Pinnacle Summer Investments, Inc.

13F filer, CIK 1071341, FAIRFAX, VA

Pinnacle Summer Investments, Inc. reported $584,872,000 across 1,050 holdings for the quarter ended 2015-09-30, in a 13F-HR/A filed 2015-11-30. Its ten largest share positions make up 36.12% of the portfolio.

Filed 2015-11-30 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC13F-HR/A 0001085146-15-002453

Period: 2015-09-30
Reported value: $585M
Holdings: 1,050
Top 10 weight: 36.12%
New: 342
Sold out: 54

Largest buys vs the previous quarter

Security	Shares change	Approx. value
XLPnew	+168,946	$8.02M
MAINadded	+227,411	$6.31M
IMKTAnew	+3,724	$4.96M
PowerShares QQQ Trust Unit …added	+45,225	$4.65M
BB & T CORPadded	+21,674	$4.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IDVreduced	-218,662	-$6.17M
NTRSreduced	-22,300	-$1.53M
BSVreduced	-16,273	-$1.31M
PRKSreduced	-71,300	-$1.29M
DEIexited	-34,570	-$932K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2015

Share positions as resolved from 13F-HR/A 0001085146-15-002453, largest first. % of portfolio is the value over $584,836,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
AMGNAMGEN INC	312	$44K	0.01%	-56		Timeline
ETRENTERGY CORP NEW	682	$44K	0.01%	0		Timeline
UHSUNIVERSAL HLTH SVCS INC	350	$44K	0.01%	new		Timeline
AVAVAEROVIRONMENT INC	2,200	$44K	0.01%	+2,100		Timeline
CNOOC LIMITEDCNOOC LIMITED	430	$44K	0.01%	0
EXONE COEXONE CO	6,236	$44K	0.01%	+793
VBVANGUARD INDEX FDS	399	$43K	0.01%	new		Timeline
PSLVSPROTT ASSET MANAGEMENT LP	7,490	$43K	0.01%	+6,100		Timeline
CBS CORP NEWCBS CORP NEW	1,054	$43K	0.01%	0
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I	17,050	$43K	0.01%	+1,000
GSGOLDMAN SACHS GROUP INC	336	$42K	0.01%	+136		Timeline
MSMORGAN STANLEY	1,295	$42K	0.01%	0		Timeline
VLOVALERO ENERGY CORP	703	$42K	0.01%	+303		Timeline
PRUPRUDENTIAL FINL INC	538	$42K	0.01%	-39		Timeline
CMICUMMINS INC	378	$41K	0.01%	+106		Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	950	$41K	0.01%	new
TXNTEXAS INSTRS INC	830	$40K	0.01%	+330		Timeline
EDCONSOLIDATED EDISON INC	600	$40K	0.01%	+500		Timeline
IAGIAMGOLD CORP	23,860	$40K	0.01%	0		Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	822	$40K	0.01%	new
Lineage, Inc.Lineage, Inc.	14,543	$40K	0.01%	-1,036
PWRQUANTA SVCS INC	1,612	$39K	0.01%	+561		Timeline
PMMFRANKLIN MANAGED MUN INCOME	5,496	$39K	0.01%	0		Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	2,324	$39K	0.01%	+540
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	610	$39K	0.01%	-535
ITOTISHARES TR	430	$38K	0.01%	+280		Timeline
VRTXVERTEX PHARMACEUTICALS INC	368	$38K	0.01%	+95		Timeline
BWABORGWARNER INC	940	$38K	0.01%	+297		Timeline
XRNPXCOHEN & STEERS REIT & PFD &	2,200	$38K	0.01%	new		Timeline
CERNER CORPCERNER CORP	615	$37K	0.01%	0
NEENEXTERA ENERGY INC	370	$36K	0.01%	+265		Timeline
OHIOMEGA HEALTHCARE INVS INC	1,000	$36K	0.01%	0		Timeline
AEEAMEREN CORP	850	$36K	0.01%	new		Timeline
ELLAUDER ESTEE COS INC	450	$36K	0.01%	+135		Timeline
MMUWESTERN ASSET MANAGED MUNS F	2,560	$36K	0.01%	0		Timeline
SJTSAN JUAN BASIN RTY TR	3,780	$36K	0.01%	new		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	1,740	$35K	0.01%	+939		Timeline
EOGEOG RES INC	474	$35K	0.01%	+174		Timeline
SanDisk CorporationSanDisk Corporation	691	$35K	0.01%	+249
PROSHARES TRPROSHARES TR	1,422	$35K	0.01%	new
MRSHMARSH & MCLENNAN COS INC	650	$34K	0.01%	new		Timeline
KRKROGER CO	933	$34K	0.01%	new		Timeline
ADMARCHER DANIELS MIDLAND CO	790	$34K	0.01%	+138		Timeline
GGGGRACO INC	500	$34K	0.01%	new		Timeline
TSCOTRACTOR SUPPLY CO	405	$34K	0.01%	0		Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	400	$34K	0.01%	-101
AMPHAMPHASTAR PHARMACEUTICALS IN	3,000	$34K	0.01%	0		Timeline
ROCKWELL COLLINS INCROCKWELL COLLINS INC	424	$34K	0.01%	+2
APDAIR PRODUCTS AND CHEMICALS I	255	$33K	0.01%	0		Timeline
B/E AEROSPACE INCB/E AEROSPACE INC	738	$33K	0.01%	+155
ELVELEVANCE HEALTH INC FORMERLY	225	$32K	0.01%	new		Timeline
TSLATESLA INC	126	$32K	0.01%	+115		Timeline
CCITIGROUP INC	598	$31K	0.01%	-7,898		Timeline
ORLYOREILLY AUTOMOTIVE INC	125	$31K	0.01%	new		Timeline
CCLCARNIVAL CORP	615	$31K	0.01%	new		Timeline
UNILEVER PLCUNILEVER PLC	770	$31K	0.01%	0
XMVTXBLACKROCK MUNIVEST FUND II	2,000	$31K	0.01%	0		Timeline
ETFETF	500	$31K	0.01%	new
ALCOA INCALCOA INC	3,343	$31K	0.01%	+950
COMPUTER SCIENCES CORPCOMPUTER SCIENCES CORP	1,023	$31K	0.01%	+523
CENTRAL GOLDTRUSTCENTRAL GOLDTRUST	775	$31K	0.01%	new
IYWISHARES TR	300	$30K	0.01%	0		Timeline
BRKRBRUKER CORP	1,770	$30K	0.01%	0		Timeline
MARKET VECTORS ETF TR MTGMARKET VECTORS ETF TR MTG	1,472	$30K	0.01%	new
UNFIUNITED NAT FOODS INC	600	$29K	<0.01%	new		Timeline
DOVDOVER CORP	500	$29K	<0.01%	new		Timeline
PRGOPERRIGO CO PLC	182	$29K	<0.01%	0		Timeline
NORDSTROM INCNORDSTROM INC	405	$29K	<0.01%	new
TEOTELECOM ARGENTINA SA	2,000	$29K	<0.01%	new		Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	758	$29K	<0.01%	0
POWERSHARES WILDERHILL PRGPOWERSHARES WILDERHILL PRG	1,475	$29K	<0.01%	new
BHPBHP BILLITON LIMITED	889	$28K	<0.01%	new		Timeline
MCHPMICROCHIP TECHNOLOGY INC.	648	$28K	<0.01%	+209		Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	7,375	$28K	<0.01%	+6,350
AGM-AFEDERAL AGRIC MTG CORP	1,000	$27K	<0.01%	0		Timeline
LOWLOWES COS INC	395	$27K	<0.01%	+191		Timeline
SCHPSCHWAB STRATEGIC TR	500	$27K	<0.01%	new		Timeline
VEUVANGUARD INTL EQUITY INDEX F	642	$27K	<0.01%	+350		Timeline
DRIDARDEN RESTAURANTS INC	394	$27K	<0.01%	new		Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	869	$27K	<0.01%	new
SPIRIT AIRLS INCSPIRIT AIRLS INC	550	$27K	<0.01%	0
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	302	$27K	<0.01%	+130
PANWPALO ALTO NETWORKS INC	150	$26K	<0.01%	new		Timeline
IHFISHARES TR	200	$26K	<0.01%	0		Timeline
DISCOVERY INCDISCOVERY INC	1,000	$26K	<0.01%	0
GPROGOPRO INC	800	$26K	<0.01%	0		Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	600	$26K	<0.01%	0
PROGRESSIVE WASTE SOLUTIONSPROGRESSIVE WASTE SOLUTIONS	982	$26K	<0.01%	+4
ZAFGEN INCZAFGEN INC	800	$26K	<0.01%	new
HXLHEXCEL CORP NEW	554	$25K	<0.01%	-310		Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	838	$25K	<0.01%	+638
MATTRESS FIRM HLDG CORPMATTRESS FIRM HLDG CORP	607	$25K	<0.01%	new
CDK GLOBAL INCCDK GLOBAL INC	533	$25K	<0.01%	new
SPHSUBURBAN PROPANE PARTNERS L	730	$25K	<0.01%	+407		Timeline
ITT CORPITT CORP	740	$25K	<0.01%	0
FRCBFIRST REP BK SAN FRANCISCO CAL	375	$24K	<0.01%	0		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	2,295	$24K	<0.01%	-1,201
TRANSCANADA CORPTRANSCANADA CORP	750	$24K	<0.01%	new
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	1,000	$24K	<0.01%	0
CVR Partners, LPCVR Partners, LP	2,300	$24K	<0.01%	0
TSNTYSON FOODS INC	535	$23K	<0.01%	0		Timeline
VISVANGUARD WORLD FD	240	$23K	<0.01%	new		Timeline
PBRPETROLEO BRASILEIRO S A	5,400	$23K	<0.01%	new		Timeline
HWCHANCOCK WHITNEY CORPORATION	829	$23K	<0.01%	0		Timeline
POWERSHARESPOWERSHARES	875	$23K	<0.01%	new
INVENSENSE INCINVENSENSE INC	2,441	$23K	<0.01%	new
DSIISHARES TR	315	$22K	<0.01%	new		Timeline
CMGCHIPOTLE MEXICAN GRILL INC	30	$22K	<0.01%	new		Timeline
FBINFORTUNE BRANDS INNOVATIONS I	453	$22K	<0.01%	0		Timeline
Powershs Exch Trad Fd TrPowershs Exch Trad Fd Tr	5,295	$22K	<0.01%	new
TGNATEGNA INC	900	$21K	<0.01%	new		Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	2,000	$21K	<0.01%	new
XCHYXCALAMOS CONV & HIGH INCOME F	1,851	$21K	<0.01%	-1,939		Timeline
PBTPERMIAN BASIN RTY TR	3,277	$21K	<0.01%	+55		Timeline
RDOGALPS ETF TR	522	$21K	<0.01%	+6		Timeline
Liberty Media CorpLiberty Media Corp	600	$21K	<0.01%	0
VXUSVANGUARD STAR FDS	460	$20K	<0.01%	new		Timeline
BNYBANK OF NY MELLON CORP	500	$20K	<0.01%	new		Timeline
FEDERAL REALTY INVESTMENT T…FEDERAL REALTY INVESTMENT TRUS	150	$20K	<0.01%	new
SDOGALPS ETF TR	600	$20K	<0.01%	new		Timeline
WHOLE FOODS MKT INCWHOLE FOODS MKT INC	640	$20K	<0.01%	new
TIME WARNER CABLE INCTIME WARNER CABLE INC	137	$20K	<0.01%	+15
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP	850	$20K	<0.01%	0
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P	3,000	$20K	<0.01%	new
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	1,495	$20K	<0.01%	0
CSXCSX CORP	700	$19K	<0.01%	new		Timeline
LNGCHENIERE ENERGY INC	400	$19K	<0.01%	0		Timeline
BBVABANCO BILBAO VIZCAYA ARGENTA	2,300	$19K	<0.01%	0		Timeline
UTFCOHEN & STEERS INFRASTRUCTUR	1,008	$19K	<0.01%	new		Timeline
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE	392	$19K	<0.01%	new
HATTERAS FINL CORPHATTERAS FINL CORP	1,200	$19K	<0.01%	-690
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	1,317	$19K	<0.01%	0
IBBISHARES TR	60	$18K	<0.01%	new		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	265	$18K	<0.01%	+60		Timeline
VISTA OUTDOOR INCVISTA OUTDOOR INC	404	$18K	<0.01%	0
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	489	$18K	<0.01%	-500
ERHALLSPRING UTILITIES AND HIGH	1,624	$18K	<0.01%	0		Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	240	$18K	<0.01%	0
Chubb CorporationChubb Corporation	150	$18K	<0.01%	+40
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	600	$18K	<0.01%	new
ENCANA CORPENCANA CORP	2,762	$18K	<0.01%	+1,000
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	705	$18K	<0.01%	new
SCHWCHARLES SCHWAB CORP (THE)	597	$17K	<0.01%	+1		Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	1,252	$17K	<0.01%	new		Timeline
WTWISDOMTREE INC	1,017	$17K	<0.01%	+4		Timeline
WBSWEBSTER FINL CORP	490	$17K	<0.01%	+3		Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	144	$17K	<0.01%	+37
EUDGWISDOMTREE TR	800	$17K	<0.01%	new		Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	1,810	$17K	<0.01%	new
CXEMFS HIGH INCOME MUN TR	3,700	$17K	<0.01%	0		Timeline
COMMUNICATIONS SALES&LEAS INCOMMUNICATIONS SALES&LEAS IN	852	$17K	<0.01%	+2
VERIFONE SYS INCVERIFONE SYS INC	600	$17K	<0.01%	new
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTD	6,100	$17K	<0.01%	0
CAGCONAGRA BRANDS INC	386	$16K	<0.01%	0		Timeline
VRSKVERISK ANALYTICS INC	210	$16K	<0.01%	new		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	394	$16K	<0.01%	0		Timeline
SWKSSKYWORKS SOLUTIONS INC	180	$16K	<0.01%	+1		Timeline
GUNRFLEXSHARES TR	692	$16K	<0.01%	new		Timeline
SCMSTELLUS CAP INVT CORP	1,446	$16K	<0.01%	0		Timeline
RSRELIANCE INC	300	$16K	<0.01%	new		Timeline
PDTHANCOCK JOHN PREM DIVID FD	1,210	$16K	<0.01%	+1,075		Timeline
XCMUXMFS HIGH YIELD MUN TR	3,700	$16K	<0.01%	0		Timeline
ADVISORSHARESADVISORSHARES	1,364	$16K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	350	$16K	<0.01%	new
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	2,000	$16K	<0.01%	new
ADBEADOBE INC	183	$15K	<0.01%	new		Timeline
VYMVANGUARD WHITEHALL FDS	243	$15K	<0.01%	0		Timeline
VOEVANGUARD INDEX FDS	179	$15K	<0.01%	new		Timeline
SSNCSS&C TECH HLDGS	221	$15K	<0.01%	new		Timeline
WATWATERS CORP	125	$15K	<0.01%	0		Timeline
XBISPDR SERIES TRUST	246	$15K	<0.01%	new		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	325	$15K	<0.01%	new
HALYARD HEALTH INCHALYARD HEALTH INC	530	$15K	<0.01%	+519
ORBITAL ATK INCORBITAL ATK INC	203	$15K	<0.01%	+1
STONEMOR PARTNERS LPSTONEMOR PARTNERS LP	511	$15K	<0.01%	0
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	841	$15K	<0.01%	0
ITC HLDGS CORPITC HLDGS CORP	435	$15K	<0.01%	new
SEASPAN CORPSEASPAN CORP	1,000	$15K	<0.01%	new
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	563	$15K	<0.01%	+36
ONEQFIDELITY COMWLTH TR	80	$14K	<0.01%	new		Timeline
IOOISHARES TR	200	$14K	<0.01%	0		Timeline
VTVANGUARD INTL EQUITY INDEX F	250	$14K	<0.01%	new		Timeline
OKEONEOK INC NEW	425	$14K	<0.01%	new		Timeline
STTSTATE STR CORP	200	$14K	<0.01%	0		Timeline
DXJWISDOMTREE TR	288	$14K	<0.01%	+55		Timeline
FCFFIRST COMWLTH FINL CORP PA	1,566	$14K	<0.01%	0		Timeline
HUNHUNTSMAN CORP	1,000	$14K	<0.01%	0		Timeline
AMBAAMBARELLA INC	240	$14K	<0.01%	new		Timeline
SLVPISHARES INC	2,312	$14K	<0.01%	0		Timeline
PENNEY J C INCPENNEY J C INC	1,453	$14K	<0.01%	0
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD	742	$14K	<0.01%	+420
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	160	$14K	<0.01%	new
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	1,323	$14K	<0.01%	-30
EFVISHARES TR	273	$13K	<0.01%	0		Timeline
VDCVANGUARD WORLD FD	105	$13K	<0.01%	new		Timeline
SYYSYSCO CORP	337	$13K	<0.01%	0		Timeline
PAYXPAYCHEX INC	280	$13K	<0.01%	new		Timeline
LNTALLIANT ENERGY CORP	225	$13K	<0.01%	0		Timeline
MLMMARTIN MARIETTA MATLS INC	83	$13K	<0.01%	0		Timeline
ESEVERSOURCE ENERGY	275	$13K	<0.01%	0		Timeline
EMNEASTMAN CHEM CO	200	$13K	<0.01%	0		Timeline
SCHFSCHWAB STRATEGIC TR	465	$13K	<0.01%	new		Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OP	1,844	$13K	<0.01%	+53		Timeline
SBRSABINE RTY TR	400	$13K	<0.01%	0		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	419	$13K	<0.01%	new
IFNABERDEEN INDIA FD INC	560	$13K	<0.01%	0		Timeline
DFEWISDOMTREE TR	250	$13K	<0.01%	new		Timeline
CHARTER COMMUNICATION - ACHARTER COMMUNICATION - A	75	$13K	<0.01%	new
EGA EMERGING GLOBAL SHS TR …EGA EMERGING GLOBAL SHS TR EGSHAR…	702	$13K	<0.01%	new
ISHARES MSCIISHARES MSCI	2,420	$13K	<0.01%	0
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	467	$13K	<0.01%	new
MAAMID-AMER APT CMNTYS INC	144	$12K	<0.01%	new		Timeline
MBBISHARES TR	106	$12K	<0.01%	new		Timeline
XLUSELECT SECTOR SPDR TR	280	$12K	<0.01%	-885		Timeline
SBRASABRA HEALTH CARE REIT INC	500	$12K	<0.01%	0		Timeline
IGRCBRE GBL REAL ESTATE INC FD	1,620	$12K	<0.01%	0		Timeline
THE COOPER COMPANIESTHE COOPER COMPANIES	82	$12K	<0.01%	new
BLACKROCK INCBLACKROCK INC	42	$12K	<0.01%	+13
Phillips 66 Partners LPPhillips 66 Partners LP	241	$12K	<0.01%	0
ALLIANZGI CONV INCOME FD IIALLIANZGI CONV INCOME FD II	2,051	$12K	<0.01%	0
SPRINT CORPSPRINT CORP	2,878	$12K	<0.01%	0
LinnCo, LLCLinnCo, LLC	4,336	$12K	<0.01%	+1,420
HALCON RES CORPHALCON RES CORP	17,600	$12K	<0.01%	+6,000
HUBBELL INC -CL AHUBBELL INC -CL A	111	$12K	<0.01%	new
TXTTEXTRON INC	280	$11K	<0.01%	0		Timeline
ILMNILLUMINA INC	60	$11K	<0.01%	new		Timeline
LBRDKLIBERTY BROADBAND CORP	198	$11K	<0.01%	0		Timeline
HPHELMERICH & PAYNE INC	240	$11K	<0.01%	new		Timeline
BOOTBOOT BARN HLDGS INC	600	$11K	<0.01%	new		Timeline
PRAXAIR INCPRAXAIR INC	105	$11K	<0.01%	new
ARLPALLIANCE RESOURCE PARTNERS L	470	$11K	<0.01%	+13		Timeline
BKUBANKUNITED INC	300	$11K	<0.01%	0		Timeline
PGCPEAPACK-GLADSTONE FINL CORP	534	$11K	<0.01%	new		Timeline
DSW INC-CLASS ADSW INC-CLASS A	402	$11K	<0.01%	0
HARRIS CORP INCHARRIS CORP INC	151	$11K	<0.01%	0
NIMNUVEEN SELECT MAT MUN FD	1,100	$11K	<0.01%	0		Timeline
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	400	$11K	<0.01%	0
UNIT CORPUNIT CORP	1,000	$11K	<0.01%	0
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	20,933	$11K	<0.01%	new
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	300	$11K	<0.01%	0
ZELTIQ AESTHETICS INCZELTIQ AESTHETICS INC	350	$11K	<0.01%	new
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	800	$11K	<0.01%	0
CUSHING ENERGY INCOMECUSHING ENERGY INCOME	764	$11K	<0.01%	new
PVHPVH CORPORATION	100	$10K	<0.01%	new		Timeline
PPLPPL CORP	300	$10K	<0.01%	0		Timeline
FMSFRESENIUS MEDICAL CARE AG	250	$10K	<0.01%	new		Timeline
EENI SPA	332	$10K	<0.01%	0		Timeline
CHKPCHECK POINT SOFTWARE TECH LT	124	$10K	<0.01%	new		Timeline
RYNRAYONIER INC	447	$10K	<0.01%	0		Timeline
KSSKOHLS CORP	200	$10K	<0.01%	0		Timeline
CONTINENTAL RES INCCONTINENTAL RES INC	334	$10K	<0.01%	new
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	145	$10K	<0.01%	new
LUBYS CAFETERIAS INC COMLUBYS CAFETERIAS INC COM	2,000	$10K	<0.01%	-500
JARDEN CORPJARDEN CORP	199	$10K	<0.01%	new
ACE LTDACE LTD	100	$10K	<0.01%	-98
AGL RES INCAGL RES INC	160	$10K	<0.01%	new
HEALTHSOUTH CORPHEALTHSOUTH CORP	246	$10K	<0.01%	0
LMP REAL ESTATE INCOME FD INLMP REAL ESTATE INCOME FD IN	814	$10K	<0.01%	0
IXNISHARES TR	100	$9K	<0.01%	new		Timeline
ALKALASKA AIR GROUP INC	111	$9K	<0.01%	new		Timeline
TOLTOLL BROTHERS INC	269	$9K	<0.01%	new		Timeline
RCLROYAL CARIBBEAN GROUP	100	$9K	<0.01%	0		Timeline
CCCHEMOURS CO	1,299	$9K	<0.01%	new		Timeline
TDGTRANSDIGM GROUP INC	44	$9K	<0.01%	new		Timeline
XLBSELECT SECTOR SPDR TR	229	$9K	<0.01%	new		Timeline
WWWWOLVERINE WORLD WIDE INC	401	$9K	<0.01%	+1		Timeline
BOHBANK OF HI CORP	142	$9K	<0.01%	0		Timeline
AshlandAshland	89	$9K	<0.01%	new
NOVAVAX INCNOVAVAX INC	1,075	$9K	<0.01%	-500
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	1,923	$9K	<0.01%	-256
POWERSHARES DB MULTISECT CPOWERSHARES DB MULTISECT C	775	$9K	<0.01%	new
LEALEAR CORP	77	$8K	<0.01%	-33		Timeline
BGSB & G FOODS INC	218	$8K	<0.01%	0		Timeline
IEZISHARES TR	217	$8K	<0.01%	new		Timeline
STERICYCLE INCSTERICYCLE INC	57	$8K	<0.01%	new
BED BATH & BEYOND INCBED BATH & BEYOND INC	135	$8K	<0.01%	0
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	85	$8K	<0.01%	new
MYLAN NVMYLAN NV	200	$8K	<0.01%	new
RAYTHEON CORAYTHEON CO	80	$8K	<0.01%	0
SGMOQSANGAMO THERAPEUTICS INC	1,500	$8K	<0.01%	new		Timeline
GALSSGA ACTIVE ETF TR	230	$8K	<0.01%	0		Timeline
SCANA CORP NEWSCANA CORP NEW	155	$8K	<0.01%	0
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	210	$8K	<0.01%	new
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	185	$8K	<0.01%	-64
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	210	$8K	<0.01%	new
SANCHEZ MIDSTEAM PARTNERS LPSANCHEZ MIDSTEAM PARTNERS LP	1,757	$8K	<0.01%	new
XLFSELECT SECTOR SPDR TR	300	$7K	<0.01%	new		Timeline
FLOTISHARES TR	142	$7K	<0.01%	+1		Timeline
CRMSALESFORCE INC	96	$7K	<0.01%	new		Timeline
AKAMAKAMAI TECHNOLOGIES INC	100	$7K	<0.01%	new		Timeline
EWBCEAST WEST BANCORP INC	193	$7K	<0.01%	new		Timeline
NMFCNEW MTN FIN CORP	500	$7K	<0.01%	0		Timeline
FTFRANKLIN UNVL TR	1,188	$7K	<0.01%	0		Timeline
HESS CORPHESS CORP	137	$7K	<0.01%	new
OIAINVESCO MUNI INCOME OPP TRST	1,094	$7K	<0.01%	0		Timeline
HDGPROSHARES TR	175	$7K	<0.01%	0		Timeline
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI	280	$7K	<0.01%	new
GLOBAL X GOLD(GLDX)GLOBAL X GOLD(GLDX)	806	$7K	<0.01%	new
ATLAS ENERGY GROUP LL LPATLAS ENERGY GROUP LL LP	2,500	$7K	<0.01%	0
PROSHARES TRPROSHARES TR	187	$7K	<0.01%	0
ISRGINTUITIVE SURGICAL INC	12	$6K	<0.01%	new		Timeline
XHBSPDR SERIES TRUST	166	$6K	<0.01%	0		Timeline
VAWVANGUARD WORLD FD	65	$6K	<0.01%	new		Timeline
IWVISHARES TR	50	$6K	<0.01%	0		Timeline
URIUNITED RENTALS INC	94	$6K	<0.01%	new		Timeline
WHRWHIRLPOOL CORP	42	$6K	<0.01%	new		Timeline
EXPEEXPEDIA GROUP INC	50	$6K	<0.01%	new		Timeline
BGRBLACKROCK ENERGY & RES TR	462	$6K	<0.01%	0		Timeline
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV	360	$6K	<0.01%	new
COACH INCCOACH INC	215	$6K	<0.01%	0
TORCHMARK CORPTORCHMARK CORP	112	$6K	<0.01%	0
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	325	$6K	<0.01%	+60
DXLGDESTINATION XL GROUP INC	1,000	$6K	<0.01%	0		Timeline
DFJWISDOMTREE TR	108	$6K	<0.01%	0		Timeline
GANNETT SPINCO INCGANNETT SPINCO INC	450	$6K	<0.01%	new
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	200	$6K	<0.01%	0
ZNOGZION OIL & GAS INC COM	4,605	$6K	<0.01%	0		Timeline
POWERSHARES ETF TRUST HLTHC…POWERSHARES ETF TRUST HLTHCR S	100	$6K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	200	$6K	<0.01%	new
CMACOMERICA INC	130	$5K	<0.01%	new		Timeline
MFCMANULIFE FINL CORP	291	$5K	<0.01%	+2		Timeline
PCRXPACIRA BIOSCIENCES INC	110	$5K	<0.01%	new		Timeline
SUSUNCOR ENERGY INC NEW	200	$5K	<0.01%	0		Timeline
THCTENET HEALTHCARE CORP	125	$5K	<0.01%	0		Timeline
IEIISHARES TR	38	$5K	<0.01%	new		Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	670	$5K	<0.01%	0		Timeline
XLISELECT SECTOR SPDR TR	92	$5K	<0.01%	new		Timeline
DNPDNP SELECT INCOME FD INC	503	$5K	<0.01%	0		Timeline
CHECHEMED CORP NEW	36	$5K	<0.01%	0		Timeline
TATA MTRS LTDTATA MTRS LTD	204	$5K	<0.01%	-30
BIGGQBIG LOTS INC.	101	$5K	<0.01%	+1		Timeline
OSURORASURE TECHNOLOGIES INC	949	$5K	<0.01%	0		Timeline
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	207	$5K	<0.01%	0
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INC	219	$5K	<0.01%	-6,532
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	366	$5K	<0.01%	new
ALPINE TOTAL DYNAMIC DIVID FALPINE TOTAL DYNAMIC DIVID F	635	$5K	<0.01%	new
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	266	$5K	<0.01%	-112
TECHNIPFMC PLCTECHNIPFMC PLC	146	$5K	<0.01%	new
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	1,000	$5K	<0.01%	0
VANGUARDVANGUARD	600	$5K	<0.01%	0
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	75	$5K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	100	$5K	<0.01%	new
TIME INC NEWTIME INC NEW	284	$5K	<0.01%	+222
NOKNOKIA CORP	668	$4K	<0.01%	+203		Timeline
PHMPULTE GROUP INC	220	$4K	<0.01%	0		Timeline
BCSBARCLAYS PLC	285	$4K	<0.01%	0		Timeline
HEIHEICO CORP NEW	85	$4K	<0.01%	new		Timeline
NYTNEW YORK TIMES CO MTN BE	355	$4K	<0.01%	0		Timeline
WYWEYERHAEUSER CO	153	$4K	<0.01%	0		Timeline
NWSANEWS CORP NEW	283	$4K	<0.01%	0		Timeline
GRMNGARMIN LTD	103	$4K	<0.01%	-103		Timeline
KKELLANOVA	54	$4K	<0.01%	+1		Timeline
HLHECLA MINING COMPANY	2,100	$4K	<0.01%	0		Timeline
MATMATTEL INC	197	$4K	<0.01%	0		Timeline
CEMBISHARES INC	75	$4K	<0.01%	+1		Timeline
SNVSYNOVUS FINANCIAL CORP	142	$4K	<0.01%	0		Timeline
UNILEVER N VUNILEVER N V	106	$4K	<0.01%	+1
SOTHEBYSSOTHEBYS	110	$4K	<0.01%	new
ALVAUTOLIV INC	35	$4K	<0.01%	new		Timeline
AMCXAMC GLOBAL MEDIA INC	59	$4K	<0.01%	new		Timeline
GASLOG LTDGASLOG LTD	364	$4K	<0.01%	new
LBRDALIBERTY BROADBAND CORP	72	$4K	<0.01%	0		Timeline
MDIVFIRST TR EXCHANGE TRADED FD	240	$4K	<0.01%	new		Timeline
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	708	$4K	<0.01%	0
NATIONSTAR MORTGAGE HOLDINGSNATIONSTAR MORTGAGE HOLDINGS	562	$4K	<0.01%	new
MERITOR INCMERITOR INC	370	$4K	<0.01%	0
VREVERIS RESIDENTIAL INC	180	$4K	<0.01%	0		Timeline
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INC	318	$4K	<0.01%	0
XEROX CORPXEROX CORP	360	$4K	<0.01%	0
HARMAN INTL INDS INCHARMAN INTL INDS INC	39	$4K	<0.01%	new
WHITING PETE CORP NEWWHITING PETE CORP NEW	230	$4K	<0.01%	new
SIGMA DESIGNS INCSIGMA DESIGNS INC	570	$4K	<0.01%	0
POWERSHARES ETF TRUST INDL …POWERSHARES ETF TRUST INDL SEC	100	$4K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	75	$4K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	100	$4K	<0.01%	new
GENERAL STEEL HOLDINGS INCGENERAL STEEL HOLDINGS INC	5,650	$4K	<0.01%	0
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	83	$4K	<0.01%	-202
XMESPDR SERIES TRUST	179	$3K	<0.01%	new		Timeline
VNQIVANGUARD INTL EQUITY INDEX F	57	$3K	<0.01%	0		Timeline
NRGNRG ENERGY INC	179	$3K	<0.01%	0		Timeline
OMCOMNICOM GROUP INC	44	$3K	<0.01%	new		Timeline
SRESEMPRA	31	$3K	<0.01%	0		Timeline
DBEFDBX ETF TR	124	$3K	<0.01%	new		Timeline
CSMPROSHARES TR	56	$3K	<0.01%	0		Timeline
COTYCOTY INC	100	$3K	<0.01%	0		Timeline
PBR-APETROLEO BRASILEIRO S A	890	$3K	<0.01%	0		Timeline
EWLISHARES INC	112	$3K	<0.01%	+3		Timeline
TDCTERADATA CORP DEL	100	$3K	<0.01%	0		Timeline
ZYNGA INC.ZYNGA INC.	1,300	$3K	<0.01%	0
RQICOHEN & STEERS QUALITY INCOM	297	$3K	<0.01%	0		Timeline
TIER REIT COMTIER REIT COM	217	$3K	<0.01%	new
GREAT PLAINS ENERGY INCGREAT PLAINS ENERGY INC	100	$3K	<0.01%	0
FURMANITE CORPORATIONFURMANITE CORPORATION	460	$3K	<0.01%	0
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	1,000	$3K	<0.01%	new
Breitburn Energy Ptnr LpBreitburn Energy Ptnr Lp	1,492	$3K	<0.01%	0
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI	200	$3K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	150	$3K	<0.01%	new
PACIFIC SUNWEAR OF CALIFPACIFIC SUNWEAR OF CALIF	10,000	$3K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	160	$3K	<0.01%	0
ABERDEEN INDONESIA FUND INC…ABERDEEN INDONESIA FUND INC(IF)	568	$3K	<0.01%	+7
KGCKINROSS GOLD CORP	1,187	$2K	<0.01%	0		Timeline
PBAPEMBINA PIPELINE CORP	63	$2K	<0.01%	0		Timeline
TXNMTXNM ENERGY INC	70	$2K	<0.01%	new		Timeline
AWKAMERICAN WTR WKS CO INC NEW	30	$2K	<0.01%	new		Timeline
LYGLLOYDS BANKING GROUP PLC	461	$2K	<0.01%	-540		Timeline
CUBECUBESMART	63	$2K	<0.01%	0		Timeline
ATIATI INC	125	$2K	<0.01%	new		Timeline
WMBWILLIAMS COS INC	38	$2K	<0.01%	-218		Timeline
ALBALBEMARLE CORP	48	$2K	<0.01%	0		Timeline
XTISHARES TR	71	$2K	<0.01%	new		Timeline
VVXV2X INC	82	$2K	<0.01%	0		Timeline
AWIARMSTRONG WORLD INDS INC NEW	44	$2K	<0.01%	0		Timeline
ICFISHARES TR	26	$2K	<0.01%	0		Timeline
ORANYORANGE-SPON ADR	100	$2K	<0.01%	0		Timeline
QTS RLTY TR INCQTS RLTY TR INC	48	$2K	<0.01%	0
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	150	$2K	<0.01%	0
CST BRANDS INCCST BRANDS INC	44	$2K	<0.01%	0
NVRIENVIRI CORP	177	$2K	<0.01%	+3		Timeline
LELANDS END INC NEW	62	$2K	<0.01%	0		Timeline
VIACOM INCVIACOM INC	54	$2K	<0.01%	0
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	400	$2K	<0.01%	0
FTSDFRANKLIN ETF TR	25	$2K	<0.01%	0		Timeline
POLYCOMPOLYCOM	200	$2K	<0.01%	0
DRYSHIPS INCDRYSHIPS INC	10,000	$2K	<0.01%	0
SPECTRA ENERGY CORPSPECTRA ENERGY CORP	78	$2K	<0.01%	0
KINDER MORGAN INC DELKINDER MORGAN INC DEL	1,408	$2K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	113	$2K	<0.01%	+96
QUALITY SYS INCQUALITY SYS INC	140	$2K	<0.01%	new
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	5,000	$2K	<0.01%	0
iShares Msci SingaporeiShares Msci Singapore	174	$2K	<0.01%	+3
HOWARD BANCORP INC COMHOWARD BANCORP INC COM	141	$2K	<0.01%	new
ALON USA ENERGY INCALON USA ENERGY INC	100	$2K	<0.01%	0
FITBIT INCFITBIT INC	54	$2K	<0.01%	0
VOXELJET AGVOXELJET AG	445	$2K	<0.01%	0
BNDXVANGUARD CHARLOTTE FDS	11	$1K	<0.01%	0		Timeline
KBHKB HOME	48	$1K	<0.01%	0		Timeline
CXCEMEX SAB DE CV	206	$1K	<0.01%	0		Timeline
PRTAPROTHENA CORP PLC	24	$1K	<0.01%	0		Timeline
IGSBISHARES TR	6,045	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.	Timeline
MOSMOSAIC CO	29	$1K	<0.01%	new		Timeline
DLRDIGITAL RLTY TR INC	22	$1K	<0.01%	0		Timeline
DLBDOLBY LABORATORIES INC	27	$1K	<0.01%	0		Timeline
VYXNCR VOYIX CORPORATION	58	$1K	<0.01%	0		Timeline
RYAMRAYONIER ADVANCED MATLS INC	149	$1K	<0.01%	0		Timeline
IYZISHARES TR	49	$1K	<0.01%	new		Timeline
EQCEQUITY COMMONWEALTH	45,300	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	100	$1K	<0.01%	0
SLRCSLR INVESTMENT CORP	55,200	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	13	$1K	<0.01%	0
HPPHUDSON PAC PPTYS INC	50	$1K	<0.01%	0		Timeline
CXHMFS INVT GRADE MUN TR	120	$1K	<0.01%	0		Timeline
DDD3D SYS CORP DEL	100	$1K	<0.01%	0		Timeline
EQSEQUUS TOTAL RETURN INC	331	$1K	<0.01%	0		Timeline
APOLLO INVT CORPAPOLLO INVT CORP	128,957	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
Apollo Global ManagementApollo Global Management	74,921	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
VERITIV CORPVERITIV CORP	18	$1K	<0.01%	0
Bowater IncBowater Inc	150	$1K	<0.01%	0
SEADRILL ORDSEADRILL ORD	215	$1K	<0.01%	0
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	125	$1K	<0.01%	0
ENERPLUS CORPENERPLUS CORP	109	$1K	<0.01%	+2
CHINA FD INCCHINA FD INC	79	$1K	<0.01%	0
AMERICAN CAPITAL LTDAMERICAN CAPITAL LTD	105,786	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	100	$1K	<0.01%	0
GENERAL MTRS COGENERAL MTRS CO	113	$1K	<0.01%	+96
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC	3,000	$1K	<0.01%	0
ELIZABETH ARDEN INCELIZABETH ARDEN INC	100	$1K	<0.01%	0
ENDOLOGIX INCENDOLOGIX INC	80	$1K	<0.01%	0
PARKWAY PPTYS INCPARKWAY PPTYS INC	78	$1K	<0.01%	0
DUPONT FABROS TECHNOLOGY INCDUPONT FABROS TECHNOLOGY INC	42	$1K	<0.01%	0
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUAN	59	$1K	<0.01%	0
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COM	108,000	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	30	$1K	<0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	60	$1K	<0.01%	new
TEEKAY TANKERS LTDTEEKAY TANKERS LTD	100	$1K	<0.01%	0
ISHARES TRISHARES TR	126,889	$1K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.
NATIONAL BK GREECE S ANATIONAL BK GREECE S A	2,300	$1K	<0.01%	0
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	207	$1K	<0.01%	new
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I	1,892	$0	0%	new	Value filed as zero, left out of ratios.
VALEVALE S A	57	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
BLDPBALLARD PWR SYS INC NEW	300	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CIENCIENA CORP	14	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EXELEXELIXIS INC	70	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
EATBRINKER INTL INC	7	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
LITELUMENTUM HLDGS INC	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
NBISNEBIUS GROUP N.V.	830	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CIGCIA ENERGETICA DE MINAS GERA	130	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
NVGNUVEEN AMT FREE MUN CR INC F	1,729	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	1,785	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
NZFNUVEEN MUN CR INCOME FD	1,764	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
NADNUVEEN QUALITY MUNCP INCOME	1,762	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ENVAENOVA INTL INC	401	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
PNWPINNACLE WEST CAP CORP	100	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VIAVVIAVI SOLUTIONS INC	27	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
GOGOGOGO INC	10	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
GAINGLADSTONE INVT CORP	12,275	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	379	$0	0%	new	Value filed as zero, left out of ratios.
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	24	$0	0%	0	Value filed as zero, left out of ratios.
WPX ENERGY INCWPX ENERGY INC	70	$0	0%	0	Value filed as zero, left out of ratios.
NXRTNEXPOINT RESIDENTIAL TR INC	122	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
DSGRDISTRIBUTION SOLUTIONS GRP I	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SKXSKECHERS U S A INC CL A	call	13,000	$28K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PDLI 4 2/1/18PDLI 4 2/1/18 Bond 30/360P2 U	principal	17,006,000	$1.02M	+15,865,000
EZCORP INCEZCORP INC NOTE 2.125% 6/1	principal	3,079,000	$20K	new
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1	principal	1,287,000	$1K	new
COLONY FINL INCCOLONY FINL INC NOTE 5.000% 4/1	principal	1,181,000	$1K	new
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION MTNF 5.375%10/1	principal	1,187,000	$1K	new
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	1,500,000	$1K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	1,334,000	$1K	new

Sold out in Q3 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
DEIDOUGLAS EMMETT INC	34,570	$932K	shares
QUALITY DISTR INC FLAQUALITY DISTR INC FLA	35,000	$541K	shares
BOFI HOLDING INCBOFI HOLDING INC	2,000	$211K	shares
DIRECTVDIRECTV	1,100	$102K	shares
ACHCACADIA HEALTHCARE COMPANY IN	1,000	$78K	shares
MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO	850	$71K	shares
EPREPR PPTYS	1,095	$60K	shares
PIIPOLARIS INC	336	$50K	shares
DBEUDBX ETF TR	1,480	$40K	shares
SUISUN CMNTYS INC	546	$34K	shares
SCRIPPS NETWORKS INTERACT INSCRIPPS NETWORKS INTERACT IN	500	$33K	shares
MFA FINL INCMFA FINL INC	4,117	$30K	shares
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	3,032	$28K	shares
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	1,707	$24K	shares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	835	$24K	shares
IHEISHARES TR	126	$22K	shares
IYHISHARES TR	133	$21K	shares
NEWFIELD EXPL CONEWFIELD EXPL CO	500	$18K	shares
SUSQUEHANNA BANCSHARES INC PSUSQUEHANNA BANCSHARES INC P	1,259	$18K	shares
HBANHUNTINGTON BANCSHARES INC	1,513	$17K	shares
QAINYLIM ETF TR	585	$17K	shares
FAMILY DLR STORES INCFAMILY DLR STORES INC	200	$16K	shares
CUSHING ROYALTYCUSHING ROYALTY	3,795	$16K	shares
FANGDIAMONDBACK ENERGY INC	200	$15K	shares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	650	$15K	shares
PMTPENNYMAC MTG INVT TR	800	$14K	shares
POWERSHARESPOWERSHARES	765	$14K	shares
ADCAGREE RLTY CORP	435	$13K	shares
IEMGISHARES INC	259	$12K	shares
PDMPIEDMONT REALTY TRUST INC	606	$11K	shares
OREALTY INCOME CORP	217	$10K	shares
L BRANDS INCL BRANDS INC	117	$10K	shares
CYS INVTS INCCYS INVTS INC	1,111	$9K	shares
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC	106	$9K	shares
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	280	$9K	shares
TAPMOLSON COORS BEVERAGE CO	110	$8K	shares
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LP	385	$8K	shares
PDC ENERGY INCPDC ENERGY INC	100	$5K	shares
POWERSHARESPOWERSHARES	208	$5K	shares
POWERSHARESPOWERSHARES	183	$5K	shares
FEFIRSTENERGY CORP	129	$4K	shares
IYEISHARES TR	86	$4K	shares
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	250	$4K	shares
CWBSPDR SERIES TRUST	68	$3K	shares
HUDSON CITY BANCORPHUDSON CITY BANCORP	300	$3K	shares
Crestwood Mid Lp NewCrestwood Mid Lp New	269	$3K	shares
NNNNNN REIT INC	51	$2K	shares
IYRISHARES TR	27	$2K	shares
LRR ENERGY LPLRR ENERGY LP	260	$2K	shares
Crestwood Equity PartnersCrestwood Equity Partners	590	$2K	shares
THE ADT CORPORATIONTHE ADT CORPORATION	10	$0	shares
JDS UNIPHASE CORPJDS UNIPHASE CORP	11	$0	shares
ROCK CREEK PHARMA XXXREGIST…ROCK CREEK PHARMA XXXREGISTRATION…	80	$0	shares
PERSEON CORPPERSEON CORP	10	$0	shares

How Q3 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-15-002129	superseded		2015-11-02	acceptance time not in the bulk data set	2026-10-07 19:14:40 UTC
13F-HR/A 0001085146-15-002453	base	restatement	2015-11-30	acceptance time not in the bulk data set	2026-10-07 19:14:40 UTC