Skip to content

B. Riley Securities, Inc.

Follow

13F filer, CIK 1505748, Los Angeles, CA

B. Riley Securities, Inc. filed a 13F-NT notice for the quarter ended 2023-09-30 on 2023-11-13.

Filed (acceptance time not in the bulk data set), ingested 13F-NT 0001213900-23-086209

This filer reports no holdings of its own for Q3 2023. It filed a 13F-NT notice, and its holdings are in the report of . How notices are handled.

Changes against Q2 2023 are not shown: it was a notice, with the holdings in another manager's report (0 positions on file), so every position would read as new.

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-NT 0001213900-23-086209 notice2023-11-13acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-NT 0001213900-23-086209 Quarter ended 2023-09-302023-11-13acceptance time not in the bulk data set
13F-NT 0001213900-23-064584 Quarter ended 2023-06-302023-08-08acceptance time not in the bulk data set
13F-NT 0001213900-23-037699 Quarter ended 2023-03-312023-05-09acceptance time not in the bulk data set
13F-NT 0001213900-23-010603 Quarter ended 2022-12-312023-02-13acceptance time not in the bulk data set
13F-HR 0001213900-23-009008 Quarter ended 2022-12-312023-02-07acceptance time not in the bulk data set
13F-NT 0001213900-22-070635 Quarter ended 2022-09-302022-11-09acceptance time not in the bulk data set
13F-NT 0001213900-22-046358 Quarter ended 2022-06-302022-08-10acceptance time not in the bulk data set
13F-NT 0001213900-22-025299 Quarter ended 2022-03-312022-05-11acceptance time not in the bulk data set
13F-NT 0001213900-22-006471 Quarter ended 2021-12-312022-02-10acceptance time not in the bulk data set
13F-NT 0001213900-21-058174 Quarter ended 2021-09-302021-11-10acceptance time not in the bulk data set
13F-NT 0001213900-21-042005 Quarter ended 2021-06-302021-08-12acceptance time not in the bulk data set
13F-NT 0001213900-21-026075 Quarter ended 2021-03-312021-05-13acceptance time not in the bulk data set
13F-NT 0001213900-20-021835 Quarter ended 2020-06-302020-08-13acceptance time not in the bulk data set
13F-NT 0001213900-20-002679 Quarter ended 2019-12-312020-02-05acceptance time not in the bulk data set
13F-NT 0001140361-14-005936 Quarter ended 2013-12-312014-02-11acceptance time not in the bulk data set
13F-NT 0001140361-13-041063 Quarter ended 2013-09-302013-11-07acceptance time not in the bulk data set
13F-NT 0001140361-13-032394 Quarter ended 2013-06-302013-08-14acceptance time not in the bulk data set