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DFPG INVESTMENTS, LLC: SM position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of DFPG INVESTMENTS, LLC on SM, newest first. How the timeline and the estimate are built.

DFPG INVESTMENTS, LLC held 62,801 SM shares at 2023-12-31 per its 13F-HR filed 2024-01-10.

the latest 13F is the newest step

  1. period ended2023-12-31
    13F 62,801 shares
    Change vs previous 13F -91 shares

    0.19% of the 13F portfolio, value $2,471,219.

    13F-HR 0001085146-24-000121 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  2. period ended2023-09-30
    13F 62,892 shares
    Change vs previous 13F -12,318 shares

    0.21% of the 13F portfolio, value $2,281,722.

    13F-HR 0001085146-23-004278 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  3. period ended2023-06-30
    13F 75,210 shares
    Change vs previous 13F 0 shares

    0.24% of the 13F portfolio, value $2,614,300.

    13F-HR 0001085146-23-002878 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  4. period ended2023-03-31
    13F 75,210 shares
    Change vs previous 13F +210 shares

    0.23% of the 13F portfolio, value $2,117,914.

    13F-HR 0001085146-23-001603 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).

  5. period ended2022-12-31
    13F 75,000 shares
    Change vs previous 13F not available

    0.39% of the 13F portfolio, value $2,392,500.

    13F-HR 0001085146-23-000578 filed by DFPG INVESTMENTS, LLC
    Filed (acceptance time not in the bulk data set), ingested

    Acceptance time not in the bulk data set (spec §4.2).