K	<0.01%	0	Timeline
ROUSLATTICE STRATEGIES TR	3,540	$114K	<0.01%	new	Timeline
J P MORGAN EXCHANGE-TRADED FJ P MORGAN EXCHANGE-TRADED F	1,913	$114K	<0.01%	new
RSPTINVESCO EXCHANGE TRADED FD T	632	$113K	<0.01%	new	Timeline
WELLS FARGO & COWELLS FARGO & CO	74	$113K	<0.01%	new
XMPTVANECK ETF TRUST	4,051	$112K	<0.01%	new	Timeline
BOUTINNOVATOR ETFS TRUST	5,600	$112K	<0.01%	-7,400	Timeline
PCFHIGH INCOME SECS FD	13,100	$111K	<0.01%	new	Timeline
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC	5,448	$111K	<0.01%	new
RSPMINVESCO EXCHANGE TRADED FD T	1,015	$111K	<0.01%	new	Timeline
VPLVANGUARD INTL EQUITY INDEX F	1,680	$110K	<0.01%	new	Timeline
RSPUINVESCO EXCHANGE TRADED FD T	1,025	$110K	<0.01%	new	Timeline
XHESPDR SERIES TRUST	1,420	$110K	<0.01%	new	Timeline
SNPEDBX ETF TR	4,309	$109K	<0.01%	new	Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	22,830	$109K	<0.01%	+650
BEBLOOM ENERGY CORP	34,634	$108K	<0.01%	+227	Timeline
GOAUETF SER SOLUTIONS	7,040	$108K	<0.01%	new	Timeline
SMLFISHARES TR	2,676	$106K	<0.01%	new	Timeline
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	13,000	$106K	<0.01%	0
AGZISHARES TR	897	$105K	<0.01%	new	Timeline
CZAINVESCO EXCHANGE TRADED FD T	1,433	$105K	<0.01%	new	Timeline
ISHARES TRISHARES TR	4,023	$105K	<0.01%	new
QAINYLIM ETF TR	3,390	$104K	<0.01%	new	Timeline
IBUYAMPLIFY ETF TR	2,198	$104K	<0.01%	new	Timeline
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	4,030	$104K	<0.01%	new
ISHARES IBONDS DEC 2021 TER…ISHARES IBONDS DEC 2021 TERM MUNI…	4,024	$104K	<0.01%	new
IUSBISHARES TR	1,964	$103K	<0.01%	new	Timeline
FINXGLOBAL X FDS	3,656	$103K	<0.01%	new	Timeline
AGENUS INCAGENUS INC	40,000	$103K	<0.01%	0
VGLTVANGUARD SCOTTSDALE FDS	1,144	$101K	<0.01%	new	Timeline
VTWOVANGUARD SCOTTSDALE FDS	824	$100K	<0.01%	new	Timeline
IVOVVANGUARD ADMIRAL FDS INC	809	$100K	<0.01%	new	Timeline
VLUEISHARES TR	1,221	$100K	<0.01%	new	Timeline
RIGSALPS ETF TR	4,022	$100K	<0.01%	new	Timeline
PEXPROSHARES TR	2,910	$100K	<0.01%	new	Timeline
WISDOMTREE TRWISDOMTREE TR	2,000	$100K	<0.01%	new
MDYVSPDR SERIES TRUST	1,928	$99K	<0.01%	new	Timeline
JPIBJ P MORGAN EXCHANGE TRADED F	1,940	$99K	<0.01%	new	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	74,325	$99K	<0.01%	-55,375
CLFCLEVELAND-CLIFFS INC NEW	13,461	$97K	<0.01%	-5,002	Timeline
VTHRVANGUARD SCOTTSDALE FDS	703	$95K	<0.01%	new	Timeline
RZGINVESCO EXCHANGE TRADED FD T	885	$95K	<0.01%	-985	Timeline
FEZSPDR INDEX SHS FDS	2,470	$94K	<0.01%	new	Timeline
DEUSDBX ETF TR	2,770	$94K	<0.01%	new	Timeline
HEI-AHEICO CORP NEW	952	$92K	<0.01%	new	Timeline
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW	22,570	$92K	<0.01%	-576
DVYEISHARES INC	2,461	$91K	<0.01%	new	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	11,216	$91K	<0.01%	-19	Timeline
XSDSPDR SERIES TRUST	1,008	$90K	<0.01%	new	Timeline
DLSWISDOMTREE TR	1,438	$90K	<0.01%	new	Timeline
WDIVSPDR INDEX SHS FDS	1,328	$90K	<0.01%	new	Timeline
GLOBAL X FDSGLOBAL X FDS	9,989	$90K	<0.01%	new
PHKPIMCO HIGH INCOME FD	11,520	$89K	<0.01%	0	Timeline
NUBDNUSHARES ETF TR	3,464	$89K	<0.01%	new	Timeline
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	3,705	$88K	<0.01%	new
LITGLOBAL X FDS	3,666	$87K	<0.01%	-4,040	Timeline
GAACAMBRIA ETF TR	3,234	$87K	<0.01%	new	Timeline
NFRAFLEXSHARES TR	1,646	$85K	<0.01%	new	Timeline
PSKSPDR SERIES TRUST	1,967	$85K	<0.01%	new	Timeline
ENCANA CORPENCANA CORP	18,612	$85K	<0.01%	-1,298
GFIGOLD FIELDS LTD	17,428	$84K	<0.01%	-1,859	Timeline
INDAISHARES TR	2,478	$84K	<0.01%	new	Timeline
SCHZSCHWAB STRATEGIC TR	1,586	$84K	<0.01%	new	Timeline
EWTISHARES INC	2,289	$84K	<0.01%	new	Timeline
WISDOMTREE DYNAMIC LONG/SHO…WISDOMTREE DYNAMIC LONG/SHORT	3,000	$84K	<0.01%	new
ESGUISHARES TR	1,232	$82K	<0.01%	new	Timeline
ILCVISHARES TR	749	$82K	<0.01%	new	Timeline
OMFLINVESCO EXCH TRD SLF IDX FD	2,595	$81K	<0.01%	new	Timeline
SPGPINVESCO EXCHANGE TRADED FD T	1,461	$81K	<0.01%	new	Timeline
XNTKSPDR SERIES TRUST	1,076	$80K	<0.01%	new	Timeline
IXCISHARES TR	2,562	$79K	<0.01%	new	Timeline
BANK OF AMER CORPBANK OF AMER CORP	53	$79K	<0.01%	new
JPINJ P MORGAN EXCHANGE TRADED F	1,464	$76K	<0.01%	new	Timeline
FDRRFIDELITY COVINGTON TRUST	2,360	$76K	<0.01%	new	Timeline
BABINVESCO EXCH TRADED FD TR II	2,322	$75K	<0.01%	new	Timeline
MINABERDEEN INTER INCOME FD	19,971	$75K	<0.01%	+3,998	Timeline
SYSBISHARES TR	738	$75K	<0.01%	new	Timeline
FNKFIRST TR EXCHANGE-TRADED ALP	2,241	$75K	<0.01%	new	Timeline
INDYISHARES TR	2,016	$75K	<0.01%	new	Timeline
IDGTISHARES TR	1,400	$74K	<0.01%	new	Timeline
VYMIVANGUARD WHITEHALL FDS	1,218	$73K	<0.01%	new	Timeline
QUSSPDR SERIES TRUST	816	$73K	<0.01%	new	Timeline
CIGCIA ENERGETICA DE MINAS GERA	23,274	$73K	<0.01%	-326	Timeline
IYMISHARES TR	792	$73K	<0.01%	new	Timeline
JETSETF SER SOLUTIONS	2,500	$73K	<0.01%	new	Timeline
IMTMISHARES TR	2,420	$71K	<0.01%	new	Timeline
SMHVANECK ETF TRUST	592	$71K	<0.01%	new	Timeline
BGC PARTNERS INCBGC PARTNERS INC	12,824	$71K	<0.01%	-62
MUNIPIMCO ETF TR	1,265	$70K	<0.01%	new	Timeline
MOOVANECK ETF TRUST	1,050	$70K	<0.01%	new	Timeline
FSZFIRST TR EXCH TRD ALPHDX FD	1,429	$70K	<0.01%	new	Timeline
AOKISHARES TR	1,925	$69K	<0.01%	new	Timeline
AMPLIFY BLUESTAR ISRAEL TEC…AMPLIFY BLUESTAR ISRAEL TECHNOLOG…	1,727	$69K	<0.01%	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	40,302	$69K	<0.01%	-14,569
INTFISHARES TR	2,648	$68K	<0.01%	new	Timeline
XTISHARES TR	1,778	$68K	<0.01%	new	Timeline
IGROISHARES TR	1,200	$67K	<0.01%	new	Timeline
BKLNINVESCO EXCH TRADED FD TR II	2,891	$67K	<0.01%	new	Timeline
IAIISHARES TR	1,040	$67K	<0.01%	new	Timeline
DFEWISDOMTREE TR	1,199	$67K	<0.01%	new	Timeline
VTWVVANGUARD SCOTTSDALE FDS	609	$65K	<0.01%	new	Timeline
SIDCOMPANHIA SIDERURGICA NACION	21,096	$65K	<0.01%	-4,741	Timeline
SCJISHARES INC	900	$65K	<0.01%	new	Timeline
RLYSSGA ACTIVE ETF TR	2,616	$64K	<0.01%	new	Timeline
PXHINVESCO EXCH TRADED FD TR II	3,169	$64K	<0.01%	new	Timeline
BBBLACKBERRY LTD	12,105	$64K	<0.01%	-4,500	Timeline
FUTYFIDELITY COVINGTON TRUST	1,526	$64K	<0.01%	new	Timeline
FGMFIRST TR EXCH TRD ALPHDX FD	1,581	$64K	<0.01%	new	Timeline
HEEMISHARES INC	2,500	$62K	<0.01%	new	Timeline
TILTFLEXSHARES TR	521	$61K	<0.01%	new	Timeline
DOLWISDOMTREE TR	1,345	$61K	<0.01%	new	Timeline
GHYGISHARES INC	1,235	$61K	<0.01%	new	Timeline
HIOWESTERN ASSET HIGH INCOME OP	12,119	$61K	<0.01%	-129	Timeline
FLEXSHARES TRFLEXSHARES TR	2,005	$60K	<0.01%	new
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	2,866	$60K	<0.01%	new
URTHISHARES INC	631	$59K	<0.01%	new	Timeline
GCVGABELLI CONV & INC SECS FD I	11,000	$59K	<0.01%	new	Timeline
MORTVANECK ETF TRUST	2,545	$59K	<0.01%	new	Timeline
VAMOCAMBRIA ETF TR	2,957	$59K	<0.01%	new	Timeline
EAGGISHARES TR	1,069	$58K	<0.01%	new	Timeline
ISCGISHARES TR	300	$58K	<0.01%	new	Timeline
EPOLISHARES TR	2,780	$58K	<0.01%	new	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	2,741	$58K	<0.01%	new
PCEFINVESCO EXCH TRADED FD TR II	2,547	$58K	<0.01%	new	Timeline
IAKISHARES TR	814	$58K	<0.01%	new	Timeline
APHRIA INCAPHRIA INC	10,902	$57K	<0.01%	new
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	2,205	$57K	<0.01%	new
KBWYINVESCO EXCH TRADED FD TR II	1,755	$56K	<0.01%	new	Timeline
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	2,283	$56K	<0.01%	new
SHRYFIRST TR EXCHANGE TRADED FD	2,427	$56K	<0.01%	new	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	4,807	$56K	<0.01%	new
IGOVISHARES TR	1,098	$55K	<0.01%	new	Timeline
EWAISHARES INC	2,448	$54K	<0.01%	new	Timeline
PBJINVESCO EXCHANGE TRADED FD T	1,494	$54K	<0.01%	new	Timeline
XSOEWISDOMTREE TR	1,924	$53K	<0.01%	new	Timeline
PUIINVESCO EXCHANGE TRADED FD T	1,533	$53K	<0.01%	new	Timeline
HYZDWISDOMTREE TR	2,235	$52K	<0.01%	new	Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	10,730	$52K	<0.01%	+25
VLUSPDR SERIES TRUST	500	$52K	<0.01%	new	Timeline
XMESPDR SERIES TRUST	2,000	$51K	<0.01%	new	Timeline
RSPFINVESCO EXCHANGE TRADED FD T	1,149	$51K	<0.01%	new	Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	13,858	$51K	<0.01%	+523
YRC WORLDWIDE INCYRC WORLDWIDE INC	17,000	$51K	<0.01%	new
CIKUBS ASSET MGMT INCOME FD INC	16,000	$50K	<0.01%	+5,000	Timeline
LYGLLOYDS BANKING GROUP PLC	18,844	$50K	<0.01%	-4,859	Timeline
IXGISHARES TR	781	$50K	<0.01%	new	Timeline
CAMBRIA ETF TR CORE EQUITYCAMBRIA ETF TR CORE EQUITY	1,831	$50K	<0.01%	new
PFXFVANECK ETF TRUST	2,413	$48K	<0.01%	new	Timeline
HYEMVANECK ETF TRUST	2,075	$48K	<0.01%	new	Timeline
INVESCO BULLETSHARES 2020 C…INVESCO BULLETSHARES 2020 CORP	2,263	$48K	<0.01%	new
SMLVSPDR SERIES TRUST	500	$48K	<0.01%	new	Timeline
TURISHARES INC	1,795	$47K	<0.01%	new	Timeline
FRELFIDELITY COVINGTON TRUST	1,645	$46K	<0.01%	new	Timeline
IMCVISHARES TR	285	$46K	<0.01%	new	Timeline
RXIISHARES TR	381	$46K	<0.01%	new	Timeline
TAILORED BRANDS INCTAILORED BRANDS INC	10,500	$46K	<0.01%	-150
GMFSPDR INDEX SHS FDS	480	$45K	<0.01%	new	Timeline
SMMVISHARES TR	1,318	$45K	<0.01%	new	Timeline
High Yield ETFHigh Yield ETF	1,337	$45K	<0.01%	new
SCHHSCHWAB STRATEGIC TR	923	$44K	<0.01%	new	Timeline
ELDWISDOMTREE TR	1,269	$44K	<0.01%	new	Timeline
SYLDCAMBRIA ETF TR	1,170	$43K	<0.01%	new	Timeline
AGGMISHARES TR	368	$43K	<0.01%	new	Timeline
AFDMFIRST TR EXCH TRADED FD III	782	$43K	<0.01%	new	Timeline
VIGIVANGUARD WHITEHALL FDS	616	$42K	<0.01%	new	Timeline
FMATFIDELITY COVINGTON TRUST	1,263	$41K	<0.01%	new	Timeline
DTHWISDOMTREE TR	1,056	$41K	<0.01%	new	Timeline
ROAMLATTICE STRATEGIES TR	1,850	$41K	<0.01%	new	Timeline
FVCFIRST TR EXCHANGE TRADED FD	1,564	$41K	<0.01%	new	Timeline
KBWDINVESCO EXCH TRADED FD TR II	1,890	$40K	<0.01%	new	Timeline
PSCFINVESCO EXCH TRADED FD TR II	728	$40K	<0.01%	new	Timeline
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	3,400	$40K	<0.01%	new
EMGFISHARES INC	954	$39K	<0.01%	new	Timeline
FOXAFOX CORP	1,322	$39K	<0.01%	new	Timeline
NATNORDIC AMERICAN TANKERS LIMI	19,450	$39K	<0.01%	-1,000	Timeline
XSWSPDR SERIES TRUST	415	$39K	<0.01%	new	Timeline
FXNFIRST TR EXCHANGE-TRADED FD	4,089	$39K	<0.01%	new	Timeline
RWJINVESCO EXCH TRADED FD TR II	615	$39K	<0.01%	new	Timeline
ICSHISHARES TR	757	$38K	<0.01%	new	Timeline
EWWISHARES INC	935	$38K	<0.01%	new	Timeline
RPGINVESCO EXCHANGE TRADED FD T	327	$38K	<0.01%	new	Timeline
MLRGISHARES TR	226	$38K	<0.01%	new	Timeline
AFEMFIRST TR EXCH TRADED FD III	665	$38K	<0.01%	new	Timeline
INVESCOINVESCO	1,763	$38K	<0.01%	new
IXPISHARES TR	632	$37K	<0.01%	new	Timeline
QHYWISDOMTREE TR	712	$37K	<0.01%	new	Timeline
ESGEISHARES INC	1,114	$36K	<0.01%	new	Timeline
ILTBISHARES TR	519	$36K	<0.01%	new	Timeline
HYGHISHARES U S ETF TR	407	$36K	<0.01%	new	Timeline
RZVINVESCO EXCHANGE TRADED FD T	564	$36K	<0.01%	new	Timeline
ISHARES US ETF TRISHARES US ETF TR	1,500	$36K	<0.01%	new
SUSCISHARES TR	1,325	$35K	<0.01%	new	Timeline
EESWISDOMTREE TR	1,028	$35K	<0.01%	new	Timeline
KNGZFIRST TR EXCHANGE TRADED FD	1,565	$35K	<0.01%	new	Timeline
LEMBISHARES INC	762	$34K	<0.01%	new	Timeline
ICLNISHARES TR	3,143	$34K	<0.01%	new	Timeline
IEOISHARES TR	675	$34K	<0.01%	new	Timeline
EZMWISDOMTREE TR	869	$33K	<0.01%	new	Timeline
LQDHISHARES U S ETF TR	350	$33K	<0.01%	new	Timeline
MXIISHARES TR	536	$33K	<0.01%	new	Timeline
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	662	$33K	<0.01%	new
IQDGWISDOMTREE TR	1,100	$32K	<0.01%	new	Timeline
PIEINVESCO EXCH TRADED FD TR II	1,798	$32K	<0.01%	new	Timeline
CIFMFS INTER HIGH INCOME FD	12,000	$32K	<0.01%	new	Timeline
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	12,957	$32K	<0.01%	+2,412
PICKISHARES INC	1,155	$31K	<0.01%	new	Timeline
NYFISHARES TR	537	$31K	<0.01%	new	Timeline
iShares MSCI Frontier 100iShares MSCI Frontier 100	1,119	$31K	<0.01%	new
FTECFIDELITY COVINGTON TRUST	471	$30K	<0.01%	new	Timeline
MVVPROSHARES TR	726	$30K	<0.01%	new	Timeline
FTDSFIRST TR EXCHANGE-TRADED FD	892	$30K	<0.01%	new	Timeline
AIVIWISDOMTREE TR	750	$30K	<0.01%	new	Timeline
HMYHARMONY GOLD MNG LTD	10,705	$29K	<0.01%	-2,827	Timeline
UWMPROSHARES TR	440	$29K	<0.01%	new	Timeline
INVESCOINVESCO	1,383	$29K	<0.01%	new
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	12,454	$29K	<0.01%	-2,850
URAGLOBAL X FDS	2,606	$28K	<0.01%	-10,829	Timeline
KNCTINVESCO EXCHANGE TRADED FD T	500	$28K	<0.01%	new	Timeline
PXIINVESCO EXCHANGE TRADED FD T	1,063	$28K	<0.01%	new	Timeline
COMTISHARES U S ETF TR	850	$27K	<0.01%	new	Timeline
CMBSISHARES TR	503	$27K	<0.01%	new	Timeline
FCALFIRST TR EXCH TRADED FD III	500	$27K	<0.01%	new	Timeline
REETISHARES TR	871	$25K	<0.01%	new	Timeline
JPUSJ P MORGAN EXCHANGE TRADED F	328	$25K	<0.01%	new	Timeline
EXIISHARES TR	284	$25K	<0.01%	new	Timeline
JPEMJ P MORGAN EXCHANGE TRADED F	472	$25K	<0.01%	new	Timeline
EPPISHARES INC	562	$25K	<0.01%	new	Timeline
PEJINVESCO EXCHANGE TRADED FD T	581	$25K	<0.01%	new	Timeline
SLVPISHARES INC	2,500	$25K	<0.01%	new	Timeline
VEGIISHARES INC	860	$24K	<0.01%	new	Timeline
ARKGARK ETF TR	800	$24K	<0.01%	new	Timeline
PNQIINVESCO EXCHANGE TRADED FD T	186	$24K	<0.01%	new	Timeline
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	3,364	$24K	<0.01%	new
DBX ETF TRDBX ETF TR	1,051	$24K	<0.01%	new
TLTDFLEXSHARES TR	389	$23K	<0.01%	new	Timeline
PBEINVESCO EXCHANGE TRADED FD T	500	$23K	<0.01%	new	Timeline
IFGLISHARES TR	754	$23K	<0.01%	new	Timeline
IFLNINVESCO EXCH TRADED FD TR II	1,214	$23K	<0.01%	new	Timeline
LKORFLEXSHARES TR	392	$23K	<0.01%	new	Timeline
Viacom Inc Cl AViacom Inc Cl A	863	$23K	<0.01%	new
UFOXETF SER SOLUTIONS	897	$22K	<0.01%	new	Timeline
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)	620	$22K	<0.01%	new
DDWMWISDOMTREE TR	742	$21K	<0.01%	new	Timeline
EPSWISDOMTREE TR	638	$21K	<0.01%	new	Timeline
CGWINVESCO EXCH TRADED FD TR II	550	$21K	<0.01%	new	Timeline
GSIEGOLDMAN SACHS ETF TR	720	$21K	<0.01%	new	Timeline
WIPSPDR SERIES TRUST	385	$21K	<0.01%	new	Timeline
EYLDCAMBRIA ETF TR	703	$21K	<0.01%	new	Timeline
FYLDCAMBRIA ETF TR	955	$21K	<0.01%	new	Timeline
UDIVFRANKLIN TEMPLETON ETF TR	715	$21K	<0.01%	new	Timeline
PSCCINVESCO EXCH TRADED FD TR II	283	$21K	<0.01%	new	Timeline
ISHARES TRISHARES TR	832	$21K	<0.01%	new
IVLUISHARES TR	882	$20K	<0.01%	new	Timeline
SPYXSPDR SERIES TRUST	281	$20K	<0.01%	new	Timeline
IVOOVANGUARD ADMIRAL FDS INC	152	$20K	<0.01%	new	Timeline
GNRSPDR INDEX SHS FDS	461	$20K	<0.01%	new	Timeline
FSGSFIRST TR EXCHANGE TRADED FD	971	$20K	<0.01%	new	Timeline
FEUZFIRST TR EXCH TRD ALPHDX FD	524	$20K	<0.01%	new	Timeline
RFDAALPS ETF TR	625	$20K	<0.01%	new	Timeline
JMSTJ P MORGAN EXCHANGE TRADED F	383	$19K	<0.01%	new	Timeline
STPZPIMCO ETF TR	370	$19K	<0.01%	new	Timeline
NUAGNUSHARES ETF TR	767	$19K	<0.01%	new	Timeline
PSCUINVESCO EXCH TRADED FD TR II	370	$19K	<0.01%	new	Timeline
NANTKWEST INCNANTKWEST INC	15,773	$19K	<0.01%	0
HLHECLA MINING COMPANY	10,000	$18K	<0.01%	-12,500	Timeline
QQQEDIREXION SHARES ETF TRUST	361	$18K	<0.01%	new	Timeline
DBEUDBX ETF TR	596	$18K	<0.01%	new	Timeline
ETF SER SOLUTIONSETF SER SOLUTIONS	955	$18K	<0.01%	new
EWUISHARES TR	549	$17K	<0.01%	new	Timeline
FNDCSCHWAB STRATEGIC TR	570	$17K	<0.01%	new	Timeline
GIGBGOLDMAN SACHS ETF TR	319	$17K	<0.01%	new	Timeline
DDIVFIRST TR EXCHANGE TRADED FD	655	$17K	<0.01%	new	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	707	$17K	<0.01%	new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	622	$17K	<0.01%	new
J P MORGAN EXCHANGETRADED F…J P MORGAN EXCHANGETRADED F DIV R…	339	$17K	<0.01%	new
DNNDENISON MINES CORP	34,500	$16K	<0.01%	0	Timeline
EEMSISHARES INC	381	$16K	<0.01%	new	Timeline
IBNDSPDR SERIES TRUST	469	$16K	<0.01%	new	Timeline
SMBVANECK ETF TRUST	900	$16K	<0.01%	new	Timeline
PIZINVESCO EXCH TRADED FD TR II	591	$16K	<0.01%	new	Timeline
INVESCOINVESCO	648	$16K	<0.01%	new
DBJPDBX ETF TR	374	$15K	<0.01%	new	Timeline
PPHVANECK ETF TRUST	274	$15K	<0.01%	new	Timeline
XTNSPDR SERIES TRUST	250	$15K	<0.01%	new	Timeline
LFEQVANECK ETF TRUST	549	$15K	<0.01%	new	Timeline
PENNEY J C INCPENNEY J C INC	18,500	$15K	<0.01%	0
CAMBRIA ETF TRCAMBRIA ETF TR	612	$15K	<0.01%	new
WISDOMTREE TRWISDOMTREE TR	500	$15K	<0.01%	new
SPTMSPDR SERIES TRUST	375	$14K	<0.01%	new	Timeline
JQUAJ P MORGAN EXCHANGE TRADED F	492	$14K	<0.01%	new	Timeline
TLTEFLEXSHARES TR	292	$14K	<0.01%	new	Timeline
ALTYGLOBAL X FDS	884	$14K	<0.01%	new	Timeline
RTHVANECK ETF TRUST	125	$14K	<0.01%	new	Timeline
INVESCOINVESCO	621	$14K	<0.01%	new
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	235	$14K	<0.01%	new
VNMVANECK ETF TRUST	808	$13K	<0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
BARCLAYS BANK PLCBARCLAYS BANK PLC IPTH SR B S&P	call	30,000	$26K	new
QQQINVESCO QQQ TR COM	put	3,300	$5K	0
DIASTATE STR SPDR DOW JONES IND UT SER 1	put	2,000	$4K	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	2,400	$3K	0
XYZBLOCK INC Stock	call	200	$0	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ISHARESISHARES EXCHANGE TRADED	principal	3,577	$91K	new
ISHARESISHARES EXCHANGE TRADED	principal	2,878	$73K	new
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	71,000	$73K	0
IBDSISHARES TR ETF	principal	2,500	$65K	new
ISHARES TRISHARES TR IBONDS DEC25 ETF	principal	2,010	$52K	new
IBDRISHARES TR SHS	principal	2,011	$51K	new
ISHARESISHARES EXCHANGE TRADED	principal	2,010	$51K	new
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC NOTE 4.50012/1	principal	50,000	$50K	0
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	1,490	$36K	new
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	666	$17K	new
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt CONV	principal	15,000	$15K	0
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	379	$9K	new
ISHARES TRISHARES TR 2020 INVTGR BD	principal	280	$7K	new
ISHARES TRISHARES TR IBONDS MAR20 ETF	principal	198	$5K	new

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
UNMUNUM GROUP	153,530	$5.17M	shares
HSTHOST HOTELS & RESORTS INC	272,317	$4.96M	shares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	92,259	$4.1M	shares
HARRIS CORP INCHARRIS CORP INC	14,442	$2.73M	shares
STOTSSGA ACTIVE TR	23,754	$1.18M	shares
XBMEXBLACKROCK HEALTH SCIENCES TR	26,981	$1.05M	shares
AZUL S AAZUL S A	27,055	$905K	shares
BCIABRDN ETFS	37,676	$843K	shares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	10,564	$745K	shares
ROBOEXCHANGE TRADED CONCEPTS TRU	15,748	$629K	shares
KSSKOHLS CORP	12,792	$608K	shares
XPOXPO INC	9,298	$538K	shares
CANOPY GROWTH CORPCANOPY GROWTH CORP	12,412	$502K	shares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,671	$410K	shares
BHCBAUSCH HEALTH COS INC	15,141	$383K	shares
KBHKB HOME	14,553	$374K	shares
DXCDXC TECHNOLOGY CO	6,562	$362K	shares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	14,151	$354K	shares
RLRALPH LAUREN CORP	2,954	$336K	shares
NADNUVEEN QUALITY MUNCP INCOME	23,595	$330K	shares
NVGNUVEEN AMT FREE MUN CR INC F	20,073	$319K	shares
KEYKEYCORP	17,667	$314K	shares
CPRICAPRI HOLDINGS LIMITED	8,720	$302K	shares
HLTHILTON WORLDWIDE HLDGS INC	2,842	$278K	shares
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	18,051	$276K	shares
FLRFLUOR CORP	7,869	$265K	shares
BMRNBIOMARIN PHARMACEUTICAL INC	3,087	$264K	shares
ZMZOOM COMMUNICATIONS INC	2,950	$262K	shares
LYFTLYFT INC	3,859	$254K	shares
O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality Divid	7,367	$251K	shares
CFGCITIZENS FINL GROUP INC	6,738	$238K	shares
CVICVR ENERGY INC	4,735	$237K	shares
NORDSTROM INCNORDSTROM INC	7,345	$234K	shares
RIORIO TINTO PLC	3,718	$232K	shares
Apollo Global ManagementApollo Global Management	6,749	$231K	shares
NRKNUVEEN NY AMT FREE	17,478	$229K	shares
CNQCANADIAN NAT RES LTD MED TER	8,354	$225K	shares
DOVDOVER CORP	2,225	$223K	shares
MHKMOHAWK INDS INC	1,495	$220K	shares
HALHALLIBURTON CO	9,648	$219K	shares
ALLEALLEGION PLC	1,985	$219K	shares
GBCIGLACIER BANCORP INC NEW	5,259	$213K	shares
NTNXNUTANIX INC	8,168	$212K	shares
BRKRBRUKER CORP	4,253	$212K	shares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	1,275	$212K	shares
FORTRESS TRANSPORTATION-CL AFORTRESS TRANSPORTATION-CL A	13,987	$211K	shares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	7,753	$210K	shares
ABIOMED INCABIOMED INC	798	$208K	shares
BKHBLACK HILLS CORP	2,648	$207K	shares
VYXNCR VOYIX CORPORATION	6,628	$206K	shares
ETSYETSY INC	3,302	$203K	shares
NCLHNORWEGIAN CRUISE LINE HLDGS	3,773	$202K	shares
HIGHARTFORD INSURANCE GROUP INC	3,608	$201K	shares
GGGGRACO INC	3,990	$200K	shares
MPLXMPLX LP	6,198	$200K	shares
MQYBLACKROCK MUNIYILD QULT FD I	13,237	$192K	shares
ERICTELEFONAKTIEBOLAGET LM ERICS	16,276	$155K	shares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	10,746	$147K	shares
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	10,164	$144K	shares
MMUWESTERN ASSET MANAGED MUNS F	10,000	$137K	shares
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	10,702	$124K	shares
CCIFCARLYLE CREDIT INCOME FUND	12,878	$122K	shares
BDJBLACKROCK ENHANCED EQUITY DI	13,625	$121K	shares
ETWEATON VANCE TAX-MANAGED GLOB	10,355	$101K	shares
JFRNUVEEN FLOATING RATE INCOME	10,171	$100K	shares
REFRRESEARCH FRONTIERS INC	29,212	$97K	shares
XBGYXBLACKROCK ENHANCED INTL DIV	13,566	$76K	shares
PSLVSPROTT ASSET MANAGEMENT LP	12,378	$71K	shares
ABEVAMBEV SA	13,139	$61K	shares
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	23,371	$48K	shares
AERPIO PHARMACEUTICALS INCAERPIO PHARMACEUTICALS INC	12,000	$11K	shares
BYNDBEYOND MEAT INC	1,000	$7K	put
AMDADVANCED MICRO DEVICES INC	200	$0	call
MGMMGM RESORTS INTERNATIONAL	400	$0	call
ETSYETSY INC	100	$0	call

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-19-002756	base		2019-11-06	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC