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Disclosery

FIDUCIARY ASSET MANAGEMENT LLC

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13F filer, CIK 948985, CLAYTON, MO

FIDUCIARY ASSET MANAGEMENT LLC reported $426,696,000 across 82 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-10-16. Its ten largest share positions make up 40.92% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000948985-13-000009

Period
2013-09-30
Reported value
$427M
Holdings
82
Top 10 weight
40.92%
New
4
Sold out
4

Largest buys vs the previous quarter

SecurityShares changeApprox. value
E M C CORP MASSadded+225,659$5.77M
BAXnew+82,497$5.42M
HDadded+28,052$2.13M
CVSadded+29,386$1.67M
KMBadded+12,944$1.22M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MSFTexited-331,237-$11.4M
KRAFT FOODS GROUP INCreduced-77,557-$4.07M
PMreduced-42,147-$3.65M
MDLZreduced-109,740-$3.45M
GENERAL ELEC COreduced-137,798-$3.29M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0000948985-13-000009, largest first. % of portfolio is the value over $426,696,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,072,994 shares; 2013Q3: 1,072,994 shares 1,072,994$40.6M9.53%0Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 712,181 shares; 2013Q3: 656,483 shares 656,483$18.9M4.42%-55,698Timeline
UNPUNION PAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 132,977 shares; 2013Q3: 118,919 shares 118,919$18.5M4.33%-14,058Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 141,950 shares; 2013Q3: 131,976 shares 131,976$16M3.76%-9,974Timeline
WHRWHIRLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 116,642 shares; 2013Q3: 106,970 shares 106,970$15.7M3.67%-9,672Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 608,466 shares; 2013Q3: 580,905 shares 580,905$13.6M3.19%-27,561Timeline
PMPHILIP MORRIS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 197,307 shares; 2013Q3: 155,160 shares 155,160$13.4M3.15%-42,147Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 201,336 shares; 2013Q3: 193,062 shares 193,062$13M3.05%-8,274Timeline
MCDMCDONALDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 139,591 shares; 2013Q3: 130,004 shares 130,004$12.5M2.93%-9,587Timeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 134,949 shares; 2013Q3: 163,001 shares 163,001$12.4M2.9%+28,052Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 635,027 shares; 2013Q3: 497,229 shares 497,229$11.9M2.78%-137,798
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 110,542 shares; 2013Q3: 100,313 shares 100,313$10.8M2.53%-10,229
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 131,108 shares; 2013Q3: 119,425 shares 119,425$10.4M2.43%-11,683Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 150,541 shares; 2013Q3: 137,199 shares 137,199$10.1M2.38%-13,342Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 166,797 shares; 2013Q3: 141,418 shares 141,418$9.83M2.3%-25,379Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 58,612 shares; 2013Q3: 52,851 shares 52,851$9.79M2.29%-5,761Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 22,666 shares; 2013Q3: 20,456 shares 20,456$9.75M2.29%-2,210Timeline
HONHONEYWELL INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 124,399 shares; 2013Q3: 113,641 shares 113,641$9.44M2.21%-10,758Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 217,226 shares; 2013Q3: 200,066 shares 200,066$9.34M2.19%-17,160Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 151,872 shares; 2013Q3: 152,602 shares 152,602$9.31M2.18%+730Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 113,483 shares; 2013Q3: 102,738 shares 102,738$9.08M2.13%-10,745Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 287,081 shares; 2013Q3: 259,867 shares 259,867$8.79M2.06%-27,214Timeline
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 80,134 shares; 2013Q3: 93,078 shares 93,078$8.77M2.06%+12,944Timeline
PEPPEPSICO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 120,398 shares; 2013Q3: 110,220 shares 110,220$8.76M2.05%-10,178Timeline
E M C CORP MASSE M C CORP MASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 91,000 shares; 2013Q3: 316,659 shares 316,659$8.09M1.9%+225,659
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 352,373 shares; 2013Q3: 242,633 shares 242,633$7.62M1.79%-109,740Timeline
Dow Chemical CompanyDow Chemical CompanyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 209,529 shares; 2013Q3: 190,989 shares 190,989$7.33M1.72%-18,540
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 92,804 shares; 2013Q3: 122,190 shares 122,190$6.93M1.63%+29,386Timeline
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 209,231 shares; 2013Q3: 131,674 shares 131,674$6.91M1.62%-77,557
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 49,914 shares; 2013Q3: 52,238 shares 52,238$6.66M1.56%+2,324Timeline
GISGENERAL MILLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 137,526 shares; 2013Q3: 125,679 shares 125,679$6.02M1.41%-11,847Timeline
BAXBAXTER INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 82,497 shares 82,497$5.42M1.27%newTimeline
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 130,366 shares; 2013Q3: 118,819 shares 118,819$5.33M1.25%-11,547
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 61,661 shares; 2013Q3: 63,271 shares 63,271$5.05M1.18%+1,610
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 84,078 shares; 2013Q3: 84,513 shares 84,513$4.45M1.04%+435Timeline
ENERGIZER HLDGS INCENERGIZER HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 44,640 shares; 2013Q3: 44,640 shares 44,640$4.07M0.95%0
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 62,514 shares; 2013Q3: 60,391 shares 60,391$3.41M0.8%-2,123
EMREMERSON ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 35,483 shares; 2013Q3: 35,383 shares 35,383$2.29M0.54%-100Timeline
TJXTJX COS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 38,309 shares; 2013Q3: 38,309 shares 38,309$2.16M0.51%0Timeline
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 31,666 shares; 2013Q3: 31,666 shares 31,666$2.08M0.49%0
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 39,255 shares; 2013Q3: 24,700 shares 24,700$2.01M0.47%-14,555Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 23,037 shares; 2013Q3: 23,037 shares 23,037$1.98M0.46%0Timeline
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 29,490 shares; 2013Q3: 29,785 shares 29,785$1.96M0.46%+295Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 20,301 shares; 2013Q3: 10,346 shares 10,346$1.74M0.41%-9,955Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 38,500 shares; 2013Q3: 33,500 shares 33,500$1.73M0.41%-5,000Timeline
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 54,469 shares; 2013Q3: 56,419 shares 56,419$1.72M0.4%+1,950
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 19,800 shares; 2013Q3: 19,800 shares 19,800$1.65M0.39%0Timeline
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 26,530 shares; 2013Q3: 27,570 shares 27,570$1.46M0.34%+1,040
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 30,405 shares; 2013Q3: 28,385 shares 28,385$1.42M0.33%-2,020Timeline
KINDER MORGAN MANAGEMENT LLCKINDER MORGAN MANAGEMENT LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 17,741 shares; 2013Q3: 18,225 shares 18,225$1.37M0.32%+484
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 22,125 shares; 2013Q3: 22,435 shares 22,435$1.35M0.32%+310
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 30,465 shares; 2013Q3: 30,825 shares 30,825$1.3M0.3%+360
TC PIPELINES LPTC PIPELINES LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 24,830 shares; 2013Q3: 25,085 shares 25,085$1.22M0.29%+255
ENERGY TRANSFER PRTNRS L PENERGY TRANSFER PRTNRS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 22,235 shares; 2013Q3: 22,235 shares 22,235$1.16M0.27%0
DCP MIDSTREAM LPDCP MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 21,935 shares; 2013Q3: 22,220 shares 22,220$1.1M0.26%+285
ONEOK PARTNERS LP LTD PARTNONEOK PARTNERS LP LTD PARTNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 14,650 shares; 2013Q3: 14,650 shares 14,650$777K0.18%0
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 18,865 shares; 2013Q3: 18,865 shares 18,865$629K0.15%0
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS MLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 19,215 shares; 2013Q3: 19,655 shares 19,655$562K0.13%+440
Inergy, LPInergy, LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 40,355 shares; 2013Q3: 38,725 shares 38,725$533K0.12%-1,630
AETNA INC NEWAETNA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 8,310 shares; 2013Q3: 8,310 shares 8,310$532K0.12%0
HSICSCHEIN HENRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,975 shares; 2013Q3: 4,975 shares 4,975$516K0.12%0Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 13,245 shares; 2013Q3: 13,245 shares 13,245$471K0.11%0Timeline
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 15,840 shares; 2013Q3: 16,110 shares 16,110$464K0.11%+270
INERGY MIDSTREAM LPINERGY MIDSTREAM LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 19,427 shares; 2013Q3: 18,723 shares 18,723$413K0.1%-704
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,000 shares; 2013Q3: 5,000 shares 5,000$378K0.09%0Timeline
DTEDTE ENERGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,355 shares; 2013Q3: 5,355 shares 5,355$353K0.08%0Timeline
ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 6,910 shares; 2013Q3: 6,910 shares 6,910$334K0.08%0
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,411 shares; 2013Q3: 5,411 shares 5,411$317K0.07%0
MARKWEST ENERGY PARTNERS L PMARKWEST ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,205 shares; 2013Q3: 4,205 shares 4,205$304K0.07%0
TIME WARNER INCTIME WARNER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,495 shares; 2013Q3: 4,495 shares 4,495$296K0.07%0
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 11,775 shares; 2013Q3: 11,775 shares 11,775$270K0.06%0Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 2,805 shares; 2013Q3: 2,805 shares 2,805$256K0.06%0Timeline
ABALLIANCEBERNSTEIN HLDG L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 12,770 shares; 2013Q3: 12,770 shares 12,770$254K0.06%0Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,300 shares; 2013Q3: 5,300 shares 5,300$252K0.06%0Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 6,735 shares; 2013Q3: 6,735 shares 6,735$246K0.06%0Timeline
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 7,390 shares 7,390$224K0.05%new
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 4,130 shares; 2013Q3: 4,130 shares 4,130$203K0.05%0
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,510 shares; 2013Q3: 5,510 shares 5,510$201K0.05%0Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,017 shares; 2013Q3: 5,017 shares 5,017$201K0.05%0
ARGONAUT GOLD INCARGONAUT GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 11,500 shares 11,500$67K0.02%new
International Fuel Technolo…International Fuel TechnologyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 105,860 shares; 2013Q3: 105,860 shares 105,860$4K<0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
GENERAL MOTORS 8.375 XXXESC…GENERAL MOTORS 8.375 XXXESCROW COMprincipal3,000,000$0new

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MSFTMICROSOFT CORP331,237$11.4Mshares
TIME WARNER CABLE INCTIME WARNER CABLE INC25,196$2.83Mshares
MEDTRONIC INCMEDTRONIC INC25,100$1.29Mshares
WFCWELLS FARGO & CO24,500$1.01Mshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000948985-13-000009 base2013-10-16acceptance time not in the bulk data set