Del Mar Asset Management, LP

13F filer, CIK 1350639, NEW YORK, NY

Del Mar Asset Management, LP reported $227,454,000 across 45 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-11. Its ten largest share positions make up 85.81% of the portfolio.

Filed 2014-02-11 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0001350639-14-000007

Period: 2013-12-31
Reported value: $227M
Holdings: 45
Top 10 weight: 85.81%
New: 34
Sold out: 14

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SPYnew	+109,500	$20.2M
TPHnew	+707,200	$14.1M
EXCO RESOURCES INCnew	+1,069,600	$5.68M
SWZnew	+191,500	$2.67M
GLOBAL DEFENSE & NATL SEC SYnew	+200,000	$2.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
GENERAL MTRS COreduced	-1,200,000	-$37.4M
PARKERVISION INCreduced	-1,966,633	-$8.95M
GENERAL MTRS COexited	-416,100	-$7.81M
LIFEVANTAGE CORPexited	-445,300	-$1.06M
MANDALAY DIGITAL GROUP INCexited	-379,300	-$1.01M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001350639-14-000007, largest first. % of portfolio is the value over $226,091,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
GENERAL MTRS COGENERAL MTRS CO	3,289,367	$102M	45.31%	-1,200,000
SPYSTATE STR SPDR S&P 500 ETF T	109,500	$20.2M	8.95%	new	Timeline
TPHTRI POINTE HOMES INC	707,200	$14.1M	6.23%	new	Timeline
PARKERVISION INCPARKERVISION INC	2,999,999	$13.7M	6.04%	-1,966,633
EXCO RESOURCES INCEXCO RESOURCES INC	1,069,600	$5.68M	2.51%	new
ZIONS BANCORPORATIONZIONS BANCORPORATION	563,766	$3.55M	1.57%	0
SWZTOTAL RETURN SECURITIES FUND	191,500	$2.67M	1.18%	new	Timeline
GLOBAL DEFENSE & NATL SEC SYGLOBAL DEFENSE & NATL SEC SY	200,000	$2.01M	0.89%	new
ROI ACQUISITION CORP IIROI ACQUISITION CORP II	200,000	$2M	0.89%	new
CHART ACQUISITION CORPCHART ACQUISITION CORP	150,000	$1.57M	0.69%	0
JOY GLOBAL INCJOY GLOBAL INC	18,500	$1.08M	0.48%	new
JBLJABIL INC	61,900	$1.08M	0.48%	new	Timeline
ISRGINTUITIVE SURGICAL INC	2,800	$1.07M	0.48%	new	Timeline
QUINPARIO ACQUISITION CORPQUINPARIO ACQUISITION CORP	100,000	$1.07M	0.48%	0
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	325,400	$1.07M	0.48%	new
FFIVF5 INC	11,800	$1.07M	0.47%	new	Timeline
TDCTERADATA CORP DEL	23,500	$1.07M	0.47%	new	Timeline
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	40,700	$1.07M	0.47%	new
MOSMOSAIC CO	22,400	$1.06M	0.47%	new	Timeline
FEFIRSTENERGY CORP	31,700	$1.04M	0.46%	new	Timeline
EWEDWARDS LIFESCIENCES CORP	15,800	$1.04M	0.46%	new	Timeline
NEWFIELD EXPL CONEWFIELD EXPL CO	42,100	$1.04M	0.46%	new
PEABODY ENERGY CORPPEABODY ENERGY CORP	53,100	$1.04M	0.46%	new
BROADCOM CORPBROADCOM CORP	34,800	$1.03M	0.46%	new
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	18,100	$1.03M	0.46%	new
NEMNEWMONT CORP	44,400	$1.02M	0.45%	new	Timeline
CENTURYLINK INCCENTURYLINK INC	32,100	$1.02M	0.45%	new
ANFABERCROMBIE & FITCH CO	31,000	$1.02M	0.45%	new	Timeline
WELLTOWER INCWELLTOWER INC	18,900	$1.01M	0.45%	new
THE ADT CORPORATIONTHE ADT CORPORATION	25,000	$1.01M	0.45%	new
HCP INCHCP INC	27,700	$1.01M	0.44%	new
AVBAVALONBAY CMNTYS INC	8,400	$993K	0.44%	new	Timeline
TRADE STR RESIDENTIAL INCTRADE STR RESIDENTIAL INC	105,000	$665K	0.29%	new
HDHOME DEPOT INC	7,716	$635K	0.28%	0	Timeline
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	515,400	$495K	0.22%	new
SILVER EAGLE ACQUISITIONSILVER EAGLE ACQUISITION	50,000	$484K	0.21%	new
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	10,000	$368K	0.16%	-5,000
CACHE INCCACHE INC	63,675	$346K	0.15%	0
CORNERSTONE STRATEGIC VALUECORNERSTONE STRATEGIC VALUE	35,600	$235K	0.1%	new
CAPITOL ACQUISITION CORP IICAPITOL ACQUISITION CORP II	18,000	$188K	0.08%	new
CORNERSTONE TOTAL RTRN FD INCORNERSTONE TOTAL RTRN FD IN	18,900	$114K	0.05%	new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
ARRIS GROUP INCARRIS GROUP INC Cmn	put	56,000	$1.36M	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ALCOA INCALCOA INC NOTE 5.250% 3/1	principal	10,000,000	$16.6M	+5,000,000
MYLAN INCMYLAN INC CORPORATE OBLIG	principal	2,500,000	$8.2M	0
TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0	principal	5,000,000	$6.95M	+2,500,000

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
MERCK & CO INCMERCK & CO INC	200,000	$9.52M	call
MICROSOFT CORPMICROSOFT CORP	250,000	$8.32M	call
GENERAL MTRS COGENERAL MTRS CO	416,100	$7.81M	shares
AUTODESK INCAUTODESK INC	100,000	$4.12M	call
LIFEVANTAGE CORPLIFEVANTAGE CORP	445,300	$1.06M	shares
MANDALAY DIGITAL GROUP INCMANDALAY DIGITAL GROUP INC	379,300	$1.01M	shares
XLUSELECT SECTOR SPDR TR	19,868	$742K	shares
XLYSELECT SECTOR SPDR TR	3,592	$218K	shares
VGTVANGUARD WORLD FD	2,678	$216K	shares
XLESELECT SECTOR SPDR TR	2,514	$208K	shares
BXSYBEXIL INVESTMENT TRUST COMMON	14,300	$205K	shares
STAR BULK CARRIERS CORP SHS…STAR BULK CARRIERS CORP SHS NEW	11,541	$117K	shares
POLYCOMPOLYCOM	10,000	$109K	shares
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	681,975	$2K	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001350639-14-000007	base		2014-02-11	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC