D. E. Shaw & Co., Inc.
Follow13F filer, CIK 1009207, New York, NY
D. E. Shaw & Co., Inc. reported $141,059,276,007 across 4,306 holdings for the quarter ended 2025-06-30, in a 13F-HR filed 2025-08-14. Its ten largest share positions make up 17.06% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-25-078542
- Period
- 2025-06-30
- Reported value
- $141B
- Holdings
- 4,306
- Top 10 weight
- 17.06%
- New
- 689
- Sold out
- 581
Part of the filer group D. E. Shaw & Co., Inc.
D. E. Shaw Adviser II, L.L.C.D. E. SHAW & CO, L.P.
- D. E. Shaw Adviser II, L.L.C.
- D. E. SHAW & CO, L.P.
- D. E. Shaw Composite Adviser, L.L.C.
- D. E. Shaw Heliant Adviser, L.L.C.
- D. E. Shaw Investment Management, L.L.C.
- D. E. Shaw Multi-Asset Adviser, L.L.C.
- David E. Shaw
- D. E. Shaw & Co., L.L.C.
- D. E. Shaw Valence Portfolios, L.L.C.
Stakes and trades reported after 2025-06-30
13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.
- GOSS GOSSAMER BIO INC: 13D/A 369,459 shares, 6% of the class, 13D/A filed 2026-10-08, 0001104659-26-114792Timeline
Accepted , ingested
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NVDAadded | +8,136,711 | $1.29B |
| AAPLadded | +5,931,449 | $1.22B |
| TMUSadded | +3,731,393 | $889M |
| MUadded | +7,193,284 | $887M |
| NFLXadded | +618,574 | $828M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| HOODreduced | -10,856,016 | -$1.02B |
| GEVreduced | -1,844,345 | -$976M |
| SCHWreduced | -6,383,046 | -$582M |
| TSMreduced | -2,525,980 | -$572M |
| MSFTreduced | -1,134,255 | -$564M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 2,949 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 1,238. All 1,238
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NVDANVIDIA CORPORATION COM | call | 5,745,100 | $908M | +2,976,700 |
| NVDANVIDIA CORPORATION COM | put | 5,569,000 | $880M | +1,580,500 |
| TSLATESLA INC COM | put | 2,547,100 | $809M | +710,400 |
| AMDADVANCED MICRO DEVICES INC COM | put | 4,232,800 | $601M | -222,100 |
| AAPLAPPLE INC COM | put | 2,882,400 | $591M | +2,236,000 |
| MUMICRON TECHNOLOGY INC COM | put | 4,715,300 | $581M | +892,500 |
| IWMISHARES TR SHS | put | 2,675,000 | $577M | new |
| BKNGBOOKING HOLDINGS INC COM | call | 92,000 | $533M | -5,200 |
| NFLXNETFLIX INC. COM | call | 363,900 | $487M | +85,300 |
| PLTRPALANTIR TECHNOLOGIES INC COM | call | 3,518,900 | $480M | -117,600 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 4,169,600 | $473M | +2,996,800 |
| PLTRPALANTIR TECHNOLOGIES INC COM | put | 3,374,800 | $460M | +1,537,000 |
| AAPLAPPLE INC COM | call | 2,231,000 | $458M | +742,300 |
| CRWDCROWDSTRIKE HLDGS INC COM | put | 888,100 | $452M | +27,000 |
| METAMETA PLATFORMS INC COM | put | 606,200 | $447M | +180,600 |
| AVGOBROADCOM INC COM | put | 1,515,600 | $418M | +32,500 |
| JPMJPMORGAN CHASE & CO COM | call | 1,381,600 | $401M | +275,500 |
| AMZNAMAZON COM INC COM | put | 1,672,900 | $367M | +35,000 |
| GOOGLALPHABET INC COM | put | 1,867,800 | $329M | +750,100 |
| TSMTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS | put | 1,434,100 | $325M | +1,243,600 |
| BABOEING CO COM | call | 1,506,200 | $316M | -260,000 |
| NETCLOUDFLARE INC Stock | call | 1,585,700 | $311M | +1,353,500 |
| SMCISUPER MICRO COMPUTER INC COM NEW | call | 6,335,300 | $310M | +1,475,000 |
| TSLATESLA INC COM | call | 977,200 | $310M | +1,100 |
| LLYELI LILLY & CO COM | put | 392,600 | $306M | +89,800 |
| BABOEING CO COM | put | 1,458,800 | $306M | -833,000 |
| PDDPDD HOLDINGS INC ADR | call | 2,892,700 | $303M | +1,912,900 |
| MUMICRON TECHNOLOGY INC COM | call | 2,421,400 | $298M | +998,700 |
| METAMETA PLATFORMS INC COM | call | 403,300 | $298M | -75,000 |
| SMCISUPER MICRO COMPUTER INC COM NEW | put | 5,780,800 | $283M | +668,200 |
| AMDADVANCED MICRO DEVICES INC COM | call | 1,794,200 | $255M | -838,700 |
| AMZNAMAZON COM INC COM | call | 1,140,400 | $250M | -590,800 |
| GSGOLDMAN SACHS GROUP INC COM | call | 351,200 | $249M | -22,200 |
| MSFTMICROSOFT CORP COM | call | 494,600 | $246M | -122,400 |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 479,600 | $244M | +137,000 |
| RDDTREDDIT INC Stock | put | 1,596,800 | $240M | +1,503,900 |
| TDTORONTO DOMINION BK ONT Stock | put | 3,248,500 | $239M | +1,340,000 |
| NETCLOUDFLARE INC Stock | put | 1,213,100 | $238M | +1,092,300 |
| BRK-BBERKSHIRE HATHAWAY INC DEL COM | call | 483,500 | $235M | -9,400 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 2,014,800 | $228M | +994,000 |
| HOODROBINHOOD MKTS INC COM | call | 2,438,700 | $228M | +704,900 |
| PDDPDD HOLDINGS INC ADR | put | 2,126,800 | $223M | +216,200 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | call | 282,100 | $216M | +62,700 |
| APPAPPLOVIN CORP Stock | put | 593,800 | $208M | +410,900 |
| COSTCOSTCO WHOLESALE CORPORATION COM | call | 209,700 | $208M | -18,900 |
| WMTWALMART INC COM | call | 2,114,200 | $207M | +1,508,600 |
| SNOWSNOWFLAKE INC Stock | put | 918,000 | $205M | -590,100 |
| VRTVERTIV HOLDINGS CO Stock | put | 1,567,700 | $201M | +627,200 |
| NKENIKE INC COM | put | 2,824,500 | $201M | +169,000 |
| MRVLMARVELL TECHNOLOGY INC COM | put | 2,587,900 | $200M | +2,128,800 |
| RDDTREDDIT INC Stock | call | 1,312,000 | $198M | +675,600 |
| GOOGALPHABET INC COM | put | 1,072,500 | $190M | +460,000 |
| MSFTMICROSOFT CORP COM | put | 372,600 | $185M | -124,200 |
| CVNACARVANA CO Stock | call | 543,000 | $183M | +192,000 |
| TDTORONTO DOMINION BK ONT Stock | call | 2,477,500 | $182M | -40,000 |
| HOODROBINHOOD MKTS INC COM | put | 1,890,900 | $177M | -754,500 |
| PANWPALO ALTO NETWORKS INC COM | put | 852,700 | $174M | +158,200 |
| ASMLASML HLDG NV STOK | put | 210,100 | $168M | -119,700 |
| LLYELI LILLY & CO COM | call | 215,500 | $168M | +46,600 |
| BKNGBOOKING HOLDINGS INC COM | put | 28,000 | $162M | +5,000 |
| BMOBANK OF MONTREAL Stock | put | 1,448,400 | $161M | +435,000 |
| GOOGLALPHABET INC COM | call | 907,000 | $160M | +788,700 |
| UBERUBER TECHNOLOGIES INC COM | call | 1,706,900 | $159M | -343,700 |
| ADBEADOBE INC COM | put | 411,200 | $159M | +43,100 |
| WFCWELLS FARGO & CO COM | call | 1,969,700 | $158M | +1,256,500 |
| NFLXNETFLIX INC. COM | put | 117,400 | $157M | +15,100 |
| DELLDELL TECHNOLOGIES INC Stock | call | 1,261,300 | $155M | -5,000 |
| CVNACARVANA CO Stock | put | 452,900 | $153M | +208,900 |
| UBERUBER TECHNOLOGIES INC COM | put | 1,614,200 | $151M | -350,100 |
| TTDTHE TRADE DESK INC STOK | put | 2,074,000 | $149M | +1,648,900 |
| QCOMQUALCOMM INC COM | put | 935,400 | $149M | -117,000 |
| SOFISOFI TECHNOLOGIES INC Stock | call | 8,107,400 | $148M | -503,000 |
| VVISA INC COM | call | 414,600 | $147M | +73,000 |
| APPAPPLOVIN CORP Stock | call | 407,900 | $143M | +14,000 |
| JNJJOHNSON & JOHNSON COM | call | 933,200 | $143M | +77,600 |
| CMGCHIPOTLE MEXICAN GRILL INC STOK | put | 2,486,900 | $140M | -27,900 |
| DELLDELL TECHNOLOGIES INC Stock | put | 1,125,800 | $138M | -34,100 |
| CCITIGROUP INC COM | put | 1,619,500 | $138M | -766,800 |
| SPOTSPOTIFY TECHNOLOGY S A STOK | put | 179,000 | $137M | -30,100 |
| MELIMERCADOLIBRE INC STOK | call | 51,700 | $135M | +19,100 |
| INTCINTEL CORP COM | call | 5,967,700 | $134M | +1,767,700 |
| DASHDOORDASH INC Stock | call | 540,500 | $133M | +154,400 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 1,874,900 | $133M | +894,800 |
| ARMARM HOLDINGS PLC SPONSORED ADS | put | 821,600 | $133M | -92,700 |
| GSGOLDMAN SACHS GROUP INC COM | put | 187,600 | $133M | -128,600 |
| VSTVISTRA CORP Stock | put | 685,000 | $133M | -479,500 |
| IBMINTERNATIONAL BUSINESS MACHS COM | call | 446,600 | $132M | -200,900 |
| FSLRFIRST SOLAR INC Stock | put | 790,000 | $131M | -207,500 |
| INTCINTEL CORP COM | put | 5,834,800 | $131M | +126,900 |
| DISDISNEY WALT CO COM | put | 1,031,100 | $128M | +61,200 |
| CVXCHEVRON CORPORATION COM | call | 874,400 | $125M | +198,900 |
| CCITIGROUP INC COM | call | 1,465,800 | $125M | +30,800 |
| CVSCVS HEALTH CORP COM | put | 1,800,400 | $124M | -474,100 |
| GOOGALPHABET INC COM | call | 695,000 | $123M | +617,700 |
| HDHOME DEPOT INC COM | call | 329,700 | $121M | -192,700 |
| CRMSALESFORCE INC COM | put | 437,200 | $119M | +427,200 |
| RYROYAL BK CDA Stock | put | 892,100 | $118M | -43,000 |
| CRMSALESFORCE INC COM | call | 424,500 | $116M | new |
| PFEPFIZER INC COM | put | 4,724,700 | $115M | -3,220,200 |
| ORCLORACLE CORP COM | call | 522,900 | $114M | +421,800 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 119. All 119
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0 | principal | 102,199,000 | $401M | +31,000,000 |
| WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1 | principal | 134,612,000 | $242M | +87,578,000 |
| CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1 | principal | 112,571,000 | $239M | +43,750,000 |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 131,279,000 | $233M | +36,000,000 |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 125,460,000 | $226M | new |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 | principal | 29,974,000 | $189M | +21,697,000 |
| STRIDE INCSTRIDE INC NOTE 1.125% 9/0 | principal | 60,971,000 | $170M | 0 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 145,225,000 | $168M | +48,950,000 |
| SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC NOTE 3.500% 3/0 | principal | 160,115,000 | $167M | +107,400,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 105,200,000 | $162M | 0 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 117,372,000 | $159M | -19,845,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 99,587,000 | $126M | 0 |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 48,635,000 | $124M | 0 |
| SNAP INCSNAP INC Convertible | principal | 141,330,000 | $120M | new |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 46,000,000 | $95.7M | 0 |
| RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1 | principal | 98,792,000 | $95.2M | 0 |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 90,804,000 | $88.1M | +3,000,000 |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 90,500,000 | $85.5M | -9,500,000 |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0 | principal | 34,545,000 | $83.5M | 0 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC Convertible | principal | 70,000,000 | $80.8M | new |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 3.625%10/1 | principal | 87,300,000 | $78.7M | +36,500,000 |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 85,654,000 | $78M | 0 |
| OKTA INCOKTA INC NOTE 0.125% 9/0 | principal | 78,093,000 | $77.5M | 0 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 64,184,000 | $76.7M | +20,500,000 |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 80,796,000 | $74.7M | +14,959,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 49,814,000 | $70.2M | new |
| PINNACLE WEST CAP CORPPINNACLE WEST CAP CORP CNV | principal | 64,722,000 | $70.2M | new |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 64,496,000 | $68.6M | +700,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 68,941,000 | $66.2M | 0 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP NOTE 3.000% 6/0 | principal | 44,758,000 | $63.3M | new |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 64,176,000 | $62.4M | -3,500,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 51,000,000 | $60.4M | new |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 49,597,000 | $52.5M | +44,597,000 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 9/1 | principal | 55,059,000 | $49.6M | +32,000,000 |
| JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0 | principal | 48,549,000 | $45.8M | 0 |
| PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1 | principal | 46,583,000 | $44.1M | +20,710,000 |
| TRAVERE THERAPEUTICS INCTRAVERE THERAPEUTICS INC CNV | principal | 45,689,000 | $43.7M | +4,000,000 |
| GUESS INCGUESS INC BOND | principal | 45,771,000 | $43.5M | 0 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 40,000,000 | $43.4M | new |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1 | principal | 35,984,000 | $41.6M | 0 |
| RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1 | principal | 39,976,000 | $40.8M | new |
| SPIRIT AEROSYSTEMS INCSPIRIT AEROSYSTEMS INC CNV | principal | 26,547,000 | $38.9M | 0 |
| CANADIAN SOLAR INCCANADIAN SOLAR INC NOTE 2.500%10/0 | principal | 38,346,000 | $37.6M | 0 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 39,896,000 | $37.3M | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 31,321,000 | $37M | 0 |
| 8X8 INC NEW8X8 INC NEW NOTE 4.000% 2/0 | principal | 40,733,000 | $34.5M | +2,000,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 35,403,000 | $33.9M | -4,000,000 |
| CHEGG INCCHEGG INC NOTE 9/0 | principal | 40,255,000 | $33.3M | +8,460,000 |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1 | principal | 34,001,000 | $32.9M | 0 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 3.500%12/0 | principal | 38,500,000 | $32.8M | +25,500,000 |
| EVERGY INCEVERGY INC NOTE 4.500%12/1 | principal | 27,500,000 | $32.2M | -40,388,000 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 31,563,000 | $32.2M | -13,250,000 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 40,468,000 | $32.1M | -10,000,000 |
| TXNM ENERGY INCTXNM ENERGY INC NOTE 5.750% 6/0 | principal | 24,350,000 | $31.7M | new |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 27,500,000 | $30.9M | +7,500,000 |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.250% 6/1 | principal | 21,950,000 | $30M | new |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0 | principal | 28,000,000 | $28.3M | 0 |
| NIO INCNIO INC NOTE 3.875%10/1 | principal | 38,500,000 | $27.6M | 0 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 18,964,000 | $26.8M | new |
| MAGNITE INCMAGNITE INC NOTE 0.250% 3/1 | principal | 27,639,000 | $26.8M | +20,625,000 |
| PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0 | principal | 17,806,000 | $26.5M | -16,250,000 |
| ZIFF DAVIS INCZIFF DAVIS INC DEBT 3.625% 3/0 | principal | 27,009,000 | $25.3M | 0 |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 24,467,000 | $24.2M | 0 |
| APPLIED OPTOELECTRONICS INCAPPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1 | principal | 23,089,000 | $22.7M | 0 |
| AMERICAN WTR CAP CORPAMERICAN WTR CAP CORP NOTE 3.625% 6/1 | principal | 22,201,000 | $22.3M | new |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 14,550,000 | $22M | -2,149,000 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertible | principal | 22,061,000 | $20.7M | +7,311,000 |
| BLACKLINE INCBLACKLINE INC NOTE 3/1 | principal | 20,856,000 | $20.1M | 0 |
| STRATEGY INCSTRATEGY INC NOTE 2.250% 6/1 | principal | 9,000,000 | $19.3M | new |
| SUNRUN INCSUNRUN INC NOTE 4.000% 3/0 | principal | 26,500,000 | $18.8M | -8,000,000 |
| WEIBO CORPWEIBO CORP CNV | principal | 16,725,000 | $18.8M | -3,500,000 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 18,403,000 | $18.1M | 0 |
| ARBOR REALTY TRUST INCARBOR REALTY TRUST INC NOTE 7.500% 8/0 | principal | 18,000,000 | $18M | 0 |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD NOTE 3.125% 3/1 | principal | 26,485,000 | $17.9M | -1,500,000 |
| NIO INCNIO INC NOTE 4.625%10/1 | principal | 27,250,000 | $17.7M | 0 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 18,663,000 | $17M | +9,475,000 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 7,775,000 | $15.6M | 0 |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 15,130,000 | $14.8M | 0 |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 11,972,000 | $14.3M | 0 |
| GROUPON INCGROUPON INC NOTE 6.250% 3/1 | principal | 10,350,000 | $14.2M | 0 |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 17,250,000 | $14.1M | +5,514,000 |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 14,250,000 | $12.7M | 0 |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 14,000,000 | $12.5M | new |
| AMC GLOBAL MEDIA INCAMC GLOBAL MEDIA INC NOTE 4.250% 2/1 | principal | 15,000,000 | $12.5M | new |
| ALLIANT ENERGY CORPALLIANT ENERGY CORP NOTE 3.875% 3/1 | principal | 11,690,000 | $12M | new |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 11,200,000 | $11.9M | 0 |
| SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC NOTE 9/1 | principal | 12,051,000 | $11.7M | -1,000,000 |
| WEC ENERGY GROUP INCWEC ENERGY GROUP INC NOTE 4.375% 6/0 | principal | 10,000,000 | $11.3M | new |
| PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.250% 9/1 | principal | 11,767,000 | $11.1M | new |
| GROUPON INCGROUPON INC NOTE 1.125% 3/1 | principal | 10,839,000 | $10.6M | new |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 6,594,000 | $10.4M | new |
| BANDWIDTH INCBANDWIDTH INC NOTE 0.500% 4/0 | principal | 11,900,000 | $10M | -3,500,000 |
| OMEROS CORPOMEROS CORP NOTE 9.500% 6/1 | principal | 13,380,000 | $9.91M | new |
| BEYOND MEAT INCBEYOND MEAT INC NOTE 3/1 | principal | 112,700,000 | $9.58M | 0 |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 10,000,000 | $9.57M | new |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 7,735,000 | $8.82M | new |
| CIPHER DIGITAL INCCIPHER DIGITAL INC NOTE 1.750% 5/1 | principal | 6,500,000 | $8.4M | new |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 | principal | 9,550,000 | $8.13M | -4,500,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.875%12/0 | principal | 30,400,000 | $7.73M | 0 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 7,653,000 | $7.62M | 0 |
Sold out in Q2 2025
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ARCOARCOS DORADOS HLDGS INC | 28,303 | $228K | shares |
| UHTUNIVERSAL HEALTH RLTY INCOME | 5,490 | $225K | shares |
| CBANCOLONY BANKCORP INC | 13,907 | $225K | shares |
| OUSMALPS ETF TR | 5,319 | $224K | shares |
| TWSTTWIST BIOSCIENCE CORP | 5,689 | $223K | shares |
| RSPHINVESCO EXCHANGE TRADED FD T | 7,455 | $222K | shares |
| CDECOEUR MNG INC | 37,200 | $220K | call |
| BRZEBRAZE INC | 6,100 | $220K | call |
| VFLOVICTORY PORTFOLIOS II | 6,412 | $220K | shares |
| KTKT CORP | 12,355 | $219K | shares |
| PIIMPINJ INC | 2,400 | $218K | call |
| ZEUSOLYMPIC STEEL INC | 6,800 | $214K | put |
| KTOSKRATOS DEFENSE & SEC SOLUTIO | 7,100 | $211K | put |
| PRFZINVESCO EXCHANGE TRADED FD T | 5,485 | $208K | shares |
| GKOSGLAUKOS CORP | 2,101 | $207K | shares |
| WTWWILLIS TOWERS WATSON PLC LTD | 600 | $203K | shares |
| VERINT SYS INCVERINT SYS INC | 11,270 | $201K | shares |
| BMBLBUMBLE INC | 45,000 | $195K | put |
| ONTONTERRIS INC | 13,400 | $191K | call |
| KGCKINROSS GOLD CORP | 14,900 | $188K | call |
| PIEDMONT LITHIUM INCPIEDMONT LITHIUM INC | 29,800 | $188K | call |
| INMDINMODE LTD | 10,400 | $184K | call |
| HLLYHOLLEY INC | 70,321 | $181K | shares |
| ESOAENERGY SERVICES OF AMER CORP | 18,944 | $179K | shares |
| QUREUNIQURE NV | 16,700 | $177K | call |
| PSFEPAYSAFE LIMITED | 10,400 | $163K | shares |
| IRBTQIROBOT CORP | 57,809 | $156K | shares |
| SCILEX HOLDING COSCILEX HOLDING CO | 627,038 | $156K | shares |
| FIRST LONG IS CORPFIRST LONG IS CORP | 12,245 | $151K | shares |
| HENNESSY CAPITAL INVST CORPHENNESSY CAPITAL INVST CORP | 990,000 | $148K | shares |
| CGCCANOPY GROWTH CORPORATION | 160,941 | $146K | shares |
| PANLPANGAEA LOGISTICS SOLUTION L | 26,759 | $127K | shares |
| CMPCOMPASS MINERALS INTL INC | 13,000 | $121K | put |
| VISNVISTANCE NETWORKS INC | 22,500 | $119K | call |
| NCMINATIONAL CINEMEDIA INC | 20,449 | $119K | shares |
| KNDIKANDI TECHNOLOGIES GROUP INC | 82,906 | $118K | shares |
| HOFTHOOKER FURNISHINGS CORPORATI | 11,460 | $115K | shares |
| GPGIGPGI INC | 10,200 | $111K | call |
| BRIDGE INVT GROUP HLDGS INCBRIDGE INVT GROUP HLDGS INC | 11,349 | $109K | shares |
| CCCCCC INTELLIGENT SOLUTIONS HL | 11,952 | $108K | shares |
| DHXDHI GROUP INC | 75,419 | $105K | shares |
| SUTRO BIOPHARMA INCSUTRO BIOPHARMA INC | 158,037 | $103K | shares |
| RAPT THERAPEUTICS INCRAPT THERAPEUTICS INC | 83,923 | $102K | shares |
| STGWSTAGWELL INC | 16,500 | $99.8K | shares |
| BMEABIOMEA FUSION INC | 45,238 | $96.4K | shares |
| BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP | 96,993 | $93.8K | shares |
| TNGXTANGO THERAPEUTICS INC | 68,269 | $93.5K | shares |
| GPRKGEOPARK LTD | 11,452 | $92.5K | shares |
| NFENEW FORTRESS ENERGY INC | 10,512 | $87.4K | shares |
| RSKDRISKIFIED LTD | 17,587 | $81.3K | shares |
| INVEINVE TECHNOLOGIES INC | 25,375 | $80.9K | shares |
| NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS | 115,190 | $78.3K | shares |
| NOVAQSUNNOVA ENERGY INTERNATIONAL I | 195,000 | $72.5K | call |
| LACLITHIUM AMERS CORP NEW | 22,424 | $60.7K | shares |
| FHTXFOGHORN THERAPEUTICS INC | 14,875 | $54.3K | shares |
| CATOCATO CORP NEW | 15,581 | $51.9K | shares |
| INOZYME PHARMA INCINOZYME PHARMA INC | 53,381 | $48.6K | shares |
| HERAMBA ELEC PLCHERAMBA ELEC PLC | 200,000 | $48.4K | shares |
| ALXOALX ONCOLOGY HLDGS INC | 75,900 | $47.3K | shares |
| ERASERASCA INC | 31,429 | $43.1K | shares |
| WTIW & T OFFSHORE INC | 26,800 | $41.5K | shares |
| LYELL IMMUNOPHARMA INCLYELL IMMUNOPHARMA INC | 77,178 | $41.5K | shares |
| WW INTL INCWW INTL INC | 70,000 | $36.6K | put |
| NMRANEUMORA THERAPEUTICS INC. | 30,748 | $30.7K | shares |
| ANVSANNOVIS BIO INC | 18,789 | $28.2K | shares |
| BUKIT JALIL GBL ACQUISITIONBUKIT JALIL GBL ACQUISITION | 100,000 | $26K | shares |
| GLOBAL LIGHTS ACQUISITION COGLOBAL LIGHTS ACQUISITION CO | 100,000 | $22K | shares |
| TILRAY INCTILRAY INC | 32,894 | $21.6K | shares |
| NUVBNUVATION BIO INC | 12,100 | $21.3K | shares |
| NOVAQSUNNOVA ENERGY INTERNATIONAL I | 51,300 | $19.1K | put |
| FORGE GLOBAL HOLDINGS INCFORGE GLOBAL HOLDINGS INC | 31,363 | $17.6K | shares |
| DENALI CAPITAL ACQUISITN CORDENALI CAPITAL ACQUISITN COR | 225,000 | $13.2K | shares |
| HERAMBA ELECTRIC EQHERAMBA ELECTRIC EQ | 1,237,500 | $12.4K | shares |
| METAL SKY STAR ACQUISITION CMETAL SKY STAR ACQUISITION C | 150,000 | $11.9K | shares |
| VAST RENEWABLES LIMITEDVAST RENEWABLES LIMITED | 199,999 | $6.12K | shares |
| AESTHER HC -CW23 EQUITYAESTHER HC -CW23 EQUITY | 182,154 | $4.86K | shares |
| AI TRANSPORTATION ACQUIS-RTSAI TRANSPORTATION ACQUIS-RTS | 20,000 | $3.2K | shares |
| BUKIT JALIL GBL ACQUISITIONBUKIT JALIL GBL ACQUISITION | 50,000 | $3K | shares |
| ZCARWZOOMCAR HLDGS INC WT EXP 12/31 | 200,000 | $2.74K | shares |
| SSTPWSYSTEM1 INC WT EXP 01/27/27 (D | 126,079 | $2.51K | shares |
| METAL SKY STAR ACQUISITION CMETAL SKY STAR ACQUISITION C | 150,000 | $1.83K | shares |
How Q2 2025 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001104659-25-078542 | base | 2025-08-14 | acceptance time not in the bulk data set |