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DFPG INVESTMENTS, LLC: SUB position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of DFPG INVESTMENTS, LLC on SUB, newest first. How the timeline and the estimate are built.

DFPG INVESTMENTS, LLC held 12,790 SUB shares at 2023-12-31 per its 13F-HR filed 2024-01-10.

the latest 13F is the newest step

  1. period ended2023-12-31
    13F 12,790 shares
    Change vs previous 13F -1,786 shares

    0.11% of the 13F portfolio, value $1,348,319.

    13F-HR 0001085146-24-000121 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  2. period ended2023-09-30
    13F 14,576 shares
    Change vs previous 13F -3,054 shares

    0.14% of the 13F portfolio, value $1,511,727.

    13F-HR 0001085146-23-004278 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  3. period ended2023-06-30
    13F 17,630 shares
    Change vs previous 13F -16,160 shares

    0.17% of the 13F portfolio, value $1,837,942.

    13F-HR 0001085146-23-002878 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  4. period ended2023-03-31
    13F 33,790 shares
    Change vs previous 13F +7,023 shares

    0.38% of the 13F portfolio, value $3,537,160.

    13F-HR 0001085146-23-001603 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  5. period ended2022-12-31
    13F 26,767 shares
    Change vs previous 13F not available

    0.46% of the 13F portfolio, value $2,803,335.

    13F-HR 0001085146-23-000578 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).