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Everstar Asset Management, LLC

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13F filer, CIK 2023744, MOORESVILLE, NC

Everstar Asset Management, LLC reported $176,348,023 across 190 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-10. Its ten largest share positions make up 26.5% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001420506-25-003054

Period
2025-09-30
Reported value
$176M
Holdings
190
Top 10 weight
26.5%
New
25
Sold out
27

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GDXJnew+20,912$2.07M
ETHEnew+48,586$1.67M
KWEBadded+24,221$1.02M
CLXnew+6,731$830K
ACInew+45,215$792K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AQSTreduced-290,318-$1.62M
PMexited-5,853-$1.07M
XMEexited-13,021-$875K
AEMexited-7,203-$857K
NTESexited-6,104-$821K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001420506-25-003054, largest first. % of portfolio is the value over $176,348,023, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
BILSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 86,965 shares; 2024Q4: 101,076 shares; 2025Q1: 106,426 shares; 2025Q2: 114,732 shares; 2025Q3: 107,397 shares 107,397$9.85M5.59%-7,335Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 78,106 shares; 2024Q4: 87,666 shares; 2025Q1: 100,194 shares; 2025Q2: 99,913 shares; 2025Q3: 105,448 shares 105,448$8.75M4.96%+5,535Timeline
IEIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 48,332 shares; 2024Q4: 55,683 shares; 2025Q1: 58,784 shares; 2025Q2: 61,237 shares; 2025Q3: 66,232 shares 66,232$7.92M4.49%+4,995Timeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,943 shares; 2024Q4: 12,014 shares; 2025Q1: 11,829 shares; 2025Q2: 11,520 shares; 2025Q3: 11,308 shares 11,308$3.71M2.1%-212Timeline
XLKSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,735 shares; 2024Q4: 12,035 shares; 2025Q1: 12,419 shares; 2025Q2: 12,209 shares; 2025Q3: 10,893 shares 10,893$3.07M1.74%-1,316Timeline
PFMINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 41,453 shares; 2024Q4: 42,021 shares; 2025Q1: 51,113 shares; 2025Q2: 52,969 shares; 2025Q3: 56,933 shares 56,933$2.89M1.64%+3,964Timeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 67,493 shares; 2024Q4: 68,887 shares; 2025Q1: 60,995 shares; 2025Q2: 55,306 shares; 2025Q3: 52,541 shares 52,541$2.83M1.6%-2,765Timeline
SGOVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 27,914 shares; 2024Q4: 28,855 shares; 2025Q1: 24,789 shares; 2025Q2: 25,738 shares; 2025Q3: 27,429 shares 27,429$2.76M1.57%+1,691Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,156 shares; 2024Q4: 6,248 shares; 2025Q1: 11,783 shares; 2025Q2: 12,858 shares; 2025Q3: 14,032 shares 14,032$2.51M1.42%+1,174Timeline
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,789 shares; 2024Q4: 18,645 shares; 2025Q1: 19,319 shares; 2025Q2: 20,321 shares; 2025Q3: 17,564 shares 17,564$2.44M1.39%-2,757Timeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,449 shares; 2024Q4: 10,714 shares; 2025Q1: 10,759 shares; 2025Q2: 10,669 shares; 2025Q3: 10,021 shares 10,021$2.4M1.36%-648Timeline
DGRSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,737 shares; 2024Q4: 38,646 shares; 2025Q1: 42,799 shares; 2025Q2: 47,586 shares; 2025Q3: 47,056 shares 47,056$2.35M1.33%-530Timeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,394 shares; 2024Q4: 20,906 shares; 2025Q1: 21,046 shares; 2025Q2: 20,084 shares; 2025Q3: 15,154 shares 15,154$2.34M1.33%-4,930Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,401 shares; 2024Q4: 31,833 shares; 2025Q1: 33,514 shares; 2025Q2: 33,422 shares; 2025Q3: 29,761 shares 29,761$2.33M1.32%-3,661Timeline
XLUSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,005 shares; 2024Q4: 27,443 shares; 2025Q1: 26,539 shares; 2025Q2: 26,986 shares; 2025Q3: 26,368 shares 26,368$2.3M1.3%-618Timeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,499 shares; 2024Q4: 33,642 shares; 2025Q1: 36,905 shares; 2025Q2: 42,229 shares; 2025Q3: 42,790 shares 42,790$2.28M1.3%+561Timeline
CWBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,840 shares; 2024Q4: 28,705 shares; 2025Q1: 26,605 shares; 2025Q2: 25,105 shares; 2025Q3: 24,680 shares 24,680$2.23M1.27%-425Timeline
VXUSVANGUARD STAR FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 38,790 shares; 2024Q4: 37,680 shares; 2025Q1: 32,140 shares; 2025Q2: 30,438 shares; 2025Q3: 29,685 shares 29,685$2.18M1.24%-753Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,168 shares; 2024Q4: 33,503 shares; 2025Q1: 33,031 shares; 2025Q2: 35,947 shares; 2025Q3: 35,077 shares 35,077$2.1M1.19%-870Timeline
GDXJVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 20,912 shares 20,912$2.07M1.17%newTimeline
AQSTAQUESTIVE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 400,125 shares; 2024Q4: 216,223 shares; 2025Q1: 300,000 shares; 2025Q2: 658,607 shares; 2025Q3: 368,289 shares 368,289$2.06M1.17%-290,318Timeline
XLCSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,302 shares; 2024Q4: 15,638 shares; 2025Q1: 13,995 shares; 2025Q2: 13,575 shares; 2025Q3: 16,628 shares 16,628$1.97M1.12%+3,053Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,607 shares; 2024Q4: 1,852 shares; 2025Q1: 2,754 shares; 2025Q2: 2,801 shares; 2025Q3: 3,752 shares 3,752$1.94M1.1%+951Timeline
KWEBKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,876 shares; 2024Q4: 9,576 shares; 2025Q1: 17,941 shares; 2025Q2: 18,539 shares; 2025Q3: 42,760 shares 42,760$1.8M1.02%+24,221Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,861 shares; 2024Q4: 5,130 shares; 2025Q1: 6,506 shares; 2025Q2: 5,591 shares; 2025Q3: 7,697 shares 7,697$1.69M0.96%+2,106Timeline
ETHEGRAYSCALE ETHEREUM STAKING EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 48,586 shares 48,586$1.67M0.94%newTimeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,326 shares; 2024Q4: 65,860 shares; 2025Q1: 64,625 shares; 2025Q2: 63,019 shares; 2025Q3: 62,023 shares 62,023$1.59M0.9%-996Timeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,646 shares; 2024Q4: 19,360 shares; 2025Q1: 14,831 shares; 2025Q2: 15,508 shares; 2025Q3: 16,084 shares 16,084$1.44M0.82%+576Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 10,584 shares; 2025Q1: 10,796 shares; 2025Q2: 10,667 shares; 2025Q3: 14,728 shares 14,728$1.4M0.79%+4,061Timeline
RIVRIVERNORTH OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 84,346 shares; 2024Q4: 83,084 shares; 2025Q1: 93,154 shares; 2025Q2: 103,746 shares; 2025Q3: 115,565 shares 115,565$1.39M0.79%+11,819Timeline
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 135,433 shares; 2024Q4: 123,273 shares; 2025Q1: 141,295 shares; 2025Q2: 159,889 shares; 2025Q3: 178,818 shares 178,818$1.32M0.75%+18,929Timeline
CHICALAMOS CONV OPPORTUNITIES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 141,464 shares; 2024Q4: 136,009 shares; 2025Q1: 126,109 shares; 2025Q2: 123,109 shares; 2025Q3: 120,358 shares 120,358$1.3M0.74%-2,751Timeline
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,984 shares; 2024Q4: 10,186 shares; 2025Q1: 17,250 shares; 2025Q2: 18,143 shares; 2025Q3: 19,480 shares 19,480$1.29M0.73%+1,337Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,860 shares; 2024Q4: 9,055 shares; 2025Q1: 15,251 shares; 2025Q2: 15,448 shares; 2025Q3: 17,365 shares 17,365$1.19M0.67%+1,917Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,488 shares; 2024Q4: 7,303 shares; 2025Q1: 7,176 shares; 2025Q2: 6,350 shares; 2025Q3: 6,349 shares 6,349$1.18M0.67%-1Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,220 shares; 2024Q4: 2,321 shares; 2025Q1: 4,820 shares; 2025Q2: 2,664 shares; 2025Q3: 4,832 shares 4,832$1.18M0.67%+2,168Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,290 shares; 2024Q4: 66,061 shares; 2025Q1: 59,946 shares; 2025Q2: 46,993 shares; 2025Q3: 44,062 shares 44,062$1.16M0.66%-2,931Timeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,226 shares; 2024Q4: 3,177 shares; 2025Q1: 2,354 shares; 2025Q2: 2,344 shares; 2025Q3: 2,416 shares 2,416$1.16M0.66%+72Timeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,408 shares; 2024Q4: 20,022 shares; 2025Q1: 18,763 shares; 2025Q2: 18,724 shares; 2025Q3: 12,727 shares 12,727$1.14M0.64%-5,997Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,602 shares; 2024Q4: 3,857 shares; 2025Q1: 3,607 shares; 2025Q2: 4,010 shares; 2025Q3: 4,356 shares 4,356$1.11M0.63%+346Timeline
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 108,185 shares; 2025Q1: 108,185 shares; 2025Q2: 108,185 shares; 2025Q3: 108,185 shares 108,185$1.08M0.61%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,284 shares; 2024Q4: 2,728 shares; 2025Q1: 2,677 shares; 2025Q2: 4,316 shares; 2025Q3: 4,672 shares 4,672$1.08M0.61%+356Timeline
SJNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 46,976 shares; 2024Q4: 42,076 shares; 2025Q1: 42,076 shares; 2025Q2: 42,076 shares; 2025Q3: 42,076 shares 42,076$1.08M0.61%0Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,680 shares; 2024Q4: 12,977 shares; 2025Q1: 20,529 shares; 2025Q2: 22,400 shares; 2025Q3: 25,252 shares 25,252$1.07M0.6%+2,852Timeline
AEPAMERICAN ELEC PWR CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,847 shares; 2024Q4: 4,974 shares; 2025Q1: 7,367 shares; 2025Q2: 8,753 shares; 2025Q3: 9,447 shares 9,447$1.06M0.6%+694Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 22,098 shares; 2025Q3: 30,361 shares 30,361$1.05M0.6%+8,263Timeline
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 333,808 shares; 2025Q2: 399,080 shares; 2025Q3: 498,315 shares 498,315$1.05M0.6%+99,235Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,199 shares; 2024Q4: 20,793 shares; 2025Q1: 19,779 shares; 2025Q2: 34,283 shares; 2025Q3: 41,250 shares 41,250$1.05M0.6%+6,967Timeline
SHYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,462 shares; 2024Q4: 29,187 shares; 2025Q1: 23,560 shares; 2025Q2: 23,669 shares; 2025Q3: 23,060 shares 23,060$998K0.57%-609Timeline
CPACOPA HOLDINGS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,371 shares; 2024Q4: 5,653 shares; 2025Q1: 6,189 shares; 2025Q2: 6,566 shares; 2025Q3: 8,305 shares 8,305$987K0.56%+1,739Timeline
RFICOHEN & STEERS TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 91,748 shares; 2024Q4: 81,248 shares; 2025Q1: 81,248 shares; 2025Q2: 81,190 shares; 2025Q3: 80,823 shares 80,823$978K0.55%-367Timeline
LNTALLIANT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,007 shares; 2024Q4: 3,903 shares; 2025Q1: 13,304 shares; 2025Q2: 14,139 shares; 2025Q3: 14,498 shares 14,498$977K0.55%+359Timeline
HPFHANCOCK JOHN PFD INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 68,060 shares; 2024Q4: 62,460 shares; 2025Q1: 59,460 shares; 2025Q2: 59,460 shares; 2025Q3: 57,760 shares 57,760$973K0.55%-1,700Timeline
BANXARROWMARK FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,877 shares; 2024Q4: 23,198 shares; 2025Q1: 23,965 shares; 2025Q2: 40,422 shares; 2025Q3: 44,188 shares 44,188$969K0.55%+3,766Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,978 shares; 2024Q4: 3,020 shares; 2025Q1: 4,381 shares; 2025Q2: 5,966 shares; 2025Q3: 6,235 shares 6,235$968K0.55%+269Timeline
TNLTRAVEL PLUS LEISURE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,385 shares; 2024Q4: 8,931 shares; 2025Q1: 9,681 shares; 2025Q2: 10,655 shares; 2025Q3: 16,253 shares 16,253$967K0.55%+5,598Timeline
STTSTATE STR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,400 shares; 2025Q3: 8,236 shares 8,236$955K0.54%+836Timeline
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,626 shares; 2024Q4: 6,881 shares; 2025Q1: 10,332 shares; 2025Q2: 10,987 shares; 2025Q3: 13,330 shares 13,330$946K0.54%+2,343Timeline
CCDCALAMOS DYNAMIC CONV & INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,284 shares; 2024Q4: 52,784 shares; 2025Q1: 44,984 shares; 2025Q2: 44,984 shares; 2025Q3: 44,484 shares 44,484$936K0.53%-500Timeline
JPSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 11,074 shares; 2025Q2: 15,746 shares; 2025Q3: 18,086 shares 18,086$918K0.52%+2,340Timeline
ALVAUTOLIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 3,095 shares; 2025Q1: 7,371 shares; 2025Q2: 3,769 shares; 2025Q3: 7,391 shares 7,391$913K0.52%+3,622Timeline
SIRISIRIUSXM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 28,572 shares; 2025Q2: 32,382 shares; 2025Q3: 38,793 shares 38,793$903K0.51%+6,411Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,449 shares; 2024Q4: 3,849 shares; 2025Q1: 5,262 shares; 2025Q2: 10,070 shares; 2025Q3: 10,661 shares 10,661$895K0.51%+591Timeline
SHELSHELL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,193 shares; 2024Q4: 4,757 shares; 2025Q1: 7,935 shares; 2025Q2: 5,659 shares; 2025Q3: 12,308 shares 12,308$880K0.5%+6,649Timeline
TRNTRINITY INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,181 shares; 2024Q4: 13,994 shares; 2025Q1: 15,875 shares; 2025Q2: 28,519 shares; 2025Q3: 31,361 shares 31,361$879K0.5%+2,842Timeline
FEFIRSTENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,233 shares; 2024Q4: 11,013 shares; 2025Q1: 11,873 shares; 2025Q2: 13,385 shares; 2025Q3: 18,980 shares 18,980$870K0.49%+5,595Timeline
PAGPENSKE AUTOMOTIVE GRP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 4,220 shares; 2025Q3: 4,983 shares 4,983$867K0.49%+763Timeline
FG NEXUS INC.FG NEXUS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 32,145 shares; 2025Q1: 96,991 shares; 2025Q2: 99,551 shares; 2025Q3: 156,622 shares 156,622$860K0.49%+57,071
CALMCAL MAINE FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 7,494 shares; 2025Q2: 8,567 shares; 2025Q3: 8,878 shares 8,878$835K0.47%+311Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,783 shares; 2024Q4: 3,281 shares; 2025Q1: 4,718 shares; 2025Q2: 11,070 shares; 2025Q3: 17,010 shares 17,010$834K0.47%+5,940Timeline
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,517 shares; 2024Q4: 7,096 shares; 2025Q1: 7,252 shares; 2025Q2: 7,865 shares; 2025Q3: 12,298 shares 12,298$831K0.47%+4,433Timeline
CLXCLOROX CO DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 6,731 shares 6,731$830K0.47%newTimeline
XFFCXFLAHERTY & CRUMRIN PFD & INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,100 shares; 2024Q4: 52,700 shares; 2025Q1: 52,700 shares; 2025Q2: 47,900 shares; 2025Q3: 47,900 shares 47,900$809K0.46%0Timeline
BUIBLACKROCK UTILS INFRASTRUCTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,615 shares; 2024Q4: 39,015 shares; 2025Q1: 34,715 shares; 2025Q2: 32,314 shares; 2025Q3: 30,914 shares 30,914$809K0.46%-1,400Timeline
SKMSK TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,950 shares; 2024Q4: 20,462 shares; 2025Q1: 22,344 shares; 2025Q2: 24,737 shares; 2025Q3: 37,351 shares 37,351$807K0.46%+12,614Timeline
SFBSSERVISFIRST BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 9,938 shares; 2025Q1: 9,938 shares; 2025Q2: 9,938 shares; 2025Q3: 9,938 shares 9,938$800K0.45%0Timeline
NMFCNEW MTN FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 51,473 shares; 2024Q4: 37,075 shares; 2025Q1: 59,754 shares; 2025Q2: 65,578 shares; 2025Q3: 82,310 shares 82,310$793K0.45%+16,732Timeline
ACIALBERTSONS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 45,215 shares 45,215$792K0.45%newTimeline
ARCCARES CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 48,180 shares; 2024Q4: 46,080 shares; 2025Q1: 40,580 shares; 2025Q2: 39,680 shares; 2025Q3: 38,380 shares 38,380$783K0.44%-1,300Timeline
UPSUNITED PARCEL SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 9,354 shares 9,354$781K0.44%newTimeline
PRUPRUDENTIAL FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,532 shares; 2024Q4: 3,750 shares; 2025Q1: 5,800 shares; 2025Q2: 7,054 shares; 2025Q3: 7,508 shares 7,508$779K0.44%+454Timeline
HTOH2O AMERICAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 5,000 shares; 2025Q2: 14,052 shares; 2025Q3: 15,844 shares 15,844$772K0.44%+1,792Timeline
UNILEVER PLCUNILEVER PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,246 shares; 2024Q4: 7,138 shares; 2025Q1: 11,164 shares; 2025Q2: 11,666 shares; 2025Q3: 12,408 shares 12,408$736K0.42%+742
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,315 shares; 2024Q4: 7,145 shares; 2025Q1: 6,775 shares; 2025Q2: 6,375 shares; 2025Q3: 6,375 shares 6,375$711K0.4%0Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,016 shares; 2024Q4: 9,071 shares; 2025Q1: 11,414 shares; 2025Q2: 15,004 shares; 2025Q3: 16,654 shares 16,654$685K0.39%+1,650Timeline
IVVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 1,017 shares; 2025Q3: 990 shares 990$663K0.38%-27Timeline
IWFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 585 shares; 2024Q4: 2,116 shares; 2025Q1: 1,410 shares; 2025Q2: 1,410 shares; 2025Q3: 1,410 shares 1,410$660K0.37%0Timeline
TSNTYSON FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,053 shares; 2024Q4: 7,073 shares; 2025Q1: 11,076 shares; 2025Q2: 10,954 shares; 2025Q3: 11,999 shares 11,999$652K0.37%+1,045Timeline
REZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 7,458 shares; 2025Q3: 7,636 shares 7,636$649K0.37%+178Timeline
BRSPBRIGHTSPIRE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 70,342 shares; 2024Q4: 42,192 shares; 2025Q1: 69,516 shares; 2025Q2: 74,667 shares; 2025Q3: 116,466 shares 116,466$632K0.36%+41,799Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 4,798 shares 4,798$632K0.36%newTimeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 38,260 shares; 2024Q4: 37,860 shares; 2025Q1: 32,460 shares; 2025Q2: 29,260 shares; 2025Q3: 28,060 shares 28,060$631K0.36%-1,200Timeline
VBKVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,595 shares; 2024Q4: 3,595 shares; 2025Q1: 2,455 shares; 2025Q2: 2,115 shares; 2025Q3: 2,113 shares 2,113$629K0.36%-2Timeline
IVESWEDBUSH SER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 19,234 shares 19,234$618K0.35%newTimeline
AUANGLOGOLD ASHANTI PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 8,750 shares 8,750$615K0.35%newTimeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,229 shares; 2024Q4: 5,820 shares; 2025Q1: 5,770 shares; 2025Q2: 5,949 shares; 2025Q3: 5,950 shares 5,950$613K0.35%+1Timeline
BKUBANKUNITED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 15,958 shares 15,958$609K0.35%newTimeline
SKTTANGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 17,561 shares 17,561$594K0.34%newTimeline
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 94,725 shares; 2024Q4: 78,325 shares; 2025Q1: 78,325 shares; 2025Q2: 72,525 shares; 2025Q3: 72,454 shares 72,454$593K0.34%-71Timeline
PFFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,905 shares; 2024Q4: 20,355 shares; 2025Q1: 16,955 shares; 2025Q2: 18,698 shares; 2025Q3: 18,688 shares 18,688$591K0.34%-10Timeline
SFLSFL CORPORATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 61,098 shares; 2025Q3: 78,049 shares 78,049$588K0.33%+16,951Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 69,074 shares 69,074$566K0.32%newTimeline
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,000 shares; 2024Q4: 23,974 shares; 2025Q1: 22,974 shares; 2025Q2: 20,629 shares; 2025Q3: 20,100 shares 20,100$561K0.32%-529Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,955 shares; 2024Q4: 6,955 shares; 2025Q1: 6,955 shares; 2025Q2: 6,955 shares; 2025Q3: 6,955 shares 6,955$556K0.32%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,054 shares; 2024Q4: 982 shares; 2025Q1: 1,735 shares; 2025Q2: 1,918 shares; 2025Q3: 1,753 shares 1,753$553K0.31%-165Timeline
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 5,000 shares; 2025Q3: 6,500 shares 6,500$548K0.31%+1,500Timeline
HYIWESTERN ASSET HIGH YIELD OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,505 shares; 2024Q4: 51,405 shares; 2025Q1: 51,405 shares; 2025Q2: 48,205 shares; 2025Q3: 46,605 shares 46,605$546K0.31%-1,600Timeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,025 shares; 2024Q4: 31,142 shares; 2025Q1: 18,127 shares; 2025Q2: 17,139 shares; 2025Q3: 16,844 shares 16,844$538K0.3%-295Timeline
IXUSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,594 shares; 2024Q4: 6,644 shares; 2025Q1: 6,344 shares; 2025Q2: 6,344 shares; 2025Q3: 6,344 shares 6,344$524K0.3%0Timeline
DGDOLLAR GEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 5,062 shares 5,062$523K0.3%newTimeline
CMCSACOMCAST CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,916 shares; 2024Q4: 7,712 shares; 2025Q1: 11,483 shares; 2025Q2: 13,460 shares; 2025Q3: 16,564 shares 16,564$520K0.3%+3,104Timeline
IJTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,265 shares; 2024Q4: 5,015 shares; 2025Q1: 4,075 shares; 2025Q2: 3,675 shares; 2025Q3: 3,675 shares 3,675$520K0.29%0Timeline
IUSGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 2,980 shares; 2025Q3: 3,067 shares 3,067$505K0.29%+87Timeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,170 shares; 2024Q4: 2,137 shares; 2025Q1: 1,815 shares; 2025Q2: 1,815 shares; 2025Q3: 1,715 shares 1,715$504K0.29%-100Timeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,430 shares; 2024Q4: 2,430 shares; 2025Q1: 1,670 shares; 2025Q2: 1,670 shares; 2025Q3: 1,670 shares 1,670$491K0.28%0Timeline
PGXINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 42,392 shares; 2024Q4: 42,392 shares; 2025Q1: 42,392 shares; 2025Q2: 40,092 shares; 2025Q3: 39,092 shares 39,092$453K0.26%-1,000Timeline
IMCGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,060 shares; 2024Q4: 7,960 shares; 2025Q1: 6,650 shares; 2025Q2: 5,450 shares; 2025Q3: 5,450 shares 5,450$451K0.26%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 2,959 shares; 2025Q1: 2,925 shares; 2025Q2: 3,180 shares; 2025Q3: 2,429 shares 2,429$450K0.26%-751Timeline
EWZISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 12,047 shares; 2025Q3: 14,173 shares 14,173$439K0.25%+2,126Timeline
VPUVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,280 shares; 2024Q4: 2,700 shares; 2025Q1: 2,300 shares; 2025Q2: 2,300 shares; 2025Q3: 2,300 shares 2,300$436K0.25%0Timeline
IEFAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,952 shares; 2024Q4: 5,355 shares; 2025Q1: 4,985 shares; 2025Q2: 4,985 shares; 2025Q3: 4,985 shares 4,985$435K0.25%0Timeline
BKLNINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,500 shares; 2024Q4: 20,600 shares; 2025Q1: 20,600 shares; 2025Q2: 20,600 shares; 2025Q3: 20,600 shares 20,600$431K0.24%0Timeline
EWUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 8,252 shares; 2025Q3: 10,011 shares 10,011$420K0.24%+1,759Timeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 70,084 shares; 2024Q4: 42,470 shares; 2025Q1: 39,964 shares; 2025Q2: 39,964 shares; 2025Q3: 39,058 shares 39,058$414K0.23%-906Timeline
SPYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,769 shares; 2024Q4: 5,769 shares; 2025Q1: 5,315 shares; 2025Q2: 3,935 shares; 2025Q3: 3,935 shares 3,935$411K0.23%0Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 46,345 shares; 2024Q4: 46,345 shares; 2025Q1: 46,345 shares; 2025Q2: 43,345 shares; 2025Q3: 40,545 shares 40,545$405K0.23%-2,800Timeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,385 shares; 2024Q4: 13,916 shares; 2025Q1: 5,926 shares; 2025Q2: 5,498 shares; 2025Q3: 7,769 shares 7,769$401K0.23%+2,271Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 896 shares; 2025Q3: 897 shares 897$399K0.23%+1Timeline
ICSHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,575 shares; 2024Q4: 9,075 shares; 2025Q1: 7,575 shares; 2025Q2: 7,575 shares; 2025Q3: 7,575 shares 7,575$384K0.22%0Timeline
IJKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,882 shares; 2024Q4: 6,552 shares; 2025Q1: 4,609 shares; 2025Q2: 3,912 shares; 2025Q3: 3,912 shares 3,912$375K0.21%0Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 33,660 shares; 2024Q4: 33,360 shares; 2025Q1: 27,060 shares; 2025Q2: 25,960 shares; 2025Q3: 25,960 shares 25,960$370K0.21%0Timeline
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 31,367 shares 31,367$367K0.21%newTimeline
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 9,411 shares; 2025Q1: 6,763 shares; 2025Q2: 6,632 shares; 2025Q3: 7,156 shares 7,156$361K0.2%+524Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,359 shares; 2024Q4: 26,368 shares; 2025Q1: 27,451 shares; 2025Q2: 30,103 shares; 2025Q3: 32,201 shares 32,201$361K0.2%+2,098Timeline
BIZDVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,387 shares; 2024Q4: 17,798 shares; 2025Q1: 17,963 shares; 2025Q2: 19,656 shares; 2025Q3: 24,019 shares 24,019$359K0.2%+4,363Timeline
RSFRIVERNORTH CAP AND INCM FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 23,757 shares 23,757$350K0.2%newTimeline
ORLAORLA MNG LTD NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 31,957 shares 31,957$345K0.2%newTimeline
FUTYFIDELITY COVINGTON TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 7,300 shares; 2024Q4: 6,100 shares; 2025Q1: 6,100 shares; 2025Q2: 6,100 shares; 2025Q3: 6,100 shares 6,100$344K0.2%0Timeline
ITOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,058 shares; 2024Q4: 3,052 shares; 2025Q1: 2,992 shares; 2025Q2: 2,736 shares; 2025Q3: 2,313 shares 2,313$337K0.19%-423Timeline
TBILRBB FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,780 shares; 2024Q4: 7,265 shares; 2025Q1: 5,365 shares; 2025Q2: 9,473 shares; 2025Q3: 6,626 shares 6,626$331K0.19%-2,847Timeline
VALEVALE S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 20,000 shares; 2025Q2: 20,000 shares; 2025Q3: 30,000 shares 30,000$326K0.18%+10,000Timeline
SASEABRIDGE GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,000 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,000 shares; 2025Q3: 13,000 shares 13,000$314K0.18%0Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 933 shares; 2025Q3: 1,086 shares 1,086$305K0.17%+153Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 899 shares; 2024Q4: 826 shares; 2025Q1: 887 shares; 2025Q2: 931 shares; 2025Q3: 893 shares 893$305K0.17%-38Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 97,955 shares; 2024Q4: 91,255 shares; 2025Q1: 91,255 shares; 2025Q2: 91,255 shares; 2025Q3: 86,755 shares 86,755$300K0.17%-4,500Timeline
VCLTVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,190 shares; 2024Q4: 3,790 shares; 2025Q1: 3,790 shares; 2025Q2: 3,790 shares; 2025Q3: 3,790 shares 3,790$294K0.17%0Timeline
SCHMSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,174 shares; 2024Q4: 9,969 shares; 2025Q1: 9,654 shares; 2025Q2: 9,654 shares; 2025Q3: 9,654 shares 9,654$286K0.16%0Timeline
TFCTRUIST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 5,920 shares; 2025Q1: 5,908 shares; 2025Q2: 5,908 shares; 2025Q3: 6,063 shares 6,063$277K0.16%+155Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 33,700 shares; 2024Q4: 23,400 shares; 2025Q1: 23,400 shares; 2025Q2: 23,400 shares; 2025Q3: 23,400 shares 23,400$275K0.16%0Timeline
NOAHNOAH HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,000 shares; 2024Q4: not reported; 2025Q1: 23,000 shares; 2025Q2: 23,000 shares; 2025Q3: 23,000 shares 23,000$267K0.15%0Timeline
OIAINVESCO MUNI INCOME OPP TRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 117,900 shares; 2024Q4: 57,300 shares; 2025Q1: 49,910 shares; 2025Q2: 48,102 shares; 2025Q3: 43,917 shares 43,917$265K0.15%-4,185Timeline
HPIHANCOCK JOHN PFD INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,520 shares; 2024Q4: 20,520 shares; 2025Q1: 16,220 shares; 2025Q2: 14,520 shares; 2025Q3: 14,520 shares 14,520$252K0.14%0Timeline
MFICMIDCAP FINANCIAL INVSTMNT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,650 shares; 2024Q4: 24,550 shares; 2025Q1: 23,850 shares; 2025Q2: 20,850 shares; 2025Q3: 20,850 shares 20,850$250K0.14%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,019 shares 1,019$248K0.14%newTimeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 880 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 960 shares 960$244K0.14%newTimeline
SGOLETFS GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 11,775 shares; 2024Q4: 11,275 shares; 2025Q1: 8,675 shares; 2025Q2: 6,536 shares; 2025Q3: 6,536 shares 6,536$241K0.14%0Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,313 shares; 2024Q4: 1,321 shares; 2025Q1: not reported; 2025Q2: 1,392 shares; 2025Q3: 1,404 shares 1,404$240K0.14%+12Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 454 shares; 2024Q4: 780 shares; 2025Q1: 383 shares; 2025Q2: 362 shares; 2025Q3: 356 shares 356$237K0.13%-6Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,600 shares; 2024Q4: 5,418 shares; 2025Q1: 3,888 shares; 2025Q2: 3,657 shares; 2025Q3: 3,640 shares 3,640$231K0.13%-17Timeline
CHHCHOICE HOTELS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,618 shares; 2024Q4: 2,618 shares; 2025Q1: 2,389 shares; 2025Q2: 2,389 shares; 2025Q3: 2,117 shares 2,117$226K0.13%-272Timeline
VVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 730 shares; 2025Q3: 730 shares 730$225K0.13%0Timeline
UTGREAVES UTIL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,850 shares; 2024Q4: 10,850 shares; 2025Q1: not reported; 2025Q2: 5,650 shares; 2025Q3: 5,650 shares 5,650$224K0.13%0Timeline
MLPAGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,855 shares; 2024Q4: 4,855 shares; 2025Q1: 3,855 shares; 2025Q2: 4,555 shares; 2025Q3: 4,555 shares 4,555$221K0.13%0Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 26,925 shares; 2024Q4: 26,925 shares; 2025Q1: 20,625 shares; 2025Q2: 17,625 shares; 2025Q3: 17,625 shares 17,625$220K0.12%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 7,776 shares; 2025Q1: 7,000 shares; 2025Q2: 7,000 shares; 2025Q3: 7,000 shares 7,000$219K0.12%0Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 251 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 285 shares 285$217K0.12%newTimeline
GMABGENMAB A/SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,000 shares 7,000$215K0.12%newTimeline
HPQHP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 13,521 shares; 2024Q4: not reported; 2025Q1: 7,825 shares; 2025Q2: not reported; 2025Q3: 7,825 shares 7,825$213K0.12%newTimeline
JAZZJAZZ PHARMACEUTICALS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 1,600 shares 1,600$211K0.12%newTimeline
MUJBLACKROCK MUNIHLDGS NJ QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 26,900 shares; 2024Q4: 17,900 shares; 2025Q1: 17,900 shares; 2025Q2: 17,900 shares; 2025Q3: 17,900 shares 17,900$207K0.12%0Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 61,746 shares; 2024Q4: 54,627 shares; 2025Q1: 54,627 shares; 2025Q2: 54,627 shares; 2025Q3: 53,180 shares 53,180$204K0.12%-1,447Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 364 shares; 2025Q2: 353 shares; 2025Q3: 276 shares 276$203K0.11%-77Timeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 4,218 shares; 2025Q1: 6,095 shares; 2025Q2: 7,406 shares; 2025Q3: 1,787 shares 1,787$201K0.11%-5,619Timeline
SPRYARS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 15,000 shares; 2025Q2: 15,000 shares; 2025Q3: 20,000 shares 20,000$201K0.11%+5,000Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 46,215 shares; 2024Q4: 39,715 shares; 2025Q1: 35,715 shares; 2025Q2: 33,115 shares; 2025Q3: 33,115 shares 33,115$196K0.11%0Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 76,700 shares; 2024Q4: 45,514 shares; 2025Q1: 44,912 shares; 2025Q2: 29,812 shares; 2025Q3: 28,900 shares 28,900$175K0.1%-912Timeline
NCVVIRTUS CONVERTIBLE & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 11,525 shares; 2025Q2: not reported; 2025Q3: 11,525 shares 11,525$173K0.1%newTimeline
RMMZRIVERNORTH MANAGED DUR MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,400 shares; 2024Q4: 10,718 shares; 2025Q1: 10,641 shares; 2025Q2: 10,641 shares; 2025Q3: 10,641 shares 10,641$160K0.09%0Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,055 shares; 2024Q4: 31,055 shares; 2025Q1: 16,955 shares; 2025Q2: 16,955 shares; 2025Q3: 16,955 shares 16,955$152K0.09%0Timeline
PBRPETROLEO BRASILEIRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 13,752 shares; 2025Q3: 11,173 shares 11,173$141K0.08%-2,579Timeline
IIIINFORMATION SVCS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 15,588 shares; 2025Q2: 23,465 shares; 2025Q3: 23,465 shares 23,465$135K0.08%0Timeline
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,300 shares; 2024Q4: 20,300 shares; 2025Q1: 20,300 shares; 2025Q2: 16,300 shares; 2025Q3: 14,200 shares 14,200$135K0.08%-2,100Timeline
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,200 shares; 2024Q4: 12,710 shares; 2025Q1: 12,473 shares; 2025Q2: 12,473 shares; 2025Q3: 12,359 shares 12,359$126K0.07%-114Timeline
DSUBLACKROCK DEBT STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 37,000 shares; 2024Q4: 35,974 shares; 2025Q1: 34,688 shares; 2025Q2: 34,603 shares; 2025Q3: 10,831 shares 10,831$115K0.07%-23,772Timeline
ADTADT INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,339 shares 10,339$90.1K0.05%newTimeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,200 shares; 2024Q4: 11,269 shares; 2025Q1: 11,269 shares; 2025Q2: 11,269 shares; 2025Q3: 11,269 shares 11,269$89.1K0.05%0Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,300 shares; 2024Q4: 17,300 shares; 2025Q1: 12,500 shares; 2025Q2: 12,500 shares; 2025Q3: 12,500 shares 12,500$77.5K0.04%0Timeline
DSMBNY MELLON STRATEGIC MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,100 shares; 2024Q4: 22,100 shares; 2025Q1: 15,468 shares; 2025Q2: not reported; 2025Q3: 12,100 shares 12,100$71.6K0.04%newTimeline
GUTGABELLI UTIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,150 shares; 2024Q4: 15,050 shares; 2025Q1: 10,050 shares; 2025Q2: 10,050 shares; 2025Q3: 10,050 shares 10,050$61K0.03%0Timeline
RIVERNORTH OPPORTUNITIES FDRIVERNORTH OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 10,104 shares 10,104$82<0.01%new

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PMPHILIP MORRIS INTL INC5,853$1.07Mshares
XMESPDR SERIES TRUST13,021$875Kshares
AEMAGNICO EAGLE MINES LTD7,203$857Kshares
NTESNETEASE COM INC6,104$821Kshares
TGTTARGET CORP8,250$814Kshares
GCVGABELLI CONV & INC SECS FD I207,058$793Kshares
KEYKEYCORP40,546$706Kshares
NUVEEN PREFERRED &amp; INCO…NUVEEN PREFERRED &amp; INCOME33,641$700Kshares
GDXVANECK ETF TRUST13,014$678Kshares
FCXFREEPORT MCMORAN INC14,891$646Kshares
GSKGSK PLC15,420$592Kshares
CNHCNH INDL N V39,649$514Kshares
FANGDIAMONDBACK ENERGY INC3,527$485Kshares
DTEDTE ENERGY CO3,653$431Kshares
INDAISHARES TR5,969$332Kshares
DUKDUKE ENERGY CORP NEW2,650$313Kshares
RCATRED CAT HLDGS INC42,507$309Kshares
WHRWHIRLPOOL CORP2,957$300Kshares
EOIEATON VANCE ENHANCED EQUITY13,820$289Kshares
MUXMCEWEN INC.28,988$279Kshares
YUMCYUM CHINA HLDGS INC5,388$241Kshares
ISRGINTUITIVE SURGICAL INC408$222Kshares
UTFCOHEN & STEERS INFRASTRUCTUR7,680$207Kshares
CXCEMEX SAB DE CV25,000$173Kshares
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD18,313$134Kshares
VETVERMILION ENERGY INC15,000$109Kshares
DRIDARDEN RESTAURANTS INC12,100$67.8Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001420506-25-003054 base2025-11-10acceptance time not in the bulk data set