COWEN AND COMPANY, LLC
Follow13F filer, CIK 48966, NEW YORK, NY
COWEN AND COMPANY, LLC reported $851,401,305 across 565 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-05-09. Its ten largest share positions make up 47.61% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-002153
- Period
- 2023-03-31
- Reported value
- $851M
- Holdings
- 565
- Top 10 weight
- 47.61%
- New
- 177
- Sold out
- 284
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SCPHARMACEUTICALS INCnew | +2,807,562 | $25.5M |
| KHOSLA VENTURES ACQUT CO IIInew | +2,410,664 | $24.5M |
| TIO TECH Anew | +2,176,071 | $22.2M |
| STOKadded | +2,531,065 | $21.1M |
| ARES ACQUISITION CORPORATIONnew | +1,304,228 | $13.5M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| DCP MIDSTREAM LPexited | -1,516,562 | -$58.8M |
| SCIPLAY CORPORATIONreduced | -1,536,246 | -$26.1M |
| CTLPexited | -2,821,409 | -$12.3M |
| KAIROS ACQUISITION CORPexited | -869,000 | -$8.76M |
| INVZreduced | -2,460,281 | -$8.61M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Holdings, Q1 2023
Share positions as resolved from 13F-HR 0001085146-23-002153, largest first. % of portfolio is the value over $849,918,627, the sum of the share positions whose value is usable for ratios (method).
| Security | History | Shares | Value | % of portfolio | Change | Latest event | Timeline |
|---|---|---|---|---|---|---|---|
| Arogo Capital Acquisition C…Arogo Capital Acquisition Corp | 40,000 | $2.4K | <0.01% | -6,802 | |||
| PINSTRIPES HOLDINGS INCPINSTRIPES HOLDINGS INC | 51,670 | $2.33K | <0.01% | new | |||
| WTS PHOENIX BIOTECH ACQUISI…WTS PHOENIX BIOTECH ACQUISITIO | 58,000 | $2.32K | <0.01% | -905 | |||
| EQUITY UNCOVERED AMERICAN C…EQUITY UNCOVERED AMERICAN CALL | 118,849 | $2.22K | <0.01% | 0 | |||
| 10X CAPITAL VENTURE ACQ III10X CAPITAL VENTURE ACQ III | 26,000 | $2.2K | <0.01% | 0 | |||
| CLOVER LEAF CAPITAL CORPCLOVER LEAF CAPITAL CORP | 23,900 | $2.15K | <0.01% | -800 | |||
| STRATIM CLOUD ACQUISITION COSTRATIM CLOUD ACQUISITION CO | 10,617 | $2.12K | <0.01% | new | |||
| GLOBAL BLK-CW27 EQUITYGLOBAL BLK-CW27 EQUITY | 64,500 | $2.1K | <0.01% | 0 | |||
| ATLANTIC COASTAL AQSTN CORPATLANTIC COASTAL AQSTN CORP | 29,700 | $2.07K | <0.01% | -3,374 | |||
| PAYSAFE LIMITEDPAYSAFE LIMITED | 22,300 | $2.07K | <0.01% | -25,000 | |||
| ATI PHYSICAL THERAPY INC WT…ATI PHYSICAL THERAPY INC WT EXP 0… | 75,500 | $1.98K | <0.01% | +100 | |||
| FINTECH ECOSYSTEM DEVEFINTECH ECOSYSTEM DEVE | 55,640 | $1.95K | <0.01% | +31,050 | |||
| ATMCWALPHATIME ACQUISITION CORP RED | 43,007 | $1.94K | <0.01% | new | Timeline | ||
| UPHLWUPHEALTH INC WT EXP 06/08/26 ( | 96,697 | $1.93K | <0.01% | -200 | Timeline | ||
| FINANCIAL STRATEGIES ACQUISIFINANCIAL STRATEGIES ACQUISI | 55,000 | $1.93K | <0.01% | +5,000 | |||
| SPREE ACQUISITION 1 CORP LTDSPREE ACQUISITION 1 CORP LTD | 63,000 | $1.9K | <0.01% | 0 | |||
| SHFSWSHF HOLDINGS INC | 70,319 | $1.84K | <0.01% | 0 | Timeline | ||
| NEWCOURT ACQUISITION CORPNEWCOURT ACQUISITION CORP | 55,000 | $1.83K | <0.01% | +5,000 | |||
| APX ACQUISITION CORP IAPX ACQUISITION CORP I | 29,107 | $1.69K | <0.01% | new | |||
| QUADRO ACQUISITION ONE CORPQUADRO ACQUISITION ONE CORP | 78,061 | $1.6K | <0.01% | +59,224 | |||
| REVBWREVELATION BIOSCIENCES INC | 98,296 | $1.59K | <0.01% | new | Timeline | ||
| TLGY ACQUISITION CORPORATIO…TLGY ACQUISITION CORPORATION W | 18,500 | $1.53K | <0.01% | new | |||
| SKYDECK ACQUISITION CORPSKYDECK ACQUISITION CORP | 46,933 | $1.52K | <0.01% | +5,167 | |||
| CSLM ACQUISITION CORPCSLM ACQUISITION CORP | 40,600 | $1.52K | <0.01% | -25,100 | |||
| SCULPTOR ACQUISITION CORP ISCULPTOR ACQUISITION CORP I | 14,900 | $1.49K | <0.01% | -166,400 | |||
| ACE GLOBAL BUSINESS ACQU LTDACE GLOBAL BUSINESS ACQU LTD | 35,000 | $1.49K | <0.01% | -169 | |||
| ANZU SPECIAL ACQUISITIN CORPANZU SPECIAL ACQUISITIN CORP | 39,240 | $1.48K | <0.01% | -8,807 | |||
| AURORA ACQUISITION CORPAURORA ACQUISITION CORP | 25,000 | $1.45K | <0.01% | 0 | |||
| ESGEN ACQUISITION CORPESGEN ACQUISITION CORP | 24,800 | $1.44K | <0.01% | -3,490 | |||
| EDOC ACQUISITION CORPEDOC ACQUISITION CORP | 81,400 | $1.42K | <0.01% | -100 | |||
| INCEPTION GR -23 EQUITYINCEPTION GR -23 EQUITY | 53,723 | $1.35K | <0.01% | 0 | |||
| PRENWPRENETICS GLOBAL LTD | 12,955 | $1.34K | <0.01% | new | Timeline | ||
| GETAROUND INCGETAROUND INC | 27,659 | $1.3K | <0.01% | +1,301 | |||
| ALTITUDE ACQUISITION CORPALTITUDE ACQUISITION CORP | 25,000 | $1.28K | <0.01% | 0 | |||
| AURORA TECHNOLOGY ACQUISITIOAURORA TECHNOLOGY ACQUISITIO | 50,855 | $1.27K | <0.01% | +11,355 | |||
| Futuretech II Acquisition C…Futuretech II Acquisition Corp | 44,450 | $1.12K | <0.01% | new | |||
| C5 ACQUISITION CORPORATIONC5 ACQUISITION CORPORATION | 28,000 | $1.12K | <0.01% | +5,000 | |||
| ALSP ORCHID ACQUISITION CORPALSP ORCHID ACQUISITION CORP | 22,000 | $1.1K | <0.01% | new | |||
| DIGITAL TRANSFORMATN OPT CORDIGITAL TRANSFORMATN OPT COR | 10,387 | $1.02K | <0.01% | +100 | |||
| EXCELFIN ACQUISITION CORPEXCELFIN ACQUISITION CORP | 17,043 | $1K | <0.01% | -48,672 | |||
| Northern Star Investment Co…Northern Star Investment Corp II | 38,100 | $952 | <0.01% | -2,009 | |||
| BURTECH ACQUISITION CORPBURTECH ACQUISITION CORP | 20,000 | $926 | <0.01% | -3,453 | |||
| WEJWFWEJO GROUP LTD WT EXP (BMU) | 12,250 | $617 | <0.01% | -4 | Timeline | ||
| GLOBALINK INVESTMENT -CW23GLOBALINK INVESTMENT -CW23 | 50,200 | $522 | <0.01% | 0 | |||
| TIO TECH ATIO TECH A | 62,800 | $263 | <0.01% | -2,700 | |||
| POLYMET MNG CORPPOLYMET MNG CORP | 20,000 | $54 | <0.01% | new | |||
| ALPINE ACQUISITION CORPORATIALPINE ACQUISITION CORPORATI | 49,589 | $49 | <0.01% | -800 |
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SMHVANECK ETF TRUST COM | call | 20,300 | $248K | new |
| SMHVANECK ETF TRUST COM | put | 27,000 | $228K | new |
| LYFTLYFT INC CL A COM | put | 150,000 | $215K | new |
| LUCID GROUP INCLUCID GROUP INC COM | put | 5,100 | $188K | 0 |
| PCTPURECYCLE TECHNOLOGIES INC COM | call | 106,500 | $158K | +32,800 |
| METAMETA PLATFORMS INC COM | call | 10,000 | $120K | 0 |
| LYFTLYFT INC CL A COM | call | 125,000 | $95K | new |
| ADMARCHER DANIELS MIDLAND CO Stock | call | 21,400 | $65.8K | new |
| GGALGRUPO FINANCIERO GALICIA S.A SPONSORED ADR | call | 225,000 | $65.6K | new |
| QUALTRICS INTL INCQUALTRICS INTL INC COM CL A | call | 131,000 | $43.2K | new |
| BMRNBIOMARIN PHARMACEUTICAL INC COM | call | 14,400 | $22.3K | +4,400 |
| AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC CL A COM | call | 123,000 | $18.8K | +71,100 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | call | 31,600 | $5K | -23,400 |
| PRPLPURPLE INNOVATION INC CMN | put | 20,000 | $2.5K | -700 |
| RADIUS GLOBAL INFRASTRUCTUR…RADIUS GLOBAL INFRASTRUCTURE INC COMMON STOCK | call | 40,000 | $2.5K | 0 |
| TFCTRUIST FINL CORP Stock | call | 10,000 | $1.5K | new |
| ACIALBERTSONS COMPANIES INC Stock | call | 4,000 | $900 | new |
| CANO HEALTH INCCANO HEALTH INC COM | call | 27,200 | $408 | +13,600 |
Sold out in Q1 2023
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 284. All 284
| Security | Shares before | Value before | Type |
|---|---|---|---|
| DCP MIDSTREAM LPDCP MIDSTREAM LP | 1,516,562 | $58.8M | shares |
| REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC | 36,600,000 | $34.3M | principal |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION | 45,367,000 | $28.5M | principal |
| CTLPCANTALOUPE INC | 2,821,409 | $12.3M | shares |
| KAIROS ACQUISITION CORPKAIROS ACQUISITION CORP | 869,000 | $8.76M | shares |
| NORTHERN STAR INVEST CORP IINORTHERN STAR INVEST CORP II | 735,000 | $7.39M | shares |
| PIONEER MERGER CORPPIONEER MERGER CORP | 625,000 | $6.34M | shares |
| CBLCBL & ASSOC PPTYS INC | 250,000 | $5.77M | shares |
| MRNAMODERNA INC | 16,300 | $4.42M | put |
| NORTHERN STAR INVEST CORP IVNORTHERN STAR INVEST CORP IV | 425,000 | $4.27M | shares |
| JOUNCE THERAPEUTICS INCJOUNCE THERAPEUTICS INC | 3,647,430 | $4.05M | shares |
| SVF INVESTMENT CORPSVF INVESTMENT CORP | 379,824 | $3.84M | shares |
| GRAF ACQUISITION CORP IVGRAF ACQUISITION CORP IV | 363,598 | $3.62M | shares |
| AMZNAMAZON COM INC | 37,127 | $3.12M | shares |
| INTEGRATED RAIL AND RES ACQINTEGRATED RAIL AND RES ACQ | 300,382 | $3.09M | shares |
| EWTISHARES INC | 74,193 | $2.98M | shares |
| CCITIGROUP INC | 65,704 | $2.97M | shares |
| TGTTARGET CORP | 19,867 | $2.96M | shares |
| MRNAMODERNA INC | 16,324 | $2.93M | shares |
| MRKMERCK & CO INC | 24,969 | $2.77M | shares |
| MICROSTRATEGY INCMICROSTRATEGY INC | 7,000,000 | $2.63M | principal |
| NORTHERN GENESIS ACQU CORP INORTHERN GENESIS ACQU CORP I | 250,810 | $2.52M | shares |
| DTRT HEALTH ACQUISITION CORPDTRT HEALTH ACQUISITION CORP | 224,845 | $2.33M | shares |
| MBIMBIA INC | 177,296 | $2.28M | shares |
| TGTTARGET CORP | 19,900 | $2.2M | put |
| MACONDRAY CAP ACQUISITN CORPMACONDRAY CAP ACQUISITN CORP | 215,000 | $2.19M | shares |
| RNWRENEW ENERGY GLOBAL PLC | 381,900 | $2.1M | shares |
| POWERED BRANDSPOWERED BRANDS | 174,042 | $1.76M | shares |
| MUFGMITSUBISHI UFJ FINANCIAL GRO | 250,000 | $1.67M | shares |
| TEVATEVA PHARMACEUTICAL INDS LTD | 176,942 | $1.61M | shares |
| ALPHAVEST ACQUISITION CORPALPHAVEST ACQUISITION CORP | 150,000 | $1.51M | shares |
| QSQUANTUMSCAPE CORP | 250,000 | $1.42M | shares |
| WFCWELLS FARGO & CO | 33,640 | $1.39M | shares |
| LEO HLDGS CORP IILEO HLDGS CORP II | 135,000 | $1.36M | shares |
| HALHALLIBURTON CO | 32,210 | $1.27M | shares |
| IG ACQUISITION CORPIG ACQUISITION CORP | 125,000 | $1.26M | shares |
| QUADRO ACQUISITION ONE CORPQUADRO ACQUISITION ONE CORP | 123,567 | $1.25M | shares |
| WBDWARNER BROS DISCOVERY INC | 122,200 | $1.16M | shares |
| BLNKBLINK CHARGING CO | 103,000 | $1.13M | shares |
| CCITIGROUP INC | 65,100 | $1.12M | put |
| EXASEXACT SCIENCES CORP | 22,514 | $1.11M | shares |
| TURNING PT BRANDS INCTURNING PT BRANDS INC | 1,200,000 | $1.07M | principal |
| BLUE OCEAN ACQUISITION CORPBLUE OCEAN ACQUISITION CORP | 100,000 | $1.03M | shares |
| LF CAPITAL ACQUISITION CORPLF CAPITAL ACQUISITION CORP | 100,000 | $1.03M | shares |
| ATMCUALPHATM ACQ CORP UT1 ORD SHS 1 | 100,000 | $1.01M | shares |
| PONTEM CORPORATIONPONTEM CORPORATION | 100,000 | $1.01M | shares |
| CMBTCMB.TECH NV | 59,201 | $1.01M | shares |
| MASON INDUSTRIAL TECHNOLGY IMASON INDUSTRIAL TECHNOLGY I | 100,700 | $1.01M | shares |
| INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN | 1,000,000 | $991K | principal |
| TRICIDA INCTRICIDA INC | 10,044,000 | $954K | principal |
| FHNFIRST HORIZON CORPORATION | 35,949 | $881K | shares |
| CTLPCANTALOUPE INC | 974,100 | $852K | put |
| BWAYBRAINSWAY LTD | 345,001 | $852K | shares |
| QUADRO ACQUISITION ONE CORPQUADRO ACQUISITION ONE CORP | 81,326 | $821K | shares |
| RUBICON TECHNOLOGIES INC CL…RUBICON TECHNOLOGIES INC CL A | 440,529 | $784K | shares |
| GCT SEMICONDUCTOR HLDG INC …GCT SEMICONDUCTOR HLDG INC COMMON… | 74,000 | $754K | shares |
| AMCI ACQUISITION CORP IIAMCI ACQUISITION CORP II | 72,710 | $726K | shares |
| BIIBBIOGEN INC | 2,500 | $692K | shares |
| SPORTSMAP TECH ACQUISITIN COSPORTSMAP TECH ACQUISITIN CO | 65,500 | $668K | shares |
| TPG PACE BENEFICIAL II CORPTPG PACE BENEFICIAL II CORP | 64,547 | $634K | shares |
| MAXAR TECHNOLOGIES INCMAXAR TECHNOLOGIES INC | 20,000 | $587K | call |
| NEW VISTA ACQUISITION CORPNEW VISTA ACQUISITION CORP | 55,532 | $561K | shares |
| MAXAR TECHNOLOGIES INCMAXAR TECHNOLOGIES INC | 10,000 | $517K | shares |
| AMZNAMAZON COM INC | 30,000 | $508K | put |
| KERNEL GROUP HOLDINGS INCKERNEL GROUP HOLDINGS INC | 50,100 | $506K | shares |
| BITE ACQUISITION CORPBITE ACQUISITION CORP | 50,000 | $504K | shares |
| DIAMONDHEAD HOLDINGS CORPDIAMONDHEAD HOLDINGS CORP | 50,000 | $502K | shares |
| PRIVETERRA ACQUISITION CORPPRIVETERRA ACQUISITION CORP | 50,000 | $502K | shares |
| FITBFIFTH THIRD BANCORP | 15,265 | $501K | shares |
| ETF MANAGERS TRETF MANAGERS TR | 28,490 | $470K | shares |
| ARES ACQUISITION CORPORATIONARES ACQUISITION CORPORATION | 978,140 | $456K | shares |
| CERENCE INCCERENCE INC | 500,000 | $455K | principal |
| KRESPDR SERIES TRUST | 55,000 | $439K | put |
| FINSERV ACQUISITION CORP IIFINSERV ACQUISITION CORP II | 43,588 | $438K | shares |
| SUSTAINABLE DEVELP ACQU I COSUSTAINABLE DEVELP ACQU I CO | 42,000 | $423K | shares |
| MSOSADVISORSHARES TR | 106,400 | $414K | put |
| CARTESIAN GROWTH CORP IICARTESIAN GROWTH CORP II | 38,573 | $395K | shares |
| BMYBRISTOL-MYERS SQUIBB CO | 5,349 | $385K | shares |
| PPLIPEOPLE INC | 67,000 | $365K | put |
| SLAM CORPSLAM CORP | 36,000 | $364K | shares |
| SIMOSILICON MOTION TECHNOLOGY CO | 5,589 | $363K | shares |
| FUSION ACQUISITION CORP IIFUSION ACQUISITION CORP II | 35,000 | $351K | shares |
| LOGISTIC PROPERTIES OF THE …LOGISTIC PROPERTIES OF THE AME US… | 32,000 | $322K | shares |
| FLDFOLD HLDGS INC | 31,154 | $312K | shares |
| INFLECTION POINT ACQUSTN CORINFLECTION POINT ACQUSTN COR | 1,089,115 | $304K | shares |
| PINSPINTEREST INC | 12,500 | $304K | shares |
| CVSCVS HEALTH CORP | 3,181 | $296K | shares |
| EXCELFIN ACQUISITION CORPEXCELFIN ACQUISITION CORP | 28,561 | $293K | shares |
| HORIZON ACQUISITION CORPORATHORIZON ACQUISITION CORPORAT | 711,721 | $292K | shares |
| CNKCINEMARK HLDGS INC | 33,273 | $288K | shares |
| FREEDOM ACQUISITION I CORPFREEDOM ACQUISITION I CORP | 27,000 | $273K | shares |
| DXCMDEXCOM INC | 2,355 | $267K | shares |
| APLSAPELLIS PHARMACEUTICALS INC | 5,000 | $259K | shares |
| HIXWESTERN ASSET HIGH INCOM FD | 50,140 | $243K | shares |
| CORNER GROWTH ACQUISITION COCORNER GROWTH ACQUISITION CO | 24,104 | $238K | shares |
| ISRGINTUITIVE SURGICAL INC | 894 | $237K | shares |
| WORLD QUANTUM GROWTH ACQUISIWORLD QUANTUM GROWTH ACQUISI | 22,200 | $226K | shares |
| RLMDRELMADA THERAPEUTICS INC | 64,011 | $223K | shares |
| FLAME ACQUISITION CORPFLAME ACQUISITION CORP | 333,868 | $217K | shares |
| MTDMETTLER TOLEDO INTERNATIONAL | 148 | $214K | shares |
How Q1 2023 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-23-002153 | base | 2023-05-09 | acceptance time not in the bulk data set |