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FIDUCIARY ASSET MANAGEMENT LLC

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13F filer, CIK 948985, CLAYTON, MO

FIDUCIARY ASSET MANAGEMENT LLC reported $437,789,000 across 82 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-01-06. Its ten largest share positions make up 39.7% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000948985-14-000002

Period
2013-12-31
Reported value
$438M
Holdings
82
Top 10 weight
39.7%
New
5
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
RIGnew+176,647$8.73M
BAXadded+42,528$2.96M
PEPadded+15,429$1.28M
SPYadded+4,000$739K
CVSadded+9,954$712K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IBMreduced-47,251-$8.86M
PFEreduced-99,623-$3.05M
WHRreduced-15,787-$2.48M
EMRexited-35,383-$2.29M
DEreduced-21,800-$1.99M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0000948985-14-000002, largest first. % of portfolio is the value over $437,789,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,072,994 shares; 2013Q3: 1,072,994 shares; 2013Q4: 1,040,694 shares 1,040,694$43M9.82%-32,300Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 132,977 shares; 2013Q3: 118,919 shares; 2013Q4: 109,098 shares 109,098$18.3M4.19%-9,821Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 712,181 shares; 2013Q3: 656,483 shares; 2013Q4: 556,860 shares 556,860$17.1M3.9%-99,623Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 141,950 shares; 2013Q3: 131,976 shares; 2013Q4: 134,490 shares 134,490$16.8M3.84%+2,514Timeline
WHRWHIRLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 116,642 shares; 2013Q3: 106,970 shares; 2013Q4: 91,183 shares 91,183$14.3M3.27%-15,787Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 635,027 shares; 2013Q3: 497,229 shares; 2013Q4: 489,414 shares 489,414$13.7M3.13%-7,815
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 201,336 shares; 2013Q3: 193,062 shares; 2013Q4: 180,892 shares 180,892$13.4M3.07%-12,170Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 608,466 shares; 2013Q3: 580,905 shares; 2013Q4: 576,816 shares 576,816$12.9M2.96%-4,089Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 197,307 shares; 2013Q3: 155,160 shares; 2013Q4: 143,761 shares 143,761$12.5M2.86%-11,399Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 139,591 shares; 2013Q3: 130,004 shares; 2013Q4: 120,897 shares 120,897$11.7M2.68%-9,107Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 22,666 shares; 2013Q3: 20,456 shares; 2013Q4: 20,831 shares 20,831$11.7M2.67%+375Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 134,949 shares; 2013Q3: 163,001 shares; 2013Q4: 141,131 shares 141,131$11.6M2.65%-21,870Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 110,542 shares; 2013Q3: 100,313 shares; 2013Q4: 102,031 shares 102,031$11.6M2.65%+1,718
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 131,108 shares; 2013Q3: 119,425 shares; 2013Q4: 121,604 shares 121,604$11.1M2.54%+2,179Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 120,398 shares; 2013Q3: 110,220 shares; 2013Q4: 125,649 shares 125,649$10.4M2.38%+15,429Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 151,872 shares; 2013Q3: 152,602 shares; 2013Q4: 154,442 shares 154,442$10.2M2.34%+1,840Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 166,797 shares; 2013Q3: 141,418 shares; 2013Q4: 143,129 shares 143,129$10.1M2.31%+1,711Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 217,226 shares; 2013Q3: 200,066 shares; 2013Q4: 203,061 shares 203,061$9.98M2.28%+2,995Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 150,541 shares; 2013Q3: 137,199 shares; 2013Q4: 124,195 shares 124,195$9.77M2.23%-13,004Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 92,804 shares; 2013Q3: 122,190 shares; 2013Q4: 132,144 shares 132,144$9.46M2.16%+9,954Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 124,399 shares; 2013Q3: 113,641 shares; 2013Q4: 103,004 shares 103,004$9.41M2.15%-10,637Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 287,081 shares; 2013Q3: 259,867 shares; 2013Q4: 263,607 shares 263,607$9.27M2.12%+3,740Timeline
RIGTRANSOCEAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 176,647 shares 176,647$8.73M1.99%newTimeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 82,497 shares; 2013Q4: 125,025 shares 125,025$8.7M1.99%+42,528Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 209,529 shares; 2013Q3: 190,989 shares; 2013Q4: 194,683 shares 194,683$8.64M1.97%+3,694
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 80,134 shares; 2013Q3: 93,078 shares; 2013Q4: 78,878 shares 78,878$8.24M1.88%-14,200Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 113,483 shares; 2013Q3: 102,738 shares; 2013Q4: 91,298 shares 91,298$8.23M1.88%-11,440Timeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 49,914 shares; 2013Q3: 52,238 shares; 2013Q4: 53,236 shares 53,236$7.91M1.81%+998Timeline
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 352,373 shares; 2013Q3: 242,633 shares; 2013Q4: 218,425 shares 218,425$7.71M1.76%-24,208Timeline
E M C CORP MASSE M C CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 91,000 shares; 2013Q3: 316,659 shares; 2013Q4: 266,194 shares 266,194$6.7M1.53%-50,465
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 209,231 shares; 2013Q3: 131,674 shares; 2013Q4: 123,739 shares 123,739$6.67M1.52%-7,935
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 137,526 shares; 2013Q3: 125,679 shares; 2013Q4: 128,906 shares 128,906$6.43M1.47%+3,227Timeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 130,366 shares; 2013Q3: 118,819 shares; 2013Q4: 121,414 shares 121,414$5.92M1.35%+2,595
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 61,661 shares; 2013Q3: 63,271 shares; 2013Q4: 63,271 shares 63,271$5.1M1.17%0
ENERGIZER HLDGS INCENERGIZER HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 44,640 shares; 2013Q3: 44,640 shares; 2013Q4: 44,640 shares 44,640$4.83M1.1%0
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 84,078 shares; 2013Q3: 84,513 shares; 2013Q4: 86,198 shares 86,198$4.46M1.02%+1,685Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 62,514 shares; 2013Q3: 60,391 shares; 2013Q4: 61,011 shares 61,011$3.86M0.88%+620
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 20,301 shares; 2013Q3: 10,346 shares; 2013Q4: 14,346 shares 14,346$2.65M0.61%+4,000Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 38,309 shares; 2013Q3: 38,309 shares; 2013Q4: 38,309 shares 38,309$2.44M0.56%0Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 29,490 shares; 2013Q3: 29,785 shares; 2013Q4: 29,785 shares 29,785$2.44M0.56%0Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 31,666 shares; 2013Q3: 31,666 shares; 2013Q4: 31,666 shares 31,666$2.25M0.51%0
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 19,800 shares; 2013Q3: 19,800 shares; 2013Q4: 19,800 shares 19,800$1.8M0.41%0Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 54,469 shares; 2013Q3: 56,419 shares; 2013Q4: 56,419 shares 56,419$1.69M0.38%0
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 38,500 shares; 2013Q3: 33,500 shares; 2013Q4: 26,900 shares 26,900$1.57M0.36%-6,600Timeline
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 30,405 shares; 2013Q3: 28,385 shares; 2013Q4: 28,385 shares 28,385$1.49M0.34%0Timeline
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 17,741 shares; 2013Q3: 18,225 shares; 2013Q4: 19,190 shares 19,190$1.45M0.33%+965
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 26,530 shares; 2013Q3: 27,570 shares; 2013Q4: 28,525 shares 28,525$1.45M0.33%+955
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 22,125 shares; 2013Q3: 22,435 shares; 2013Q4: 22,435 shares 22,435$1.38M0.32%0
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 22,235 shares; 2013Q3: 22,235 shares; 2013Q4: 23,235 shares 23,235$1.33M0.3%+1,000
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 21,935 shares; 2013Q3: 22,220 shares; 2013Q4: 23,120 shares 23,120$1.16M0.27%+900
TC PIPELINES LPTC PIPELINES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 24,830 shares; 2013Q3: 25,085 shares; 2013Q4: 24,030 shares 24,030$1.16M0.27%-1,055
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 30,465 shares; 2013Q3: 30,825 shares; 2013Q4: 30,825 shares 30,825$1.11M0.25%0
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 58,612 shares; 2013Q3: 52,851 shares; 2013Q4: 5,600 shares 5,600$1.05M0.24%-47,251Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 23,037 shares; 2013Q3: 23,037 shares; 2013Q4: 9,870 shares 9,870$999K0.23%-13,167Timeline
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 14,650 shares; 2013Q3: 14,650 shares; 2013Q4: 15,200 shares 15,200$800K0.18%+550
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 18,865 shares; 2013Q3: 18,865 shares; 2013Q4: 18,865 shares 18,865$624K0.14%0
HSICSCHEIN HENRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,975 shares; 2013Q3: 4,975 shares; 2013Q4: 4,975 shares 4,975$568K0.13%0Timeline
Crestwood Equity PartnersCrestwood Equity PartnersQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 38,725 shares 38,725$536K0.12%new
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 15,840 shares; 2013Q3: 16,110 shares; 2013Q4: 17,376 shares 17,376$498K0.11%+1,266
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 8,310 shares; 2013Q3: 8,310 shares; 2013Q4: 7,175 shares 7,175$492K0.11%-1,135
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 13,245 shares; 2013Q3: 13,245 shares; 2013Q4: 13,245 shares 13,245$477K0.11%0Timeline
ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 6,910 shares; 2013Q3: 6,910 shares; 2013Q4: 8,210 shares 8,210$465K0.11%+1,300
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS MLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 19,215 shares; 2013Q3: 19,655 shares; 2013Q4: 17,645 shares 17,645$463K0.11%-2,010
CRESTWOOD MIDSTREAM PARTNERSCRESTWOOD MIDSTREAM PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 16,654 shares 16,654$415K0.09%new
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,000 shares; 2013Q3: 5,000 shares; 2013Q4: 5,000 shares 5,000$407K0.09%0Timeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,355 shares; 2013Q3: 5,355 shares; 2013Q4: 5,355 shares 5,355$356K0.08%0Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,411 shares; 2013Q3: 5,411 shares; 2013Q4: 5,411 shares 5,411$352K0.08%0
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,495 shares; 2013Q3: 4,495 shares; 2013Q4: 4,495 shares 4,495$313K0.07%0
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 11,775 shares; 2013Q3: 11,775 shares; 2013Q4: 11,775 shares 11,775$306K0.07%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,805 shares; 2013Q3: 2,805 shares; 2013Q4: 2,805 shares 2,805$295K0.07%0Timeline
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,205 shares; 2013Q3: 4,205 shares; 2013Q4: 4,205 shares 4,205$278K0.06%0
ABALLIANCEBERNSTEIN HLDG L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 12,770 shares; 2013Q3: 12,770 shares; 2013Q4: 12,770 shares 12,770$273K0.06%0Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 6,735 shares; 2013Q3: 6,735 shares; 2013Q4: 6,735 shares 6,735$272K0.06%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 39,255 shares; 2013Q3: 24,700 shares; 2013Q4: 2,900 shares 2,900$265K0.06%-21,800Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,300 shares; 2013Q3: 5,300 shares; 2013Q4: 5,300 shares 5,300$265K0.06%0Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,130 shares; 2013Q3: 4,130 shares; 2013Q4: 4,130 shares 4,130$243K0.06%0
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 4,666 shares 4,666$227K0.05%newTimeline
Targa Resources Partners, LPTarga Resources Partners, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 4,130 shares 4,130$216K0.05%new
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,017 shares; 2013Q3: 5,017 shares; 2013Q4: 4,117 shares 4,117$210K0.05%-900
ARGONAUT GOLD INCARGONAUT GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 11,500 shares; 2013Q4: 14,000 shares 14,000$70K0.02%+2,500
International Fuel Technolo…International Fuel TechnologyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 105,860 shares; 2013Q3: 105,860 shares; 2013Q4: 105,860 shares 105,860$3K<0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GENERAL MOTORS 8.375 XXXESC…GENERAL MOTORS 8.375 XXXESCROW COMprincipal3,000,000$00

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
EMREMERSON ELEC CO35,383$2.29Mshares
Inergy, LPInergy, LP38,725$533Kshares
INERGY MIDSTREAM LPINERGY MIDSTREAM LP18,723$413Kshares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS7,390$224Kshares
FEFIRSTENERGY CORP5,510$201Kshares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000948985-14-000002 base2014-01-06acceptance time not in the bulk data set