CREDIT SUISSE AG/
Follow13F filer, CIK 824468, ZURICH, Switzerland
CREDIT SUISSE AG/ reported $98,408,294,704 across 3,131 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. Its ten largest share positions make up 22.16% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001567619-23-007680
- Period
- 2023-09-30
- Reported value
- $98.4B
- Holdings
- 3,131
- Top 10 weight
- 22.16%
- New
- 98
- Sold out
- 126
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CRHnew | +1,849,255 | $101M |
| BABAadded | +1,153,809 | $100M |
| AMZNadded | +763,202 | $97M |
| AAPLadded | +534,963 | $91.6M |
| SLVadded | +3,854,397 | $78.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| UBSreduced | -13,372,243 | -$330M |
| SPYreduced | -721,543 | -$308M |
| VOOreduced | -679,700 | -$267M |
| IVVreduced | -474,292 | -$204M |
| MELIreduced | -143,921 | -$182M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q3 2023
Share positions as resolved from 13F-HR 0001567619-23-007680, largest first. % of portfolio is the value over $97,119,768,861, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| VNETVNET GROUP INC | 15,213 | $47.6K | <0.01% | 0 | Timeline | ||
| CANO HEALTH INCCANO HEALTH INC | 186,761 | $47.4K | <0.01% | -11,293 | |||
| APIAGORA INC | 17,300 | $43.8K | <0.01% | -100 | Timeline | ||
| TELFYTELEFONICA SA-SPON ADR | 10,603 | $43.2K | <0.01% | new | Timeline | ||
| HYLNHYLIION HOLDINGS CORP | 29,931 | $35.3K | <0.01% | +7,393 | Timeline | ||
| VROOM INCVROOM INC | 29,006 | $32.5K | <0.01% | -6,832 | |||
| ABSIABSCI CORPORATION | 22,945 | $30.3K | <0.01% | +6,305 | Timeline | ||
| CANCANAAN INC | 16,400 | $29.8K | <0.01% | 0 | Timeline | ||
| GAMIDA CELL LTDGAMIDA CELL LTD | 27,000 | $27.8K | <0.01% | -20,500 | |||
| DHC ACQUISITION CORPDHC ACQUISITION CORP | 26,666 | $26.7K | <0.01% | 0 | |||
| ESPRESPERION THERAPEUTICS INC NE | 17,728 | $17.4K | <0.01% | -2,579 | Timeline | ||
| INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC | 35,250 | $13.7K | <0.01% | -21,754 | |||
| CHARGE ENTERPRISES INCCHARGE ENTERPRISES INC | 23,738 | $11.8K | <0.01% | 0 | |||
| AMARIN CORP PLCAMARIN CORP PLC | 11,367 | $10.5K | <0.01% | 0 | |||
| DOUYU INTL HLDGS LTDDOUYU INTL HLDGS LTD | 10,670 | $10.4K | <0.01% | 0 |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| EFAISHARES TR MSCI EAFE ETF | call | 1,453,000 | $100M | 0 |
| BACBANK OF AMER CORP COM | call | 2,700,000 | $73.9M | 0 |
| XLFSELECT SECTOR SPDR TR SHS | call | 1,700,000 | $56.4M | -2,875,000 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 1,400,000 | $53.1M | 0 |
| EFAISHARES TR MSCI EAFE ETF | put | 767,800 | $52.9M | 0 |
| XLFSELECT SECTOR SPDR TR SHS | put | 1,300,000 | $43.1M | 0 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 15,900 | $6.8M | -5,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 3,900 | $1.67M | -5,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 108. All 108
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 32,474,000 | $37.1M | -7,024,000 |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 9,500,000 | $20.9M | -2,150,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 18,403,000 | $16.8M | +7,146,000 |
| SSR Mining IncSSR Mining Inc Convertible bond | principal | 9,097,000 | $11.1M | 0 |
| SPLUNK INCSPLUNK INC BOND | principal | 8,409,000 | $8.05M | -222,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 7,840,000 | $8.04M | -7,863,000 |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0 | principal | 8,250,000 | $7.83M | -5,500,000 |
| EQT CORPEQT CORP NOTE 1.750% 5/0 | principal | 3,460,000 | $7.36M | 0 |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 | principal | 7,007,000 | $7.01M | new |
| FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1 | principal | 7,000,000 | $7M | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0 | principal | 5,810,000 | $6.12M | 0 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 6,500,000 | $5.47M | 0 |
| POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1 | principal | 4,500,000 | $4.5M | new |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 3,800,000 | $4.45M | +700,000 |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 2.875%11/1 | principal | 5,000,000 | $4.42M | 0 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 4,110,000 | $4.38M | +300,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 2,800,000 | $4.32M | -1,075,000 |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 4,263,000 | $3.78M | -2,000,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 4,373,000 | $3.67M | 0 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 5,000,000 | $3.66M | +3,126,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 2,530,000 | $3.63M | -560,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 3,443,000 | $3.44M | new |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 4,584,000 | $3.33M | -40,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 4,300,000 | $3.27M | 0 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 2,800,000 | $2.76M | -300,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 1,600,000 | $2.63M | -70,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 2,850,000 | $2.59M | -100,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 2,150,000 | $2.58M | +891,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 2,529,000 | $2.53M | new |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0 | principal | 1,695,000 | $2.24M | -746,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 2,217,000 | $2.22M | new |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 2,214,000 | $2.21M | 0 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 1,900,000 | $2.2M | -1,900,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 2,300,000 | $2.05M | -3,000,000 |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 1,975,000 | $1.98M | new |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 2,050,000 | $1.95M | 0 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 2,200,000 | $1.9M | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 1,730,000 | $1.9M | -7,678,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 2,200,000 | $1.88M | 0 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 1,343,000 | $1.87M | +443,000 |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND | principal | 2,000,000 | $1.76M | new |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 1,226,000 | $1.62M | -3,098,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0 | principal | 1,000,000 | $1.61M | new |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 2,100,000 | $1.61M | 0 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 | principal | 2,050,000 | $1.57M | 0 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 1,600,000 | $1.51M | new |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 1,850,000 | $1.49M | 0 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 1,482,000 | $1.48M | +982,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 2,500,000 | $1.38M | -1,000,000 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 1,500,000 | $1.36M | -650,000 |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 1,300,000 | $1.34M | new |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 1,000,000 | $1.34M | -373,000 |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 1,500,000 | $1.34M | -3,271,000 |
| Shopify IncShopify Inc Convertible bond | principal | 1,500,000 | $1.31M | 0 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 1,270,000 | $1.3M | +270,000 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 1,300,000 | $1.3M | new |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 1,500,000 | $1.28M | new |
| Dropbox IncDropbox Inc Convertible bond | principal | 1,460,000 | $1.27M | new |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1 | principal | 1,800,000 | $1.25M | 0 |
| BOX INCBOX INC NOTE 1/1 | principal | 1,000,000 | $1.22M | -1,000,000 |
| PERFICIENT INCPERFICIENT INC BOND | principal | 1,500,000 | $1.18M | 0 |
| BILIBILI INCBILIBILI INC NOTE 1.375% 4/0 | principal | 900,000 | $1.14M | -1,100,000 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 1,400,000 | $1.08M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 1,022,000 | $1.07M | -187,000 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 1,334,000 | $1.04M | 0 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 1,100,000 | $1.01M | -3,905,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 1,000,000 | $1M | new |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 1,100,000 | $915K | 0 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 1,000,000 | $872K | 0 |
| UPWORK INCUPWORK INC NOTE 0.250% 8/1 | principal | 1,100,000 | $865K | new |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 1,100,000 | $798K | 0 |
| TripAdvisor IncTripAdvisor Inc CONV | principal | 1,000,000 | $795K | 0 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 700,000 | $774K | 0 |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 690,000 | $690K | 0 |
| SABRE GLBL INCSABRE GLBL INC BOND | principal | 550,000 | $630K | 0 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 400,000 | $624K | -100,000 |
| LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1 | principal | 600,000 | $600K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 700,000 | $568K | 0 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 544,000 | $563K | -365,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 500,000 | $562K | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 625,000 | $547K | new |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 550,000 | $545K | -1,554,000 |
| AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1 | principal | 500,000 | $500K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 500,000 | $500K | 0 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 500,000 | $500K | new |
| IMPINJ INCIMPINJ INC NOTE 1.125% 5/1 | principal | 500,000 | $500K | -500,000 |
| INFINERA CORPINFINERA CORP BOND | principal | 500,000 | $500K | new |
| CHART INDS INCCHART INDS INC NOTE 1.000%11/1 | principal | 164,000 | $474K | new |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 600,000 | $424K | 0 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 400,000 | $420K | -834,000 |
| COMMERCE.COM INCCOMMERCE.COM INC NOTE 0.250%10/0 | principal | 400,000 | $400K | 0 |
| MARA HOLDINGS INCMARA HOLDINGS INC NOTE 1.000%12/0 | principal | 400,000 | $400K | 0 |
| FARFETCH LTDFARFETCH LTD BOND | principal | 400,000 | $391K | 0 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 250,000 | $383K | -376,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 500,000 | $381K | 0 |
| 3D SYS CORP DEL3D SYS CORP DEL NOTE 11/1 | principal | 500,000 | $371K | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 300,000 | $370K | 0 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 400,000 | $356K | -1,200,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 332,000 | $338K | new |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 191,000 | $279K | new |
Sold out in Q3 2023
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 126. All 126
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CCITIGROUP INC | 1,375,000 | $63.3M | call |
| JPMJPMORGAN CHASE & CO | 350,000 | $50.9M | call |
| DISDISNEY WALT CO | 400,000 | $35.7M | call |
| INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS | 870,000 | $33.6M | call |
| CVXCHEVRON CORPORATION | 163,800 | $25.8M | call |
| BLACK KNIGHT INC COMBLACK KNIGHT INC COM | 415,075 | $24.8M | shares |
| LIFE STORAGE INCLIFE STORAGE INC | 150,888 | $20.1M | shares |
| LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C | 197,416 | $14.9M | shares |
| NOBLPROSHARES TR | 154,667 | $14.6M | shares |
| ILLUMINA INCILLUMINA INC | 13,500,000 | $13.2M | principal |
| MPCMARATHON PETE CORP | 82,000 | $9.56M | call |
| SYNEOS HEALTH INCSYNEOS HEALTH INC | 209,537 | $8.83M | shares |
| IVERIC BIO INCIVERIC BIO INC | 223,993 | $8.81M | shares |
| UNIVAR INCUNIVAR INC | 244,054 | $8.75M | shares |
| AGGISHARES TR | 89,177 | $8.73M | shares |
| PDC ENERGY INCPDC ENERGY INC | 120,432 | $8.57M | shares |
| WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC | 69,532 | $7.54M | shares |
| PGJINVESCO EXCHANGE TRADED FD T | 266,000 | $7.08M | shares |
| TRITON INTL LTDTRITON INTL LTD | 80,403 | $6.69M | shares |
| ARCONIC ROLLED PRODS CORPARCONIC ROLLED PRODS CORP | 197,531 | $5.84M | shares |
| FOCUS FINANCIAL PARTNERS IN…FOCUS FINANCIAL PARTNERS INC. | 106,946 | $5.62M | shares |
| HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION | 69,589 | $5.49M | shares |
| AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C | 96,649 | $5.3M | shares |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC | 5,136,000 | $5.13M | principal |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS | 4,906,000 | $4.82M | principal |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 144,419 | $4.73M | shares |
| REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC | 42,577 | $4.34M | shares |
| AZNASTRAZENECA PLC-SPONS ADR | 60,000 | $4.29M | shares |
| NUVASIVE INCNUVASIVE INC | 102,744 | $4.27M | shares |
| PROSHARES TRPROSHARES TR | 213,215 | $4.03M | shares |
| TECHTARGET INCTECHTARGET INC | 5,000,000 | $3.9M | principal |
| SNAP INCSNAP INC | 4,199,000 | $3.81M | principal |
| CONMED CORPCONMED CORP | 3,519,000 | $3.52M | principal |
| GTEKGOLDMAN SACHS ETF TR | 135,000 | $3.45M | shares |
| DICE THERAPEUTICS INCDICE THERAPEUTICS INC | 69,258 | $3.22M | shares |
| RADIUS GLOBAL INFRASTRUCTUR…RADIUS GLOBAL INFRASTRUCTURE INC | 211,300 | $3.15M | shares |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION | 3,300,000 | $3.1M | principal |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC | 3,844,000 | $2.86M | principal |
| EXACT SCIENCES CORPEXACT SCIENCES CORP | 3,008,000 | $2.7M | principal |
| AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC | 608,569 | $2.68M | shares |
| DIVERSEY HLDGS LTDDIVERSEY HLDGS LTD | 283,270 | $2.38M | shares |
| FORGEROCK INCFORGEROCK INC | 104,207 | $2.14M | shares |
| AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC | 311,713 | $2.11M | shares |
| CNX RES CORPCNX RES CORP | 1,100,000 | $2.05M | principal |
| WNS HOLDINGS LTDWNS HOLDINGS LTD | 27,100 | $2M | shares |
| CHINOOK THERAPEUTICS INCCHINOOK THERAPEUTICS INC | 51,931 | $2M | shares |
| NEXTIER OILFIELD SOLUTIONS …NEXTIER OILFIELD SOLUTIONS INC | 222,181 | $1.99M | shares |
| LIVONGO HEALTH INCLIVONGO HEALTH INC | 2,169,000 | $1.91M | principal |
| AMYRIS INCAMYRIS INC | 1,840,309 | $1.9M | shares |
| DAYFORCE INCDAYFORCE INC | 2,074,000 | $1.83M | principal |
| ETSY INCETSY INC | 2,000,000 | $1.67M | principal |
| LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C | 39,348 | $1.56M | shares |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC | 1,758,000 | $1.54M | principal |
| BGC PARTNERS INCBGC PARTNERS INC | 339,763 | $1.51M | shares |
| TELADOC HEALTH INCTELADOC HEALTH INC | 1,841,000 | $1.43M | principal |
| STVNSTEVANATO GROUP S P A | 42,920 | $1.39M | shares |
| BBDCBARINGS BDC INC | 175,599 | $1.38M | shares |
| CHTCHUNGHWA TELECOM CO LTD | 35,616 | $1.33M | shares |
| TCPCBLACKROCK TCP CAPITAL CORP | 113,740 | $1.24M | shares |
| THE REALREAL INCTHE REALREAL INC | 3,747,000 | $1.23M | principal |
| SNAP INCSNAP INC | 1,645,000 | $1.22M | principal |
| URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIES | 51,844 | $1.1M | shares |
| PG&E CORPPG&E CORP | 7,000 | $1.05M | shares |
| ARCOARCOS DORADOS HLDGS INC | 99,810 | $1.02M | shares |
| DROPBOX INCDROPBOX INC | 1,178,000 | $997K | principal |
| FRANCHISE GROUP INCFRANCHISE GROUP INC | 34,729 | $995K | shares |
| SGMLSIGMA LITHIUM CORPORATION | 24,200 | $975K | shares |
| AVANGRID INCAVANGRID INC | 25,659 | $967K | shares |
| EWWISHARES INC | 15,105 | $939K | shares |
| MTUMISHARES TR | 6,205 | $895K | shares |
| THE REALREAL INCTHE REALREAL INC | 1,257,000 | $776K | principal |
| BCSFBAIN CAP SPECIALTY FIN INC | 55,185 | $746K | shares |
| KKR & CO INCKKR & CO INC | 10,000 | $661K | shares |
| ABSOLUTE SOFTWARE CORPABSOLUTE SOFTWARE CORP | 57,438 | $658K | shares |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC | 354,000 | $654K | principal |
| INFINERA CORPINFINERA CORP | 500,000 | $640K | principal |
| URAGLOBAL X FDS | 28,310 | $614K | shares |
| AMYRIS INCAMYRIS INC | 1,700,000 | $590K | principal |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 13,427 | $549K | shares |
| LGOLARGO INC | 127,195 | $543K | shares |
| SHIFT4 PMTS INCSHIFT4 PMTS INC | 574,000 | $515K | principal |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN | 524,000 | $487K | principal |
| ACDCPROFRAC HLDG CORP | 41,451 | $463K | shares |
| WIX COM LTDWIX COM LTD | 450,000 | $429K | principal |
| PFFISHARES TR | 12,131 | $375K | shares |
| BEYOND MEAT INCBEYOND MEAT INC | 1,346,000 | $363K | principal |
| PROSHARES TRPROSHARES TR | 26,990 | $357K | shares |
| WORKIVA INCWORKIVA INC | 275,000 | $350K | principal |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC | 360,000 | $334K | principal |
| VNQVANGUARD INDEX FDS | 3,924 | $328K | shares |
| CSIQCANADIAN SOLAR INC | 8,391 | $325K | shares |
| FLOTISHARES TR | 6,300 | $320K | shares |
| EFVISHARES TR | 6,403 | $313K | shares |
| FIBROGEN INCFIBROGEN INC | 106,095 | $286K | shares |
| QYLDGLOBAL X FDS | 12,015 | $280K | shares |
| COMPANHIA BRASILEIRA DE DIS…COMPANHIA BRASILEIRA DE DISTRI | 72,296 | $278K | shares |
| SPSBSPDR SERIES TRUST | 9,400 | $277K | shares |
| SBLKSTAR BULK CARRIERS CORP. | 15,222 | $269K | shares |
| EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC | 13,514 | $263K | shares |
| EWGISHARES INC | 9,161 | $262K | shares |
How Q3 2023 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001567619-23-007680 | base | 2023-11-13 | acceptance time not in the bulk data set |