Del Mar Asset Management, LP
Follow13F filer, CIK 1350639, NEW YORK, NY
Del Mar Asset Management, LP reported $193,749,000 across 25 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-12. Its ten largest share positions make up 97.5% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001350639-13-000010
- Period
- 2013-09-30
- Reported value
- $194M
- Holdings
- 25
- Top 10 weight
- 97.5%
- New
- 13
- Sold out
- 20
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CHART ACQUISITION CORPnew | +150,000 | $1.54M |
| LIFEVANTAGE CORPnew | +445,300 | $1.06M |
| QUINPARIO ACQUISITION CORPnew | +100,000 | $1.02M |
| MANDALAY DIGITAL GROUP INCnew | +379,300 | $1.01M |
| XLYnew | +3,592 | $218K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| ZTSexited | -95,916 | -$2.96M |
| SPYexited | -12,750 | -$2.04M |
| VIGexited | -22,242 | -$1.47M |
| XLKexited | -17,669 | -$541K |
| THAI FUND INCexited | -25,000 | -$540K |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2013
Share positions as resolved from 13F-HR 0001350639-13-000010, largest first. % of portfolio is the value over $171,790,000, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| GENERAL MTRS COGENERAL MTRS CO | 4,489,367 | $119M | 69.11% | 0 | |||
| PARKERVISION INCPARKERVISION INC | 4,966,632 | $16.6M | 9.69% | -50,000 | |||
| GENERAL MTRS COGENERAL MTRS CO | 416,100 | $7.81M | 4.55% | 0 | |||
| ZIONS BANCORPORATIONZIONS BANCORPORATION | 563,766 | $2.77M | 1.61% | 0 | |||
| CHART ACQUISITION CORPCHART ACQUISITION CORP | 150,000 | $1.54M | 0.89% | new | |||
| LIFEVANTAGE CORPLIFEVANTAGE CORP | 445,300 | $1.06M | 0.62% | new | |||
| QUINPARIO ACQUISITION CORPQUINPARIO ACQUISITION CORP | 100,000 | $1.02M | 0.59% | new | |||
| MANDALAY DIGITAL GROUP INCMANDALAY DIGITAL GROUP INC | 379,300 | $1.01M | 0.59% | new | |||
| XLUSELECT SECTOR SPDR TR | 19,868 | $742K | 0.43% | -12,309 | Timeline | ||
| HDHOME DEPOT INC | 7,716 | $585K | 0.34% | 0 | Timeline | ||
| SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP | 15,000 | $507K | 0.3% | 0 | |||
| CACHE INCCACHE INC | 63,675 | $380K | 0.22% | 0 | |||
| XLYSELECT SECTOR SPDR TR | 3,592 | $218K | 0.13% | new | Timeline | ||
| VGTVANGUARD WORLD FD | 2,678 | $216K | 0.13% | -3,706 | Timeline | ||
| XLESELECT SECTOR SPDR TR | 2,514 | $208K | 0.12% | -2,515 | Timeline | ||
| BXSYBEXIL INVESTMENT TRUST COMMON | 14,300 | $205K | 0.12% | new | Timeline | ||
| STAR BULK CARRIERS CORP SHS…STAR BULK CARRIERS CORP SHS NEW | 11,541 | $117K | 0.07% | -16,270 | |||
| POLYCOMPOLYCOM | 10,000 | $109K | 0.06% | new | |||
| ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC | 681,975 | $2K | <0.01% | 0 |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| MERCK & CO INCMERCK & CO INC CALL | call | 200,000 | $9.52M | new |
| MICROSOFT CORPMICROSOFT CORP CALL | call | 250,000 | $8.32M | new |
| AUTODESK INCAUTODESK INC CALL | call | 100,000 | $4.12M | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| MYLAN INCMYLAN INC CORPORATE OBLIG | principal | 2,500,000 | $7.25M | new |
| ALCOA INCALCOA INC NOTE 5.250% 3/1 | principal | 5,000,000 | $6.46M | new |
| TESLA MOTORS INC 1.500TESLA MOTORS INC 1.500 NOTE 1.500% 6/0 | principal | 2,500,000 | $4.23M | new |
Sold out in Q3 2013
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ZTSZOETIS INC | 95,916 | $2.96M | shares |
| SPYSTATE STR SPDR S&P 500 ETF T | 12,750 | $2.04M | shares |
| VIGVANGUARD SPECIALIZED FUNDS | 22,242 | $1.47M | shares |
| XLKSELECT SECTOR SPDR TR | 17,669 | $541K | shares |
| THAI FUND INCTHAI FUND INC | 25,000 | $540K | shares |
| XLFSELECT SECTOR SPDR TR | 25,509 | $498K | shares |
| TYCO INTERNATIONAL LTDTYCO INTERNATIONAL LTD | 11,962 | $394K | shares |
| MENS WEARHOUSE INCMENS WEARHOUSE INC | 10,000 | $379K | shares |
| CURRENCYSHARES CANADIAN DOL…CURRENCYSHARES CANADIAN DOLLAR TR… | 3,720 | $352K | shares |
| NNNNNN REIT INC | 10,000 | $344K | shares |
| POWERSHARES DBPOWERSHARES DB | 13,330 | $339K | shares |
| FRIENDFINDER NETWORKS INCFRIENDFINDER NETWORKS INC | 1,048,180 | $283K | shares |
| XLISELECT SECTOR SPDR TR | 5,634 | $239K | shares |
| MORGAN STANLEY ASIA PAC FD IMORGAN STANLEY ASIA PAC FD I | 13,981 | $219K | shares |
| IXJISHARES TR | 2,930 | $217K | shares |
| KXIISHARES TR | 2,621 | $209K | shares |
| IEFISHARES TR | 2,031 | $208K | shares |
| TLHISHARES TR | 1,633 | $207K | shares |
| CELL THERAPEUTICS INCCELL THERAPEUTICS INC | 95,967 | $100K | shares |
| BTGB2GOLD CORP | 31,960 | $68K | shares |
How Q3 2013 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001350639-13-000010 | base | 2013-11-12 | acceptance time not in the bulk data set |