CREDIT SUISSE AG/
Follow13F filer, CIK 824468, ZURICH, Switzerland
CREDIT SUISSE AG/ reported $98,408,294,704 across 3,131 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. Its ten largest share positions make up 22.16% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001567619-23-007680
- Period
- 2023-09-30
- Reported value
- $98.4B
- Holdings
- 3,131
- Top 10 weight
- 22.16%
- New
- 98
- Sold out
- 126
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CRHnew | +1,849,255 | $101M |
| BABAadded | +1,153,809 | $100M |
| AMZNadded | +763,202 | $97M |
| AAPLadded | +534,963 | $91.6M |
| SLVadded | +3,854,397 | $78.4M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| UBSreduced | -13,372,243 | -$330M |
| SPYreduced | -721,543 | -$308M |
| VOOreduced | -679,700 | -$267M |
| IVVreduced | -474,292 | -$204M |
| MELIreduced | -143,921 | -$182M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 3,015 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| EFAISHARES TR MSCI EAFE ETF | call | 1,453,000 | $100M | 0 |
| BACBANK OF AMER CORP COM | call | 2,700,000 | $73.9M | 0 |
| XLFSELECT SECTOR SPDR TR SHS | call | 1,700,000 | $56.4M | -2,875,000 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 1,400,000 | $53.1M | 0 |
| EFAISHARES TR MSCI EAFE ETF | put | 767,800 | $52.9M | 0 |
| XLFSELECT SECTOR SPDR TR SHS | put | 1,300,000 | $43.1M | 0 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 15,900 | $6.8M | -5,100 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 3,900 | $1.67M | -5,100 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 32,474,000 | $37.1M | -7,024,000 |
| PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1 | principal | 9,500,000 | $20.9M | -2,150,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 18,403,000 | $16.8M | +7,146,000 |
| SSR Mining IncSSR Mining Inc Convertible bond | principal | 9,097,000 | $11.1M | 0 |
| SPLUNK INCSPLUNK INC BOND | principal | 8,409,000 | $8.05M | -222,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 7,840,000 | $8.04M | -7,863,000 |
| WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0 | principal | 8,250,000 | $7.83M | -5,500,000 |
| EQT CORPEQT CORP NOTE 1.750% 5/0 | principal | 3,460,000 | $7.36M | 0 |
| ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1 | principal | 7,007,000 | $7.01M | new |
| FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1 | principal | 7,000,000 | $7M | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0 | principal | 5,810,000 | $6.12M | 0 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 6,500,000 | $5.47M | 0 |
| POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1 | principal | 4,500,000 | $4.5M | new |
| CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1 | principal | 3,800,000 | $4.45M | +700,000 |
| ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 2.875%11/1 | principal | 5,000,000 | $4.42M | 0 |
| ZSCALER INCZSCALER INC NOTE 0.125% 7/0 | principal | 4,110,000 | $4.38M | +300,000 |
| LI AUTO INCLI AUTO INC NOTE 0.250% 5/0 | principal | 2,800,000 | $4.32M | -1,075,000 |
| OMNICELL COMOMNICELL COM NOTE 0.250% 9/1 | principal | 4,263,000 | $3.78M | -2,000,000 |
| CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1 | principal | 4,373,000 | $3.67M | 0 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 5,000,000 | $3.66M | +3,126,000 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 2,530,000 | $3.63M | -560,000 |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 3,443,000 | $3.44M | new |
| GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1 | principal | 4,584,000 | $3.33M | -40,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 4,300,000 | $3.27M | 0 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 2,800,000 | $2.76M | -300,000 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 1,600,000 | $2.63M | -70,000 |
| ASCENDIS PHARMA A/SASCENDIS PHARMA A/S Convertible bond | principal | 2,850,000 | $2.59M | -100,000 |
| MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0 | principal | 2,150,000 | $2.58M | +891,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 2,529,000 | $2.53M | new |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0 | principal | 1,695,000 | $2.24M | -746,000 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1 | principal | 2,217,000 | $2.22M | new |
| SEA LTDSEA LTD NOTE 2.375%12/0 | principal | 2,214,000 | $2.21M | 0 |
| MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1 | principal | 1,900,000 | $2.2M | -1,900,000 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 2,300,000 | $2.05M | -3,000,000 |
| ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0 | principal | 1,975,000 | $1.98M | new |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 2,050,000 | $1.95M | 0 |
| INSMED INCINSMED INC NOTE 0.750% 6/0 | principal | 2,200,000 | $1.9M | 0 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 1,730,000 | $1.9M | -7,678,000 |
| OKTA INCOKTA INC NOTE 0.375% 6/1 | principal | 2,200,000 | $1.88M | 0 |
| INSULET CORPINSULET CORP NOTE 0.375% 9/0 | principal | 1,343,000 | $1.87M | +443,000 |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC BOND | principal | 2,000,000 | $1.76M | new |
| ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0 | principal | 1,226,000 | $1.62M | -3,098,000 |
| WOLFSPEED INCWOLFSPEED INC NOTE 1.750% 5/0 | principal | 1,000,000 | $1.61M | new |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 2,100,000 | $1.61M | 0 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0 | principal | 2,050,000 | $1.57M | 0 |
| CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0 | principal | 1,600,000 | $1.51M | new |
| SEA LTDSEA LTD NOTE 0.250% 9/1 | principal | 1,850,000 | $1.49M | 0 |
| XOMETRY INCXOMETRY INC NOTE 1.000% 2/0 | principal | 1,482,000 | $1.48M | +982,000 |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 2,500,000 | $1.38M | -1,000,000 |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 1,500,000 | $1.36M | -650,000 |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 1,300,000 | $1.34M | new |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 1,000,000 | $1.34M | -373,000 |
| VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0 | principal | 1,500,000 | $1.34M | -3,271,000 |
| Shopify IncShopify Inc Convertible bond | principal | 1,500,000 | $1.31M | 0 |
| ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0 | principal | 1,270,000 | $1.3M | +270,000 |
| ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026 | principal | 1,300,000 | $1.3M | new |
| PEGASYSTEMS INCPEGASYSTEMS INC NOTE 0.750% 3/0 | principal | 1,500,000 | $1.28M | new |
| Dropbox IncDropbox Inc Convertible bond | principal | 1,460,000 | $1.27M | new |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1 | principal | 1,800,000 | $1.25M | 0 |
| BOX INCBOX INC NOTE 1/1 | principal | 1,000,000 | $1.22M | -1,000,000 |
| PERFICIENT INCPERFICIENT INC BOND | principal | 1,500,000 | $1.18M | 0 |
| BILIBILI INCBILIBILI INC NOTE 1.375% 4/0 | principal | 900,000 | $1.14M | -1,100,000 |
| CONFLUENT INCCONFLUENT INC NOTE 1/1 | principal | 1,400,000 | $1.08M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0 | principal | 1,022,000 | $1.07M | -187,000 |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 1,334,000 | $1.04M | 0 |
| PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0 | principal | 1,100,000 | $1.01M | -3,905,000 |
| SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 2.625% 2/1 | principal | 1,000,000 | $1M | new |
| ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1 | principal | 1,100,000 | $915K | 0 |
| LYFT INCLYFT INC NOTE 1.500% 5/1 | principal | 1,000,000 | $872K | 0 |
| UPWORK INCUPWORK INC NOTE 0.250% 8/1 | principal | 1,100,000 | $865K | new |
| CABLE ONE INCCABLE ONE INC NOTE | principal | 1,100,000 | $798K | 0 |
| TripAdvisor IncTripAdvisor Inc CONV | principal | 1,000,000 | $795K | 0 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 700,000 | $774K | 0 |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 690,000 | $690K | 0 |
| SABRE GLBL INCSABRE GLBL INC BOND | principal | 550,000 | $630K | 0 |
| UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0 | principal | 400,000 | $624K | -100,000 |
| LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1 | principal | 600,000 | $600K | 0 |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0 | principal | 700,000 | $568K | 0 |
| BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1 | principal | 544,000 | $563K | -365,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 500,000 | $562K | 0 |
| UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1 | principal | 625,000 | $547K | new |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 550,000 | $545K | -1,554,000 |
| AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1 | principal | 500,000 | $500K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 500,000 | $500K | 0 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 500,000 | $500K | new |
| IMPINJ INCIMPINJ INC NOTE 1.125% 5/1 | principal | 500,000 | $500K | -500,000 |
| INFINERA CORPINFINERA CORP BOND | principal | 500,000 | $500K | new |
| CHART INDS INCCHART INDS INC NOTE 1.000%11/1 | principal | 164,000 | $474K | new |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 600,000 | $424K | 0 |
| H WORLD GROUP LTDH WORLD GROUP LTD Convertible bond | principal | 400,000 | $420K | -834,000 |
| COMMERCE.COM INCCOMMERCE.COM INC NOTE 0.250%10/0 | principal | 400,000 | $400K | 0 |
| MARA HOLDINGS INCMARA HOLDINGS INC NOTE 1.000%12/0 | principal | 400,000 | $400K | 0 |
| FARFETCH LTDFARFETCH LTD BOND | principal | 400,000 | $391K | 0 |
| HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0 | principal | 250,000 | $383K | -376,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 500,000 | $381K | 0 |
| 3D SYS CORP DEL3D SYS CORP DEL NOTE 11/1 | principal | 500,000 | $371K | 0 |
| BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC NOTE 2.500% 3/1 | principal | 300,000 | $370K | 0 |
| LCI INDSLCI INDS NOTE 1.125% 5/1 | principal | 400,000 | $356K | -1,200,000 |
| ZILLOW GROUP INCZILLOW GROUP INC NOTE 2.750% 5/1 | principal | 332,000 | $338K | new |
| NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0 | principal | 191,000 | $279K | new |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 260,000 | $264K | 0 |
| PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1 | principal | 200,000 | $258K | -111,000 |
| VERINT SYSTEMS INCVERINT SYSTEMS INC BOND | principal | 250,000 | $250K | 0 |
| AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 | principal | 150,000 | $166K | 0 |
| PTC THERAPEUTICS INCPTC THERAPEUTICS INC NOTE 1.500% 9/1 | principal | 120,000 | $134K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 | principal | 100,000 | $115K | 0 |
| VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 | principal | 100,000 | $98.1K | new |
| ATI INCATI INC BOND | principal | 40,000 | $77.5K | 0 |
Sold out in Q3 2023
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 126. All 126
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CCITIGROUP INC | 1,375,000 | $63.3M | call |
| JPMJPMORGAN CHASE & CO | 350,000 | $50.9M | call |
| DISDISNEY WALT CO | 400,000 | $35.7M | call |
| INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS | 870,000 | $33.6M | call |
| CVXCHEVRON CORPORATION | 163,800 | $25.8M | call |
| BLACK KNIGHT INC COMBLACK KNIGHT INC COM | 415,075 | $24.8M | shares |
| LIFE STORAGE INCLIFE STORAGE INC | 150,888 | $20.1M | shares |
| LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C | 197,416 | $14.9M | shares |
| NOBLPROSHARES TR | 154,667 | $14.6M | shares |
| ILLUMINA INCILLUMINA INC | 13,500,000 | $13.2M | principal |
| MPCMARATHON PETE CORP | 82,000 | $9.56M | call |
| SYNEOS HEALTH INCSYNEOS HEALTH INC | 209,537 | $8.83M | shares |
| IVERIC BIO INCIVERIC BIO INC | 223,993 | $8.81M | shares |
| UNIVAR INCUNIVAR INC | 244,054 | $8.75M | shares |
| AGGISHARES TR | 89,177 | $8.73M | shares |
| PDC ENERGY INCPDC ENERGY INC | 120,432 | $8.57M | shares |
| WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC | 69,532 | $7.54M | shares |
| PGJINVESCO EXCHANGE TRADED FD T | 266,000 | $7.08M | shares |
| TRITON INTL LTDTRITON INTL LTD | 80,403 | $6.69M | shares |
| ARCONIC ROLLED PRODS CORPARCONIC ROLLED PRODS CORP | 197,531 | $5.84M | shares |
| FOCUS FINANCIAL PARTNERS IN…FOCUS FINANCIAL PARTNERS INC. | 106,946 | $5.62M | shares |
| HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION | 69,589 | $5.49M | shares |
| AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C | 96,649 | $5.3M | shares |
| NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC | 5,136,000 | $5.13M | principal |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS | 4,906,000 | $4.82M | principal |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 144,419 | $4.73M | shares |
| REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC | 42,577 | $4.34M | shares |
| AZNASTRAZENECA PLC-SPONS ADR | 60,000 | $4.29M | shares |
| NUVASIVE INCNUVASIVE INC | 102,744 | $4.27M | shares |
| PROSHARES TRPROSHARES TR | 213,215 | $4.03M | shares |
| TECHTARGET INCTECHTARGET INC | 5,000,000 | $3.9M | principal |
| SNAP INCSNAP INC | 4,199,000 | $3.81M | principal |
| CONMED CORPCONMED CORP | 3,519,000 | $3.52M | principal |
| GTEKGOLDMAN SACHS ETF TR | 135,000 | $3.45M | shares |
| DICE THERAPEUTICS INCDICE THERAPEUTICS INC | 69,258 | $3.22M | shares |
| RADIUS GLOBAL INFRASTRUCTUR…RADIUS GLOBAL INFRASTRUCTURE INC | 211,300 | $3.15M | shares |
| JBT MAREL CORPORATIONJBT MAREL CORPORATION | 3,300,000 | $3.1M | principal |
| PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC | 3,844,000 | $2.86M | principal |
| EXACT SCIENCES CORPEXACT SCIENCES CORP | 3,008,000 | $2.7M | principal |
| AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC | 608,569 | $2.68M | shares |
| DIVERSEY HLDGS LTDDIVERSEY HLDGS LTD | 283,270 | $2.38M | shares |
| FORGEROCK INCFORGEROCK INC | 104,207 | $2.14M | shares |
| AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC | 311,713 | $2.11M | shares |
| CNX RES CORPCNX RES CORP | 1,100,000 | $2.05M | principal |
| WNS HOLDINGS LTDWNS HOLDINGS LTD | 27,100 | $2M | shares |
| CHINOOK THERAPEUTICS INCCHINOOK THERAPEUTICS INC | 51,931 | $2M | shares |
| NEXTIER OILFIELD SOLUTIONS …NEXTIER OILFIELD SOLUTIONS INC | 222,181 | $1.99M | shares |
| LIVONGO HEALTH INCLIVONGO HEALTH INC | 2,169,000 | $1.91M | principal |
| AMYRIS INCAMYRIS INC | 1,840,309 | $1.9M | shares |
| DAYFORCE INCDAYFORCE INC | 2,074,000 | $1.83M | principal |
| ETSY INCETSY INC | 2,000,000 | $1.67M | principal |
| LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C | 39,348 | $1.56M | shares |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC | 1,758,000 | $1.54M | principal |
| BGC PARTNERS INCBGC PARTNERS INC | 339,763 | $1.51M | shares |
| TELADOC HEALTH INCTELADOC HEALTH INC | 1,841,000 | $1.43M | principal |
| STVNSTEVANATO GROUP S P A | 42,920 | $1.39M | shares |
| BBDCBARINGS BDC INC | 175,599 | $1.38M | shares |
| CHTCHUNGHWA TELECOM CO LTD | 35,616 | $1.33M | shares |
| TCPCBLACKROCK TCP CAPITAL CORP | 113,740 | $1.24M | shares |
| THE REALREAL INCTHE REALREAL INC | 3,747,000 | $1.23M | principal |
| SNAP INCSNAP INC | 1,645,000 | $1.22M | principal |
| URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIES | 51,844 | $1.1M | shares |
| PG&E CORPPG&E CORP | 7,000 | $1.05M | shares |
| ARCOARCOS DORADOS HLDGS INC | 99,810 | $1.02M | shares |
| DROPBOX INCDROPBOX INC | 1,178,000 | $997K | principal |
| FRANCHISE GROUP INCFRANCHISE GROUP INC | 34,729 | $995K | shares |
| SGMLSIGMA LITHIUM CORPORATION | 24,200 | $975K | shares |
| AVANGRID INCAVANGRID INC | 25,659 | $967K | shares |
| EWWISHARES INC | 15,105 | $939K | shares |
| MTUMISHARES TR | 6,205 | $895K | shares |
| THE REALREAL INCTHE REALREAL INC | 1,257,000 | $776K | principal |
| BCSFBAIN CAP SPECIALTY FIN INC | 55,185 | $746K | shares |
| KKR & CO INCKKR & CO INC | 10,000 | $661K | shares |
| ABSOLUTE SOFTWARE CORPABSOLUTE SOFTWARE CORP | 57,438 | $658K | shares |
| PERMIAN RES OPER LLCPERMIAN RES OPER LLC | 354,000 | $654K | principal |
| INFINERA CORPINFINERA CORP | 500,000 | $640K | principal |
| URAGLOBAL X FDS | 28,310 | $614K | shares |
| AMYRIS INCAMYRIS INC | 1,700,000 | $590K | principal |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL | 13,427 | $549K | shares |
| LGOLARGO INC | 127,195 | $543K | shares |
| SHIFT4 PMTS INCSHIFT4 PMTS INC | 574,000 | $515K | principal |
| IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN | 524,000 | $487K | principal |
| ACDCPROFRAC HLDG CORP | 41,451 | $463K | shares |
| WIX COM LTDWIX COM LTD | 450,000 | $429K | principal |
| PFFISHARES TR | 12,131 | $375K | shares |
| BEYOND MEAT INCBEYOND MEAT INC | 1,346,000 | $363K | principal |
| PROSHARES TRPROSHARES TR | 26,990 | $357K | shares |
| WORKIVA INCWORKIVA INC | 275,000 | $350K | principal |
| IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC | 360,000 | $334K | principal |
| VNQVANGUARD INDEX FDS | 3,924 | $328K | shares |
| CSIQCANADIAN SOLAR INC | 8,391 | $325K | shares |
| FLOTISHARES TR | 6,300 | $320K | shares |
| EFVISHARES TR | 6,403 | $313K | shares |
| FIBROGEN INCFIBROGEN INC | 106,095 | $286K | shares |
| QYLDGLOBAL X FDS | 12,015 | $280K | shares |
| COMPANHIA BRASILEIRA DE DIS…COMPANHIA BRASILEIRA DE DISTRI | 72,296 | $278K | shares |
| SPSBSPDR SERIES TRUST | 9,400 | $277K | shares |
| SBLKSTAR BULK CARRIERS CORP. | 15,222 | $269K | shares |
| EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC | 13,514 | $263K | shares |
| EWGISHARES INC | 9,161 | $262K | shares |
How Q3 2023 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001567619-23-007680 | base | 2023-11-13 | acceptance time not in the bulk data set |