First Allied Advisory Services, Inc.

13F filer, CIK 1512647, SAN DIEGO, CA

First Allied Advisory Services, Inc. reported $2,810,418,000 across 1,634 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-06. Its ten largest share positions make up 17.38% of the portfolio.

Filed 2019-11-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:55:06 UTC13F-HR 0001085146-19-002756

Period: 2019-09-30
Reported value: $2.81B
Holdings: 1,634
Top 10 weight: 17.38%
New: 509
Sold out: 75

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPDWadded	+318,629	$9.36M
SPEMadded	+218,772	$7.49M
JNKadded	+61,403	$6.68M
HYGadded	+70,929	$6.19M
GUNRnew	+155,586	$4.84M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
DWXreduced	-344,172	-$13.5M
SPYreduced	-42,634	-$12.7M
FLRNreduced	-393,187	-$12.1M
IEMGreduced	-232,164	-$11.4M
QQQreduced	-59,646	-$11.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001085146-19-002756, largest first. % of portfolio is the value over $2,810,380,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ULTAULTA BEAUTY INC	3,406	$879K	0.03%	+931	Timeline
NUENUCOR CORP	17,072	$877K	0.03%	-4,751	Timeline
FTXOFIRST TR EXCHANGE TRADED FD	33,873	$873K	0.03%	-4,922	Timeline
FVFIRST TR EXCHANGE TRADED FD	29,111	$863K	0.03%	-701	Timeline
INFYINFOSYS LTD	75,522	$859K	0.03%	+501	Timeline
QDEFFLEXSHARES TR	18,672	$856K	0.03%	+1,888	Timeline
Etfmg Prime MobileEtfmg Prime Mobile	18,397	$856K	0.03%	+100
REGNREGENERON PHARMACEUTICALS	3,089	$853K	0.03%	-555	Timeline
FADFIRST TR EXCHANGE-TRADED ALP	11,650	$853K	0.03%	new	Timeline
SPX FLOW INC COMSPX FLOW INC COM	21,678	$853K	0.03%	-377
SCHPSCHWAB STRATEGIC TR	14,888	$848K	0.03%	+6,972	Timeline
OGEOGE ENERGY CORP	18,654	$847K	0.03%	-445	Timeline
IGLBISHARES TR	12,807	$845K	0.03%	-1,692	Timeline
VAWVANGUARD WORLD FD	6,680	$843K	0.03%	-822	Timeline
AEPAMERICAN ELEC PWR CO INC	8,966	$840K	0.03%	-1,407	Timeline
FTLSFIRST TR EXCH TRADED FD III	20,370	$838K	0.03%	+2,667	Timeline
YUMYUM BRANDS INC	7,382	$837K	0.03%	+267	Timeline
DBX ETF TRDBX ETF TR	25,007	$837K	0.03%	+192
CEFSPROTT ASSET MANAGEMENT LP	58,896	$832K	0.03%	+5,500	Timeline
VCLTVANGUARD SCOTTSDALE FDS	8,190	$827K	0.03%	new	Timeline
GVIISHARES TR	7,289	$824K	0.03%	+749	Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	35,377	$823K	0.03%	-6,668
EXASEXACT SCIENCES CORP	9,083	$820K	0.03%	+5,953	Timeline
PAYXPAYCHEX INC	9,943	$816K	0.03%	-62	Timeline
SLYGSPDR SERIES TRUST	13,711	$816K	0.03%	+5,773	Timeline
CBRECBRE GROUP INC	15,417	$815K	0.03%	-1,947	Timeline
SNYSANOFI SA	17,580	$815K	0.03%	+277	Timeline
VEUVANGUARD INTL EQUITY INDEX F	16,411	$813K	0.03%	-845	Timeline
PPAINVESCO EXCHANGE TRADED FD T	11,921	$812K	0.03%	+673	Timeline
SOXXISHARES TR	3,859	$810K	0.03%	+636	Timeline
VRTXVERTEX PHARMACEUTICALS INC	4,698	$800K	0.03%	+691	Timeline
DSIISHARES TR	7,240	$799K	0.03%	+271	Timeline
PANWPALO ALTO NETWORKS INC	3,894	$787K	0.03%	+779	Timeline
ABALLIANCEBERNSTEIN HLDG L P	26,685	$787K	0.03%	+6,132	Timeline
GABGABELLI EQUITY TR INC	131,453	$785K	0.03%	-3,356	Timeline
FRCBFIRST REP BK SAN FRANCISCO CAL	8,118	$784K	0.03%	-264	Timeline
BKRBAKER HUGHES COMPANY	33,245	$783K	0.03%	-7,247	Timeline
BDXBECTON DICKINSON & CO	3,073	$781K	0.03%	+58	Timeline
KKELLANOVA	11,994	$778K	0.03%	-785	Timeline
FISVFISERV INC	7,519	$776K	0.03%	+4,910	Timeline
IMCBISHARES TR	3,874	$774K	0.03%	+85	Timeline
FXGFIRST TR EXCHANGE-TRADED FD	16,007	$773K	0.03%	+351	Timeline
FFIVF5 INC	5,423	$770K	0.03%	-1,043	Timeline
ADIANALOG DEVICES INC	6,833	$765K	0.03%	-417	Timeline
MPCMARATHON PETE CORP	12,602	$761K	0.03%	+1,342	Timeline
DHRDANAHER CORP DEL	5,166	$751K	0.03%	-373	Timeline
PPGPPG INDS INC	6,334	$751K	0.03%	+210	Timeline
ETF MANAGERS TRETF MANAGERS TR	80,201	$751K	0.03%	+45,371
EPREPR PPTYS	9,821	$750K	0.03%	+1,098	Timeline
NUVEENNUVEEN	75,730	$747K	0.03%	-3,465
SPYGSPDR SERIES TRUST	19,154	$746K	0.03%	-123,922	Timeline
SBIOALPS ETF TR	23,551	$746K	0.03%	+1,103	Timeline
VIACOM INCVIACOM INC	30,431	$742K	0.03%	-1,837
NEWTNEWTEKONE INC	32,971	$740K	0.03%	+9,220	Timeline
CSXCSX CORP	10,609	$738K	0.03%	-3,733	Timeline
DTDWISDOMTREE TR	7,404	$738K	0.03%	+4,338	Timeline
AQUA AMERICA INCAQUA AMERICA INC	16,449	$736K	0.03%	+1,408
ISCVISHARES TR	5,396	$724K	0.03%	+11	Timeline
TRGPTARGA RES CORP	18,064	$723K	0.03%	-787	Timeline
BB & T CORPBB & T CORP	13,491	$721K	0.03%	+896
FLQLFRANKLIN TEMPLETON ETF TR	21,700	$721K	0.03%	+3,550	Timeline
Direxion All Cap Insider Se…Direxion All Cap Insider Senti	18,934	$721K	0.03%	+1,043
LGLVSPDR SERIES TRUST	6,448	$716K	0.03%	+2,031	Timeline
ELLAUDER ESTEE COS INC	3,550	$714K	0.03%	-193	Timeline
RWOSPDR INDEX SHS FDS	13,753	$712K	0.03%	-188	Timeline
BWXSPDR SERIES TRUST	24,134	$710K	0.03%	-3,135	Timeline
FEMFIRST TR EXCH TRD ALPHDX FD	30,130	$709K	0.03%	-10,468	Timeline
FGDFIRST TR EXCHANGE-TRADED FD	30,618	$704K	0.03%	-2,776	Timeline
UBERUBER TECHNOLOGIES INC	22,495	$703K	0.03%	+1,268	Timeline
TROWPRICE T ROWE GROUP INC	6,229	$703K	0.03%	-1,327	Timeline
SHWSHERWIN WILLIAMS CO	1,279	$701K	0.02%	+95	Timeline
NULVNUSHARES ETF TR	22,394	$701K	0.02%	-2,584	Timeline
SPX CORPSPX CORP	17,561	$699K	0.02%	-15,593
IDVISHARES TR	22,622	$698K	0.02%	-105	Timeline
VXFVANGUARD INDEX FDS	5,955	$693K	0.02%	-178	Timeline
LULULULULEMON ATHLETICA INC	3,567	$690K	0.02%	+879	Timeline
CRMTAMERICAS CAR-MART INC	7,489	$689K	0.02%	new	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	7,093	$687K	0.02%	-755
VMWARE, INC.VMWARE, INC.	4,511	$687K	0.02%	-859
WTPIWISDOMTREE TR	24,749	$686K	0.02%	-1,556	Timeline
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	54,696	$684K	0.02%	+4,645
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	20,169	$681K	0.02%	-250
ALLALLSTATE CORP	6,275	$680K	0.02%	+774	Timeline
NOWSERVICENOW INC	2,648	$678K	0.02%	new	Timeline
PHMPULTE GROUP INC	18,482	$676K	0.02%	-2,589	Timeline
BUDANHEUSER BUSCH INBEV SA NV	7,066	$676K	0.02%	-215	Timeline
MINTPIMCO ETF TR	6,662	$676K	0.02%	+923	Timeline
GTOINVESCO ACTIVELY MANAGED EXC	12,434	$674K	0.02%	+2,411	Timeline
RITMRITHM CAPITAL CORP	42,708	$670K	0.02%	+8,508	Timeline
SRESEMPRA	4,551	$669K	0.02%	+47	Timeline
SHESPDR SERIES TRUST	9,046	$666K	0.02%	-507	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	8,302	$664K	0.02%	+151
REMISHARES TR	15,702	$663K	0.02%	+1,255	Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	30,975	$663K	0.02%	+16,136	Timeline
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	68,725	$658K	0.02%	-2,456
DONWISDOMTREE TR	18,099	$657K	0.02%	+2,827	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	10,514	$655K	0.02%	-2,294	Timeline
XYLDGLOBAL X FDS	13,485	$655K	0.02%	-803	Timeline
CPBTHE CAMPBELLS COMPANY	13,963	$654K	0.02%	+1,019	Timeline
CECELANESE CORP DEL	5,353	$653K	0.02%	+336	Timeline
XMMOINVESCO EXCHANGE TRADED FD T	11,155	$652K	0.02%	+3,665	Timeline
IWRISHARES TR	11,655	$652K	0.02%	+3,644	Timeline
PLDPROLOGIS INC.	7,684	$651K	0.02%	+520	Timeline
CMFISHARES TR	10,652	$651K	0.02%	0	Timeline
VOXVANGUARD WORLD FD	7,404	$642K	0.02%	+127	Timeline
EWEDWARDS LIFESCIENCES CORP	2,932	$641K	0.02%	-1,215	Timeline
ICEINTERCONTINENTAL EXCHANGE IN	7,025	$640K	0.02%	-889	Timeline
LNTALLIANT ENERGY CORP	11,873	$639K	0.02%	+546	Timeline
HANESBRANDS INCHANESBRANDS INC	41,723	$638K	0.02%	-650
RVNUDBX ETF TR	22,682	$635K	0.02%	+1,211	Timeline
UALUNITED AIRLS HLDGS INC	7,137	$631K	0.02%	+1,591	Timeline
KXIISHARES TR	11,479	$631K	0.02%	+563	Timeline
IVZINVESCO LTD	36,798	$630K	0.02%	+5,098	Timeline
TXTTEXTRON INC	12,800	$628K	0.02%	+190	Timeline
ISTBISHARES TR	12,398	$627K	0.02%	+485	Timeline
ALRSALERUS FINL CORP	28,712	$626K	0.02%	new	Timeline
GLWCORNING INC	21,874	$624K	0.02%	-2,148	Timeline
AESAES CORP	38,120	$623K	0.02%	-6,186	Timeline
UNILEVER PLCUNILEVER PLC	10,332	$618K	0.02%	-1,998
ALLERGAN PLCALLERGAN PLC	3,673	$618K	0.02%	-435
DBX ETF TRDBX ETF TR	22,422	$617K	0.02%	new
MEARISHARES U S ETF TR	12,170	$611K	0.02%	-1,387	Timeline
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	25,030	$607K	0.02%	+7,550
FLGRFRANKLIN TEMPLETON ETF TR	28,869	$605K	0.02%	new	Timeline
MFICMIDCAP FINANCIAL INVSTMNT CO	37,403	$604K	0.02%	+3,727	Timeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	6,455	$603K	0.02%	-392
EXPDEXPEDITORS INTL WASH INC	8,031	$600K	0.02%	-526	Timeline
URIUNITED RENTALS INC	4,818	$599K	0.02%	-1,192	Timeline
ROSTROSS STORES INC	5,463	$598K	0.02%	+2,114	Timeline
VVVANGUARD INDEX FDS	4,373	$597K	0.02%	+60	Timeline
SHYGISHARES TR	12,691	$590K	0.02%	+888	Timeline
MTBM & T BK CORP	3,720	$589K	0.02%	-308	Timeline
VGITVANGUARD SCOTTSDALE FDS	8,733	$584K	0.02%	-2,212	Timeline
CTVACORTEVA INC	20,871	$584K	0.02%	-7,501	Timeline
ADSKAUTODESK INC	3,941	$581K	0.02%	+546	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	4,177	$579K	0.02%	+228	Timeline
AZNASTRAZENECA PLC-SPONS ADR	12,996	$576K	0.02%	+2,853	Timeline
ITWILLINOIS TOOL WKS INC	3,658	$573K	0.02%	+126	Timeline
IHFISHARES TR	3,523	$570K	0.02%	+1,412	Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	4,646	$565K	0.02%	+63
SHOPSHOPIFY INC	1,803	$561K	0.02%	+63	Timeline
SPYMSPDR SERIES TRUST	16,164	$560K	0.02%	+7,041	Timeline
WCNWASTE CONNECTIONS INC	6,059	$559K	0.02%	+1,314	Timeline
GSLCGOLDMAN SACHS ETF TR	9,327	$559K	0.02%	-1,116	Timeline
CORCENCORA INC	6,804	$557K	0.02%	-3,995	Timeline
DEMWISDOMTREE TR	13,540	$557K	0.02%	-2,577	Timeline
CAHCARDINAL HEALTH INC	11,759	$555K	0.02%	+248	Timeline
EIXEDISON INTL	7,336	$554K	0.02%	-28	Timeline
SWKSSKYWORKS SOLUTIONS INC	6,974	$554K	0.02%	-672	Timeline
MKCMCCORMICK & CO INC	3,530	$554K	0.02%	-89	Timeline
MGCVANGUARD WORLD FD	5,329	$550K	0.02%	+342	Timeline
LENLENNAR CORP	9,799	$550K	0.02%	-2,369	Timeline
EWHISHARES INC	24,095	$550K	0.02%	-701	Timeline
NUDMNUSHARES ETF TR	21,266	$550K	0.02%	-11,869	Timeline
TAPMOLSON COORS BEVERAGE CO	9,557	$547K	0.02%	-1,726	Timeline
ZTSZOETIS INC	4,405	$545K	0.02%	+619	Timeline
IWSISHARES TR	6,072	$545K	0.02%	-1,130	Timeline
FLKRFRANKLIN TEMPLETON ETF TR	27,721	$545K	0.02%	new	Timeline
FMCFMC CORP	6,180	$539K	0.02%	-1,453	Timeline
AIGAMERICAN INTL GROUP INC	9,624	$539K	0.02%	+198	Timeline
IYKISHARES TR	4,255	$538K	0.02%	+143	Timeline
SLVISHARES SILVER TR	33,366	$533K	0.02%	+6,115	Timeline
TRPTC ENERGY CORP	10,257	$533K	0.02%	+5,424	Timeline
NUSCNUSHARES ETF TR	18,257	$533K	0.02%	+935	Timeline
BSXBOSTON SCIENTIFIC CORP	13,058	$526K	0.02%	-442	Timeline
BTIBRITISH AMERN TOB PLC	14,078	$526K	0.02%	-6,705	Timeline
GPMTGRANITE PT MTG TR INC	27,863	$525K	0.02%	+731	Timeline
WLKWESTLAKE CORPORATION	8,023	$525K	0.02%	-1,345	Timeline
WECWEC ENERGY GROUP INC	5,464	$520K	0.02%	+730	Timeline
BRBROADRIDGE FINL SOLUTIONS IN	4,142	$517K	0.02%	-137	Timeline
SJNKSPDR SERIES TRUST	19,252	$517K	0.02%	+7,353	Timeline
EFGISHARES TR	6,437	$516K	0.02%	-93	Timeline
CMGCHIPOTLE MEXICAN GRILL INC	605	$515K	0.02%	-366	Timeline
ABRARBOR REALTY TRUST INC	39,381	$514K	0.02%	+3,310	Timeline
BAXBAXTER INTL INC	5,863	$513K	0.02%	-615	Timeline
AGNCAGNC INVT CORP	31,832	$512K	0.02%	-3,965	Timeline
KBWBINVESCO EXCH TRADED FD TR II	9,980	$512K	0.02%	-58	Timeline
NVONOVO-NORDISK A S	9,906	$510K	0.02%	-2,157	Timeline
MCOMOODYS CORP	2,490	$509K	0.02%	-54	Timeline
HYDVANECK ETF TRUST	7,866	$507K	0.02%	-1,671	Timeline
LKQLKQ CORP	16,091	$506K	0.02%	-858	Timeline
USHYISHARES TR	12,278	$502K	0.02%	-1,961	Timeline
ANGLVANECK ETF TRUST	17,122	$502K	0.02%	+6,936	Timeline
LPXLOUISIANA PAC CORP	20,642	$499K	0.02%	-4,467	Timeline
XLBSELECT SECTOR SPDR TR	8,526	$499K	0.02%	-2,339	Timeline
MSCIMSCI INC	2,266	$498K	0.02%	+339	Timeline
UNILEVER N VUNILEVER N V	8,174	$495K	0.02%	-313
SMGSCOTTS MIRACLE-GRO CO	4,824	$492K	0.02%	+507	Timeline
EWGISHARES INC	18,186	$489K	0.02%	-28,822	Timeline
ASMLASML HLDG NV	2,002	$488K	0.02%	+974	Timeline
PDIPIMCO DYNAMIC INCOME FD	14,771	$484K	0.02%	-1,025	Timeline
COFCAPITAL ONE FINL CORP	5,301	$482K	0.02%	+850	Timeline
MPTMEDICAL PROPERTIES TRUST INC	24,401	$481K	0.02%	+8,636	Timeline
MELIMERCADOLIBRE INC	857	$480K	0.02%	+52	Timeline
FEMBFIRST TR EXCH TRADED FD III	12,664	$479K	0.02%	+145	Timeline
IXUSISHARES TR	8,242	$478K	0.02%	+1,385	Timeline
CNPCENTERPOINT ENERGY INC	15,942	$478K	0.02%	+8,852	Timeline
AON PLCAON PLC	2,465	$477K	0.02%	-18
CIBRFIRST TR EXCHANGE-TRADED FD	17,172	$475K	0.02%	0	Timeline
WSTWEST PHARMACEUTICAL SVSC INC	3,327	$474K	0.02%	+168	Timeline
CMECME GROUP INC	2,236	$471K	0.02%	+143	Timeline
EWYISHARES INC	8,349	$470K	0.02%	-10,586	Timeline
ARIAPOLLO COML REAL ESTATE FIN	24,232	$469K	0.02%	+9,217	Timeline
HIXWESTERN ASSET HIGH INCOM FD	68,700	$467K	0.02%	+3,000	Timeline
MTZMASTEC INC	7,167	$466K	0.02%	-1,402	Timeline
FIWFIRST TR EXCHANGE-TRADED FD	8,323	$464K	0.02%	+1,491	Timeline
WMBWILLIAMS COS INC	19,218	$460K	0.02%	-1,232	Timeline
FLJPFRANKLIN TEMPLETON ETF TR	18,543	$460K	0.02%	-29,486	Timeline
LINDE PLC/OLDLINDE PLC/OLD	2,361	$460K	0.02%	-74
MARMARRIOTT INTL INC NEW	3,716	$458K	0.02%	+72	Timeline
SVCSERVICE PPTYS TR	17,790	$456K	0.02%	new	Timeline
IYJISHARES TR	2,867	$455K	0.02%	new	Timeline
PTYPIMCO CORPORATE & INCOME OPP	24,990	$453K	0.02%	-1,730	Timeline
GRIDFIRST TR EXCHANGE-TRADED FD	9,097	$451K	0.02%	+984	Timeline
ICFISHARES TR	3,802	$450K	0.02%	+335	Timeline
APDAIR PRODUCTS AND CHEMICALS I	2,010	$449K	0.02%	+46	Timeline
MGMMGM RESORTS INTERNATIONAL	16,241	$449K	0.02%	-11	Timeline
IATISHARES TR	9,483	$444K	0.02%	-106	Timeline
LNGCHENIERE ENERGY INC	6,966	$442K	0.02%	-194	Timeline
KHCKRAFT HEINZ CO	15,707	$442K	0.02%	-1,152	Timeline
VMCVULCAN MATLS CO	2,911	$442K	0.02%	+189	Timeline
STLDSTEEL DYNAMICS INC	14,719	$441K	0.02%	-3,342	Timeline
RFREGIONS FINANCIAL CORP NEW	28,005	$440K	0.02%	+4,141	Timeline
PKWINVESCO EXCHANGE TRADED FD T	6,977	$440K	0.02%	+1,052	Timeline
HYMBSPDR SERIES TRUST	7,396	$438K	0.02%	+1,473	Timeline
PHOINVESCO EXCHANGE TRADED FD T	11,911	$437K	0.02%	+376	Timeline
RWLINVESCO EXCH TRADED FD TR II	8,059	$437K	0.02%	-2,270	Timeline
CSGPCOSTAR GROUP INC	733	$435K	0.02%	new	Timeline
AJGGALLAGHER ARTHUR J & CO	4,883	$434K	0.02%	+35	Timeline
CCEPCOCA-COLA EUROPACIFIC PARTNE	7,856	$433K	0.02%	-3,075	Timeline
FCXFREEPORT MCMORAN INC	45,218	$433K	0.02%	-12,401	Timeline
ATHENE HOLDING LTDATHENE HOLDING LTD	10,397	$433K	0.02%	-2,072
ARGTGLOBAL X FDS	19,046	$431K	0.02%	+739	Timeline
VGSHVANGUARD SCOTTSDALE FDS	7,069	$430K	0.02%	-913	Timeline
WWDWOODWARD INC	3,956	$426K	0.02%	+93	Timeline
ROKROCKWELL AUTOMATION INC	2,606	$425K	0.02%	-75	Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	16,099	$425K	0.02%	-1,313
HILL ROM HLDGS INCHILL ROM HLDGS INC	4,069	$425K	0.02%	+197
ETFMGETFMG	20,690	$425K	0.02%	+1,157
INGING GROEP N.V.	40,458	$423K	0.02%	-8,568	Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	13,255	$423K	0.02%	+350	Timeline
FTHIFIRST TR EXCHANGE TRADED FD	18,934	$423K	0.02%	-3,572	Timeline
FYCFIRST TR EXCHANGE-TRADED ALP	9,584	$422K	0.02%	+710	Timeline
XNCMXNUVEEN CALIF AMT FREE MUNI I	27,833	$421K	0.01%	-2,550	Timeline
Cyber Security ETFCyber Security ETF	11,199	$421K	0.01%	-6,476
FOOT LOCKER INCFOOT LOCKER INC	9,779	$419K	0.01%	-3,671
HUNHUNTSMAN CORP	17,773	$418K	0.01%	-2,094	Timeline
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	7,940	$416K	0.01%	+2,317
SPGSIMON PPTY GROUP INC NEW	2,665	$414K	0.01%	+694	Timeline
SPTSSPDR SERIES TRUST	13,824	$414K	0.01%	+344	Timeline
NEMNEWMONT CORP	10,888	$411K	0.01%	+260	Timeline
POWAINVESCO EXCH TRD SLF IDX FD	7,603	$411K	0.01%	+237	Timeline
FDDFIRST TR EXCHANGE-TRADED FD	32,164	$410K	0.01%	-1,045	Timeline
IHEISHARES TR	2,916	$409K	0.01%	-5	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	2,425	$409K	0.01%	+23
VECTOR GROUP LTDVECTOR GROUP LTD	33,958	$409K	0.01%	+775
FJPFIRST TR EXCH TRD ALPHDX FD	8,610	$408K	0.01%	+216	Timeline
TSCOTRACTOR SUPPLY CO	4,490	$405K	0.01%	+144	Timeline
ORLYOREILLY AUTOMOTIVE INC	1,014	$405K	0.01%	+15	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	33,351	$405K	0.01%	-1,995	Timeline
CAGCONAGRA BRANDS INC	13,237	$404K	0.01%	-526	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	28,229	$404K	0.01%	+4,918	Timeline
HEALTHCAREHEALTHCARE	13,795	$404K	0.01%	+502
KIMKIMCO REALTY CORP	19,078	$403K	0.01%	-566	Timeline
VTEBVANGUARD MUN BD FDS	7,505	$403K	0.01%	-3,851	Timeline
TPVGTRIPLEPOINT VENTURE GROWTH B	24,088	$403K	0.01%	+11,642	Timeline
ETRENTERGY CORP NEW	3,393	$400K	0.01%	-932	Timeline
AEEAMEREN CORP	4,976	$400K	0.01%	-510	Timeline
NMFCNEW MTN FIN CORP	29,121	$399K	0.01%	+9,844	Timeline
WBIYABSOLUTE SHS TR	16,214	$399K	0.01%	+777	Timeline
XILINX INCXILINX INC	4,162	$398K	0.01%	+268
AOMISHARES TR	10,112	$398K	0.01%	-419	Timeline
CODICOMPASS DIVERSIFIED	20,176	$397K	0.01%	+2,283	Timeline
SPTLSPDR SERIES TRUST	9,714	$394K	0.01%	-110,635	Timeline
MNSTMONSTER BEVERAGE CORP NEW	6,741	$393K	0.01%	+554	Timeline
OKTAOKTA INC	3,943	$392K	0.01%	new	Timeline
ZBRAZEBRA TECHNOLOGIES CORPORATI	1,892	$392K	0.01%	+636	Timeline
SPABSPDR SERIES TRUST	13,230	$392K	0.01%	+1,524	Timeline
MOSMOSAIC CO	18,842	$391K	0.01%	-4,699	Timeline
HFROHIGHLAND OPPS & INCOME FD	29,120	$390K	0.01%	-3,136	Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	3,158	$390K	0.01%	+122
WISDOMTREE FLOATING RATETRE…WISDOMTREE FLOATING RATETREASURY …	15,358	$388K	0.01%	-8,259
FTFFRANKLIN LTD DURATION INCOME	41,683	$387K	0.01%	+7,800	Timeline
PTLCPACER FDS TR	12,435	$387K	0.01%	-518	Timeline
HPQHP INC	20,496	$386K	0.01%	-6,240	Timeline
RPMRPM INTL INC	5,578	$386K	0.01%	+87	Timeline
FDVVFIDELITY COVINGTON TRUST	12,692	$385K	0.01%	+1,122	Timeline
SEICSEI INVTS CO	6,482	$385K	0.01%	-1,787	Timeline
ITBISHARES TR	8,895	$385K	0.01%	+1,563	Timeline
ALCALCON AG	6,612	$384K	0.01%	+1,532	Timeline
PCARPACCAR INC	5,481	$384K	0.01%	-913	Timeline
ONON SEMICONDUCTOR CORP	19,930	$383K	0.01%	-5,529	Timeline
LTPZPIMCO ETF TR	5,216	$383K	0.01%	-615	Timeline
HEZUISHARES TR	12,392	$383K	0.01%	0	Timeline
Apollo Global Management IncApollo Global Management Inc	10,041	$382K	0.01%	new
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	21,000	$382K	0.01%	new
MRCCMONROE CAP CORP	35,919	$378K	0.01%	+13,671	Timeline
CDNSCADENCE DESIGN SYSTEM INC	5,575	$374K	0.01%	-5,178	Timeline
FNFFIDELITY NATL FINL INC	8,417	$374K	0.01%	+429	Timeline
PACWEST BANCORP DELPACWEST BANCORP DEL	10,053	$372K	0.01%	-359
RFVINVESCO EXCHANGE TRADED FD T	5,807	$371K	0.01%	-17,594	Timeline
PNRPENTAIR PLC	9,708	$368K	0.01%	+16	Timeline
IVOGVANGUARD ADMIRAL FDS INC	2,631	$368K	0.01%	-71	Timeline
VEEVVEEVA SYS INC	2,367	$366K	0.01%	new	Timeline
ONEQFIDELITY COMWLTH TR	1,160	$365K	0.01%	new	Timeline
MGVVANGUARD WORLD FD	4,468	$365K	0.01%	-41	Timeline
DWXSPDR INDEX SHS FDS	9,305	$364K	0.01%	-344,172	Timeline
KMXCARMAX INC	4,134	$360K	0.01%	-496	Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	24,877	$360K	0.01%	+806
JPSEJ P MORGAN EXCHANGE TRADED F	11,761	$359K	0.01%	+221	Timeline
EFVISHARES TR	7,541	$358K	0.01%	+907	Timeline
LIFE STORAGE INCLIFE STORAGE INC	3,397	$358K	0.01%	-925
WPMWHEATON PRECIOUS METALS CORP	13,591	$357K	0.01%	+79	Timeline
WRBBERKLEY W R CORP	4,874	$353K	0.01%	-1,515	Timeline
FISFIDELITY NATL INFORMATION SV	2,649	$352K	0.01%	+603	Timeline
DESWISDOMTREE TR	12,984	$351K	0.01%	+1,528	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	7,609	$351K	0.01%	-45	Timeline
ROKUROKU INC	3,465	$350K	0.01%	new	Timeline
SHYDVANECK ETF TRUST	13,698	$349K	0.01%	+415	Timeline
ALBALBEMARLE CORP	5,048	$349K	0.01%	+23	Timeline
BYNDBEYOND MEAT INC	2,345	$349K	0.01%	+210	Timeline
CVYINVESCO EXCHANGE TRADED FD T	15,487	$348K	0.01%	+502	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	5,977	$347K	0.01%	-773	Timeline
DRIDARDEN RESTAURANTS INC	2,966	$347K	0.01%	+70	Timeline
EZUISHARES INC	8,779	$344K	0.01%	+282	Timeline
ACWIISHARES TR	4,639	$343K	0.01%	new	Timeline
AGGYWISDOMTREE TR	6,538	$342K	0.01%	new	Timeline
GOGOGOGO INC	57,305	$342K	0.01%	0	Timeline
ITGARTNER INC	2,426	$341K	0.01%	new	Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	56,505	$340K	0.01%	-5,746	Timeline
STORE CAP CORPSTORE CAP CORP	9,178	$340K	0.01%	+394
COMBGRANITESHARES ETF TR	14,575	$340K	0.01%	-218,594	Timeline
BFHBREAD FINANCIAL HOLDINGS INC	2,613	$339K	0.01%	-473	Timeline
PSLINVESCO EXCHANGE TRADED FD T	4,701	$339K	0.01%	+39	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	6,366	$338K	0.01%	+427
ARKWARK ETF TR	6,942	$337K	0.01%	+424	Timeline
RWRSPDR SERIES TRUST	3,229	$337K	0.01%	-114	Timeline
BIZDVANECK ETF TRUST	19,945	$336K	0.01%	+3,162	Timeline
IXJISHARES TR	5,516	$335K	0.01%	+77	Timeline
HEDJWISDOMTREE TR	5,018	$335K	0.01%	-1,967	Timeline
CDWCDW CORP	2,784	$335K	0.01%	+283	Timeline
PHYSSPROTT ASSET MANAGEMENT LP	28,240	$335K	0.01%	-915	Timeline
KEYSKEYSIGHT TECHNOLOGIES INC	3,409	$334K	0.01%	-300	Timeline
PFLTPENNANTPARK FLOATING RATE CA	28,805	$334K	0.01%	+9,824	Timeline
SNVSYNOVUS FINANCIAL CORP	9,357	$334K	0.01%	-12	Timeline
WHRWHIRLPOOL CORP	2,102	$333K	0.01%	-215	Timeline
LEGLEGGETT & PLATT INC	7,976	$332K	0.01%	+1,159	Timeline
LLOEWS CORP	6,419	$331K	0.01%	+885	Timeline
MMACYS INC	20,918	$327K	0.01%	+9,340	Timeline
CTASCINTAS CORP	1,213	$327K	0.01%	+16	Timeline
ARCONIC INCARCONIC INC	12,555	$327K	0.01%	-2,128
ARKKARK ETF TR	7,642	$326K	0.01%	+3,476	Timeline
SLYVSPDR SERIES TRUST	5,329	$325K	0.01%	+1,194	Timeline
SGMOQSANGAMO THERAPEUTICS INC	35,915	$325K	0.01%	+5,800	Timeline
IPKWINVESCO EXCH TRADED FD TR II	10,487	$325K	0.01%	+2,735	Timeline
STESTERIS PLC	2,260	$324K	0.01%	+351	Timeline
DBEMDBX ETF TR	14,741	$324K	0.01%	+2,384	Timeline
FAFFIRST AMERN FINL CORP	5,496	$324K	0.01%	-143	Timeline
CHCTCOMMUNITY HEALTHCARE TR INC	7,255	$324K	0.01%	-260	Timeline
PTNQPACER FDS TR	9,000	$324K	0.01%	-434	Timeline
CEFSEXCHANGE LISTED FDS TR	16,287	$324K	0.01%	+4,959	Timeline
TWLOTWILIO INC	2,942	$323K	0.01%	+938	Timeline
RSGREPUBLIC SVCS INC	3,711	$323K	0.01%	+3	Timeline
IQLTISHARES TR	10,810	$323K	0.01%	-12,114	Timeline
SPOTSPOTIFY TECHNOLOGY S A	2,833	$322K	0.01%	-505	Timeline
FASTFASTENAL CO	9,840	$322K	0.01%	+1,509	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	43,364	$322K	0.01%	-5,222	Timeline
L BRANDS INCL BRANDS INC	16,071	$321K	0.01%	-1,955
DIVGLOBAL X FDS	13,598	$321K	0.01%	+433	Timeline
AFGAMERICAN FINANCIAL GROUP INC	2,935	$319K	0.01%	new	Timeline
MARATHON OIL CORPMARATHON OIL CORP	26,118	$319K	0.01%	-7,244
JAZZJAZZ PHARMACEUTICALS PLC	2,494	$318K	0.01%	-739	Timeline
SSNCSS&C TECH HLDGS	6,154	$318K	0.01%	+1,543	Timeline
CERNER CORPCERNER CORP	4,677	$318K	0.01%	+286
IYCISHARES TR	1,457	$317K	0.01%	new	Timeline
GWREGUIDEWIRE SOFTWARE INC	3,030	$316K	0.01%	new	Timeline
ABBNYABB LTD-SPON ADR	16,030	$316K	0.01%	+455	Timeline
AMCOR PLCAMCOR PLC	32,487	$315K	0.01%	+15,133
GTGOODYEAR TIRE & RUBR CO	21,102	$315K	0.01%	-4,462	Timeline
KYNKAYNE ANDERSON ENERGY INFRST	21,922	$314K	0.01%	-631	Timeline
HEIHEICO CORP NEW	2,513	$314K	0.01%	-551	Timeline
SAICSCIENCE APPLICATIONS INTL CO	3,625	$314K	0.01%	-4	Timeline
ALGNALIGN TECHNOLOGY INC	1,695	$312K	0.01%	+70	Timeline
PGFINVESCO EXCHANGE TRADED FD T	16,540	$311K	0.01%	-6,480	Timeline
DXJWISDOMTREE TR	6,132	$311K	0.01%	-1,064	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	25,474	$311K	0.01%	-146
CSMPROSHARES TR	4,361	$310K	0.01%	-47	Timeline
TC PIPELINES LPTC PIPELINES LP	7,686	$309K	0.01%	+900
CUZCOUSINS PPTYS INC	8,149	$308K	0.01%	0	Timeline
IGVISHARES TR	1,453	$307K	0.01%	+95	Timeline
SPGIS&P GLOBAL INC	1,253	$305K	0.01%	+357	Timeline
SBACSBA COMMUNICATIONS CORP	1,277	$305K	0.01%	+82	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	50,044	$305K	0.01%	+9,896
WSOWATSCO INC	1,760	$304K	0.01%	-205	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	16,470	$303K	0.01%	-2,663	Timeline
BLOKAMPLIFY ETF TR	16,793	$301K	0.01%	+433	Timeline
MCHIISHARES TR	5,366	$300K	0.01%	+398	Timeline
EXELEXELIXIS INC	16,675	$299K	0.01%	-5,441	Timeline
SIMOSILICON MOTION TECHNOLOGY CO	8,461	$298K	0.01%	-84	Timeline
LIILENNOX INTL INC	1,222	$296K	0.01%	+151	Timeline
HDBHDFC BANK LTD	5,204	$296K	0.01%	+2,977	Timeline
IAGGISHARES TR	5,290	$296K	0.01%	+386	Timeline
DLTRDOLLAR TREE INC	2,612	$295K	0.01%	-1,014	Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	2,995	$295K	0.01%	new
GWXSPDR INDEX SHS FDS	10,081	$294K	0.01%	-902	Timeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	4,909	$293K	0.01%	-438
DNLIDENALI THERAPEUTICS INC	18,950	$292K	0.01%	new	Timeline
IWLISHARES TR	4,196	$291K	0.01%	+339	Timeline
BF-BBROWN FORMAN CORP	4,629	$291K	0.01%	-1,243	Timeline
DNPDNP SELECT INCOME FD INC	22,748	$291K	0.01%	+5,725	Timeline
JBHTHUNT J B TRANS SVCS INC	2,587	$288K	0.01%	-2,099	Timeline
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	25,330	$288K	0.01%	-105
DISCOVERY INCDISCOVERY INC	10,588	$287K	0.01%	-14
LITELUMENTUM HLDGS INC	5,374	$286K	0.01%	new	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	4,136	$286K	0.01%	-1,410
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	1,274	$285K	0.01%	-28
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	11,815	$285K	0.01%	-1,210
EOGEOG RES INC	3,870	$283K	0.01%	-444	Timeline
ANSYS INCANSYS INC	1,259	$283K	0.01%	new
XPCQXPIMCO CALIF MUN INCOME FD	14,370	$283K	0.01%	+1,044	Timeline
CDK GLOBAL INCCDK GLOBAL INC	5,928	$283K	0.01%	+74
BBYBEST BUY INC	4,107	$282K	0.01%	-314	Timeline
PWVINVESCO EXCHANGE TRADED FD T	7,398	$281K	0.01%	-1,521	Timeline
DLRDIGITAL RLTY TR INC	2,149	$279K	0.01%	-54	Timeline
TTDTHE TRADE DESK INC	1,479	$278K	0.01%	new	Timeline
STMSTMICROELECTRONICS N V	14,156	$278K	0.01%	+311	Timeline
FXRFIRST TR EXCHANGE-TRADED FD	6,656	$278K	0.01%	-118	Timeline
AAGILENT TECHNOLOGIES INC	3,622	$277K	0.01%	-334	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	401	$277K	0.01%	-67	Timeline
HXLHEXCEL CORP NEW	3,366	$277K	0.01%	+127	Timeline
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	6,364	$277K	0.01%	+46
FHLCFIDELITY COVINGTON TRUST	6,344	$276K	0.01%	-4	Timeline
GGTGABELLI MULTIMEDIA TR INC	34,010	$276K	0.01%	-4,057	Timeline
NICENICE LTD	1,906	$275K	0.01%	-166	Timeline
EGEVEREST GROUP LTD	1,033	$275K	0.01%	-59	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	11,079	$275K	0.01%	-170	Timeline
EWZISHARES INC	6,465	$274K	0.01%	+1,818	Timeline
LRGFISHARES TR	8,614	$274K	0.01%	+346	Timeline
CHICALAMOS CONV OPPORTUNITIES &	26,637	$274K	0.01%	+145	Timeline
UHTUNIVERSAL HEALTH RLTY INCOME	2,655	$274K	0.01%	new	Timeline
SYFSYNCHRONY FINANCIAL	8,025	$273K	0.01%	+16	Timeline
CBS CORP NEWCBS CORP NEW	6,771	$273K	0.01%	new
XFFCXFLAHERTY & CRUMRIN PFD & INM	13,003	$273K	0.01%	+906	Timeline
GUTGABELLI UTIL TR	36,943	$273K	0.01%	+3,081	Timeline
FEFIRSTENERGY CORP	5,597	$272K	0.01%	-4,783	Timeline
LPLALPL FINL HLDGS INC	3,359	$272K	0.01%	+4	Timeline
AMEAMETEK INC	2,951	$272K	0.01%	-627	Timeline
ROPROPER TECHNOLOGIES INC	752	$272K	0.01%	+104	Timeline
CCKCROWN HLDGS INC	4,142	$272K	0.01%	new	Timeline
JP MORGAN CHASE & COJP MORGAN CHASE & CO	11,762	$272K	0.01%	-2,376
DXCMDEXCOM INC	1,797	$271K	0.01%	new	Timeline
JHMMJOHN HANCOCK EXCHANGE TRADED	7,255	$270K	0.01%	new	Timeline
FITBFIFTH THIRD BANCORP	9,837	$268K	0.01%	-138	Timeline
DHFBNY MELLON HIGH YIELD STRATE	88,564	$268K	0.01%	+1,364	Timeline
FTNTFORTINET INC	3,449	$267K	0.01%	+649	Timeline
SPLUNK INCSPLUNK INC	2,251	$267K	0.01%	new
HRLHORMEL FOODS CORP	6,131	$266K	0.01%	-53,157	Timeline
DCIDONALDSON INC	5,084	$266K	0.01%	0	Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT I	31,484	$266K	0.01%	-3,210	Timeline
EFXEQUIFAX INC	1,858	$264K	0.01%	+293	Timeline
VIOVVANGUARD ADMIRAL FDS INC	2,023	$263K	0.01%	+143	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	2,891	$263K	0.01%	-125	Timeline
COLONY CAPITAL INCCOLONY CAPITAL INC	44,449	$263K	0.01%	-31,038
GMOMCAMBRIA ETF TR	10,405	$263K	0.01%	new	Timeline
LWLAMB WESTON HLDGS INC	3,607	$262K	0.01%	+31	Timeline
HOGHARLEY DAVIDSON INC	7,293	$261K	0.01%	-1,296	Timeline
JDJD.COM INC	9,286	$261K	0.01%	-2,624	Timeline
OLNOLIN CORP	13,498	$261K	0.01%	-396	Timeline
MCKMCKESSON CORP	1,907	$260K	0.01%	-410	Timeline
PGXINVESCO EXCH TRADED FD TR II	17,245	$260K	0.01%	-76,395	Timeline
HRBBLOCK H & R INC	11,022	$259K	0.01%	-732	Timeline
TERTERADYNE INC	4,384	$258K	0.01%	new	Timeline
QTECFIRST TR EXCHANGE-TRADED FD	2,917	$258K	0.01%	-123	Timeline
SPTISPDR SERIES TRUST	8,156	$257K	0.01%	-15,031	Timeline
TYLTYLER TECHNOLOGIES INC	1,003	$256K	0.01%	new	Timeline
DHID R HORTON INC	4,780	$256K	0.01%	-37	Timeline
LAMRLAMAR ADVERTISING CO	3,137	$256K	0.01%	+41	Timeline
OLEDUNIVERSAL DISPLAY CORP	1,526	$256K	0.01%	+32	Timeline
MKTXMARKETAXESS HLDGS INC	777	$256K	0.01%	new	Timeline
THE COOPER COMPANIESTHE COOPER COMPANIES	858	$256K	0.01%	-145
AVYAVERY DENNISON CORP	2,225	$254K	0.01%	+30	Timeline
RODMLATTICE STRATEGIES TR	9,141	$254K	0.01%	+1,179	Timeline
AWRAMER STATES WTR CO	2,834	$253K	0.01%	+151	Timeline
WYWEYERHAEUSER CO	9,148	$253K	0.01%	+505	Timeline
CALFPACER FDS TR	10,115	$253K	0.01%	-562	Timeline
UMPQUA HOLDINGSUMPQUA HOLDINGS	14,918	$253K	0.01%	-2,210
IONSIONIS PHARMACEUTICALS INC	4,294	$252K	0.01%	-166	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	1,969	$252K	0.01%	-36
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	17,580	$252K	0.01%	-9,507
MKLMARKEL GROUP INC	215	$251K	0.01%	new	Timeline
RGAREINSURANCE GROUP AMER INC	1,563	$250K	0.01%	-17	Timeline
SITESITEONE LANDSCAPE SUPPLY INC	3,383	$250K	0.01%	-211	Timeline
JXIISHARES TR	4,263	$249K	0.01%	0	Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	2,038	$248K	0.01%	+260	Timeline
ENVESTNET INCENVESTNET INC	4,361	$248K	0.01%	new
GDXVANECK ETF TRUST	9,261	$247K	0.01%	new	Timeline
ODFLOLD DOMINION FREIGHT LINE IN	1,450	$247K	0.01%	-104	Timeline
RRYDER SYS INC	4,774	$247K	0.01%	+319	Timeline
DOXAMDOCS LTD	3,750	$247K	0.01%	-128	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	16,276	$245K	0.01%	-907	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
BARCLAYS BANK PLCBARCLAYS BANK PLC IPTH SR B S&P	call	30,000	$26K	new
QQQINVESCO QQQ TR COM	put	3,300	$5K	0
DIASTATE STR SPDR DOW JONES IND UT SER 1	put	2,000	$4K	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	2,400	$3K	0
XYZBLOCK INC Stock	call	200	$0	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ISHARESISHARES EXCHANGE TRADED	principal	3,577	$91K	new
ISHARESISHARES EXCHANGE TRADED	principal	2,878	$73K	new
PROSPECT CAP CORPPROSPECT CAP CORP NOTE 4.950% 7/1	principal	71,000	$73K	0
IBDSISHARES TR ETF	principal	2,500	$65K	new
ISHARES TRISHARES TR IBONDS DEC25 ETF	principal	2,010	$52K	new
IBDRISHARES TR SHS	principal	2,011	$51K	new
ISHARESISHARES EXCHANGE TRADED	principal	2,010	$51K	new
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC NOTE 4.50012/1	principal	50,000	$50K	0
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	1,490	$36K	new
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	666	$17K	new
TCP Cap Corp Sr Conv NtTCP Cap Corp Sr Conv Nt CONV	principal	15,000	$15K	0
Ishares Ibonds DecIshares Ibonds Dec ETF	principal	379	$9K	new
ISHARES TRISHARES TR 2020 INVTGR BD	principal	280	$7K	new
ISHARES TRISHARES TR IBONDS MAR20 ETF	principal	198	$5K	new

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
UNMUNUM GROUP	153,530	$5.17M	shares
HSTHOST HOTELS & RESORTS INC	272,317	$4.96M	shares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	92,259	$4.1M	shares
HARRIS CORP INCHARRIS CORP INC	14,442	$2.73M	shares
STOTSSGA ACTIVE TR	23,754	$1.18M	shares
XBMEXBLACKROCK HEALTH SCIENCES TR	26,981	$1.05M	shares
AZUL S AAZUL S A	27,055	$905K	shares
BCIABRDN ETFS	37,676	$843K	shares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	10,564	$745K	shares
ROBOEXCHANGE TRADED CONCEPTS TRU	15,748	$629K	shares
KSSKOHLS CORP	12,792	$608K	shares
XPOXPO INC	9,298	$538K	shares
CANOPY GROWTH CORPCANOPY GROWTH CORP	12,412	$502K	shares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC	1,671	$410K	shares
BHCBAUSCH HEALTH COS INC	15,141	$383K	shares
KBHKB HOME	14,553	$374K	shares
DXCDXC TECHNOLOGY CO	6,562	$362K	shares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	14,151	$354K	shares
RLRALPH LAUREN CORP	2,954	$336K	shares
NADNUVEEN QUALITY MUNCP INCOME	23,595	$330K	shares
NVGNUVEEN AMT FREE MUN CR INC F	20,073	$319K	shares
KEYKEYCORP	17,667	$314K	shares
CPRICAPRI HOLDINGS LIMITED	8,720	$302K	shares
HLTHILTON WORLDWIDE HLDGS INC	2,842	$278K	shares
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	18,051	$276K	shares
FLRFLUOR CORP	7,869	$265K	shares
BMRNBIOMARIN PHARMACEUTICAL INC	3,087	$264K	shares
ZMZOOM COMMUNICATIONS INC	2,950	$262K	shares
LYFTLYFT INC	3,859	$254K	shares
O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality Divid	7,367	$251K	shares
CFGCITIZENS FINL GROUP INC	6,738	$238K	shares
CVICVR ENERGY INC	4,735	$237K	shares
NORDSTROM INCNORDSTROM INC	7,345	$234K	shares
RIORIO TINTO PLC	3,718	$232K	shares
Apollo Global ManagementApollo Global Management	6,749	$231K	shares
NRKNUVEEN NY AMT FREE	17,478	$229K	shares
CNQCANADIAN NAT RES LTD MED TER	8,354	$225K	shares
DOVDOVER CORP	2,225	$223K	shares
MHKMOHAWK INDS INC	1,495	$220K	shares
HALHALLIBURTON CO	9,648	$219K	shares
ALLEALLEGION PLC	1,985	$219K	shares
GBCIGLACIER BANCORP INC NEW	5,259	$213K	shares
NTNXNUTANIX INC	8,168	$212K	shares
BRKRBRUKER CORP	4,253	$212K	shares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	1,275	$212K	shares
FORTRESS TRANSPORTATION-CL AFORTRESS TRANSPORTATION-CL A	13,987	$211K	shares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	7,753	$210K	shares
ABIOMED INCABIOMED INC	798	$208K	shares
BKHBLACK HILLS CORP	2,648	$207K	shares
VYXNCR VOYIX CORPORATION	6,628	$206K	shares
ETSYETSY INC	3,302	$203K	shares
NCLHNORWEGIAN CRUISE LINE HLDGS	3,773	$202K	shares
HIGHARTFORD INSURANCE GROUP INC	3,608	$201K	shares
GGGGRACO INC	3,990	$200K	shares
MPLXMPLX LP	6,198	$200K	shares
MQYBLACKROCK MUNIYILD QULT FD I	13,237	$192K	shares
ERICTELEFONAKTIEBOLAGET LM ERICS	16,276	$155K	shares
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	10,746	$147K	shares
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	10,164	$144K	shares
MMUWESTERN ASSET MANAGED MUNS F	10,000	$137K	shares
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	10,702	$124K	shares
CCIFCARLYLE CREDIT INCOME FUND	12,878	$122K	shares
BDJBLACKROCK ENHANCED EQUITY DI	13,625	$121K	shares
ETWEATON VANCE TAX-MANAGED GLOB	10,355	$101K	shares
JFRNUVEEN FLOATING RATE INCOME	10,171	$100K	shares
REFRRESEARCH FRONTIERS INC	29,212	$97K	shares
XBGYXBLACKROCK ENHANCED INTL DIV	13,566	$76K	shares
PSLVSPROTT ASSET MANAGEMENT LP	12,378	$71K	shares
ABEVAMBEV SA	13,139	$61K	shares
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	23,371	$48K	shares
AERPIO PHARMACEUTICALS INCAERPIO PHARMACEUTICALS INC	12,000	$11K	shares
BYNDBEYOND MEAT INC	1,000	$7K	put
AMDADVANCED MICRO DEVICES INC	200	$0	call
MGMMGM RESORTS INTERNATIONAL	400	$0	call
ETSYETSY INC	100	$0	call

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-19-002756	base		2019-11-06	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC